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(1) Reduce barriers to citizenship and naturalization through continued evaluation of programs, policies, and outreach opportunities. There is a significant gap between the annual naturalization rate and the annual size of the population eligible to naturalize. Commonly cited barriers to naturalization include: a lack of understanding about the naturalization process; a real or perceived inability to meet the English language requirement that is part of the naturalization process; a lack of ability to pay application fees; and a lack of understanding about reduced fees and fee waiver options. To address these barriers, USCIS will strengthen efforts to promote naturalization through citizenship education and outreach, capacity building efforts, and more streamlined naturalization application services. (2) Promote equitable use of AI technology across the Department through the development and application of new guidance as well as intra - agency coordination. With increased use of AI in carrying out DHS's homeland security mission, members of underserved communities may face disproportionate or disparate impacts, such as additional scrutiny or denial of benefits based on the potential for algorithms to operate in a manner that exhibits inappropriate biases in violation of law and DHS policy. To address these barriers, DHS will implement Department - wide policy guidance regarding the equitable use and implementation of AI technology and leverage the ongoing work of the Artificial Intelligence Task Force (AITF) and other internal working groups to establish a framework for trustworthy and responsible AI. (3) Counter domestic violent extremism (DVE) and targeted violence through a public health - informed approach. As the Department continues to tackle DVE threats, members of certain underserved communities (e.g., AMEMSA, Jewish, LGBTQI + and Black communities) continue to have concerns about DVE threats that impact their communities. To address these barriers, DHS will build the capacity of prevention professionals, SO that they can better understand and use data - driven information on how underserved communities are often the targets and victims of domestic terrorists;
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Naturalization applications and naturalizations have risen over time, but each year, only about 10 percent of eligible individuals naturalize. This trend has persisted for decades. Commonly cited barriers to naturalization include a lack of understanding about the naturalization process, a real or perceived inability to meet the English language requirement that is part of the naturalization process, a belief that the civics test is too difficult, a lack of time to prepare for the naturalization test and interview, a lack of ability to pay application fees, and a lack of understanding about reduced fees and fee waiver options. 3 About 3.5 percent of all Form N - 400s (Applications for Naturalization) are currently accompanied by at least one Form N - 648 (Medical Certification for Disability Exception). The public has commented on the limited list of medical professionals who are eligible to certify Form N - 648. Members of the public have recommended expanding the list to include nurse practitioners, thereby allowing for greater access for people living in rural areas, people with limited financial resources and time, and people who may otherwise have barriers with utilizing the current list of medical professionals. Form N - 648 continues to pose obstacles for people with disabilities based on its length and complexity, sometimes deterring eligible people from filing, deterring
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Award and administer $ 25 million in grants to provide high - quality citizenship instruction classes and provide naturalization application services within the authorized practice of immigration law. Specifically, grantees will help LPRs understand the naturalization process, improve their English language skills, prepare for and study for the civics test, understand what to expect with the naturalization test and interview, and understand qualifications for reduced fees or a fee waiver. Evaluate Form N - 648 for burden reduction, assess the possibility of allowing additional medical professionals to certify N - 648s, and implement any appropriate changes. Consider efforts to redesign parts of the naturalization test. One of the goals of the proposed redesign is to reduce barriers to citizenship by creating a more fair and transparent speaking test.
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In partnership with the White House Task Force on New Americans and the Interagency NWG, bring together professionals with equities in immigrant integration and citizenship education from the National Immigrant Integration & Citizenship Education Conference to provide access and inclusion. In FY 2024, expand the number of Citizenship Ambassadors, who help demystify the naturalization process and increase awareness of the life - changing impact of U.S. citizenship, and explore the possibility of hiring a private vendor to conduct various marketing activities to promote naturalization. Annually track the number and percentage of successful applicants from groups of LPRs who have historically been less likely to apply for naturalization to review factors that contributed to increased access to the naturalization process.
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Increases in the rate of naturalization among different communities, including marginalized and underserved communities. Changes in the number and type of accommodations granted to persons with disabilities to determine success in naturalization proceedings. Increase in access to medical evaluations for naturalization applications.
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Structural Equity
To develop its outreach and engagement strategy, USCIS considered input from several recent engagements: On November 1, 2022, USCIS held a stakeholder engagement to provide an overview and gather stakeholder feedback on the new Form N - 648 and its corresponding policy. USCIS collected comments related to improvements that USCIS can legally make through a regulation or policy, and any form changes, regulatory provisions or USCIS policies related to the N - 648 that were a source
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On January 11, 2023, USCIS hosted a national listening session on the Proposed Rule to Adjust Certain Immigration Fees. USCIS provided an overview of the proposed rule and reviewed how to submit formal comments. On May 16, 2023, USCIS participated in an engagement hosted by the U.S. Department of Agriculture (USDA) to educate USDA employees about " " Equity and Nutrition Security Among Eligible Immigrant Families. " " During the engagement USCIS educated USDA staff about the barriers and challenges facing immigrant families in accessing federal programs and highlighted the role USCIS plays through outreach and engagements to ensure stakeholders are well informed about the Final Public Charge Rule. USCIS held stakeholder engagements on January 12, March 3, April 28, and May 31, 2023, to address questions and gather feedback on the naturalization test redesign initiative. For FY 2023, USCIS scheduled and conducted in - person Adult Citizenship Education Training in areas where there are large numbers of LPRs who are eligible to naturalize and areas that are underserved. USCIS will continue to engage with the public, including members of underserved communities; relevant stakeholders; state and local government; and other federal agencies to seek input on ways to further advance equity in applying for naturalization. As part of this effort, USCIS will utilize its expanded cadre of citizenship ambassadors to share information about the naturalization process and how to access information and support. Further, CRCL, in collaboration with USCIS / NWG, will periodically disseminate messaging regarding citizenship and naturalization initiatives to CRCL's network of community stakeholders through the GovDelivery system and monthly CRCL newsletter with an audience of over 10,000 members of the public. Additionally, CRCL, in collaboration with USCIS / NWG, will host a series of Naturalization Test Redesign Information and Listening Sessions with CRCL's network of community stakeholders. (2) Promote equitable use of AI technology across the Department through the development and application of new guidance as well as intra - agency coordination.
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During a June 2023 stakeholder listening session on AI and Equity at DHS, stakeholders raised concerns about transparency and disparate impact in DHS's use of AI. Stakeholders also recommended enhancing community engagement on the use and application of AI going forward to build greater trust with communities. Staff consultation with the Privacy and Civil Liberties Oversight Board, policy development engagement dating back to the 2014 - 15 White House Big Data Papers, literature study, and interagency engagement with colleagues who have faced similar challenges and developed ethical codes and best practices in response, provide a basis for anticipating the challenges to ensuring compliance with applicable law and policy and in using AI to advance equity across all DHS missions. To encourage accountability and responsible use of AI in government programs and processes, the U.S. Government Accountability Office (GAO) developed an AI accountability framework ensuring AI is responsible, equitable, traceable, reliable, and governable. According to NIST, how accurately face recognition software tools identify people of varied sex, age, and racial backgrounds depends in part on the algorithm and data used. Results captured in the NIST report, Face Recognition Vendor Test (FRVT) Part 3: Demographic Effects (NISTIR 8280), found empirical evidence for the existence of demographic differentials across algorithms and developers, with the most accurate algorithms producing many fewer errors; NIST expects those algorithms to have smaller demographic differentials. A key goal of the Department's use of facial recognition technology is identifying and eliminating, to the extent it exists, any improper bias. The Final Report of the National Security Commission on Artificial Intelligence (2021) determined that " " unintended bias can be introduced during many stages of the machine learning (ML) process, which can lead to disparate impacts in American society, a problem that has been documented in law enforcement contexts. " " Commission recommendations include the establishment of " " a task force to assess the privacy and civil liberties implications of AI and emerging technologies " " and " " empower DHS Offices of Privacy and Civil Rights and Civil Liberties [ to ] play an integral role in the legal and approval processes for the procurement and use of Al - enabled systems. " "
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which includes explicit privacy, civil rights, civil liberties, and equity guidelines (including nondiscrimination provisions). Issue application - specific policy, as appropriate, including a Department - wide policy on facial recognition and facial detection technologies, requiring and enabling the minimization of improper bias in operational use and safeguarding of individuals against disproportionate or disparate impacts based on protected characteristics. Build on the principles articulated in EO 13960, Promoting the Use of Trustworthy Artificial Intelligence in the Federal Government, and leverage the ongoing work of the DHS AI Task Force (AITF) and the DHS AI Policy Working Group by establishing a DHS - specific AI risk management framework, including a focus on trustworthy and responsible AI that protects privacy, civil rights, and civil liberties and advances equity. Where reliance on an algorithm is likely to have a substantial effect on individuals, DHS will enable effective oversight through disclosure of algorithms relied upon, where appropriate; reliance on explainable algorithms when feasible; and placing an emphasis in policy and oversight activities on accountability. Sponsor a CRCL - led Responsible Use Group within the DHS AITF, to establish close coordination between the DHS AITF, the Privacy Office, and the operational and technical staff charged with leading the innovative AI projects sponsored by the AITF. The Responsible Use Group will ensure projects receive timely, tailored compliance and equity - enhancing policy advice and oversight scrutiny. Additionally it will work with the Department's AI Policy Working Group to leverage the lessons learned from this grass roots implementation work to inform policy and practices guiding the AITF projects, and Department - level AI governance policy, respectively. Examine the use and value of AI in meeting language access needs in DHS programs and operations through a new initiative on AI and Language Access. CRCL will convene a symposium on AI and Language Access in Fiscal Year 2024 to explore how various technologies (e.g., large language models) could address DHS mission needs for quality translation and access services while mitigating any potential harm on underserved populations. Incorporate forthcoming OMB government - wide guidance on AI implementation, including review of affected DHS policies protecting the individual rights and safety of the public and our employees, and updating civil rights and general individual protective policies and processes to incorporate additional protections, where appropriate. Over the next five years, continue to engage with members of underserved communities and stakeholder groups to assess the extent to which they report progressively fewer concerns about privacy and disparate treatment and impacts from DHS's AI technology, and address any lingering or novel concerns through additional policy updates.
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(4) Advance equity for persons who are limited English proficient by strengthening language access programs. In carrying out its varied homeland security mission, DHS encounters millions of members of the public every day, many of whom are limited English proficient (LEP) and may experience communication challenges or barriers in accessing DHS programs. Although DHS has language access policies in place, DHS has opportunities to strengthen language access across its programs and activities for persons who are LEP. Many individuals who are LEP are members of underserved communities, including racial and ethnic minority groups, individuals with disabilities, LGBTQI + persons, and others who face poverty or persecution. To address these barriers, DHS will apply customer experience principles and practices in advancing language access and implement the DHS Language Access Plan, updated in November 2023, and the DHS Indigenous Languages Plan to ensure that the Department's language access programs are effective. (5) Advance equity in DHS's screening activities through updates to training, policy, and procedures. Members of the public, including those from underserved communities (e.g., AMEMSA communities and individuals with disabilities) continue to report concerns regarding their experiences when undergoing screening, including allegations of racial and ethnic profiling and improper treatment of persons with disabilities. To address these barriers, DHS will develop training to enhance knowledge and cultural competency of the Transportation Security Administration (TSA) frontline workforce, and expand and streamline the TSA Passenger Support Specialist program, which provides previously scheduled and on - the - spot assistance to travelers who need assistance; develop a U.S. Customs and Border Protection (CBP) directive to define the roles and responsibilities of CBP offices and personnel and provide religious accommodations for members of the public during CBP - conducted services, programs, and activities; and assess and propose updates to the Department's nondiscrimination policies for external activities. (6) Advance equity for the 574 federally recognized Tribal Nations and their citizens by ensuring appropriate Tribal consideration and representation in the Department's work. During consultations, Tribal Nations have reported equity concerns about inaccessibility and unfairness of grant and contract opportunities, screening and handling of sacred items, lack of DHS staff and other resources dedicated to fulfilling DHS responsibilities to the Tribal Nations, lack of representation on some
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Structural Equity
Within two - to - four years, ensure that the equitable AI policy and responsible AI framework are adopted. Ensure that all DHS employees who develop, manage, or use AI that is likely to affect individuals ' privacy, civil rights, civil liberties, or safety, are trained on responsible use policies, such that they can be implemented effectively.
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DHS routinely engages with members of underserved communities regarding concerns related to targeted violence and domestic violent extremism. During these engagements, stakeholders have suggested strengthening and increasing DHS's communication about the public health - informed approach with communities that have expressed concern about prior prevention approaches. Existing literature proposes addressing violent extremism in a public health framework. This approach focuses on creating evidence - based prevention resources and helping prevention providers build protective factors at the individual, family, and community levels to decrease the risk of targeted violence, such as school or workplace violence, premeditated hate - fueled violence, and terrorism. The focus of a public health - informed approach is on the health, safety,
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Build capacity of prevention professionals / providers by developing evidence - based trainings and technical packages, including data - driven information on how underserved communities are often the targets and victims of domestic terrorists. Enhance equity in the CP3 TVTP Grant Program by investing in the diversification of grant applications for the FY 2024 grant cycle through an intentional outreach campaign to underrepresented groups and communities. Strengthen the public health - informed approach to targeted violence and terrorism prevention and raise awareness of this approach through a public communications strategy. Prioritize and expand education programs regarding tools and resources available for combatting DVE threats to underserved communities.
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Structural Equity
Number of new TVTP grantees representing underserved community organizations. Number of training sessions on threat assessments and management capabilities for prevention professionals. Number of equity - focused and cultural competency training sessions conducted by community members for frontline practitioners and mental health specialists. Incorporation of public health focused frameworks in local law enforcement and mental health systems tracking DVE risk identification and mitigation to improve the capacity of community prevention professionals. Number of public education sessions regarding targeted violence prevention concerning diversity and equity related issues.
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In carrying out its varied homeland security missions, DHS encounters millions of members of the public every day, many of whom are limited English proficient. While DHS has many language access policies in place, DHS still has opportunities to strengthen language access across its programs and activities for persons who are LEP. Many individuals who are LEP are members of racial minority groups, individuals with disabilities, LGBTQI + persons, and others who are facing persistent poverty or persecution and this intersectionality can create additional barriers. Stakeholders report concerns about the limited availability of legal access for detained noncitizens and language access resources to provide interpretation and translation services for Indigenous noncitizens who are LEP and who speak Indigenous languages. Indigenous language speakers may not understand processing by CBP officers and agents, including opportunities to pursue avenues of humanitarian protection, as a result of a language barrier. CBP officers and agents need an efficient mechanism to determine the primary language of an Indigenous language speaker prior to the processing of that individual.
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Procedural Equity
Complaints to CRCL about language access in DHS programs and activities and recommendations to DHS agencies resulting from complaint investigations (over five to 10 years). According to the 2019 Center for American Progress Report Language Access Has Life - or - Death Consequences for Migrants, DHS comes into contact with the broadest range of foreign - language speakers of any federal agency. Following the deaths in Border Patrol custody of two children whose families spoke Indigenous languages, the report indicated DHS needs to be far more proactive in providing interpretation and translation services for Indigenous language speakers. According to the 2023 Center for American Progress Report Improving Language Access in the U.S. Asylum System, the languages that migrants and asylum - seekers speak have diversified in recent years. It is reported the lack of adequate interpretation and translation services for asylum - seekers who are not proficient in English impedes their ability to navigate the complex immigration system.
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Procedural Equity
Implement the DHS Language Access Plan and the DHS Indigenous Languages Plan to ensure that the Department's language access programs are effective. The DHS Language Access Plan applies to all DHS employees and applicable contractors that interact with members of the public. Integrate language access considerations when assessing potential barriers that underserved communities may face in accessing and benefitting from the agency's programs and activities and developing strategies to address the identified barriers. Explore how limited English proficiency impacts access to DHS programs and activities for members of underserved communities, including but not limited to Black, Latino, Indigenous and Native American, Native Hawaiian, and Pacific Islander persons, Indigenous migrants of Latin America, and persons with disabilities, and seek to address barriers for individuals who are LEP and belong to multiple such communities. Identify staff member (s) within CRCL to carry out ombudsman - type functions, including regularly interacting with the public, promptly responding to concerns and questions about language access, and coordinating with DHS agencies and other federal agencies. Apply customer experience (CX) principles and practices in advancing language access, establish a schedule of CX initiatives that involve user research, usability testing, and other types of qualitative research. This includes examining touchpoints with the public, including those who are limited English proficient. Disseminate guidance and a framework for all DHS agencies on conducting in - language engagements with persons and communities that are limited English proficient from diverse communities and providing vital documents or materials in these languages to have more meaningful dialogue and effective information sharing for the LEP community. Improve language access for persons seeking humanitarian protection. Advance meaningful language access for Indigenous migrant communities through the following:
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advisory councils and committees, and uncertainty that DHS would pursue modifications to unfair practices that might require legislative fixes. To address these barriers, DHS will conduct a review of contract opportunities and grant funding opportunity announcements prior to release to determine how equitable access for tribes can be furthered; examine policy and procedures to identify updates in furtherance of security and the appropriate handling of sacred, ceremonial, or cultural items and conduct training on the same; pursue adequate staffing and other resources where needed to ensure equitable service delivery; ensure Tribal representation in DHS advisory councils, committees, and other groups; and pursue modifications to service delivery, including where legislative fixes are needed. (7) Advance equity for persons seeking humanitarian protection during immigration processing by strengthening programs available to assist them. Stakeholders continue to report concerns about processing delays and access to resources. To address these barriers, USCIS will enhance processing efficiency by leveraging technology, increasing access, and seeking opportunities to reduce fees; and DHS will strengthen resources for non - detained noncitizens released on an alternative to detention program and create process efficiencies across the board. (8) Advance equity in the FEMA Individual Assistance (IA) program to increase participation of undeserved communities. In response to FEMA's 2021 Request for Information (RFI) on FEMA Programs, Regulations, and Policies and associated public meetings, members of the public suggested changes to the IA program. All relevant comments received in response to the RFI, including those received during the public meetings, have been posted to the public rulemaking docket on the Federal eRulemaking portal. To address barriers and suggested changes raised by stakeholders, FEMA will publish an Interim Final Rule (IFR) amending its regulations governing the IA program to increase equity by simplifying processes, removing barriers to entry, and increasing eligibility for certain types of assistance under the program. (9) Advance equity through Community Disaster Resilience Zones. FEMA's National Advisory Council has found that smaller, less affluent communities with fewer resources cannot access funding to appropriately prepare for a disaster, which leads to inadequate response and recovery and little opportunity for mitigation. To address this barrier, FEMA will enhance and expand Building Resilient Infrastructure and Communities (BRIC) Program technical assistance; implement Benefit - Cost Analysis (BCA) enhancements for all relevant mitigation programs, including incorporating equity weights into BCA; and develop a Recovery and Resilience Resource Portal, which provides ideas and information on available funding opportunities for state, local, Tribal, and territorial (SLTT) partners and community decision - makers.
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Advance meaningful language access to ICE and CBP programs, activities, and operations for Indigenous noncitizens encountered by ICE and CBP who are LEP and who speak Indigenous languages. Collaborate with the ICE Personnel Security Division to explore and implement approaches in the ICE clearance process that could increase the pool of possible Indigenous - speaking candidates submitted by the language services vendor (s). Coordinate with language services vendor (s) to enhance recruitment efforts and capacity for Indigenous - speaking linguists and increase overall provision of language services. Conduct detention facility assessment (s) to determine gaps in the identification of Indigenous language speakers and provision of language services in detention. Facilitate development of Indigenous cultural awareness and competency education materials, such as training and / or job aids. Participate in listening sessions and other engagements with national and community - based Indigenous organizations and develop strategic partnerships where possible. Expand the number of Indigenous languages included in the myCBP mobile application, allowing CBP officers and agents to use their mobile devices to identify the Indigenous language spoken by the individual being processed and then engage the interpretation service as appropriate.
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Number of engagements or meetings with individuals who are LEP, and the language services provided to support these engagement activities, with the goal to improve delivery of language access services across the Department. Improved response and resolution times for complaints about language access issues. Number of individuals who are LEP who interact with CRCL when ombudsman - type functions are executed to issue spot and review complaint trends. Patterns and trends of language access barriers alleged in complaints or raised during engagements with communities, including the unavailability of language access in DHS programs, services, and activities. Survey and conduct focus groups of NGOs representing the concerns of LEP communities and LEP persons themselves, for recommendations on the effectiveness of public campaigns or messaging in languages other than English (e.g., Blue Campaign materials educating the public on indicators of human trafficking and how to get help). Number of ICE detention facility Indigenous language access assessment (s) conducted. Number of uses of the expanded set of languages in the myCBP mobile application.
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Number and types of complaints concerning language access that are filed with DHS and the resolution of these complaints. Recommendations implemented from language access complaints and issues raised during community engagements. Track the increase in language services vendors ' Indigenous language request fulfillment rates. Track improvements in the identification of Indigenous speakers and provision of language services in ICE detention. Track the reduction in language access - related complaint activity specific to encountered Indigenous languages and / or communications. Assess CBP officers ' and agents ' feedback on the effectiveness of the myCBP Indigenous Language Identification feature. Number of CBP Information Center complaints relating to religious accommodations concerns to determine whether complaints decrease on a year - to - year basis.
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In the summer and fall 2022, representatives from CRCL's Community Engagement Section, along with several DHS agencies, conducted in - person and virtual engagements with Indigenous migrant community leaders, continuing its trend of convening these roundtables with experts on Indigenous cultures and language, in order to strengthen the provision of Indigenous language services in DHS programs, services, and operations. On March 29, 2023, CRCL held a national listening session to receive feedback on its updates to the DHS Language Access Plan, and for other suggestions on strengthening language access across DHS. Over 200 individuals participated in the listening session, including representatives from local governmental organizations, community - based and nongovernmental organizations, and language industry professionals. Representatives from across DHS agencies and offices were also in attendance. ICE Enforcement and Removal Operations (ERO) participated in several listening sessions held with national and community - based Indigenous organizations. ICE ERO has continued to consult one of these organizations on materials and initiatives. CBP will work with CRCL's Community Engagement Section to participate and speak at future events.
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Structural Equity
Assess and propose updates to the Department's nondiscrimination policies for external activities, ensuring application of the requirements of the 2023 DOJ Guidance to all covered DHS law enforcement activities, as well as ensuring consistent standards and requirements for law enforcement activities excluded from, or not governed, by the 2023 DOJ Guidance, and other DHS activities as appropriate. Train and ensure DHS law enforcement personnel comply and adhere to the 2023 DOJ Guidance, DHS Policy Statement 500 - 02, and any subsequent policy reaffirming nondiscrimination and prohibiting profiling on the basis of protected individual characteristics in all DHS law enforcement and security activities. Collaborate with community groups to develop training modules to enhance knowledge and cultural competency of frontline workforce.
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Expand and streamline the TSA Passenger Support Specialist program, which provides previously scheduled and on - the - spot assistance to travelers requiring accommodations or those who have concerns about the airport security screening process, in order to ensure consistency at airports across the nation. CBP will develop an agency - wide directive to define the roles and responsibilities of CBP offices and personnel to provide religious accommodations for members of the public during CBP - conducted services, programs, and activities. To address the equity barrier as it relates to travelers seeking admission at ports of entry, the directive should contain provisions addressing the handling of religious items during inspection. Once the directive is completed, CBP will develop a training and a communication plan to educate the CBP workforce on the roles and responsibilities in the directive.
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Number of TSA frontline employees who take the training modules. Changes in complaints filed regarding allegations of inequitable treatment during the screening process. Number of requests for Passenger Support Specialist assistance, as an effort to provide the needed process improvements that will, in time, decrease the number of these passenger complaints due to the improvements.
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Trends of complaints received by TSA, to indicate a decrease in allegations of inequitable treatment from ethnic, religious, and racial communities, and to improve the customer experience. Changes in the type of passenger complaints alleging, for example, misuse of TSA Advanced Imaging Technology, TSA pat - down screening, religious accommodations, and Fourth Amendment concerns, to inform TSA Security Operations to provide additional training for front - line Transportation Security Officers, with a goal of process improvement. Training retention survey data at the conclusion of the CBP religious accommodations for members of the public training (to be developed).
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1. Applying for Naturalization. USCIS began a comprehensive review of policies, regulations, forms, and operations to identify barriers that may impede access to naturalization by underserved communities and is undertaking efforts to reduce or eliminate those barriers. In October 2022, USCIS updated Form N - 648 (Medical Certification for Disability Exceptions) and related Policy Manual guidance. Applicants for naturalization with physical or developmental disability or mental impairments may request an exception to the English and civics testing requirements for naturalization. This form and Policy Manual update streamline the process for applicants to claim and substantiate a disability by eliminating unnecessary and duplicative questions. In March 2023, USCIS updated Policy Manual guidance to allow individuals requesting immigration benefits to self - select their gender marker (" " Male " " or " " Female " ") without the need to provide proof of their gender identity or to match the gender listed on their supporting documentation. This update reflects an important step toward reducing administrative burdens on applicants and increasing accessibility to immigration benefits and services. 2. Accessing Humanitarian Protection During Immigration Processing. DHS improved access to humanitarian protection during immigration processing by addressing language and disability access gaps and enhancing access to legal information and resources. In July 2022, USCIS issued new language access guidance to ensure that LEP individuals seeking asylum who cannot be interviewed in the credible fear screening process are placed into removal proceedings where an immigration judge can apply appropriate language access safeguards as that individual seeks relief. The USCIS Language Services Branch (LSB) has prioritized reaching the most vulnerable populations, including victims of trafficking, in their languages and in a culturally appropriate manner. This work, which spanned two fiscal years and involved multiple language specialists, resulted in approximately 1,000 pages of translation. Additionally, in close collaboration with the Asylum Division and the
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Tribal Nations tend to be located in very rural areas with varying degrees of capacity and infrastructure. For many Tribal Nations, even access to internet, phones, and utilities is a challenge, underscoring the depth of the digital divide and resulting in limited access to government services and information. During consultations, Tribal Nations have reported equity concerns about inaccessibility and unfairness of contract and grant opportunities, screening and handling of sacred items, a lack of DHS staff and other resources dedicated to fulfilling DHS responsibilities to the Nations, a lack of representation on some advisory councils and committees, and uncertainty that DHS would pursue modifications to unfair practices that might require legislative fixes.
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DHS agencies routinely engage with Tribal Nations, including a July 2023 consultation specifically for this Plan, where the Nations have made requests with respect to funding, grants, contracts, screening and handling of sacred items, staffing and other resources committed to fulfilling responsibilities to Tribal Nations, appropriate representation on advisory bodies, and modifications to DHS practices to include legislative fixes. OMB has highlighted the unique burdens Tribes face in accessing grant opportunities and offered considerations for reducing their burden. Highlighted considerations (potential activities to implement) include streamlining processes and reducing administrative burdens.
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Conduct a review of contract opportunities and grant funding opportunity announcements prior to release to determine if equity can be furthered through design, Tribal set - asides, funding allotments to account for smaller Tribes, outreach and technical assistance, cost - sharing requirements, streamlining application and reporting requirements, or consideration of multi - year funding or other issues. Examine policies and procedures to determine whether, consistent with mission constraints, they provide for the respectful handling of sacred and cultural items. Train locally and nationally within DHS agencies that handle these sacred and cultural items. Pursue adequate staffing and resources where needed to meet Tribal Nations ' needs and ensure equitable service delivery.
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Ensure Tribal representation in DHS advisory councils, committees, or other groups. Pursue modifications to service delivery, including where legislative fixes are needed. Utilize the Secretary's Tribal Homeland Security Advisory Council's forthcoming recommendations on ways to enhance equitable access to the Department's programs and resources, including grant opportunities.
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Changes in the number of Tribal governments accessing federal grants. Increased Tribal Nation capacity and infrastructure dedicated to obtaining federal resources. Changes in administrative burdens reported and experienced by Tribes through the grant application process. Changes in annual amount of grant funds awarded to Tribes.
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Benefit applicants, both overseas and domestic, sometimes have difficulty attending USCIS appointments when the distance needed to travel is long. There are barriers related to transportation, health and safety, and finances. In FY 2023, USCIS's Refugee, Asylum, and International Operations (RAIO) began increasing the use of video technology to conduct I - 589 asylum interviews domestically, and I - 590 refugee interviews internationally, SO that applicants living in remote locations will not have to wait SO long or travel SO far. USCIS is currently drafting a proposed rule that would codify RAIO's flexibility to conduct remote interviews with refugee applicants abroad. In March 2023, USCIS published an extension to the Asylum Interpreter Temporary Final Rule (TFR) that allowed USCIS to provide telephonic interpreters for asylum applicants who speak one of 47 listed languages through September 12, 2023. Telephonic interpreters can also be connected to video interviews SO that remote interviews can be completed. The TFR temporarily reduced barriers for asylum applicants to attend and complete their interviews. There is a significant backlog of pending petitions for U nonimmigrant status due, in part, to the annual statutory cap limiting approvals to 10,000 principal petitions per fiscal year. As this backlog of over 250,000 filings are solely filed via paper and postal mail, USCIS is considering ways to leverage technology to improve processing to provide Employment Authorization Documents and deferred action for U petitioners and their derivatives with pending filings. As noted in the U.S. National Plan to End Gender - Based Violence, immigrant survivors face increased barriers to economic stability. They often encounter delayed processing times when applying for special immigration remedies for GBV victims that were established through VAWA and the Trafficking Victims Protection Act, such as the VAWA self - petition, the U nonimmigrant status for eligible victims of domestic violence, sexual assault, and qualifying eligible crimes, and the T nonimmigrant status for eligible victims of a severe form of trafficking in persons. Delays in access to work authorization and public benefits for which an individual is potentially eligible, such as housing assistance or health care, can increase vulnerabilities to abuse and undermine recovery and healing. For refugees living in many parts of the world to access the US Refugee Admissions Program, they need to be interviewed and processed by USCIS while they are overseas, which presents many logistical and travel challenges for both the refugees and USCIS staff. When USCIS has no permanent presence in a geographic area, processing occurs when USCIS has the staff to make several international trips to complete different processing steps, thereby increasing the processing time. There are numerous steps involved in processing benefits for refugee populations, such as medical exams, refugee interviews, finalization of the decision, and assurances for placement with domestic resettlement agencies. These steps typically take place sequentially and may take a long time in between steps. Noncitizen workers are particularly vulnerable to workplace abuses including unpaid wages, discrimination, health and safety violations, and reprisals for seeking to improve working conditions. In addition, noncitizen workers are often afraid to report violations to labor enforcement agencies or participate in labor standards investigations for fear of immigration - related retaliation or threats of deportation by their employers.
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In May 2022, CBP implemented an online training course titled " " Disability Access Training for Law Enforcement Professionals " " to educate uniformed officers and agents about their roles and responsibilities for ensuring nondiscrimination in CBP - conducted services, programs, and activities for members of the public with disabilities. CBP's uniformed officers and agents will be required to complete the training on a biennial basis. In January 2023, DHS announced a streamlined process for noncitizens in labor agency investigations to request deferred action consistent with Policy Statement 065 - 06, Worksite Enforcement: The Strategy to Protect the American Labor Market, the Conditions of the American Worksite, and the Dignity of the Individual. Deferred action protects noncitizen workers from threats of immigration - related retaliation from exploitative employers. These improvements advance the Biden - Harris Administration's commitment to empowering workers and improving workplace conditions by enabling all workers, including noncitizens, to assert their legal rights. 3. Bidding on a DHS Contract. DHS strengthened efforts to engage small businesses, including those owned by members of underserved communities such as women, minorities, and individuals with disabilities, through various outreach activities. In Fiscal Year (FY) 2022, DHS exceeded all small business prime and socioeconomic goals as negotiated with the Small Business Administration, equating to $ 9 billion awarded to small businesses, including $ 4 billion to small, disadvantaged businesses. DHS is the largest spending agency to have this level of goal achievement. In FY 2022, the DHS Office of Small and Disadvantaged Business Utilization (OSDBU) launched Small - to - Small Business Vendor Outreach Matchmaking Events (VOMEs), facilitating business - to - business meetings to encourage new entrants, explore subcontracting and teaming opportunities, and assist with decreasing gaps in small business capabilities. The VOME is another federal best practice and a first for federal OSDBU offices. Three VOMEs were held in FY 2022, garnering 1,100 registrants and nearly 800 meetings. Three VOMEs were also held in FY 2023, resulting in over 1,500 small business registrations and over 500 meetings. In FY 2023, OSDBU has hosted 10 Vendor Outreach Sessions to include four specifically reserved for underserved groups (e.g., service - disabled veteran - owned, women - owned, and HUBZone firms). 4. Countering Domestic Violent Extremism and Targeted Violence. DHS augmented efforts to address DVE and targeted violence by enhancing programs that empower
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Reduce barriers to humanitarian benefits by leveraging technology, increasing access, enhancing process efficiencies, and seeking opportunities to reduce fees. Strengthen resources for non - detained noncitizens released on an alternative to detention by building on existing case management programs, like the Case Management Pilot Program, which provides case management, legal information and screening, trafficking screening, and connection to a range of social services, including pro se counsel, to noncitizens on ATD. As enumerated in DHS's National Action Plan to implement the Gender Policy Council Strategy, USCIS and ICE will work to expand access to T and U nonimmigrant statuses and VAWA protections. These benefits offer critical protection for many of our most vulnerable noncitizens - those who have been victims of severe forms of trafficking in persons and other specified crimes, and those who are victims of battery or extreme cruelty by an abusive spouse or other family member. All three benefits are crucial in stabilizing victims by providing a potential pathway to lawful permanent residence. The Department will explore how to prevent instances of domestic abuse, gender - based violence, human trafficking, and other criminal activity by raising awareness of and expanding access to potentially eligible noncitizens, including women of color, who may be particularly vulnerable. USCIS leads this effort and has set goals to guide its backlog - reduction efforts. Strengthen the centralized process for workers within the scope of labor agency investigations to request deferred action. Deferred action is a critical tool to assist
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federal and state labor agencies by addressing the immigration - related fears of exploited workers and facilitating their participation in the investigations and prosecution of exploitative employers. Having a centralized process clarifies the role of labor agencies, streamlines evidentiary requirements and application procedures, and promotes greater consistency across DHS, resulting in labor agencies ' enhanced ability to fulfill their missions by providing greater access to noncitizen workers as cooperating witnesses in their investigations and prosecutions. Continue to host, directly with workers and the community organizations that serve them, regular public engagements about the centralized process for workers within the scope of labor agency investigations to request deferred action, including engagements with Spanish interpretation. Work to enhance access to legal counsel for workers SO that they can be better informed about their options, including eligibility for deferred action through the centralized process and other forms of humanitarian relief such as T and U nonimmigrant status, by engaging with relevant stakeholders.
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Annually track application processing time by applicant type (rendering of final decision) controlling for location and other factors. Cost savings to relevant applicants; reduced burden on USCIS to adjudicate fee waiver requests likely to be approved. Increase in the percentage of virtual asylum orientation sessions. Increase in the number of workers requesting deferred action through the centralized process.
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In response to FEMA's 2021 RFI on FEMA Programs, Regulations, and Policies, and associated public meetings, members of the public suggested changes to the IA program, generally focused on ways to advance equity, including suggestions to expand eligibility within the program and to improve transparency regarding eligibility requirements to those applying for assistance. In response to RFI comments, FEMA updated its policies to accept additional forms of documentation to verify occupancy and ownership requirements to reduce barriers to access experienced by underserved populations. Disaster survivors who have serious needs for emergency food, water, infant formula, diapers, or other essentials may experience a period of hardship due to a lack of access to credit or savings. FEMA will publish an IFR that will establish additional eligible assistance for serious needs. All relevant comments received in response to the request for information, including those received during the public meetings, have been posted to the public rulemaking docket on the Federal rulemaking portal.
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Increase eligibility for home repair assistance by amending the definitions and application of the terms safe, sanitary, and functional, allowing assistance for certain accessibility - related items, and amending its approach to evaluating insurance proceeds. Allow for the re - opening of the applicant registration period when the President adds new counties to the major disaster declaration. Simplify the documentation requirements for continued temporary housing assistance. Simplify the appeals process. Simplify the process to request approval for a late registration. Remove the requirement to apply for a Small Business Administration loan as a condition of eligibility for Other Needs Assistance (ONA); and Establish additional eligible assistance under ONA for serious needs, displacement, disaster - damaged computing devices, and essential tools for self - employed individuals.
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Changes in the communication of the application process. Overall trends in individuals successfully receiving IA.
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FEMA's 2020 National Advisory Council Report to the Administrator underscores the importance to " " Use Equity as the Foundation, " " as stated on page 12: " " [ b ] y perpetually assisting larger communities that already have considerable resources, the smaller, less resource - rich, less - affluent communities cannot access funding to appropriately prepare for a disaster, leading to inadequate response and recovery, and little opportunity for mitigation. " " As noted in the U.S. National Plan to End Gender - Based Violence, natural disasters, public health crises, and other emergencies also reinforce preexisting social, political, and economic inequalities, including access to food, water, health care, transportation, and social services. Survivors may face additional barriers accessing essential services, including GBV - related assistance.
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A growing body of research has shown that vulnerable communities are the most impacted and least likely to recover after a disaster, including, but not limited to: 1) " " Disaster Recovery: School Districts in Socially Vulnerable Communities Faced Heightened Challenges after Recent Natural Disasters " " (GAO - 22 - 104606); 2) " " Disaster Recovery: Efforts to Identify and Address Barriers to Receiving Federal Recovery Assistance " " (GAO - 22 - 155488): 3) " " Disaster Recovery: Additional Actions Needed to Identify and Address Potential Recovery Barriers " " (GAO - 22 - 104039); 4) " " Disaster Recovery: Actions Needed to Improve the Federal Approach " " (GAO - 23 - 104956); 5) Study: Let the Rich Be Flooded: The Distribution of Financial Aid and Distress after Hurricane Harvey; and 6) Study: As Disaster Costs Rise, So Does Inequality. A growing body of research has shown the need to improve communities ' ability to access hazard mitigation grant funding to assist recovery efforts, including but not limited to: 1) " " Disaster Resilience: FEMA Should Take Additional Steps to Streamline Hazard Mitigation Grants and Assess Program Effects " " (GAO - 21 - 140); 2) " " Disaster Assistance: Action Needed to Improve Resilience, Response, and Recovery " " (GAO - 23 - 106544); 3) FEMA's 2022 National Advisory Council Report to the Administrator, Chapter 1; and 4) Study: Damages Done: The Longitudinal Impacts of Natural Hazards on Wealth Inequality in the United States.
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The DHS Center for Prevention Programs and Partnerships (CP3) conducted targeted outreach to additional local and underserved communities, providing technical assistance and support to those stakeholders. The Targeted Violence and Terrorism Prevention (TVTP) Grant Program provides funding for state, local, Tribal, and territorial governments, nonprofits, and institutions of higher education to establish or enhance capabilities to prevent targeted violence and terrorism. In FY 2022, CP3 reached 49 new organizations and over 900 people, resulting in 31 applications from, and 11 awards to, organizations representing underserved communities. In response to a wave of bomb threats targeting Historically Black Colleges and Universities (HBCUs) in 2022, the Cybersecurity and Infrastructure Security Agency (CISA) Office for Bombing Prevention (OBP) conducted 27 courses for HBCU students and faculty in prevention and building resilience, trained more than 1,200 participants, delivered over 1,500 products, and saw a 54 percent increase in the more than 24,000 training video completions. Additional courses are ongoing. In 2022, CRCL, the DHS Office of State and Local Law Enforcement (OSLLE), and the White House Initiative on Advancing Educational Equity, Excellence, and Economic Opportunity through HBCUs, sponsored full - day courses at five HBCUs to help equip campus leaders and other community stakeholders with the problem - solving skills to prevent, protect, and mitigate the effects of, respond to, and recover from active shooter situations. Since July 2022, DHS has led multiple engagements focused on addressing community concerns related to DVE, Department strategy, and incidents of hate targeting specific communities. In April 2023, OPE hosted a virtual Ramadan engagement with American Muslim community leaders to solicit their feedback, concerns, and insights on DHS policies and programs. In March 2023, DHS launched the Prevention Resource Finder, providing stakeholders with information on the resources needed to help prepare for and prevent targeted violence and terrorism across our country. 5. Filing Complaints and Seeking Redress in DHS Programs and Activities. DHS continues to enhance communication with the public regarding the ability to file complaints concerning DHS programs and seek redress without retaliation, how these processes work, and what individuals can expect from these processes. OPE, CRCL, and the DHS Office of the Immigration Detention Ombudsman (OIDO) continue to hold engagement events for the public, including underserved communities, to provide more information about the various DHS complaint processes. In March 2023, CRCL launched a new online complaint portal, with prompts available in 10 languages. The portal accepts complaints in any language and also notes the availability of interpreters and translators for any language. In accordance with Section 9 (c) of Executive Order 14074, Advancing Effective Accountable Policing and Criminal Justice Practices to Enhance Public Trust and Public Safety, DHS law enforcement agencies will continue to ensure that effective
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Identify disadvantaged census tracts most at risk from natural hazards through implementation of the CDRZ Act of 2022, including underserved rural areas, and provide targeted support to communities within or containing CDRZ census tracts to support them in resilience planning and project scoping, in addition to making other programmatic changes to remove barriers to accessing and leveraging FEMA grants. Enhance and expand direct technical assistance for the BRIC program. CDRZ communities can request direct technical assistance to begin climate resilience planning and project solution design, increasing their capacity to design holistic, equitable climate adaptation solutions that advance community - driven objectives.
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Implement Benefit - Cost Analysis (BCA) enhancements for all relevant mitigation programs, including incorporating equity weights into BCA. The BCA has been routinely cited as a significant barrier to accessing FEMA grants, particularly for under resourced communities. FEMA, in partnership with OMB, is pursuing methodological changes to account for economic inequities within the BCA and is providing additional assistance to help under - resourced communities complete the BCA. Develop a Recovery and Resilience Resource Portal, with ideas and information on available funding opportunities for SLTT partners and community decision - makers. A central resource hub will improve accessibility of information, making it easier and more equitable for under - resourced communities to learn about federal programs that can support their resilience needs.
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6. Airport Screening. In furtherance of TSA's mission to protect the Nation's transportation systems and facilitate lawful travel, TSA has enhanced and standardized training for its screening officers and has improved its screening technology capabilities to reduce the possibility of bias against travelers and increase safety. TSA deployed new Advanced Imaging Technology (AIT) software for screening systems at airports across the country. This update eliminates the need for Transportation Security Officers to determine a passenger's gender prior to AIT screening and is projected to reduce the instances of enhanced screening for transgender persons and members of other underserved communities. TSA has held multiple community engagements to enhance communication with the traveling public and increase awareness of security procedures. 7. Trusted Traveler Programs. DHS has taken steps to advance equity in its Trusted Traveler Programs. TSA updated the PreCheck application process by allowing individuals to select their gender marker based on self - attestation, regardless of sex assigned at birth. The application was updated to include additional gender marker options to better serve non - binary and gender non - conforming travelers. 8. Public Assistance. FEMA has advanced equity as a foundation for public assistance. In August 2022, FEMA's Office for Public Assistance released the Operational Draft of the Public Assistance Program Delivery Guide, which included considerations for FEMA recipients and applicants to conduct response and recovery efforts in an equitable manner. The Guide includes a performance metric for the prioritization of communities rated as highly socially vulnerable, including underserved rural areas. From April 2021 through August 2022, FEMA's Office for Equal Rights worked with the Office for Public Assistance on its mission to ensure an equitable response to the COVID - 19 pandemic. FEMA established the Civil Rights Advisory Group as part of the agency's commitment to the COVID - 19 vaccination mission amid the ongoing battle against the pandemic. The advisory group's mission is to evaluate the policies, practices, strategies, and plans in place to ensure equity in vaccine access and administration. 9. Achieving Equitable Outcomes for Disaster Survivors. FEMA continues to advance equitable outcomes for disaster survivors. FEMA is working to identify and include considerations for traditionally underserved or marginalized communities in the forms, processes, and online Grants Portal system that the agency uses to support applicants.
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FEMA is redeveloping the way it collects, documents, and processes information from applicants to be less burdensome, more effective, and more equitable in the distribution of Public Assistance. Moving forward, FEMA will work to clarify the recipient's legal responsibility and to structure a more comprehensive reporting process SO that recipients and subrecipients clearly understand their obligations to develop and report on their strategies for equitable response and recovery. The Office of Management and Budget (OMB) selected Recovering from a Disaster as a Life Experience Project in 2022. Discovery work was completed to inform how FEMA could create an equitable and less frustrating experience to survivors while they are enduring trauma. Based on recommendations made from the discovery work, the General Services Administration is currently partnering with FEMA to measure end - to - end burden placed on natural disaster survivors. 10. Nonprofit Security Grant Program (NSGP). NSGP provides funding for physical security enhancements to nonprofit organizations, including houses of worship, that are at high risk of terrorist attack. FEMA has improved equitable access to NSGP funding by improving participation from nonprofit organizations serving underserved communities and embedding equity considerations in the grant review process. FEMA continues to engage in robust outreach and engagement efforts throughout the NSGP lifecycle to ensure that nonprofit organizations have the information they need to apply. In FY 2022, NSGP held 82 events, including webinars, with over 18,039 unique participants to increase understanding of the application process and eligibility for subrecipients. In June 2023, FEMA published an informative video about applying to the NSGP, available both on YouTube.com and FEMA.gov. FEMA has collaborated with other federal and nonprofit partners to further amplify this engagement and messaging, including the DHS Center for Faith - Based and Neighborhood Partnerships, Department of Justice (DOJ) Community Relations Service, religious and cultural organizations, HBCUs, and Minority Serving Institutions. In FY 2023, FEMA advanced considerations of equity in awarding NSGP grant funding by adding up to 15 additional points to the scores of organizations that demonstrate how they serve an underserved community or population or that are located within an underserved community. Additionally, applicants who had never received NSGP funding had 15 points added to their project score (a scoring metric continued from FY 2022).
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Pursuant to EO 14091, Further Advancing Racial Equity and Support for Underserved Communities Through the Federal Government, the 2023 Update to the DHS Equity Action Plan includes an update on the Department's progress in advancing equity; identifies potential barriers that underserved communities may face in accessing and benefiting from DHS policies, programs, and activities; sets forth strategies to address those potential barriers; and describes our commitment to meaningfully engage with underserved communities. This plan does not include an exhaustive list of programs where DHS is working to advance equity, and DHS remains committed to centering equity in decision and policy making throughout the Department.
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In May 2023, the FEMA Floodplain Management Division published the FY 2023 Community Assistance Program - State Support Services Element (CAP - SSSE) Notice of Funding Opportunity (NOFO). The CAP - SSSE program provides funding to states to deliver technical assistance to communities in the National Flood Insurance Program (NFIP), and to evaluate community performance in implementing NFIP floodplain management activities. The NOFO requires states to consider equity in program delivery and assist vulnerable populations disproportionately impacted by disasters. Furthermore, the CAP - SSSE Tiered State Framework includes several characteristics used to summarize the strength of a state's NFIP Coordinating Agency program. One characteristic is " " Addressing Equity in Floodplain Management, " " which considers how states plan, prioritize, and track floodplain management activities for underserved communities and populations.
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In March 2023, DHS published the Privacy Impact Assessment for ICE alternatives to detention programs, including an Appendix that addresses the Case Management Pilot Program (CMPP). CMPP leads to more equitable outcomes for program participants, many of whom are racial minorities, by providing services that include, but are not limited to, mental health services, trafficking screening, legal orientation programs, cultural orientation programs, connections to social services, and departure planning and reintegration services for individuals returning to their home countries. The Privacy Impact Assessment describes the application of privacy mitigation measures to the CMPP, including the limits of data sharing between CRCL and ICE regarding program participants. CMPP enrollments in Houston began in April 2023 and enrollments in New York began in May 2023. As of November 2023, there are 248 enrolled participants. Enrollments will continue throughout the year. CMPP plans to add more service providers later in calendar year 2023 via FY 2022 appropriated funds of $ 15 million that were awarded as a grant to the CMPP National Board in July 2023. The National Board began the solicitation process in July 2023 to award those funds to service providers.
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One of the cornerstones of DHS's approach to equity is a strong commitment to stakeholder and community engagement - to understand concerns about barriers faced by members of underserved communities in DHS's programs and to assess the effectiveness of DHS's efforts to address those barriers. Over the past year, DHS hosted engagements specific to the areas of focus in this plan. For example, in August 2022, the Office for Civil Rights and Civil Liberties (CRCL) led a listening session to hear directly from Arab, Middle Eastern, Muslim, and South Asian (AMEMSA) faith - based and community leaders regarding civil rights and civil liberties concerns. The discussion focused on DHS policies and practices, particularly with respect to screening and redress. In February 2023, the Office of Partnership and Engagement (OPE) held a listening session with diverse faith leaders in Dearborn, Michigan to better understand the threat landscape and share DHS information and resources. In June 2023, CRCL led a listening session regarding DHS's use of artificial intelligence (AI) to understand stakeholders ' concerns about disparate
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The DHS Customer Experience Directorate (CXD) took on several initiatives aimed at simplifying the experience of noncitizens navigating the immigration system, with the goal of improving case management and compliance. The team partnered with ICE to deliver designs for a website, tentatively called the " " ICE Portal, " " providing consolidated information to noncitizens regarding required check - ins, court dates, and other important information. User research will be conducted internally and in partnership with nongovernmental organizations (NGO) to ensure that the website is usable and meets the needs of the intended audience, including individuals who are LEP and individuals with disabilities. Partnering with community organizations to gather user feedback on the design, language, and accessibility helps to understand the needs of noncitizens. CXD has also partnered with CBP to improve the user experience of the CBP One mobile application, by enabling noncitizens to schedule appointments prior to arriving at a port of entry. Finally, CXD convened a multi - agency working group to work on the Secretary's priority to develop and implement a research - driven framework for communications to ensure noncitizens understand what their status and responsibilities are while in removal proceedings.
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DHS regularly engages with underserved communities and stakeholder groups, including those representing diverse racial, ethnic, and religious communities; the LGBTQI + community; persons who are limited English proficient; individuals with disabilities; and others. For example, in September 2022, Secretary Mayorkas announced the appointment of 25 members to the reinvigorated Faith - Based Security Advisory Council. The Council's membership, with representatives from the Christian, Hindu, Jewish, Muslim, and Sikh faith communities, as well as law enforcement, has met three times and has issued recommendations on enhancing information sharing with faith - based organizations, improving the accessibility of DHS grants and resources, and building trust and partnerships with faith - based communities.
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Since 2021, DHS has been leading U.S. government efforts to engage victims of transnational repression, which describes the act of a foreign repressive government targeting individuals beyond their borders to silence them. Through a series of ongoing listening sessions and meetings, DHS and its interagency partners have highlighted the threat of transnational repression to members of targeted communities, shared available federal resources to help mitigate threats, and encouraged victims to report all incidents.
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In April 2023, the Biden - Harris Administration published an evidence - informed, multi - year Alternatives, Rehabilitation, and Reentry Strategic Plan to strengthen public safety by reducing unnecessary criminal justice system interactions SO police officers can focus on fighting crime, supporting rehabilitation during incarceration, and facilitating successful reentry. DHS has committed to carry out the plan's goals of supporting rehabilitation during incarceration and facilitating successful reentry into society for individuals leaving incarceration. Workers who need access to secure areas of the nation's maritime facilities and vessels, such as ports, port facilities and warehouses, outer continental shelf facilities, certain manufacturing facilities, and certain vessels must have a Transportation Worker Identification Credential (TWIC), as required by the Maritime Transportation Security Act. However, people with criminal history records may be unsure of their eligibility for the TWIC or may be unaware that they can seek redress if they believe their application for a TWIC was initially denied based upon incorrect information. DHS has electronically published general information on the TWIC, guidance on TWIC eligibility (including for those with criminal history records), how to apply for a TWIC, and opportunities to seek redress if a TWIC is initially denied.
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Collaborating Agencies: DHS is collaborating with 15 federal agencies who participate in the Interagency Naturalization Working Group (NWG) to promote naturalization within each of their spheres of influence. 2 As part of this effort, USCIS is leading the implementation of the Interagency Strategy for Promoting Naturalization and continues to work with its NWG federal partners to hold virtual information sessions on the naturalization process for their staff and agency partners. In addition, USCIS continues to engage with state and local governments on the promotion of naturalization and conducts targeted naturalization outreach with foreign embassies and consulates.
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Eligible lawful permanent residents (LPR) who do not naturalize tend to be older, Latino, and less proficient in speaking English, with limited educational attainment and lower incomes. 5 USCIS considers these eligible LPR groups as underserved and has placed emphasis on reaching these populations through outreach and partnerships. There are times when eligible LPRs may consider applying for naturalization but are often unaware of opportunities or programs that may be helpful in the application process.
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of confusion and / or that make the process and requirements unnecessarily complicated or burdensome.
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reliance on algorithms, or on the potential for algorithms to operate in a manner that exhibits inappropriate biases in violation of law and DHS policy. For instance, facial recognition systems enabled by AI may have difficulty with identifying individuals who have darker skin tones, which in turn may disproportionately impact communities of color when facial recognition systems are relied upon for identification purposes.
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Continue to implement the recently issued a Department - wide Policy Statement, signed by the Secretary, regarding the use and implementation of AI technology,
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and well - being of entire populations. The public health approach offers opportunities for multi - purpose programming, avoiding stigma, and leveraging existing public health resources. 10
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(4) Advance equity for persons who are limited English proficient by strengthening language access programs.
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Collaborating Agencies: The DOJ Civil Rights Division provides guidance to DHS in implementing Executive Order 13166, Improving Access to Services for Persons with Limited English Proficiency. DHS will also collaborate with other federal agencies to exchange best practices, leverage existing resources to serve the same or similar LEP persons or populations, and conduct joint Title VI reviews or investigations, when appropriate.
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When President Biden, on his first day in office, issued Executive Order (EO) 13985, Advancing Racial Equity and Support for Underserved Communities through the Federal Government, the Department of Homeland Security (DHS) answered the call to embed equity at the center of policy, operations, and decision - making throughout the Department. At its core, equity calls for the government to treat all individuals in a fair, just, and impartial manner - with the recognition that many communities have often been denied such treatment in the past, resulting in disparities today. To underscore the priority I place on this work and secure commitments to advance equity in the Department's programs and activities, in March 2021 I convened the DHS Equity Task Force, headed by the Officer for Civil Rights and Civil Liberties, including members from all the Department's operational agencies and Headquarters offices.
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(5) Advance equity in DHS's screening activities through updates to training, policy, and procedures.
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In April 2022, DHS released its inaugural Equity Action Plan, setting forth strategies and concrete action items to advance equity in seven key homeland security programs: (1) applying for naturalization; (2) accessing humanitarian protection during immigration processing; (3) bidding on DHS contracts; (4) countering domestic violent extremism and targeted violence; (5) filing complaints and seeking redress in DHS programs and activities; (6) airport screening; and (7) accessing Trusted Traveler Programs. The Federal Emergency Management Agency (FEMA) issued its own Equity Action Plan, focusing on strategies to advance equity in high - impact, public - facing programs: Public Assistance, Individual Assistance, the Nonprofit Security Grant Program, and Procurement.
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CRCL, USCIS, and ICE have conducted regular public engagements in 2023 to educate labor agencies and impacted workers about the centralized process to request deferred action, and will continue to do SO.
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FEMA revisions will also reflect changes to statutory authority that have not yet been implemented in regulation, to include provisions for utility and security deposit payments, lease and repair of multi - family rental housing, childcare assistance, maximum assistance
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The Equity Task Force worked across the Department to further the aims of other equity - based executive orders, including EO 13988, Preventing and Combating Discrimination on the Basis of Gender Identity or Sexual Orientation; EO 14008, Tackling the Climate Crisis at Home and Abroad; and EO 14020, Executive Order on Establishment of the White House Gender Policy Council. For example, in furtherance of EO 13988, U.S. Citizenship and Immigration Services (USCIS) issued updated policy guidance removing the requirement that people requesting immigration benefits submit proof of their gender identity when seeking to change their gender marker, thereby allowing individuals requesting benefits to choose their self - identified gender marker, regardless of the marker displayed on supporting documentation. Pursuant to EO 14008, DHS continued implementing the Civil Rights Evaluation Tool, a data collection and technical assistance tool that helps conduct and advance civil rights compliance evaluations of federally assisted recipients, including environmental justice concerns and civil rights policies and procedures for public - facing programs and activities that have human health or environmental impacts. In furtherance of EO 14020, DHS developed an action plan in furtherance of the U.S. National Strategy on Gender Equity and Equality and co - chaired
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Office of Policy and Strategy, LSB has translated the instructions of the Form I - 589 (Application for Asylum and for Withholding of Removal) into Arabic, Spanish, Haitian Creole, Portuguese, and Mandarin for language access use by ICE with detained individuals. 1
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procedures are in place for receiving, investigating, and responding meaningfully to complaints alleging improper profiling or bias by law enforcement officers and agents. DHS agencies will be reviewing and adopting new, or updating as necessary, procedures that, at a minimum, address the intake, investigation, and response to complaints.
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On May 25, 2023, Secretary Mayorkas issued Policy Statement 500 - 02, Reaffirming the Commitment to Nondiscrimination in Department of Homeland Security Activities, adopting the May 2023 DOJ Guidance for Federal Law Enforcement Agencies Regarding the Use of Race, Ethnicity, Gender, National Origin, Religion, Sexual Orientation, Gender Identity, and Disability as it applies to federal law enforcement personnel and federal non - law enforcement personnel in the Department's covered law enforcement activities.
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Expanded application of the anti - profiling standards to security screening activities by federal law enforcement agencies, such as those performed by Protective Security Officers employed by the Federal Protective Service, is among several notable policy changes resulting from DHS adoption of the updated DOJ guidance.
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In 2022, after assessing DHS agency language access plans, CRCL requested that all agencies and offices interacting with the public review and update their language access plans in Fiscal Year 2023, noting that addressing language barriers advances compliance with civil rights and promotes the efficiency and integrity of homeland security operations and programs. These plans will be finalized in Fiscal Year 2024.
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In May 2023, CRCL transmitted an update of the Department's Language Access Plan to DOJ, pursuant to the November 2022 Memorandum from the Attorney General, Strengthening the Federal Government's Commitment to Language Access. The DHS Language Access Plan, finalized and issued in November 2023, incorporates recommendations from DHS agencies and offices, highlights language access accomplishments, and affirms the Department's commitment to ensuring meaningful access to persons and communities who are limited English proficient and whom DHS serves and encounters.
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CRCL administers the DHS Civil Rights Evaluation Tool, a data collection and technical assistance tool, which assists the approximately 3,000 DHS grant recipients in meeting and understanding their civil rights responsibilities including language access obligations under Title VI of the Civil Rights Act of 1964 and other civil rights requirements.
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MBDA's Capital Readiness Program. The total amount of capital raised and the number of SEDI - owned businesses that have formed or scaled. MBDA Business Centers. Increase percentage of MBEs and increase the percentage of public / federal contracts awarded to MBEs. EDA's Build to Scale. Build public and private capacity for entrepreneurs and innovators to invent, improve, and bring to market new products and services in critical, emerging, and transformative sectors and industries; accelerate the growth of regional economies that are focused on industries of the future; and equitably and inclusively increase access to capital for technology - enabled entrepreneurs. USPTO's Council for Inclusive Innovation. Assess the number of patents and trademarks filed and granted through the USPTO Law School Clinic Certification Program. ITA's Global Diversity Export Initiative. Increase exports coming from businesses in underserved communities. ITA's Rural Export Center. Increase exports coming from businesses in rural communities.
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MBDA's Capital Readiness Program. On June 9, 2023, MBDA held its inaugural Capital Formation Forum to review the status of problems and programs relating to capital formation by MBEs. Participants represented various federal agencies involved in capital formation issues and addressing solutions to access to capital issues for MBEs. The discussion focused on the status of issues and programs relating to capital formation from the government's perspective and solutions for addressing these issues. MBDA Business Centers. The MBDA has entered into memoranda of agreement with Bilateral Infrastructure Law funded agencies, including the Department of Transportation and Department of Energy, designed to maximize the inclusion and growth of MBEs in federal investments, contracts, resources, and administration priorities around high - growth industries. The three top initiatives will include a National Equity Tour, Technical Assistance / Business Advisory Services, and MBE Contract Matching. These collaborations aim to close the gap in federal contracting disparity and ensure that MBEs have an equitable opportunity to participate in and benefit from federal contract opportunities. EDA's Build to Scale. EDA works with SSTI, a national nonprofit organization focused on STEM initiatives offers information and services that are needed to succeed in today's innovation economy. SSTI will host a Community of Practice (CoP) focused on technology - based economic development, through which EDA supports members of the CoP, including B2S recipients, and receives feedback on the B2S program. Outside of SSTI, EDA engages with diverse audiences at numerous conferences, webinars, and annual convenings. Lastly, EDA solicits public input on the design and implementation of the B2S program through its Customer Experience Survey. EDA incorporates this program delivery feedback in future grant competitions. USPTO's Council for Inclusive Innovation. The USPTO has been conducting in - person and virtual outreach to inventors, attorneys, and law schools to increase awareness and participation in pro bono programs and legal services programs through, for example, its " " Pathways " " events for current and aspiring entrepreneurs. These networking events connect attendees with IP protection and commercialization information and resources. In addition, the Under Secretary has sent letters to law schools throughout the country inviting them to join the USPTO Law School Clinic Certification Program. The USPTO also visited 47 law school clinics during the 2022 - 23 school year, including law school visits by Deputy Under Secretary Derrick Brent and General Counsel Dave Berdan. ITA's Global Diversity Export Initiative and Rural Export Center. ITA's U.S. Commercial Service (CS) industry experts design trade missions for U.S. businesses to leverage new trade leads, partnering opportunities, and international sales. CS launched a national outreach event series called " " Building Bridges to Global Markets. " " This program brings no - cost, in - person exporting expertise to local companies through an event that features resources to grow international sales, connect with key trade resources, and access trade finance and capital, including an export finance resource panel that typically features our trade finance partners from SBA and EXIM Bank. These events introduce the full array of export assistance from local trade experts focused on connecting small and medium - sized enterprises (SMEs) from underserved communities to export opportunities. This year, ITA is planning to organize several GDEI Strategic Partner Events. This includes trade missions such as TradeWinds, Women in Tech, and the GDEI Trade Mission to South Africa, Ghana, and Nigeria led by ITA Under Secretary Marisa Lago. In May 2024, the Department of Commerce is leading TradeWinds, its most significant annual trade mission, to Europe / Eurasia which will be hosted in Istanbul, Turkey, with mission stops available in Poland, Denmark, Italy, Kazakhstan, and Romania.
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NTIA's Internet for All. The Department is deploying nearly $ 50 billion to invest in broadband infrastructure deployment, affordability, and digital equity and inclusion efforts. Closing the digital divide will be a major step toward dismantling structural barriers to inclusive economic growth. These investments will fuel economic development as the programs are expected to create more than 150,000 jobs. BEAD, MM, BIP, TBCP, and CMC were discussed in the 2022 Equity Action Plan Progress and Accomplishment section. All of these programs are on - going and in the implementation phases. Here are the next steps for BEAD and updates on the State Digital Equity Act (DE) programs that make up NTIA's Internet for All Initiatives: Awaiting approval of initial proposals for BEAD. States, D.C., and territories (Eligible Entities) submitted their proposals for NTIA approval at the end of 2023, after fulfilling the public disclosure and comment requirements to facilitate community engagement and input. Once approved, Eligible Entities will have access to at least
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EDA's Good Jobs Challenge (GJC). This program is expected to train and place 50,000 people in good jobs. GJC meets participants where they are - which includes flexible course scheduling, hands - on training, and curriculum directly aligned to jobs available in their field of training. All 32 awardees received funding to support wraparound services and have plans for how to use services to improve outcomes for participants who would have otherwise struggled to access training and job opportunities. Grantees have allocated millions of dollars to ensure participants can access to childcare, transportation, English language learning, etc. GJC also has awardees that support the workforce needs of underserved populations and areas, communities of color, women, and other groups facing labor market barriers such as persons with disabilities, disconnected youth, individuals in recovery, individuals with past criminal records including justice - impacted and reentry participants, trainees participating in the Supplemental Nutrition Assistance Program (SNAP), Temporary Assistance for Needy Families (TANF), and Women, Infants and Children (WIC), and veterans. EDA's Recompete Pilot Program. With over 4,000 communities eligible for the pilot, the program will invest $ 200 million in organizations committed to creating and connecting workers in persistently distressed communities to good jobs while ensuring the economic benefits are equitably allocated. Unique amongst EDA's national competitions, Recompete is designed to be exclusively targeted towards those communities grappling with persistent economic distress, with equity at its core. The Phase 1 NOFO application deadline closed on October 2023, and EDA received 565 applications - the highest number of submissions of out any national competition to - date. Phase 1 applicants seeking Recomplete Plan approval will be assessed against six competitive factors, one of which is " " equity, inclusivity, accessibility, and diversity. " " In addition, applicants are asked to articulate their approach to community engagement, acquire quality letters of support from entities representing underserved communities, and devise a plan to ensure benefits are equitably shared. In the winter of 2023, EDA will announce Strategy Development Grant recipients and at least 20 Finalists that will be invited to apply to Phase 2. In FY 2024, the EDA will announce 4 - 8 Phase 2 implementation awards averaging $ 20 - $ 50 million each.
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EDA's STEM Talent Challenge. The program aims to build STEM talent training systems to strengthen regional innovation economies. On September 19, 2023, EDA announced a total of $ 4.5 million in grants to 11 organizations that are creating and implementing STEM talent development strategies that complement their region's innovation economy. Million Women in Construction Initiative. The Department of Labor's (Labor) Employment and Earnings by Occupation data showed that the number of women working in the construction industry at only 10 percent or 1.2 million women as of 2020. Secretary Raimondo announced a public goal to double the number of women working in the construction industry over the next ten years. To achieve this goal, the Department is promoting the goal through large implementation programs, working with other agencies to do the same, and highlighting commitments from Labor and the private sector to launch complementary efforts. In July 2023, the Secretary hired a Senior Advisor for Women in Construction to oversee this initiative. Through the Internet for All program, Commerce will promote increased outreach to recruit women in broadband construction. NTIA's BEAD program requires states and territories to develop workforce plans that include strategies to ensure the job opportunities created will be available to a diverse pool of workers, including women and people of color. Through the CHIPS NOFO for commercial facilities, applicants are asked to describe how they will recruit, hire, and retain a diverse and skilled construction workforce, including efforts to include women and other economically disadvantaged individuals in the construction industry. Additionally, the CHIPS NOFO for commercial fabrication facilities requires applicants requesting over $ 150 million in direct funding to provide a plan for access to child care for facility and construction workers. This will expand access to training opportunities and enable workers to fully participate in these high - quality, good - paying jobs.
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EDA's Good Jobs Challenge. Wage growth and number of enrollments, completions, and placements for participants in sector - specific, place - based business training programs; networks of training and necessary wrap - around support services partners to ensure worker success; braided and aligned federal, state, local, private, and philanthropic resources to sustain long - term programs; enhanced engagement and leadership from unions and underrepresented populations to increase job quality; and equity analysis from partners like University of Michigan and New Growth Innovation Network to extract best equity practices in serving targeted populations. EDA's Recompete Pilot Program. While Recompete metrics are currently being developed, applicants are encouraged to articulate their own vision for how they will ensure historically underserved populations and areas benefit from their proposed interventions that can achieve measurable outputs and outcomes. EDA's STEM Talent Challenge. The number of job placements of program participants, number of training or skills assistance sessions hosted, and demographic data of participants. Million Women in Construction Initiative. For recipients of the CHIPS incentive program funding, the demographically disaggregated data will be on the makeup of the construction workforce. For recipients of BEAD program funding, demographics of those served and entered into the workforce.
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NTIA's Internet for All. Percentage increase in broadband availability and adoption, and socioeconomic outcomes such as jobs created and increased labor productivity, business activity, and positive local and regional economic impacts. EDA's Good Jobs Challenge. Increased hiring of local workers into in - demand jobs including from underrepresented communities; wage growth; closure of employment gaps for employers in critical competitive sectors like clean tech, manufacturing, and supporting care economy jobs (e.g. childcare, education); increased capacity of workforce development, higher education, non - profits, and unions to increase domestic job quality in targeted sectors; strong, agile community networks able to respond to quickly changing skills and talent needs necessary for US global competitiveness. EDA's Recompete Pilot Program. To be determined, though EDA anticipates it will track the change in the Prime - Age Employment Gap, per capita wages, and long - term comprehensive economic development for regions awarded implementation grants. EDA's STEM Talent Challenge. The number of jobs created, wage or earnings growth, the number of participants trained; the amount of private investment matched; and demographic data of participants. Million Women in Construction Initiative. The number of women employed in the construction industry by requiring funding recipients of both the Internet for All program and the CHIPS program to report the demographics of their workforce. Given the nature of the timeline of those programs, the Department does not expect to begin receiving demographic data from funding recipients until 2024.
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NTIA's Internet for All. NTIA supports increased capacity in local communities by hosting local coordination events and convening the Digital Equity Leaders Network (DELN), Tribal Broadband Leaders Network (TBLN), and State Broadband Leaders Network (SBLN). NTIA received more than 240 stakeholder submissions to support the development of NOFOs for the Digital Equity Capacity Grant and Competitive Grant Programs, which will be launched in 2024. In addition, BEAD Eligible Entities will begin their challenge processes this winter whereby a local government, nonprofit organization, or broadband service provider may challenge whether a particular location or community anchor institution is eligible for BEAD funds, including whether it's unserved or underserved. This process will help ensure that underrepresented communities are not left behind in Eligible Entities ' plans. EDA's Good Jobs Challenge. GJC awardees call on members of the public that they are serving to sign up for a job training program in their community, hire participants from these programs, and work with their own workplaces to reconceptualize who gets hired and promoted. EDA's Recompete Pilot Program. The Phase I NOFO was informed by the RFI issued February 23, 2023, and Tribal Consultation held on March 9, 2023, both of which shaped key design features of the competition. In the lead up to the Phase 1 deadline, EDA held a number of webinars and engaged with various community stakeholders. EDA's STEM Talent Challenge. EDA launched its first and only consumer experience survey to better understand and support its stakeholders. The survey was open to current, past, and prospective STEM Talent Challenge grantees and is a precursor to longer, targeted customer experience interviews to build out the quantitative and qualitative information collected in the survey. Responses were due September 2023.
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EDA's Build Back Better Regional Challenge. The $ 1 billion program provides transformational investments to develop and strengthen regional industry clusters across the country, all while embracing equitable economic growth, creating good - paying jobs, and enhancing U.S. global competitiveness. Coalitions were challenged to design strategies that would ensure that the economic benefits of the project would be shared by all communities in the region, including any underserved communities. BBBRC funds numerous projects that include improving access to innovation for underserved communities as part of the program design, such as wraparound services for workforce development, fellowship programs, and governance projects that include community engagement and representation in coalition management. EDA's Tech Hubs. EDA designated Regional Technology and Innovation Hubs (Tech Hubs) in geographically diverse regions, including underserved communities, with a concentration of assets, resources, capacity, and the potential to become globally competitive, innovative ecosystems for technologies critical to our economic and national security. In its application review, EDA evaluated applicants ' plans to actively engage underserved and geographically diverse communities, ensuring the benefits of innovation - based economic growth are shared broadly. EDA also encouraged the participation of labor organizations or other entities representing workers as direct members of the consortium applications. EDA accepted Tech Hubs Phase 1 Notice of Funding Opportunity (NOFO) applications through its August 15, 2023 deadline; Phase 1 Tech Hubs Designees and Strategy Development Grant recipients and the Phase 2 NOFO were announced in October 2023. Designated Tech Hubs are invited to apply for Phase 2 implementation awards, through which they will address how their proposed strategies, approaches, key metrics, and projects would increase equitable economic growth and ensure that underserved communities are represented in and benefit from the Hub.
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Business Owner Demographic Characteristics. To help improve the quality and usefulness of measuring business owners ' demographic characteristics, the Census Bureau is producing hybrid data products that utilize survey response data and administrative records to develop total business ownership by demographics - including but not limited to data on employment, revenue, and exporting data for women, minority, veteran, LGBTQIA +, and disabled - owned businesses. For instance and mentioned in the Additional Efforts to Advance Equity section, Census received a FY 2023 appropriation of $ 10 million to research, adding questions on Sexual Orientation and Gender Identity (SOGI) in the American Community Survey. Geographic Inequality. The Office of the Undersecretary of Economic Affairs (OUSEA) launched a new data initiative, Regional Economic Regional Initiative (Regional Initiative), to improve our nation's understanding of local regional economies and their ability to compete. It will equip public and private sector decision - makers at every level - local, state, Tribal, and federal - with research and data tools to address entrenched and growing geographic inequality and better meet the economic needs of those they serve. The Regional Initiative will also help identify the strengths and weaknesses of regional economies, uncover new opportunities for growth, provide insights into local economic needs, and maximize the impact of regional investments. Women in the Labor Force. OUSEA launched a new dashboard that provides monthly updates of data on women in the labor force alongside the Bureau of Labor Statistics ' monthly release on the employment situation. Over the next year, the OUSEA will update the monthly reporting on women in particular industries - especially those undergoing rapid changes due to legislative or environmental factors. 5.3 Further equitable access to data for Puerto Rico. The Census Bureau seeks to empower decision - makers, businesses, researchers, and the public with timely, accurate, reliable, and meaningful data for Puerto Rico. The Census Bureau is furthering equitable access to data in several ways: Establish a Federal Statistical Research Data Center (FSRDC) in Puerto Rico. The FSRDC will provide the opportunity to understand better the economic, health, and social conditions affecting the Commonwealth, which would enhance the ability of federal and local officials to make decisions. Additionally, providing the Puerto Rican research community equitable access to the wealth of federal restricted - use data available through the FSRDC network will help develop statistical capacity and collaboration building on the island; Leverage data for disaster recovery. The Community Resilience Estimates (CRE) for Puerto Rico will show the social vulnerability in Puerto Rico in the event of a disaster. Using restricted microdata from the 2019 Puerto Rico Community Survey (PRCS) and small area modeling, the CRE creates population estimates based on ten individual / household level risk factors, including: poverty status, number of caregivers in the households, unit - level crowding, educational attainment, employment, disability status, health insurance coverage, age (65 +), vehicle access, and broadband internet access; Establish an annual Puerto Rico Economic Survey. Contingent on funding, supporting through the Puerto Rico Economic Program the establishment of an annual Puerto Rico Economic Survey and a monthly / quarterly economic indicator collection for Puerto Rico; and
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Establish and serve as co - chair of the Puerto Rico Geospatial Data Group. A forum for sharing information about all geospatial data activities and resources related to Puerto Rico between stakeholders from geospatial agencies within the federal government, the Government of Puerto Rico, and non - government organizations and industry. 5.4 Promote accountability and accessibility through data transparency and partnerships. Track and evaluate the equitable distribution of above - baseline program federal funding. Through the Census Bureau's Center of Excellence (COE), the Department will leverage data sources to supplement administrative data collected by program administering agencies. This will provide standard services to the Department's agencies to support departmental evaluation of the implementation, outcomes, and impacts of above - base programs and their distribution to underserved communities through the ARP, BIL, IRA, and CHIPS.
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Creation of NIST's generative AI profile for the Risk Management Framework. NIST established the National Al Advisory Committee (NAIAC), a group of experts tasked with advising the President and the National Al Initiative Office on topics related to Al. This includes matters related to the use of Al in law enforcement and legal standards, such as those ensuring that Al use is consistent with privacy rights, civil rights and civil liberties, and disability rights. NIST intends to develop a generative Al profile for the Risk Management Framework to help entities apply the framework to the creation of new, advanced generative Al models. Address harmful biases throughout the AI system lifecycle. In May, NIST and NSF launched the Institute for Trustworthy Al in Law and Society (TRAILS), a partnership between the University of Maryland, George Washington, and Morgan State University. NIST and NSF will invest $ 20 million over five years for TRAILS to focus on how ethics and human rights can drive Al development and governance. Importantly, a key pillar of TRAILS will be input and feedback from marginalized communities.
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Further equitable access to data for Puerto Rico. The output will be the creation of a Federal Statistical Research Data Center (FSRDC) in a Census Bureau facility that will transition to the University of Puerto Rico; other outputs metrics include a number of research projects conducted in the FRSDC. For the CRE for Puerto Rico, it is a measure of social vulnerability to disasters at the state / commonwealth, municipalities and census tract geographic levels, as well as producing more precise and timely measures of the communities most and least vulnerable to disasters. The Puerto Rico Geospatial Group will establish a Charter within FY 2023 and meet and share information on at least six geospatial topics or programs each fiscal year. Address the potential discriminatory effects of certain AI technology. Applying the NIST Al Risk Management Framework to generative Al to identify the risks and impacts, including but limited to tracking the increased participation of the public, especially underserved communities, in Al design, development, and deployment, outputs from TRAILS can be examined, including number of students participating in TRAILS programs (e.g., hackathons, internships), number of and attendance at webinars and information sessions, and volume of research outputs (e.g., papers, talks).
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Continue Census 2030 preparations with special attention to historically undercounted populations. Improvements to household and person - level decennial data's utility, objectivity, and integrity. Improve data capture of underserved communities. Business Owner Demographic Characteristics. Better measures of business ownership and performance by business owner demographics, and enhanced ability to track business demographic trends and performance disparities across demographic groups. Geographic Inequality. The Regional Initiative is developing a dataset of all Commerce place - based investments, like CHIPS, BBBRC, and Tech Hubs, which it will use to help bureaus measure the long - term impacts of place - based programs, particularly in underserved places. Increased number of programs and bureaus that understand how their funding is impacting underserved communities and their awareness of how to incorporate various indicators of distress into their funding decision - making. Women in the Labor Force. Increased percentage of women in the workforce overall and within industries like construction, where women have historically been underrepresented. Further equitable access to data for Puerto Rico. A FSRDC in a Census Bureau facility that will transition to the University of Puerto Rico will provide the opportunity to researchers located on the island to access relevant data without the need to travel to the U.S. An example of an expected output is the number of research projects conducted. For Community Resilience Estimates for Puerto Rico, the intent is to move from the experimental estimate stage to an official product that can be adopted and used in determining social vulnerability in the event of a disaster.
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Promote accountability and accessibility through data transparency and partnerships. Track and evaluate the equitable distribution of above - baseline program federal funding. Increased number of programs and bureaus that understand how their funding is impacting underserved communities and their awareness of how to incorporate various indicators of distress into their funding decision - making. Address the potential discriminatory effects of certain AI technology. Adoption by organizations of the NIST Al Risk Management Framework; increased participation of policymakers, sociotechnical experts, and members of marginalized communities in research, design, development, and governance of Al systems; understanding how to build Al systems that are trusted by the people who use and are affected by them.
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NIST's CHIPS. CPO metrics are under development, but award recipients will be expected to provide routine reporting on a broad range of data. CPO is currently working to document the specific metrics that will be reported. EDA's Build Back Better Regional Challenge. Outcome metrics may include: the number of workers, including workers from underserved communities, placed in new jobs; the number of minority - and women - owned business enterprises reporting adoption of new technologies or access to new markets and share of the overall total; the amount of private investment secured by minority - and women - owned business enterprises and share of the overall total; and the number of new businesses created by entrepreneurs from underserved communities and share of the overall total. At the component grant level, grantees have also articulated more tailored metrics that include goals for equitable outcomes directly tied to their programmatic activities. EDA's Tech Hubs. These metrics are under development and expected to be released in Summer 2024.
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NIST's CHIPS. In the incentives program for large suppliers and semiconductor manufacturers, the CPO will evaluate applicants ' plans to provide equitable workforce pathways for economically disadvantaged individuals. Applicants will also be evaluated on their engagement with minority - owned, women - owned, and veteran - owned businesses and their investment strategy to support their communities. EDA's Build Back Better Regional Challenge. Each coalition articulated a community engagement strategy that EDA will support. In many cases, regional governance structures are being set up that explicitly include investments in things such as community representation, DEIA councils, and funding for public education and engagement around the coalition's industry cluster. EDA's Tech Hubs. EDA solicited public input on its design and implementation of the Tech Hubs Program via a Request for Information in mid - February 2023. EDA analyzed and synthesized responses to incorporate feedback into the Phase 1 NOFO and will continue to do so throughout the program's duration.
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The most persistent barrier to the establishment, expansion, and growth of minority business enterprises (MBEs) continues to be access to capital. The U.S. Federal Reserve found that more than half of Black - owned businesses were turned down for private bank loans, a rate twice as high as white business owners. A Joint Center for Political and Economic Studies study found that 6 in 10 Black business owners faced challenges obtaining capital. Over a third of Latino business owners faced the same. Business owners of color were more likely to struggle to access startup funding, growth funding, and capital with affordable interest rates. In 2022, in the U.S., only 1.9 percent of venture capital dollars went to all - women teams; less than. 5 percent went to Black and Brown women; only 12 percent of venture capital decision - makers are women. Innovation fueled economic growth in America for the past century, but since the 1970s, innovation (as measured by fundamental productivity growth) appears to have slowed from an annual increase of 1.9 percent to 0.7 percent. Research shows that innovation in the U.S. could quadruple if women, minorities, and children from low - income families became inventors at the same rate as men from high - income families. According to the USPTO, that increase in inventorship would grow our economy and GDP by an estimated $ 1 trillion. According to the U.S. Census Bureau, fewer than 1 percent of minority - owned businesses export goods or services. For these enterprises, insufficient financial resources often hinder their ability to invest in overseas market exploration, navigate regulatory complexities, and establish international networks.
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Leverage MBDA Business Centers. MBDA will continue to leverage its 41 Business Centers and nine Specialty Centers focused on procurement, exporting, and manufacturing. With nationwide coverage and grants totaling $ 16.4 million, these centers provide high - quality business advisory services, counseling, and mentoring to MBEs to access capital, contracts, and grants. Implement EDA's Build to Scale (B2S). EDA awards and manages a portfolio of grants designed to increase regional capacity to strengthen ecosystems that equitably and inclusively support diverse technology innovators, entrepreneurs, and startups. EDA will run two types of B2S programs. First, the Venture Challenge will fund organizations to start and speed up regional growth through technology - based economic development and by strengthening regional innovation ecosystems that promote the commercialization of new technologies, grow industry clusters, and lead to better - paying jobs. Second, the Capital Challenge awards provide programmatic and operation support for the formation, launch, and or scale of investment capital for technology companies to start and scale.
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ITA's Global Diversity Export Initiative (GDEI). The purpose of GDEI is to create and execute export promotion solutions and raise awareness of the benefits and resources of exporting to reach businesses in underserved communities in the United States. This initiative involves creating strategic partnerships with national, regional, and local minority chambers of commerce, industry, and business organizations to amplify ITA export resources and ensure our trade shows, missions, and counseling services from our U.S. Export Assistance Centers (USEAC) reach businesses in underserved communities. ITA's Rural Export Center (REC). To enhance rural outreach efforts and provide customized market research for rural businesses, the REC and USEACs throughout the United States provide rural businesses with export business development assistance and, when appropriate, certain fee - based services, like the Rural America's Intelligence Service for Exporters (RAISE). In FY 2022, ITA's commitment to the work of the REC was underscored by the establishment of a full - time, dedicated REC Director position to oversee, manage, and grow the REC's work. USPTO's Council for Inclusive Innovation (CI2). CI2 is charged with identifying new ways to expand American innovation by tapping into the strength of our nation's diversity and increasing opportunities for all Americans to participate in innovation. One of the initiatives is expanding pro bono legal services for new inventors and entrepreneurs at no cost through programs such as the Law School Clinic Certificate Program, Patent Pro Bono Program, and Trademark Trial and Appeal Board's (TTAB) Pro Bono Program.
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MBDA Business Centers. Number of MBEs served and reached; gross revenues generated (including contracts); percent of clients increased profits; the value of financing / bonding / capital, number of jobs created and retained; and the number of formed strategic partners. EDA's Build to Scale. The number of entrepreneurs and startups that participate in the program; the value of investment fund capital raised; number of 1 - on - 1 meetings with potential investors; number of clients secured funding; number of patents; number of new technologies were commercialized, licensed, or brought to market; number of training or skills assistance sessions were hosted; number of seed stage, angel investment, or early - stage venture capital deals made; number of outreach and networking events were hosted; number of mentoring and coaching sessions hosted; number of products launched; and number of jobs created or retained. USPTO's Council for Inclusive Innovation. The number of students participating in law school clinics and the number of law schools participating in the clinic certification program. ITA's Global Diversity Export Initiative. Number of export and investment clients assisted, including clients from underserved communities. For FY 2023, the GDEI target is to assist 458 clients. As of August 2, ITA had assisted 695 clients, reaching 152 percent of the established goal. ITA's Rural Export Center. The number of businesses in rural communities that have been assisted or benefited. ITA has already achieved its REC assistance goals for FY 2023 by assisting 410 clients, 170 more than the original goal.
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3.1 Ensure that everyone in America has access to reliable and affordable high - speed internet.
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3.2 Create and strengthen workforce development training and access to jobs in high - growth industries.
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Barriers to Equity: Minority - owned and rural - based businesses face disparities in access to capital, federal contracts, export opportunities, technical support or advice, and networking.
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2.1 Provide capital access support to businesses and entrepreneurs, including for underserved communities, to start or scale in high - growth industries.
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Implement MBDA's Capital Readiness Program (CRP). With 43 awardees, MBDA recently launched a new network of incubators, accelerators, and organizations with expertise to assist and train underserved entrepreneurs to improve access to diverse forms of capital, resources, and technical assistance to start or scale their businesses in high - growth industries such as healthcare, climate resilient technology, asset management, infrastructure, and more.
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Barriers to Equity: Lack of wraparound services, such as affordable, high - quality internet service, childcare, and education, prevent many people from accessing job training programs, thereby missing out on opportunities for employment in high - growth industries. Specifically, the lack of access to internet service is a significant barrier for underserved communities, hampering full participation in modern life, such as starting a business, offering services or goods via e - commerce, taking online courses and training, finding a doctor, and much more.
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20 percent of their BEAD grant funds and can begin implementation of eligible activities. An Eligible Entity may initiate its competitive subgrantee selection process upon approval of its initial proposal and will have up to one year to conduct additional local coordination, complete the selection process, and submit a final proposal to NTIA. The BEAD program required stakeholder outreach with a focus on ensuring robust local engagement and outreach to underserved communities. Eligible Entities must identify these communities and determine specific outreach and engagement strategies tailored to their needs, including providing outreach in the languages used in the communities these eligible activities serve.
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Implementing DE Programs. The $ 2.75 billion program includes three grant programs that promote digital inclusion and equity to ensure that all individuals and communities have access to the skills and tools needed to reap the full benefits of our digital economy. Since late 2022, NTIA has awarded State DE Planning Grant funds to 56 states and territories and expects digital equity plans to be submitted starting in late 2023.
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NTIA's Internet for All. The number of outreach and technical assistance sessions to support broadband planning, deployment, adoption and use; the number of unserved Tribal households gaining access to broadband; the number of state or territory digital equity plans, the number of persons served by digital inclusion programs; the number of state or territory BEAD five year action plans and initial proposals; the number of unserved households gaining access to broadband; the number of unserved businesses gaining access to broadband; the number of broadband serviceable locations with potential for improved service; the number of jobs created, the number of jobs retained, the number of community anchor institutions with potential connections; and the number of connected wholesalers or last mile providers.
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Collaborating Agencies: FEMA, Census, Department of Interior, Department of Transportation, EPA, Office of Science and Technology Policy, Council on Environmental Quality, National Science Foundation, National Park Service, Bureau of Land Management, Bureau of Ocean Energy Management, United States Geological Survey, U.S. Fish and Wildlife Service.
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Barriers to Equity: Underserved communities face significant barriers in building resilience or rebuilding their communities post - disaster due to barriers of limited resources, capacity, technical capabilities, or access to technical assistance. Investing in climate resiliency also means helping workers find high - quality jobs related to climate resilience.
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4.1 Benchmark and execute our Justice40 commitments. Through NOAA, EDA, and NIST, the Department has laid the foundation for programming and policies to be a part of the Justice40 Initiative, which will reach a larger and more diverse audience. Alongside this Initiative, the Department strives to address the key barriers to economic success and provide greater visibility and transparency in our effort to support communities that are underserved and overburdened by pollution and other impacts of climate change. For example, NOAA's $ 45 million Coastal Habitat Restoration and Resilience Grants for Tribes and Underserved Communities funding opportunity provides funding exclusively to Indian Tribes and underserved community organizations, including $ 20 million that is set aside for Tribes. The purpose of this program is to support opportunities for tribes, tribal entities, and underserved communities to meaningfully engage in coastal habitat restoration activities.
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4.2 Invest Bipartisan Infrastructure Law (BIL) and Inflation Reduction Act (IRA) funds towards climate - related economic development in vulnerable communities. In June 2023 and through IRA, NOAA announced the $ 2.6 billion framework to protect coastal communities and restore marine resources to help vulnerable communities prepare, adapt, and build resilience to weather and climate events. NOAA continues to address the needs of underserved communities through its grantmaking; in addition to the funding previously awarded through BIL, NOAA is leveraging IRA funding to invest up to $ 45 million to advance coastal habitat restoration in underserved and tribal communities as well capacity building support for coastal resilience strategy development. Equity is a priority across NOAA's BIL and IRA implementation. Two key NOAA IRA programs to highlight are:
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NOAA hosted four virtual tribal sessions and two written comment periods and produced two Tribal Input Executive Summary and Response reports to inform the implementation of its BIL and IRA funding programs. NOAA has also worked to ensure that tribes are aware of different funding opportunities. For example, on June 21, 2023, NOAA held a live Q & A session on NOAA's BIL funding opportunity for Tribal Engagement in Regional Ocean Partnerships; and, on July 25, 2023, NOAA hosted a tribal webinar to inform tribes and provide an overview of major IRA funding opportunities through NOAA's Climate Ready Coasts and Communities initiative.
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Collaborating Agencies: Internal Revenue Service, Social Security Administration, Centers for Medicare and Medicaid Services, National Women's Business Council, Small Business Administration, National Center for Science and Engineering Statistics, the Department of Labor, United States Postal Service, General Service Administration, Department of Transportation, Federal Emergency Management Agency, Housing and Urban Development, National Aeronautics and Space Administration, Oak Ridge National Lab, United States Department of Agriculture, United States Army Corps of Engineers, United States Geologic Service, National Science Foundation, Department of State, Department of Justice, Department of Defense, Department of Energy, and Office of Science and Technology Policy.
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Barriers to Equity: The lack of data access, timeliness, and transparency contributes to limited public trust - including for underserved communities. Advances in artificial intelligence widen the trust gap by potentially worsening existing biases and inequities and increasing concerns over the misuse of data, confidentiality, and privacy.
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Strategic Goal 1: Drive U.S. Innovation and Global Competitiveness Equity Strategy 1: Mobilize our nation's diversity to fuel innovation and sustain our global competitiveness across geographic regions so that all communities have equal access to opportunities
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By advancing equity, the Federal Government can support and empower all Americans, including the many communities in America that have been underserved, discriminated against, and adversely affected by persistent poverty and inequality. We can also deliver resources and benefits equitably to the people of the United States and rebuild trust in Government.
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he Department has long declared its mission is " " to create the conditions for economic growth and opportunity. " " T In 2022, Secretary Raimondo and Deputy Secretary Graves created the Department's new mission statement: " " to create the conditions for economic growth and opportunity for all communities. " " To include " " for all " " is a small change with a significant meaning. The addition acknowledges that global competitiveness and sustained economic growth require that all communities have an opportunity to participate in the 21st - century economy. This new mission embodies the Department's commitment to institutionalizing equity across policy design, grant development, external outreach, and program implementation strategies. In short, inclusive growth is good economics. We will fail to meet our full potential as a nation unless we harness the talents and strengths of communities in all parts of the country.
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T he Department's FY 2022 - 2026 Strategic Plan identifies key strategic goals to advance the Department's mission and support the overarching objective to improve America's economic competitiveness. These strategic goals serve as the organizing principles for the Equity Action Plan. The equity strategies associated with each strategic goal will assist in designing programs that will address barriers to equity and meet the needs of all Americans, including underserved communities. These strategic goals and aligned equity strategies are:
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Equity Strategy 1: Mobilize our nation's diversity to fuel innovation and sustain our global competitiveness across geographic regions so that all communities have equal access to opportunities.
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The Barrier: Minority - owned and rural - based businesses face disparities in access to capital, federal contracts, export opportunities, technical support or advice, and networking.
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The Barrier: Lack of wraparound services, such as affordable, high - quality internet service, childcare, and education, prevent many people from accessing job training programs, thereby missing out on opportunities for employment in high - growth industries. Specifically, the lack of access to internet service is a significant barrier for underserved communities, hampering full participation in modern life, such as starting a business, offering services or goods via e - commerce, taking online courses and training, finding a doctor, and much more.
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The Barrier: Underserved communities face significant barriers in building resilience or rebuilding their communities post - disaster due to barriers of limited resources, capacity, technical capabilities, or access to technical assistance. Investing in climate resiliency also means helping workers find high - quality jobs related to climate resilience.
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The Barrier: The lack of data access, timeliness, and transparency contributes to limited public trust - including for underserved communities. Advances in artificial intelligence widen the trust gap by potentially worsening existing biases and inequities and increasing concerns over the misuse of data, confidentiality, and privacy.
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The Department understands that developing equitable programs will be meaningless without inclusive outreach and engagement with the communities we serve and want to build trust with. For instance, following tribal consultations in 2022, the National Oceanic and Atmospheric Administration (NOAA) updated its Tribal Consultation Policy, Consultation Handbook, and Indigenous Knowledge Guidance. These updated policies and guidance will strive to provide meaningful and timely input from federally recognized Indian tribes into NOAA's decision - making process on policy matters that have tribal implications.
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These are just a few examples of how engagement activities helped shape the Department's Equity Action Plan to outline policy priorities and outreach efforts that needed to be done to ensure inclusive and high - quality programs were designed and launched. As the Department continues its outreach and engagement efforts, it will pool the resources and expertise of all 13 Department bureaus to foster a collaborative environment and involve underserved communities in developing the equitable outcomes we seek to achieve.
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Since the first Equity Action Plan launched in February 2022, the Department has made significant progress toward building innovation ecosystems; growing businesses and expanding the workforce; and making Commerce services, data, and science more accessible for and in historically underserved communities.
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Building innovation: In June 2023, NTIA announced funding allocations for the $ 42.45 billion Broadband Equity, Access, and Deployment (BEAD) program. BEAD funding will be used to deploy or upgrade broadband networks to ensure everyone in America has access to reliable, affordable, high - speed internet service. Once deployment goals are met, any remaining funding can be used to pursue eligible access, adoption, and equity - related uses. Announced in June and September 2023, NTIA's Middle Mile (MM) program provided nearly a billion dollars in grants across 36 organizations across 40 states and territories to support the construction, improvement, or acquisition of middle - mile infrastructure, reduce the cost of bringing high - speed internet to unserved and underserved communities, and increase the resilience of internet infrastructure. Lastly, the purpose of the Broadband Infrastructure Program (BIP) is to build partnerships between states and internet service providers to expand internet access to areas without service, especially rural areas. With $ 288 million, NTIA awarded 14 recipients, and projects began breaking ground this year.
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Growing businesses and expanding the workforce: The Minority Business Development Agency (MBDA) has increased investments in its national network of programs to include an expansion of 35 Business Centers to 41 and provided $ 2.62 million in Federal Procurement Supplemental awards to 26 existing Business Centers to support the President " " Investing in America " " agenda to expand contracting opportunities to minority business enterprises. MBDA also launched the Capital Readiness Program (CRP) on December 17, 2022. With $ 125 million, CRP will fund business incubators or accelerators designed to prepare underserved entrepreneurs and business owners to secure capital from the $ 10 billion State Small Business Credit Initiative and other capital sources. In late summer of 2023, MBDA announced the 43 competition winners.
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Making services, data, and science accessible: On March 9, 2023, the U.S. Patent and Trademark Office (USPTO) launched the First - Time Filer Expedited Examination Pilot Program as an initiative under the Council for Inclusive Innovation (CI2). The new initiative benefits first - time patent filers who are individuals or small businesses qualifying as a " " " " micro entity. " " By providing an early response for a qualifying application (referred to as " " first office action " "), the program increases accessibility to new members of the innovation ecosystem, particularly those from underrepresented and / or under - resourced groups.
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The Department of Commerce is committed to working towards President Biden's Justice40 Initiative to target 40 percent of the overall benefits of certain federal investments to reach disadvantaged communities that are marginalized and overburdened by pollution and underinvestment. The Department's FY 2022 Phase One Scorecard highlights include nearly $ 535 million in funding for technical assistance and capacity building through NOAA's Urban Heat Island Mapping, Community Climate Studies Program, and the Climate Adaptation Partnerships Program. In centering environmental justice in the Department's decision - making, NOAA conducted two technical assistance outreach events, five tribal Consultations, and addressed 50 related requests for information and listening sessions.
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To better capture and include underserved communities in data collection, the Census received a FY 2023 appropriation of $ 10 million to research, adding questions on Sexual Orientation and Gender Identity (SOGI) in the American Community Survey. Similarly, Census is piloting a project with the Internal Revenue Service (IRS) to develop formally private (confidentiality safeguarded) measures of race and ethnicity at the person level, allowing Census to share protected data with the IRS. Sharing such protected microdata allows other federal agencies to study variations by race and ethnicity in enrollment, access, and usage patterns of benefits and services of federal programs without necessitating access to confidential data.
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To better support rural and tribal communities, MBDA provided $ 5.7 million in 31 supplemental awards to the Business Center Network for technical assistance to minority business enterprises more than 50 miles from a Business Center in a rural area. NTIA is implementing the Tribal Broadband Connectivity Program (TBCP), a $ 3 billion program to support governments in bringing high - speed internet service to Tribal lands, including telehealth, distance learning, affordability, and digital inclusion initiatives. Under the first funding phase, $ 1.78 billion was awarded to 191 tribal entities since the program began in 2021. The second funding phase, for approximately $ 980 million, was issued on July 27, 2023. As part of EDA's American Rescue Plan funding, the Indigenous Communities program invested $ 100 million to support the needs of tribal governments and Indigenous communities. This program made 51 awards in 25 states and the Northern Mariana Islands. Grantees estimate that these projects will create or save 2,435 jobs and attract $ 28.7 million in private investment. In April 2023, NOAA's Office of Habitat Conservation (OHC) recommended $ 56.4 million, funded by BIL and IRA, in awards for 25 tribal projects to support tribal - led restoration, resilience, and fish passage projects and an additional 22 subawards totaling nearly $ 13 million in funding was awarded to projects that align with tribal priorities, work with tribal members, or restore habitat on tribal - owned lands. For all unsuccessful tribal applicants, OHC staff also offered the opportunity to meet to help those applicants improve their proposals for future competitions.
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To better support minority - serving anchor institutions, NTIA is implementing the Connecting Minority Communities Pilot Program (CMC), which provides $ 268 million in grant funding to Historically Black Colleges and Universities (HBCUs), Tribal Colleges and Universities (TCUs), Hispanic - Serving Institutions (HSIs), and Minority - Serving Institutions (MSIs) to purchase broadband internet service and eligible equipment or to hire and train information technology personnel, to upgrade classroom technology, and to increase digital literacy skills. In February 2023, NTIA announced that all funding from this grant program had been awarded to 93 universities, including 43 HBCUs, 31 HSIs, 21 MSIs, and five TCUs.
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To increase entrepreneurship and access to quality jobs for women, ITA's Women Accessing Global E - Commerce Initiative (WAGE) is dedicated to building the capacity of women - owned businesses and entrepreneurs to engage in cross - border e - commerce to scale and create more jobs. To date, ITA has established seven strategic partnerships with organizations that provide training programs and counseling. EDA's Good Jobs Challenge (GJC) encouraged applicants to reach underserved communities, including women, through their awards, and nearly 90 percent of GJC Challenge grantees have investments that focus on uplifting women's access to good - paying jobs in America's workforce. Additionally, wraparound services are a key provision for all GJC awardees. Such support is essential for ensuring participants can access training and job opportunities. While childcare is not exclusively accessed by women, all 32 grantees have included childcare as a key area for supportive services in their projects.
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Congress has passed significant legislation providing funding to and directing the Department to maximize impact to all communities.
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The Bipartisan Infrastructure Law codified MBDA, provided approximately $ 3 billion to NOAA in habitat restoration, coastal resilience, and weather forecasting, and provided nearly $ 50 billion to NTIA to deploy universal, high - speed, affordable internet service so everyone in America can participate in the digital economy.
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The Department's $ 50 billion CHIPS for America program - made possible by the CHIPS and Science Act (CHIPS) - will strengthen and revitalize the U.S. position in semiconductor research, development, and manufacturing and create hundreds of thousands of good jobs that can change lives, offer family - sustaining benefits, and lead to long - term careers. Since announcing the first funding opportunity in February, the Department has received over 500 statements of interest and over 100 pre - and full applications from companies seeking to build semiconductor projects across 42 states.
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EQUITY STRATEGY 1: Mobilize our nation's diversity to fuel innovation and sustain our global competitiveness across geographic regions so that all communities have equal access to opportunities.
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Equity Strategy 1: Mobilize our nation's diversity to fuel innovation and sustain our global competitiveness across geographic regions so that all communities can have equal access to opportunities.
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1.1 Build inclusive innovation - based regional ecosystems. Through three major programs, CHIPS, BBBRC and Tech Hubs, the Department is dedicating once - in - a - generation resources toward creating innovation - based clusters in geographically diverse regions as well as workforce pipelines to ensure all Americans, including people from underserved communities, have access to STEM jobs and high - quality jobs in high - demand fields and can participate in the innovation economy.
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1. Procurement and Contracting; 2. Military Installations and Bases; 3. Military Family Equity Advancement; 4. Equity Artificial Intelligence (AI) Research and Development; and 5. Underserved Community Investment.
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DoDEA students transition between DoDEA and non - DoDEA schools and school systems multiple times throughout their pre - k through 12th grade school careers, which leads to challenges in consistent and equitable access to educational opportunities such as, but not limited to, curricular resources, earning credit for graduation, and course options. Spousal unemployment and underemployment can be barriers to both economic and food security for military families, which, in turn, can impact readiness, resilience, and retention. Demands of military life, such as frequent moves, long periods of separation, and executing the military mission, can pose unique stressors and health equity barriers for Service members and their families. Ensuring access to resources that support well - being is critical to their readiness and resilience.
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food insecurity at ~ 24 - 25 percent. Survey results are available on https: / / www.militaryonesource.mil /. The Joining Forces Sub - Interagency Policy Committee created health equity as a national patient safety goal, as of July 1, 2023, requiring incorporation of social determinants of health (e.g., food insecurity) as a priority for health care.
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Ensure consistent and equitable access for DoDEA students through increasing opportunities to advanced placement course options, advanced academic programs and services, DoDEA Virtual School course enrollment, and ongoing professional learning for all DoDEA educators to understand the dynamic needs of military - connected students during times of transition. Expand employer partnerships through the MSEP program to provide more job opportunities for military spouses on the MSEP portal. Continue to complete actions from the DoD Food Security Strategy and Roadmap and implement other actions to address food security challenges. Provide military spouses with paid fellowship opportunities through the Military Spouse Career Accelerator Pilot (MSCAP) to enhance their experience and marketable skills. Explore approaches to educate health care providers on using an evidence - based screening tool (" " the Hunger Vital Sign " ") to evaluate household risk of food insecurity, offer providers key resources for those patients / households who screen as being at risk, and communicate the importance of food insecurity as a social determinant of health. Explore changes to MHS GENESIS to address gaps in food insecurity screening, specifically to ensure screening of all children ages 0 - 17 years and to integrate early pregnancy screening. Consider mechanisms / processes for how health care providers can connect military beneficiaries ' households / patients experiencing food insecurity to needed resources. Add additional resources relevant to food insecurity on the TRICARE website (e.g., federal food assistance programs); ensure information and resources are easily available for providers and beneficiaries. Once finalized and approved, include food insecurity resources into the Virtual Education Center, which is currently being tested to augment provider - patient communication in the electronic record.
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MSCAP: Output - Place 100 military spouses in fellowships in FY 2024; Outcome - spouses introduced to employer hosts through paid fellowships with potential for full - time employment. Food Security Strategy & Roadmap: Output - Complete at least five of the remaining outstanding actions (FY 2024 Goal: initiate and complete qualitative RAND food security study of junior Service members / families at select installations). Assess the pre - enrollment criteria of all students, including historically underserved populations participating in challenging coursework, which includes, but not limited to, advanced placement courses, advanced academics programs and services, accelerated courses. Assess the enrollment process for all students to access challenging coursework via digital learning opportunities, which includes, but not limited to, advanced placement courses, advanced academics programs and services, accelerated courses. Assess student participation and performance across all student groups in challenging coursework, which includes, but not limited to, advanced placement courses, advanced academics programs and services, and accelerated courses.
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E.O. 13985, Advancing Racial Equity and Support for Underserved Communities Through the Federal Government; E.O. 13988, Preventing and Combating Discrimination on the Basis of Gender Identity or Sexual Orientation; E.O. 14008, Tackling the Climate Crisis at Home and Abroad; and E.O. 14020, Establishment of the White House Gender Policy Council.
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Track NALEMP funding execution. Track DERP funding execution. Track grant funding of awards and execution on Guam.
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Actively seek public engagement in the cleanup process and enhance public outreach and engagement (e.g., Restoration Advisory Boards) to ensure that the voices and lived experiences of communities with environmental justice concerns inform DoD's work. The Restoration Advisory Boards provide an opportunity for the local community adjacent to the installation to discuss issues related to the cleanup with installation representatives. The installation representatives communicate how the Department's contracted cleanup is proceeding based on the Record of Decision and enables direct feedback from the public regarding potential new issues or previously unidentified impacts. Track NALEMP ad hoc tribal engagements. Conduct Association of Defense Communities meetings and other public engagement. Provide grant financial assistance to the Government of Guam's Community Defense Liaison Office to ensure Guam can speak with one voice as it engages DoD across a
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E.O.s 12898, 14008, and 14096 have identified that communities that have been historically disadvantaged often suffer disproportionate environmental impacts, such as infrastructure decline, deteriorating housing, exposure to lead, and industrial pollution. This includes many DoD military and civilian personnel and their families living on and off base. Many communities located near military bases have historically been underrepresented in public engagement on agency decision - making. Many of these communities still lack the resources to track proposed actions and engage in the Environmental Planning and Historic Preservation processes.
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Incorporate Environmental Justice Screening and the Climate and Economic Justice Screening Tools into the Defense Climate Assessment tool by May 2024. Train DoD Climate Assessment Tool users, a community of DoD installation planners and decision - makers, on environmental justice principles and how to include these principles and corresponding data into DoD planning processes by August 2024.
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Train and equip DoD planners and decision - makers on how to access, view, and analyze environmental justice data in Department tools. Continue to ensure that DoD identifies potential impacts on and mitigation for communities that have been historically disadvantaged through the National Environmental Policy Act analysis and via Restoration Advisory Boards.
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Global Equity: Promote equity and human rights around the world through our foreign policy and foreign assistance. Health Equity: Advance equity in health, including mental and behavioral health and well - being. Economic Justice: Build a strong, fair, and inclusive workforce and economy.
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Efforts to ensure the sex - specific needs of female Service members have frequently been isolated, with limited accountability for lasting change, causing a barrier to gender equity. The lack of strategic infrastructure to advance sound scientific evidence on women's health is a barrier to advancing gender equity. Timely access to lawfully available reproductive health care is a readiness, retention, and recruitment issue, particularly for female Service members.
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In 2019, the Defense Health Board was charged with exploring DoD policies, practices, structure, and capabilities that promote or inhibit women's health and access to services focused on musculoskeletal injury prevention, reproductive health, and psychological and mental health. Their final report, " " Active Duty Women's Health Care Services, " " found that active duty Women continue to experience health care and operational challenges that reviews and reports over the past 25 years have identified, evaluated, and made recommendations for improvement. The DoD Women's Reproductive Health Survey (WRHS) surveyed active - duty female Service members about their needs, preferences, and experiences accessing reproductive health through the MHS. The findings provided recommendations for improvement to support and ensure female Service members have access to the reproductive health care they need throughout their military careers. The 2019 DACOWITS focus groups collected qualitative and quantitative data during visits in April and May 2019 to eight military installations representing all four DoD Service branches (Army, Navy, Marine Corps, Air Force). During these focus groups, the Committee addressed three topics: 1. Conscious and unconscious gender bias; 2. Pregnancy and parenthood; and 3. Physical fitness assessments. (Gaddes, R., Jacobson, Z., Montgomery S., Moore, C., Stangle, J., & Williams, A. (2019). Defense Advisory Committee on Women in the Services (DACOWITS) 2019 focus group report.)
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Execute a childcare fee assistance pilot program, increasing access to child care for eligible Service members by implementing changes or requirements from the NDAA FY 2024 and determining the feasibility of recommendations from the DoD Child Care Summit (continuation from FY 2022 plan). Broaden the pool of eligible providers to receive fee assistance through strategic partnerships with states and counties (continuation from FY 2022 plan). Provide recommendations from the Women in Service Working Group, a subgroup of the Medical and Personnel Executive Steering Committee, for policy and programmatic
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changes that will advance the needs of female Service members in response to the 2020 Defense Health Board report. Pilot a reproductive behavioral health consultation program that will offer military health care providers access to reproductive behavioral health subject matter experts to address issues and care for reproductive health - related behavioral health impacts (done in collaboration with the Department of Veteran Affairs).
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Launched the Military Spouse Employment Partnership (MSEP) Small Business program, which brought in over 60 new small business employer partners; Initiated a robust environmental cleanup communication and outreach effort to improve transparency and engage communities affected by DoD's cleanup activities; Opened walk - in contraception services at 130 military medical treatment facilities to provide same - day access to the full scope of non - surgical contraceptive methods; and Established the Women in Service Working Group, which serves as the primary advisory group to align the medical and personnel policy communities to develop, discuss, and provide recommendations on issues related to Women in Service.
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DoD will feature a diverse portfolio / system of resources to meet the myriad child care needs of our military families. Standardization of health care policies will ensure that all female Service members have access to the same, quality care for the range of their reproductive health needs. Increase informed decision - making on family planning goals through available resources, such as walk - in contraception services and updates to the health.m website that provide clear information about available contraception. Implementation of policies and processes that permit female Service members to advance in their military careers without impediments caused by inflexible career paths and options, thereby increasing the recruitment and retention of women who serve.
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DoD coordinates with other Federal agencies to advance maternal health outcomes through the Maternal Health Interagency Policy Council and Maternal Mental Health Taskforce. The MHS engages with other Federal Agencies in the Health and Human Services working group on maternal mental health. DACOWITS, composed of civilian members, engages Service members and the public to provide advice and recommendations on issues impacting recruitment, retention, employment, integration, well - being, and treatment of female Service members. DoD participates in the Women's Health Research Interagency Policy Council with other Federal Agencies to advance women's health across the country.
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1. Elevate and standardize the Gender Advisor workforce to further the consideration and application of gender analysis to the Department's plans, operations, activities, and investments. a. Codify roles and responsibilities for the gender advisor workforce in DoD policy guidance (e.g., DoDI). b. Establish and maintain skill expertise identifiers for Service members and DoD civilians. C. Ensure DoD organizations maintain a gender advisory workforce, including Gender Advisors, Gender Focal Points, and WPS Program Managers, implement DoD WPS policy guidance. 2. Expand the understanding, consideration, and application of gender and socio - cultural considerations and their impacts across the Department's plans, operations, activities, and investments in support of national security decision making. a. Incorporate definitions and define gender analysis in DoD policy guidance. b. Train the gender advisory workforce and DoD personnel on steps for conducting gender analyses, as appropriate. C. Conduct gender analysis to inform security cooperation, Theater Campaign Plans, training for U.S personnel, military exercises, and DoD support to the development of Integrated Country Strategies. 3. Work with partner nations to advance gender equity and equality within national security decision - making, engagement, and cooperation with allies and partners globally. a. Update DoD security cooperation guidance and design templates to reflect gender analysis information and to encourage the design and implementation of security cooperation programs relevant to WPS.
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b. Conduct a pilot program within one country in each geographic Combatant Command's area of responsibility to assess the barriers and opportunities with respect to strengthening recruitment, employment, development, retention, and promotion of women in the military forces of partner nations. C. Seek to provide opportunities for women in national security forces of foreign partners to participate in security cooperation and assistance programs, resources, training, and education opportunities, including US professional military education institutions. d. Work with partner nations to advance gender equity and equality within national security decision - making, engagement, and cooperation with allies and partners globally.
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Metrics for Action # 1 Number of DoD strategies, policies, and programs that are informed by a gender analysis. Number of gender advisors, gender focal points, and WPS Programs Managers performing their duties across DoD Components. Number of Operationalizing WPS 100 and 200 level courses conducted within a fiscal year. Metrics for Action # 2 Number of trainings for DoD personnel that integrate WPS principles including how to incorporate gender and socio - cultural considerations into military operations, activities, and investments. Integration of gender and socio - cultural considerations into DoD strategic and policy - level documents. Integration of gender analysis into DoD security cooperation planning and programming. Metrics for Action # 3 Number of engagements by U.S. leaders that lead to activities conducted with partner nations on WPS. Annual increase in enrollment and participation of women in U.S. professional military education institutions and courses.
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Seek to protect and mitigate harm to civilians by accounting for gender and socio - cultural considerations in response to human rights violations, sexual exploitation and abuse, crisis and conflict related sexual violence, trafficking in persons, the involvement of children in armed conflicts, and the damaging of cultural property. Work with allies and partners to seek to expand opportunities and remove recruitment, employment, retention, development, and promotion barriers that contribute to the under - representation of women in foreign security forces. Work with allies and partners on the reduction and prevention of sexual harassment, sexual assault, domestic abuse, and other forms of violence that disproportionately impact women's participation in foreign security forces. Work with allies and partners on integrating gender analysis into their policy, planning, operations, exercises, and training.
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Developed and executed the DoD Small Business Strategy and Implementation Plan, highlighting the Department's commitment to fostering a robust and equitable defense industrial base and discussing Department policies on working with small businesses. Achieved a 10.14 percent Small Disadvantaged Business goal in FY 2022, exceeding the year - end goal by 0.64 percent. This achievement advanced the Biden - Harris Administration's whole - of - government approach to expanding contracting opportunities for Small Disadvantaged Businesses. Exceeded its yearly milestone (0.60 percent by January 2023), achieving 0.61 percent of AbilityOne Program contract spending. In FY 2022, DoD procured more than $ 2.5B of products and services from the AbilityOne Program, an increase of $ 125M in FY 2021. DoD contracts with the AbilityOne program to secure the services of approximately 35,000 individuals who are blind or have significant disabilities. The Military Departments and other participating DoD Components submitted their 2023 updates to the AbilityOne Strategic Plans, which will be implemented through the end of the calendar year. DoD continues to participate in the Federal level AbilityOne Representatives Program monthly meetings hosted by the U.S. AbilityOne Commission. Issued a memorandum titled, " " Actions to Support the White House Task Force on Worker Organizing and Empowerment, " " that provides a list of actions to promote the awareness of workers ' organizing rights, contractors ' responsibilities, and government authorities when government contract workers are trying to organize the contracting workforce. Baselined Simplified Acquisition Threshold performance within Military Departments and other DoD Components and established goals for FY 2023 and beyond. DoD is on track to issue regular guidance to the acquisition workforce on maximizing small business participation and update and deploy the Office of Small Business Program's Market Research Center of Excellence (MRCOE) in Quarter (Q) 1 of FY 2024. Educating small business professionals on how to use MRCOE to enhance DoD small business utilization through targeted and consistent performance and goal management and institutionalizing the involvement of small business professionals in the earliest stages of acquisition planning through regulation, policy, or guidance are on track for Q3 of FY 2024. Finally, DoD will add
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Closed 13 FY 2021 Cooperative Agreements (CAs) in Q4 2023. At the beginning of Q2 2023, DoD finalized and approved the FY 2023 Short List of NALEMP projects and budgets for 14 Federally Recognized Tribes. The Short List is a list of Tribes with eligible sites that have been approved for NALEMP funding to address past DoD environmental impacts on Indian lands and other locations where DoD, an Indian tribe, and the current landowner agree that such mitigation is appropriate. These FY 2023 CAs are expected to be executed by Q4 2023. Additionally, NALEMP is currently considering 16 Tribes for FY 2024 CAs. Completed over half of the Preliminary Assessments / Site Inspections (PA / SI) at 707 installations where DoD may have used and potentially released PFAS materials. DoD obligated $ 2.0 billion (B) through FY 2022 to conduct PFAS - related drinking water mitigation, investigations, and cleanup on its installations, as well as in nearby communities. Awarded three non - construction planning and organization assistance grants to Guam in FY 2022 totaling $ 2.3 million (M) to address cumulative DoD socioeconomic and environmental impacts in Guam. Provided approximately $ 218M in appropriated funding for outside - the - fence investments in Guam, including a cultural repository ($ 12M), public health lab ($ 32M), upgrades to the Northern District Wastewater Treatment Plant ($ 139.3M), Interceptor Sewer Refurbishment ($ 30.6M), Northern Guam Lens Aquifer Monitoring System ($ 3.7M), and surface transportation network improvements ($ 246M). Three of the five Guam outside - the - fence investments are complete, one is under construction, and one is completing final design. All projects are estimated to be completed by 2025. Initiated a robust environmental cleanup communication and outreach effort to improve transparency and engage communities affected by DoD's cleanup activities.
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Hosted Teacher Leadership Academies with more than 150 participants across the DoDEA Europe, Americas, and Pacific regions. Launched the MSEP Small Business program, which brought in over 30 new small business employer partners. Added questions to the Status of Forces Surveys to better understand usage of dining facilities and federal subsistence programs. Expanded the Military Child Care in Your Neighborhood (MCCYN) - PLUS initiative to cover seven additional states, bringing the total number of states covered to 13 plus Miami - Dade County in Florida. Implemented the Basic Needs Allowance to provide an additional allowance to eligible families whose income was less than 150 percent of the Federal Poverty Guidelines (FPG). Published DoD's " " Food Security Strategy and Roadmap " " and completed 21 of its 30 actions. Launched a self - guided financial well - being assessment tool to help Service members and their families assess their financial well - being and be referred to appropriate resources.
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Action 1 - Procurement and Contracting
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Released an updated Responsible Al Guidelines by the Defense Innovation Unit in June 2023. It is a practical framework for including the DoD's Al Ethics Principles, including equity, in Al product planning, development, testing, and evaluation. It is a living document, to be updated based on evolving best practices and practical experience.
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Objective: Invest in underserved communities and expand access to DoD programs and opportunities by increasing investments in Minority - serving Institutions (MIs) and investments in kindergarten (K) - 12 and K - 20 programs.
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DoD's renewed focus on environmental justice has advanced environmental justice results in numerous locations. For example, Fort Carson Air Program Managers work closely with local communities, non - governmental organizations, and government advisory councils on topics related to air quality in these communities. Joint Base Myer - Henderson Hall participates in multi - agency working groups to provide these communities with infrastructure investments. West Point's long and collaborative history of resource management with Tribal Nations and fair approach to development has resulted in a low risk of disproportionate impacts to traditionally underserved communities. Fort Stewart promoted free COVID vaccine clinics to ensure such communities had access to vaccines.
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Implemented a Multi - Tiered System of Support (MTSS) education framework to deliver equitable access and opportunity to all military - connected students.
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Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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The Women, Peace, and Security Act of 2017 establishes as U.S. policy the promotion of the meaningful participation of women in all aspects of overseas conflict prevention, management, and resolution, including by encouraging partner governments to adopt plans to improve the meaningful participation of women in peace and security processes and decision - making institutions. Studies on WPS have found that women's involvement in military and police forces improves efficacy and force readiness, while
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In January 2021, the Department of Defense (DoD) took steps to immediately implement President Biden's Executive Order (E.O.) 13985, Advancing Racial Equity and Support for Underserved Communities Through the Federal Government, by conducting an equity assessment to identify potential barriers that underserved communities and individuals face when accessing the DoD. Actions to address these barriers were outlined in the DoD's 2022 Equity Action Plan (EAP), which focused on five Action Areas:
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The DoD brought together a team that includes leaders responsible for implementing these Executive Orders. Additionally, because the DoD's EAP 2023 Update addresses the requirements of several different Executive Orders, the DoD worked closely with the Domestic Policy Council and the Office of Management and Budget and selected the following Strategies for the 2023 EAP Update:
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Objective: Close gaps in participation by small businesses and other underserved communities and improve workforce equity through an ambitious equitable procurement and contracting agenda that includes advancing equity throughout the supply chain (e.g., advancing opportunities for prime and subcontractors who are members of underserved communities).
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1) Address gaps in data collection to facilitate data - informed, equitable decision - making 2) Increase opportunities for new entrants into DOE procurement and financial assistance 3) Increase participation by individuals and institutions that are underrepresented in DOE's research and development (R & D) programs supported through financial assistance 4) Expand Tribal engagement and stakeholder engagement across DOE 5) Improve access and equity in DOE's Weatherization Assistance Program
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EERE released its HBCU Clean Energy Education Prize during May 2023. This competition, with $ 7.75M in cash prizes, will help HBCU institutions develop programming to strengthen the participation of K - 12 and community college students in STEM and other associated fields that can lead to potential careers in clean energy industries. It will also give HBCUs the opportunity to create enhanced curricula and programs that will provide opportunities for undergraduate and graduate students and establish partnerships that lead to career opportunities in clean energy. This prize supports President Biden's Justice40 Initiative, which directs 40 % of the overall benefits of certain federal investments to flow to disadvantaged communities, by helping to build a diverse STEM pipeline to support the clean energy transition. The prize aims to help HBCUs achieve these goals through two distinct prize tracks, the Inspire Track and the Partnerships Track. HBCUs of all sizes are invited to apply to help foster the next generation of the clean energy technical workforce. Details can be found at the Prize website: HBCU Clean Energy Education Prize HeroX. In FY 2023, EERE's first cohort of 11 students from the Graduate Education for Minority Students fellowship (GEM Fellowship) program, a non - governmental program, started their 10 - week summer internship assignments in various EERE program offices. The goal of the GEM Fellowship program is to enhance the value of the Nation's human capital by increasing the participation of underrepresented groups at the master's and doctoral levels in engineering and science. The FY 2023 program follows EERE's pilot program, which established GEM Fellow cohorts in a partnership pilot between EERE's Building Technologies Office and the National Renewable Energy Laboratory. This is the first class of GEM Fellowship students within DOE. EERE's Interagency Agreement with the Army and the MSI STEM R & D Consortium was designed to increase funding opportunities for MSIs. The program has continued to show improved results in R & D awards provided to MSIs, and during FY 2022, EERE provided $ 8.6M in direct funding awards to MSIs for EERE R & D work. For FY 2023, EERE is on target to surpass last year's figures. Through an Interagency Agreement partnership with the National Science Foundation, EERE has initiated a pilot through the Geothermal Technologies Office to support 14 non - academic internships for graduate students in the geothermal industry, with placements for the summer of 2023 within state geological surveys, private industry companies, and National Labs. The
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EERE is partnering with the Office of Energy Justice and Equity and NREL to develop STEM faculty from MSIs through the Faculty - Applied Clean Energy Science (FACES) program. The FACES pilot program offers a unique opportunity to foster the growth of STEM faculty from MSIs through exposure to the National Lab systems. By providing valuable on - site experiences, fostering collaboration, and developing scalable educational modules, the program aims to expand DOE funding opportunities for MSI faculty. EERE announced six grand prize winners of the Inclusive Energy Innovation Prize on June 15, 2023. The prize seeks to foster a just and equitable clean energy future by investing in community - led innovation and entrepreneurship programs in areas historically underserved by federal funding. The winning teams in this first - of - its - kind competition received $ 250,000 each for their entrepreneurship, job - training, mentorship, and other solutions to expand clean energy and economic opportunities in underserved communities. The Community Clean Energy Coalition Prize recognized and assisted coalitions supporting underrepresented communities with a prize pool of $ 2.1 million to build capacity and address local energy challenges with clean energy solutions in line with the Justice40 Initiative. EERE announced successful completion of the prize on December 7, 2023. All ten coalitions participating in the prize successfully completed all three phases of the challenge and were awarded $ 205k each in aggregate. The top three coalitions were awarded additional prize bonuses ranging from $ 10k to $ 50k for the strength of their project implementation and vision for the future. The Community Energy Innovation Prize launched in November 2023 is the successor to both DOE's Inclusive Energy Innovation Prize and Community Clean Energy Coalition Prize. The prize program will award up to $ 7.5 million in cash prizes as well as mentorship opportunities to organizations supporting innovation, entrepreneurship, capacity building, and economic development in communities historically underrepresented in climate and energy technology funding. The expanded prize has three tracks: clean energy ecosystem track, manufacturing ecosystem track, and collegiate track.
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The NNSA Technology Transfer Program has developed the Introducing Diversity in Entrepreneurial Activities (IDEA) Seminar. This seminar is aimed at STEM students at MSIs to encourage them to participate in the technology entrepreneurial career field. The IDEA seminar introduces them to patents, licensing, and funding opportunities (including SBIR / STTR). The goal is to promote diversity in the next generation of aspiring technology entrepreneurs. This seminar has been given at several HBCUs and to the MSI interns at the various NNSA labs and HQ. iv. Progress on expanding strategic Tribal and stakeholder engagement across DOE programs. The Office of Public Affairs (PA) led the effort to create the Energy Savings Hub. The Energy Saving Hub is available to the public at www.energy.gov / save. The hub is a one - stop shop for homeowners, renters, and drivers to learn how they can save energy, save money, and save the planet. The Energy Saving Hub features something for everyone, including clean energy tax incentives and tips / tricks to conserve energy. In addition to the Energy Saving Hub, DOE also launched a Clean Energy 101 video series that is captioned in both English and Spanish. The series is comprised of short explainers of various clean energy appliances and technologies that qualify for incentives in President Biden's Investing in America agenda, including the basics of clean energy technologies, such as heat pumps, rooftop solar, electric vehicles, and more. In FY 2023, PA also produced a mini documentary on DOE's work with Tribal Nations. https: / / www.instagram.com / p / Cd6ovZ8D4i8 /. DOE established a Justice40 Stakeholder Engagement Community of Practice to establish a standard of care for equitable stakeholder engagement. Participants encompass various DOE program offices.
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EJE developed a Stakeholder Engagement Smartsheet in partnership with the Justice40 SE CoP which will track energy justice related stakeholder engagements by program office, technology, region, and attendees. Offices will also upload outcomes from engagements. V. Progress on improving access and equity in DOE's Weatherization Assistance Program. DOE created the Office of State and Community Energy Programs to administer state and community - facing programs, including the Weatherization Assistance Program (WAP). The following bullets outline key accomplishments in WAP since the publication of the April 2022 EAP. On February 3, 2023, DOE published allocations of $ 30M for Weatherization Readiness from the FY 2023 WAP appropriation, an increase of $ 15M from FY 2022. DOE WAP and the U.S. Department of Housing and Urban Development (HUD) launched a Weatherization Workforce Development Pilot in February 2023 to enhance impact in four communities: Lowell, MA; Roanoke, VA; Chicago, IL; and Warner Robins, GA. The program connects HUD residents to weatherization jobs within Community Action Agencies and sets up residents for careers in green construction. This partnership aims to support the utilization of DOE Weatherization Assistance Program funds by adequately staffing the weatherization programs in local communities. Several of the communities have begun hosting job fairs to share information and recruit HUD residents interested in weatherization work. Sustainable Energy Resources for Consumers (SERC) funding is available to WAP grantees, subgrantees, and non - profit organizations to demonstrate innovative technologies and approaches that go beyond the scope of the formula WAP. These grants offer more flexibility than the WAP formula grants and unique opportunities to broaden the impact of WAP. The second round of SERC funding was announced in October 2022. DOE anticipates awarding eleven grantees $ 17M with 2023 SERC funds. The projects will install various renewables, including solar technologies and heat pumps. In June 2022, DOE published WPN 22 - 9, Managing Multiple Funding Streams. This policy update provides clarification on the allowability of braiding DOE funds with other federal and non - federal funding sources to expand and enhance the services provided to low - income households.
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The DOE Civil Rights Division launched a technical assistance program for recipients of DOE financial assistance. The program includes both in - person events and webinars related to providing meaningful access for limited English proficient individuals in both DOE - conducted and DOE - financially assisted programs and activities. Additionally, one session provides an overview of the Department's civil rights regulations at 10 C.F.R. 1040 and 1042, which outline compliance requirements for recipients of DOE financial assistance. On February 23, 2023, and February 28, 2023, DOE's Office of Energy Justice and Equity's Minority Business and Workforce Division hosted the inaugural DOE Minority Business and Workforce Connect Summit. This summit offered opportunities for Minority Business Enterprises (MBEs), Department of Energy program offices, the National Labs, higher education institutions, financial institutions, and non - profit organizations who are working to realize a just clean energy future to build lasting and generative connections. The Summit allowed participants to learn about how to engage in business with the Department of Energy and to engage with leaders in government and industry to learn more about how the energy industry is responding to historic federal investments in clean energy and communities. For more information, see DOE Minority Business Enterprise Connect Summit Department of Energy DOE's 2023 Minority Business Enterprise Connect Summit Draws Record Attendance and Announces New Partnerships Department of Energy. NNSA and Pacific Northwest National Laboratory manage the NNSA Graduate Fellowship Program (NGFP) and partner with MSIs to recruit highly qualified and diverse students for this program. In 2021, 28 % of applicants hired through this program were from underrepresented minority groups. In 2023, that number increased to 45 %, an increase of 17 %. The diversity of the applicant pool increased, and, as a result, the number of diverse people has meaningfully increased over the past two years. NGFP developed a diverse team of University Relationship Managers to assist with outreach at MSIs. This approach resulted in 20 % of all applications being submitted from an MSI. On July 6, 2023, DOE announced nine states and three Tribal communities as the third cohort to receive a combined total of $ 207.6M in Grid Resilience State and Tribal Formula Grants including the Metlakatla Indian Community (Annette Island Reserve), the Native Village of Eagle, and Standing Rock Sioux Tribe of North and South Dakota. The DOE Energy Justice to the People Roadshow is a series of community listening sessions and workshops dedicated to sharing information about available DOE programs and funding opportunities to support disadvantaged frontline communities and advance U.S. energy security in a just and equitable way. To date, two stops on the DOE Energy Justice to the People
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In FY 2023, DOE co - sponsored White House Hispanic Initiative's Hispanic Regional Economic Summit in San Bernardino, CA, to share federal and DOE opportunities related to careers, internships, grants, and financial assistance. On October 12, 2022, EJE met with the Alliance of Hispanic Research Universities. At that time, the Alliance consisted of 21 universities which were both Hispanic - Serving Institutions as defined by Title V of the Higher Education Act and in the top 5 % of universities in the U.S. for research as determined by the Carnegie Classification of Institutions of Higher Education. The meeting was held to discuss opportunities to increase diversity in the federal work force and DOE's grant recipient pool in accordance with DOE's Justice40 implementation initiatives. In FY 2023, EJE was represented by the Minority Business and Workforce Division at the Annual U.S. Hispanic Chamber of Commerce (USHCC) Legislative Summit held in Washington, D.C. The USHCC actively promotes the economic growth, development, and interests of more than 4.7 million Hispanic - owned businesses. During this event, DOE presented to Hispanic owned energy businesses on funding opportunities available through various DOE program offices.
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In July 2023, DOE announced the 67 winners of the first phase of the Energizing Rural Communities Prize. The cohort included 17 Tribes, or teams, serving Tribal communities. Each of the 67 winners will receive $ 100,000, in - kind - mentorship services, and eligibility to compete in phase two of the prize to win an additional $ 200,000. One of the winning teams is Sustainable Energy for Galena Alaska, a nonprofit run jointly by the Louden Tribal Council, the Galena City School District, and the City of Galena. See Community Profile: What Energizing Rural Communities Means for Galena, Alaska. About 400 people live in Galena year - round, and the economy is based around the schools there that draw over 50 villages ' high school students for boarding school. DOE is funding holistic energy planning for Sustainable Energy for Galena Alaska. DOE's participation in the Rural Partners Network (RPN), which is led by the U.S. Department of Agriculture (USDA) and the White House Rural Prosperity Interagency Policy Council, builds relationships with rural communities across the Nation, especially in the states and communities designated to be prioritized by RPN. DOE employs a Rural Desk Officer, who actively participates in the network. One component of the RPN is the selection of signature projects in communities that have been identified by the network as priority areas. For example, DOE is the lead for the San Carlos Apache Tribe's solar project, which was awarded $ 4M in FY 2023 year. Upon completion, the project will add 750 kW of solar photovoltaic systems and a 500 - kW Battery Energy Storage System to its diesel generators to serve 36 residential buildings for healthcare workers and five hospital buildings at the San Carlos Apache Healthcare Corporation community. DOE has several offices that offer programs that directly benefit rural communities by providing technical assistance, loans, tax incentives and funding that supports the clean energy transition. Some examples include: The Office of Clean Energy Demonstrations (OCED), which manages the Energy Improvements in Rural or Remote Areas program that supports energy investments in rural and remote areas through clean energy projects to improve reliability and / or resilience of energy systems, reduce energy poverty, and improve environmental performance of energy generation in rural or remote communities. The Office of Indian Energy, which selected 18 American Indian and Alaska Native communities to receive $ 34M in funding to advance clean energy technology. The funding strengthens Tribal communities by increasing their access to solar power and microgrids, increasing energy security and resilience, and powering unelectrified Tribal buildings. The Office of Manufacturing and Energy Supply Chains (MESC) plays a critical and unique role in catalyzing investments in America's energy future to support the reshoring, skilling, and scaling of U.S. manufacturing across energy supply chains. MESC addresses critical vulnerabilities in U.S. energy supply chains, serves as the frontline of clean energy capital
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(1) Establish a DOE - wide Community Benefits Plan (CBP) framework that builds trust and improves outcomes for underserved communities, which in turn supports successful Deployment & Demonstration and R & D projects that advance an equitable clean energy transition. (2) Update the DOE Merit Review Program to improve equitable outcomes for DOE awards. (3) Increase and improve access to procurement opportunities (acquisition and financial assistance) for new entrants, small, and historically disadvantaged businesses. (4) Integrate and track justice considerations through a metrics framework for the Department's R & D strategy by providing consistent communication of expectations and efficient coordination and implementation of reporting requirements across the Department. (5) Develop an agency - wide framework to effectively work with Tribal and disadvantaged communities to reimagine their clean energy future through real investments and technical assistance and ensure that community voices and decision - making are integrated into DOE funding, research, and programming.
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Energy infrastructure is disproportionately sited in low - income communities, communities of color, and Tribal Nations, leading to both disproportionate exposure to the negative environmental, economic, and social impacts of energy infrastructure and lack of access to benefits. Communities often to do not see themselves as having a role or an effective voice in project deployment and development. Tribal communities, local agencies, rural and remote communities, and smaller community - based organizations lack the capacity to engage in the project development cycle. A significant concern is communities ' limited capacity to meaningfully engage in the decision - making process.
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Ensure that CBPs are scored at a minimum of 20 % of the total application score, as applicable. Enhance community capacity to participate in DOE projects. Leverage resources available through federal assistance programs such as EPA's Environmental Justice Thriving Communities Technical Assistance Centers, DOE Technical Assistance, and the awardee project developer's CBP commitments to increase communities ' ability to identify potential risks and harms, identify potential risk mitigation, and possible benefits of project deployment. Revise community commitment policy and supporting clauses to reflect current priorities. (DEAR 970.2673 - 1, DEAR 970.5226 - 3 and DOE - H - 2045)
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Track how funding is distributed to disadvantaged, fossil energy, Tribal, and rural communities. Track Justice40 metrics within BIL and IRA funding awards. Track number of Community Benefits Agreements and Project Labor Agreements entered within DOE - funded projects. Capture the number of community members or stakeholders engaged by - Communities of interest (individually and collectively) Type of Engagement Degree of Engagement Report community ownership in the following ways: Number of clean energy projects with community ownership Total value of community owned clean energy projects and percent owned by communities Total value of annual compensation to communities from community owned energy assets Measure the number of projects using go / no - go contractual elements to ensure project is meeting CBP commitments. Conduct survey of impacted community response / opinion before, during, and after project deployment (mid / long term). Provide an avenue for communities to contact DOE if they are concerned about the implementation of a CBP.
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Establish short -, medium -, and long - term CBP engagement support that would facilitate strong CBPs in applications in financial terms and conditions negotiations, through the go / no go decision process, and through the reporting cycles. Conduct CBP workshops that are tailored in content and method of delivery for the following specific audiences: 1) Tribal Nations to support Tribal capacity both as applicants and beneficiaries of project benefits from developers and researchers; 2) Underserved communities and rural and remote communities; 3) Project developers (e.g., industry, academia, local government, and utilities) to support development of stronger CBPs from applicants; and 4) Labor unions and other entities representing local workers, workers displaced by the energy transition, and workers under - represented in the energy workforce.
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(1) Establish a DOE - wide CBP framework that builds trust and improves outcomes for underserved communities, which in turn supports successful and support successful Deployment & Demonstration and R & D projects that advance an equitable clean energy transition. (2) Update the DOE Merit Review Program to improve equitable outcomes for DOE awards. (3) Increase and improve access to procurement opportunities (acquisition and financial assistance) for new entrants, small, and historically disadvantaged businesses. (4) Integrate and track justice considerations through a metrics framework for the Department's R & D strategy by providing consistent communication of expectations and efficient coordination and implementation of reporting requirements across the Department. (5) Develop an agency - wide framework to effectively work with Tribal and disadvantaged communities to reimagine their clean energy future through real investments and technical assistance and ensure that community voices and decision - making are integrated into DOE funding, research, and programming.
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Lack of transparency and consistency across DOE merit review recruitment processes limits the agency's ability to assess overall effectiveness of the merit review process. Lack of participation by underrepresented groups affects the ability of those individuals to establish relationships with DOE personnel and understand how funding applications are evaluated, and what makes an application successful. Lack of reviewers with appropriate expertise impacts the ability to support initiatives relevant to the CBP framework (promoting jobs, Justice40, diversity, and disadvantaged communities). Lack of demographic information collected about reviewers at the registration phase makes it difficult to evaluate issues of implicit bias within panel decision making.
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Work with Privacy Act Officers and the Office of the General Counsel to update systems to include demographic data with reviewer registration, which can help the agency analyze how merit review board composition may impact selection outcomes. Create a guidance document for resume screeners to mitigate implicit bias within merit review board selection and increase opportunities for underrepresented individuals to serve on merit review boards. Create and maintain a reviewer landing page to capture departmental opportunities and alert potential reviewers of opportunities to serve as merit reviewers. Expand departmental efforts to reach out to MBEs, MSIs, underrepresented groups, minority organizations, and federal equity leads to increase opportunities for underrepresented individuals to serve on merit review panels and learn more about the DOE merit review process. Create consistency in questions asked in DOE reviewer recruitment registration processes. Improve public awareness and access to DOE program managers. Capture the input of reviewers on the review process and the way proposals are solicited, evaluated, and awarded.
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Capture demographic data and skillset information on reviewers to determine which groups necessitate further outreach. Establish guidance for program offices to utilize to reduce bias in the merit review process.
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DOE plans to host listening sessions with previous reviewers to learn about their experiences as reviewers as well as what changes, if any, can be made to the acquisition process to reduce barriers to entry. Utilize the DOE Equity Action Plan to recruit reviewers. Interested merit reviewers should submit information via https: / / www.energy.gov / diversity / become - doe - meritpeer - reviewer.
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Stakeholders have routinely expressed frustration in accessing DOE opportunities. DOE is underutilizing federal acquisition statutory and regulatory authority to provide procurement opportunities to underrepresented groups.
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DOE / OMB / OFPP co - sponsored two nation - wide crowdsourcing campaigns in 2021, which illustrated that underserved groups faced difficulty finding DOE financial assistance opportunities. High participation at DOE - hosted Annual Small Business Fora & Expos illustrates that small businesses, including those in underserved communities, are very interested in working with the Department and are seeking clarity on opportunities, procurement (and other funding mechanisms) processes and procedures, and subcontracting opportunities. Through involvement in numerous annual regional / local small business opportunity outreach events and conversations with business owners, DOE learned that small businesses are highly capable of performing DOE mission work that is generally less complex in nature and smaller in dollar value. By reviewing stakeholder feedback from agency Requests for Information (RFI) and Industry Days and benchmarking state and local governments and other federal agency equity procurement best practices, DOE identified the following pathways to increase equity: Create centralized, more complete forecast information for future procurement activities; Ask more detailed questions on capability during market research and provide sufficient time for industry responses; furnish more information in the pre - solicitation phase; Communicate expected timing between draft request for proposal (RFP) and final RFP for teaming purposes; Increase small business " " carve outs " " and reserve meaningful scopes of work for small businesses in larger requirements.
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Deploy a centralized, public - facing DOE business forecast to provide timely access to upcoming opportunities for contracts, financial assistance, and subcontracting. Continue to leverage CBP guidance and sample terms and conditions in DOE FOAs to ensure that recipients use federal investments to fulfill the four priorities of the CBP (investing in America's workforce, engaging communities and labor, advancing DEIA, and implementing Justice40.) Continue to implement policies and procedures for expanding DOE's use of Partnership Intermediary Agreements and Other Transactions Authorities.
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Continue to increase outreach to Tribal Nations, underserved communities, and socio - economic small businesses to bolster efforts to increase new entrants to DOE opportunities. Develop and leverage strategic partnerships with external entities (e.g., Minority Business Development Agency, APEX Accelerators (formerly PTACs), and Small Business Development Centers) to support expanded socio - economic and small business supplier base through training and development and access to capital programs. Continue to utilize subject matter experts (EJE, program office representatives) as a resource for the technical review of M & O contractor Diversity Plans to support DOE in their oversight of the M & O contractors. Provide technical assistance to grantees on complying with civil rights laws while carrying out DOE - funded activities. Launch a new Department Limited English Proficiency (LEP) Plan providing guidance to DOE offices on translation, interpretation, and outreach services for LEP persons seeking access to Department programs to help ensure that LEP communities are informed of DOE activities and funding opportunities. Utilize the Women - owned Small Business (WOSB) Small Business Program Manager to develop strategies for increased gender equity to be informed by increased data analytics, WOSB - centric North American Industry Classification System code assessments, and in collaboration with the SBA WOSB Program, and major facility management contractors. Continue to support on - going efforts for M & O contractors and major site and facility contractors to increase subcontracting opportunities for AbilityOne contractors who employ people who are blind or have significant disabilities. Continue to support ongoing activities to increase socioeconomic achievements in awarding contracts, including subcontracts under the Department's Management & Operating Subcontract Reporting Capability (MOSRC) actions. Continue to collaborate with contractor groups such as the Energy Facility Contractors Group to increase awareness and understanding of procurement flexibilities that can be used to increase opportunities for new entrants and disadvantaged communities.
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Utilize the DOE Equity Action Plan to share the link to numerous DOE opportunities: htps: / / www.energy.gov / justice / articles / department - energy - and - federal - funding - prize - and - competition - opportunities. Continued attendance at Annual Small Business Fora & Expos. Maintain a presence at annual regional / local small business opportunity outreach events. Continued use of social media (i.e., Facebook, LinkedIn, X) to publicize prospective business opportunities and community outreach events.
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(1) Investing in America's workforce (2) Engaging communities and labor (3) Advancing diversity, equity, inclusion, and accessibility (4) Implementing Justice40, a federal initiative that sets the goal that 40 percent of the overall benefits of federal climate and clean energy investments flow to disadvantaged communities.
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Current metric collection fails to holistically assess justice outcomes in DOE R & D programs. Current Justice40 metrics do not capture R & D impacts outside of the geographical location where work is being performed. Further, some types of R & D funding (non - competitive / block grants, DOE Laboratory solicitations, Lab field work proposals) do not have metrics in place to monitor and measure project progress. Justice40 metric reporting is hindered by limited coordination and some offices lacking trained and task - dedicated personnel to measure program impacts. The nature of R & D makes outcome - based metric reporting difficult. Outcome - based metrics are data that show the extent and impact of an organization's, program's, or initiative's activities on its customers or beneficiaries. 5 Outcome - based metrics are different from performance metrics, which track the key activities that lead to outcomes, or output or activity data, which describe the organization's actions. 6 Outcome - based metrics are useful for demonstrating accountability, transparency, and efficacy. 7 The benefits of R & D can have long time horizons and broad applications. In general, technology R & D strategy roadmaps lack sufficient consideration of equity or justice. Current roadmaps emphasize technological advancement of high - performance, high - cost technologies that likely will not be affordable to underserved communities. For example, clean energy and energy efficiency programs (e.g., rooftop solar power, weatherization) are not accessible to some underserved and underrepresented communities, especially where there is a reliance upon technology to communicate and access these programs. The unequal
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Although inconsistent, several offices across DOE have collected R & D impact metrics, such as the number of peer - reviewed journal articles, patents, licenses, new companies formed, and the amount of follow - on funding received from the private sector. Challenges to these current efforts include: Many of these achievements occur after a project is closed out, when awardees are no longer reporting on the project and have likely moved onto other projects. As a result, many of these outputs are not appropriately attributed to DOE funding. One study of the Web of Science - a public database of scientific articles - found that in some subject areas, as little as 28 % of the articles had any acknowledgements, and of those only 65 % acknowledged funding. 9 If funding is properly acknowledged, web - crawling techniques can be used to extract subsequent impacts. Existing project impact metrics fail to address equity or justice. There are infrequent third - party reviews of evaluation metrics. These reviews are costly, time - intensive, and limited by confidential business information restrictions. There is limited interaction and participation with citizen / community science in the development of DOE R & D strategies and metrics. There have been several approaches across the federal Government to address the foregoing challenges: In the Advanced Research Projects Agency - Energy (ARPA - E), there are staff who follow up with past recipients to collect research outputs / publications. In the DOE Office of Science, there is an annual automated reminder to past awardees to update their profile, including information regarding publications. Existing literature shows a lack of equity consideration in R & D metrics. To fill this gap, NREL developed the Justice Underpinning Science and Technology Research (JUST - R) metrics framework - energy justice metrics specifically targeted at early - stage research. 10 Some offices have project - specific metrics. For example, DOE's Building Technology Office requires applicants of some FOAs to provide estimates of energy, cost, and emissions savings using the Resilient and Efficient Codes Implementation (RECI) Impact Calculator tool - a spreadsheet - based tool for building code updates in new construction, improvements to existing buildings, and improvements in energy codes compliance. 11 Since climate change disproportionately impacts low - income and minority
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Develop R & D - specific metrics to quantify Justice40 impacts (i.e., workforce development, research outputs) for all project phases including during the award post - project closeout, and secondary impacts beyond the site of performance. Develop automated, easy - to - use systems to capture standard and office - specific metrics and content for all funding (FOAs, non - competitive grants, DOE Laboratory solicitations, etc.) that integrate with Justice40, BIL, and office reporting requirements and are consistent with requirements established for each FOA, including expected follow - up actions, federal financial assistance guidelines, and the Paperwork Reduction Act.
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12 Smith, G.S., Anjum, E., Francis, C. et al. " " Climate Change, Environmental Disasters, and Health Inequities: The Underlying Role of Structural Inequalities. " " Curr Envir Health Rpt 9, 80 - 89 (2022). https: / / doi.org / 10.1007 / s40572 - 022 - 00336 - w 13 National Advisory Council for Environmental Policy and Technology. " " Environmental Protection Belongs to the Public A Vision for Citizen Science at EPA. " " EPA 219 - R - 16 - 001 (2016). https: / / www.epa.gov / sites / default / files / 2020 - 04 / documents / nacept_cs_report_final_508. pdf 14 f National Advisory Council for Environmental Policy and Technology. " " Information to Action Strengthening EPA Citizen Science Partnerships for Environmental Protection. " " EPA 220 - R - 18 - 001 (2018). https: / / www.epa.gov / sites / default / files / 2020 - 04 / documents / nacept_2018_citizen_science_publication_eng_final_v3_508. pdf 15 National Advisory Council for Environmental Policy and Technology. " " Environmental Protection Belongs to the Public A Vision for Citizen Science at EPA. " " EPA 219 - R - 16 - 001 (2016). https: / / www.epa.gov / sites / default / files / 2020 - 04 / documents / nacept_cs_report_final_508. pdf 16 National Advisory Council for Environmental Policy and Technology. " " Information to Action Strengthening EPA Citizen Science Partnerships for Environmental Protection. " " EPA 220 - R - 18 - 001 (2018). tps: / / www.epa.gov / sites / default / files / 2020 - 04 / documents / nacept_2018_citizen_science_publication_eng_final_v3_508. pdf 17 https: / / www.citizenscience.gov / catalog / doe / #
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Establish appropriate R & D metrics. Identify applicable FY 2023 R & D FOAs and solicit program managers to identify baseline metrics that are readily available. Collect and monitor appropriate R & D metrics. Distribute best practices for R & D funding acknowledgements in awardee outputs and how to collect outputs after project closeout. Distribute training material for the automated metric reporting tool. Create a public dashboard or to show DOE R & D funding and outputs from R & D funding, such as the number of publications and expected Justice40 benefits based on the created R & D metrics. The dashboard may be a stand - alone product or integrated into an existing dashboard, such as the Energy Justice (BETA) Dashboard. 19
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A. 2022 Equity Action Plan Update (pursuant to EO 13985): For reference, the 2022 DOE Equity Action Plan can be found here. i. Progress on addressing gaps in data collection to facilitate data - informed decision - making. Office of Management, Office of Acquisition Management (OAM) OAM implemented an agency - wide BIL funding opportunity announcement (FOA) template for BIL and IRA actions to further the Administration's goals to advance equity, provide support for disadvantaged communities, and leverage federal resources to achieve these objectives. The FOA template includes a Community Benefits Plan requirement, along with requirements to collect equity and justice - focused data. OAM, the Office of Small and Disadvantaged Business Utilization (OSDBU), and the National Nuclear Safety Administration are co - leading an Acquisition Forecast Improvement Working Group to establish a centralized, web - based platform capturing all contracting, subcontracting and financial assistance opportunities at DOE and better reach underrepresented businesses in DOE procurement opportunities. ii. Progress on increasing opportunities for new applicants to DOE funding opportunities. Office of Management, OAM OAM implemented a strategy with M & O contractors and major site and facility contractors designed to increase subcontracting opportunities from contractors who employ people who are blind or have significant disabilities (AbilityOne). As a result of this implementation, DOE - wide AbilityOne obligations increased from $ 27.5M in FY 2022 to $ 31.2M in FY 2023, an increase of 13 %. OAM continues to co - lead the Innovative Funding Mechanisms Working Group with the Office of General Counsel, which is exploring innovative mechanisms to increase participation in DOE funding opportunities. The Working Group has focused on Partnership Intermediary Agreements (PIAs) and Other Transactions (OT) Authority as possible pathways to reach underrepresented entities and communities. PIAs are best utilized when traditional contractual mechanisms do not provide adequate outreach with non - traditional contractors and can reduce barriers to entry for such entities. DOE has put a Pilot PIA agreement in place to extend the Department's reach to new entrants and non - traditional partners, as well as small business firms, universities, and non - profit organizations. The agency has awarded one project utilizing the PIA mechanism, and additional projects are in the planning phase. Additionally, the agency has developed an OT guide for DOE program offices to increase the utilization of OT Authorities department wide. The agency anticipates that these interventions will increase contracting opportunities with new entrants and non - traditional partners. OAM undertook an initiative in the Office of Headquarters Procurement Services to utilize market research tools such as the National Aeronautics and Space Administration's (NASA) Solutions for Enterprise - Wide Procurement Provider Lookup Tool, Small Business
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Procedural and distributional inequity in engaging communities when designing technical assistance (TA), funding, and other support. Uncoordinated outreach to same Tribal Nations and community entities results in overburdening of those communities. Lack of feedback processes to incorporate community voices in program design and decision - making. Communication methods and resources dependent upon internet access and lack of accessibility for non - English speakers. Failure of DOE to meet the communities where they are, including providing resources to participate in DOE outreach activities. Inadequate allocation of agency resources and training for DOE staff to successfully engage with communities.
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The Justice40 Stakeholder Engagement Community of Practice and Office of Community Engagement collected the insights and feedback of stakeholder engagement staff from 24 program offices across DOE. Tribal - specific feedback from a public process. (See DOE's Tribal Consultation Action Plan: POTUS Tribal Consultation Memo - DOE Response and Action Plan - FINAL.pdf (energy.gov)).
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Engage impacted communities early in the process of project development and catalyze meaningful labor and community engagement throughout the project process. Establish a comprehensive and coordinated internal strategy that prioritizes actions to advance meaningful community and stakeholder engagement across all DOE program offices and DOE National Laboratories. Identify additional DOE Tribal Consultation and Tribal and disadvantaged community engagement positions, by type (federal, temporary, permanent) needed across the department and seek applicants with appropriate cultural competence and experience. Develop and incorporate Tribal consultation best practices and annual training DOE - wide to improve government - to - government interactions and notifications. This includes building Tribal notifications and consultation in DOE awards and studies.
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Develop a DOE - Wide Relationship Management tool (similar to CRM - Client Relationship Management tool) that would contain essential foundational information about Tribal and disadvantaged community engagement or outreach related to a site, project, or program and be targeted to personnel with direct Tribal and disadvantaged community engagement responsibilities. Improve utilization of tracking system, coordination, and institutional memory of ongoing department - wide Tribal and disadvantaged community engagement. Support capacity building in Tribal Nations and disadvantaged communities through funding, grant - writing and other technical assistance, equitable communication, and improved application processes. Establish Tribal and Disadvantaged Community Engagement Principles and Practices in DOE Policy. Include mechanisms to integrate Tribal Nations and disadvantaged community decision - making into program and project processes. Create onboarding materials for new employees for Tribal engagement and update annual / ongoing training to reflect OPM / DOI & Interagency best practices guidance for Tribal Consultation and engagement. Create onboarding materials for new employees disadvantaged community engagement and update annual / ongoing training. Improve DOE's ability for effective and responsive two - way communication, including Nation - to - Nation communication, for Tribal and disadvantaged communities. Improve communications in Native languages, implementation of Title VI Limited English Proficiency requirements, non - digital formats, and other proven practices for equitable engagement. Modify DOE website to create a central portal for Tribal and community organizations to easily find DOE resources available to them and highlighting this resource on the front page of energy.gov (e.g., Energy Savings Hub).
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In FY 2022, SC launched Reaching a New Energy Sciences Workforce (RENEW) to establish a more targeted and intentional approach to building foundations to support undergraduate and graduate student training opportunities and support institutions historically underrepresented in the SC research portfolio. RENEW leverages the agency's unique National Laboratories, user facilities, and other research infrastructures to provide training opportunities for undergraduate and graduate students, postdoctoral researchers, and faculty. In FY 2022, SC announced 41 RENEW awards totaling $ 32M to 37 institutions, including 24 MSIs. In FY 2023, SC issued seven RENEW solicitations and awarded $ 70M in funding to 65 institutions, including 40 MSIs. In FY 2023, SC launched the Funding for Accelerated, Inclusive Research Initiative to build research capacity, infrastructure, and expertise at non - R1 institutions and support mutually beneficial relationships between MSIs and Emerging Research Institutions and partner institutions. SC has announced $ 37M in funding for 52 projects to 44 institutions to perform basic research in applied mathematics, biology, chemistry, computer science, engineering, geoscience, isotope research, materials science, and physics. As a result of SC's increased outreach and engagement with MSI communities and support for funding mechanisms aimed at increasing MSI participation, SC significantly increased the participation of MSIs as lead institutions in its funding opportunities in FY 2022 over FY 2021 levels. For example: SC more than doubled the number of research grants to HBCUs as the lead institution in FY 2022 (from 15 awards in FY 2021 to 35 awards in FY 2022).
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SC nearly doubled the level of funding support for research awards to Hispanic Serving Institutions (HSIs) from FY 2021 levels (from $ 58.0M in FY 2021 to $ 109.0M in FY 2022). SC nearly doubled the number of new awards to HSIs in FY 2022 (from 71 awards in FY 2021 to 136 awards in FY 2022). In FY 2023, SC established a requirement that all research proposals submitted to SC include a plan for Promoting Inclusive and Equitable Research (PIER). PIER Plans describe the strategies and activities the applicants will incorporate into their research projects to promote opportunity, inclusion, and access to STEM research and training for individuals from all backgrounds. PIER Plans are evaluated as part of the merit review process. Office of Fossil Energy and Carbon Management (FECM) FECM is collaborating with National Energy Technology Laboratory (NETL) acquisition professionals to embed societal and community impact criteria into FOAs - whether mandated by BIL or IRA, or program directed - that expand the pool of new entrants (e.g., MSIs) participating in program procurement, acquisition, and development activities. FECM's University Training and Research (UTR) program supports novel, early - stage research at U.S. colleges and universities, with an emphasis on student training. The UTR program has a sub - program dedicated to supporting projects specifically at HBCUs and other MSIs; in FY 2023, FECM made 18 awards totaling more than $ 7M with nearly half (10 awards) going to MSIs (totaling nearly $ 3.5M). (See University Training and Research netl.doe.gov.) FECM held a workshop (April 2023) for potential future grant applicants to provide information about the UTR program and the associated application process. Over 90 people from educational institutions participated. In June 2023, FECM announced up to $ 17.7M in available funding (FOA 3002) for five different areas of interest, including establishing multi - institution collaborations for student exchanges from MSIs, new academic curricula related to geosciences, supporting interdisciplinary training in humanities - driven STEM fields.
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Procurement (Acquisition and Financial Assistance)
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In May 2023, the White House published the EJ Scorecard to set the baseline for federal activities to advancing EJ. Future versions of the EJ Scorecard will build on this baseline assessment. DOE's scorecard highlights some of the funding announcements in the past year, including the $ 25M Renewables Advancing Community Energy Resilience opportunity and the $ 13M Community Geothermal Heating and Cooling Design and Deployment opportunity. The Scorecard also describes program modifications that support disadvantaged communities, including mentioning DOE's new Community Benefits Plans. The Scorecard highlights Title VI and the National Environmental Policy Act's relationship to environmental justice and some of the community - oriented programs like DOE's collaboration on the Environmental Protection Agency's (EPA) Environmental Justice Thriving Communities Technical Assistance Centers,
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The Department of Energy strives to ensure America's security and prosperity by addressing its energy, environmental and nuclear challenges through transformative science and technology solutions. DOE prioritizes equity and place - based 1 strategies in its investments to model a clean energy transition that will deliver real benefits to frontline communities, especially those historically impacted by the legacy of pollution and environmental injustice. To ensure that every community has a role in this energy transition, DOE must strive to eliminate barriers to access, transform programs and policies to open even broader pathways for underrepresented groups to access DOE resources, and create new programs to better serve communities.
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On his first day in office, President Biden signed Executive Order 13985, Advancing Racial Equity and Support for Underserved Communities Through the Federal Government. This order recognizes that although equal opportunity is part of the American Dream, for too many Americans, that dream remains out of reach. In that order, the President called on every federal agency to examine barriers to accessing its resources. In response the Department released its first - ever Equity Action Plan in April 2022, identifying five strategies to advance equity throughout DOE:
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Strategy # 3: Increase and improve access to procurement opportunities (acquisition and financial assistance) for new entrants, small, and historically disadvantaged businesses.
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This information will be updated when SBA issues the FY 2024 Goaling Memorandum for DOE, which is expected in January 2024. Additionally, to fulfill the President's vision on equity in procurement and meet his goal of increasing annual spend to SBDs to 15 % by FY 2025, SBA has negotiated FY 2023 SDB goals with federal agencies SO that, in the aggregate, federal agencies can reach a government - wide goal of 12 % of total eligible contract spending (OMB M - 22 - 03).
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Low - income communities and communities of color often bear the brunt of the negative environmental, economic, and social impacts of energy infrastructure. Further, these communities often do not have a voice in project development and deployment. The Department has a historic opportunity to advance equity through the implementation of the Bipartisan Infrastructure Law (BIL) and the Inflation Reduction Act (IRA).
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access to clean energy is evidenced by some communities disproportionately adopting clean technologies at slower rates. 8
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In an effort to advance equity and justice, spur job creation and, accelerate economic development, DOE now requires CBPs as part of BIL and IRA funding opportunities and loan applications. These plans are based on a set of four core policy priorities:
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8 Sunter, Deborah A., Sergio Castellanos, and Daniel M. Kammen. " " Disparities in rooftop photovoltaics deployment in the United States by race and ethnicity. " " Nature Sustainability 2.1 (2019): 71 - 76. 9 Smirnova, N., Mayr, P. " " A comprehensive analysis of acknowledgement texts in Web of Science: a case study on four scientific domains. " " Scientometrics 128, 709 - 734 (2023). https: / / doi.org / 10.1007 / s11192 - 022 - 04554 - 9 10 Dutta, Nikita S., Gill, Elizabeth, Arkhurst, Bettina K., Hallisey, Mary, Fu, Katherine, and Anderson, Kate. " " JUST - R metrics for considering energy justice in early - stage energy research. " " (2023) Web. doi: 10.1016 / j.joule. 2023.01.007. 11 RECI Calculator. " " Bipartisan Infrastructure Law: Resilient and Efficient Codes Implementation " " https: / / eere - exchange.energy.gov / Default.aspx? Search = DE - FOA - 0002813 & SearchType =
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Strategy # 5 Develop an agency - wide framework to effectively work with Tribal and disadvantaged communities to reimagine their clean energy future through real investments and technical assistance and ensure that community voices and decision - making is integrated into DOE funding, research, and programming.
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These key principles, when incorporated comprehensively into project proposals and applications, can help to ensure more broadly shared prosperity in the clean energy transition. Going forward, DOE will establish a CBP framework across all applicable DOE programs to advance an equitable clean energy transition, while also building trust and improving outcomes for underserved communities.
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A merit review is a thorough and objective examination of funding applications based on pre - established criteria by persons who are independent of those individuals submitting the applications. Reviewers are professionally qualified, by training, experience, or both, in the scientific or technical fields that are the subjects of the financial assistance applications being reviewed. They are often external researchers, community members, industry professionals, and occasionally federal employees.
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From February - May 2023, DOE's Office of Energy Justice and Equity (EJE) (formerly the Office of Economic Impact and Diversity) conducted a series of informational interviews with various program offices to understand the current state of the merit reviewer recruitment process and systems. EJE found that each program office uses its own business system to collect, categorize, and communicate with merit reviewers. These systems are not connected to one another. To properly review CBPs ' effectiveness in promoting jobs, diversity, and uplifting disadvantaged communities, reviewers must have a diverse set of experiences and cultural competencies. Accordingly, DOE will update the Merit Review Program to ensure an effective review of CBPs.
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Current approaches to awarding DOE procurement opportunities lead to inequitable outcomes among economically disadvantaged groups. The Department of Energy, along with the Office of Management and Budget (OMB) and the Office of Federal Procurement Policy (OFPP), co - sponsored two nation - wide crowdsourcing campaigns, and found that women - owned small businesses, small disadvantaged businesses, minority - owned small businesses, veteran - owned small businesses; Tribal - owned and Native American - owned small businesses; and Historically Under - utilized Business Zone (HUBZone) businesses lack clarity on procurement and subcontracting (and other funding mechanisms) opportunities, processes, and procedures. The Department also found that DOE is underutilizing federal acquisition statutory and regulatory authority to award procurement opportunities to underrepresented groups. Based on these data points, DOE will fully exercise its statutory and regulatory authority to expand opportunities for new entrants and small and disadvantaged businesses in DOE procurements (acquisition and financial assistance).
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2 From Oxford Dictionaries, holistic is defined as being " " characterized by the belief that the parts of something are interconnected and can be explained only by reference to the whole. " " Most Justice40 metrics focus only on the Principal Investigator (PI) who has received Departmental funds. Subcontractors are often omitted from DOE program impact metrics. The Department's approach to data collection creates a gap in assessing overall funding impacts. Research often has far - reaching implications beyond the location where the research is done, and more holistic metrics would permit the tracing of interconnected benefits in communities outside of the PI's place of business.
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Currently, DOE lacks a department - wide strategic framework for community engagement. Over the past year, the Justice40 Stakeholder Engagement Community of Practice (Justice40 SE CoP) and Office of Community Engagement (OCE) teams have completed internal assessments to understand Departmental approaches to stakeholder engagement. The Justice40 SE CoP and OCE teams found a lack of an agency - wide framework, which has caused inconsistencies in distributing resources such as technical assistance, funding, and other support mechanisms to underserved communities. Additionally, uncoordinated outreach often means duplicate communications to some Tribal and community entities and no outreach to others. Further, the lack of a formal feedback process fails to incorporate Tribal Nations and community voices in program design and decision - making. To remediate these deficiencies, DOE will develop an agency - wide " " ground game " " to fully engage community entities and Tribes.
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Administration (SBA) Dynamic Small Business Search, General Services Administration (GSA) Market Research as a Service Request for Information (RFI) Tool to increase procurement awards to small business and other disadvantaged socioeconomic categories. In FY 2023, these robust market research techniques resulted in awards valued at approximately $ 70.5 million (M) for Women Owned Small Businesses; $ 55.6M for Veteran Owned Small Businesses; $ 38.5M for Tribal - Owned and Native American Owned Small Businesses; and $ 3.8M for HUBZone Businesses.
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NNSA currently funds the Apprenticeships for Complete and Committed Employment for Specialized Skills (ACCESS) program. This program is focused on skills development to meet
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Strengthen external civil rights enforcement and proactive engagement activities to increase equitable access to federally conducted and assisted programs and activities_for members of the public; Increase public trust in DOI Law Enforcement by evaluating its workforce, increasing transparency and accountability, and providing mental health and wellness support to law enforcement; Advance equity in contracting practices to include businesses with characteristics that align with the definition of underserved communities, taking incremental steps to ensure the Department's obligated dollars are equitably distributed to underserved communities; Increase opportunities for members of the public to access public lands, prioritizing access to recreation areas and services in underserved communities; and Institutionalize environmental justice and increase the proportion of benefits of the Justice40 initiative covered programs reaching disadvantaged communities to work toward the goal of 40 percent and progress environmental justice further.
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Recruit, hire, retain, and supervise a trusted and adequately staffed workforce that reflects the people and communities they serve. Improve the effectiveness and efficiency in communicating with the public during and after critical incidents. Develop a wellness program to increase the health, wellness, and effectiveness of the law enforcement workforce.
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Create a comprehensive baseline of data on law enforcement workforce to support assessments. Perform a standardized staffing analysis across all Bureaus to ensure consistency in approach and facilitate comprehensive insights into workforce requirements. Update the current System of Records Notice for DOI's law enforcement records management systems to ensure the appropriate and lawful public disclosure of law enforcement records and video footage for the purpose of transparency and communicating during a crisis, as authorized routine practice. Prioritize and assist Bureaus in hiring full - time mental health and wellness coordinators.
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Long - term retention and advancement of a law enforcement workforce that reflects the people and communities served. Conduct staffing analyses every 5 years to ensure alignment between staffing numbers and changes in trends, communities, visitation, and other relevant factors. Review critical incidents that require public communication and an evaluation of the appropriateness and timeliness of the response, with a focus on enhancing transparency and accountability. Evaluate the status of law enforcement mental health and wellness efforts, and identify and expand on successes ensuring Bureaus are appropriately staffed with trained personnel.
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To develop these strategies, DOI engaged with the public including members of underserved communities, during the public outreach phase of DOI's LETF. This engagement phase provided baseline data that was analyzed and informed the final recommendations for improvement. The Department plans to conduct future public engagement and participation activities to continue identifying additional barriers and potential solutions and assess progress, which may include: Collecting feedback about DOI law enforcement programs after the recommendations are implemented. Analyzing the resultant feedback related to DOI law enforcement programs and reorienting as necessary.
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Difficulty Finding Opportunities. Through ongoing engagement with small vendors - small, small disadvantaged, women - owned small, service - disabled veteran owned small businesses, businesses located in historically underutilized business zones, and ISBEEs DOI has repeatedly helped vendors who convey that learning about contracting opportunities can be challenging, especially for new or inexperienced businesses. New entrants to the Federal procurement process lack experience and understanding of how to access opportunities and the various methods that DOI uses to procure goods and services. Communication. During DOI's listening sessions, participants indicated frustration with the communication between the Department and vendors, including identifying the appropriate individuals within Bureaus to help them, response rates, and obtaining information about specific opportunities before and after award. In addition, outreach - especially in - person outreach - can be limited by geography and established networks, which may also present barriers for some businesses. Process Complexity. During DOI's listening sessions, participants provided input regarding the complexity of the procurement process, with each step governed by statute and regulations that may differ from commercial contracting. It can be particularly challenging for new or inexperienced businesses to understand requirements, terms and conditions in solicitations, and other elements of the process. Limited opportunities to gain experience and / or training on the process may present barriers to some businesses. Departmental Procedures. Ensuring Departmental processes and policies contribute to an equitable distribution of awards to underserved communities is a critical component to achieving equity in Federal procurement. Based on the barriers identified above - awareness of procurement opportunities and communication with vendors - preliminary review of DOI policy, feedback from listening sessions, and survey results, the Department identified the following process and policy as a focus area for additional targeted review and analysis: Publicizing procurement actions. Communication with vendors throughout the acquisition process, such as communication with vendors who were unsuccessful at securing an award during debriefing.
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The Department conducted both quantitative and qualitative analysis to identify impactful actions. Listening sessions were conducted, along with focus groups and surveys. These methods provided feedback that led directly to the Department's implementation plan. Extensive analysis of the Department's historic procurement data was also conducted. Results of ongoing the Office of Management and Budget (OMB) approved customer experience information collection surveys, including product testing, vendor feedback, and vendor research (Improving Customer Experience Information Collection, OMB Control Number 1090 - 0012), are being used to inform strategies and actions to advance equity in the Department's contracting practices and counseling of businesses.
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Increase opportunities for Indian - owned economic enterprises. The Department will continue to monitor performance against annually established ISBEE goals to ensure that benefits previously described are being realized. Additionally, the Department will seek opportunities to collaborate with other Federal partners such as SBA and HHS to increase opportunities for Indian - owned businesses in Federal procurement. Implement policy on communicating with vendors throughout the procurement process, especially with unsuccessful offerors after award. Continue implementation of the vendor communications guidance. Review Departmental procedures and practices related to the length of time that acquisition actions are publicized. The DOI will enhance its current policies to ensure that adequate time is provided for all business types to be competitive. Review Departmental procedures and practices related to contracting vehicles. The Department will develop and implement updated guidance on DOI operational practices, to simplify the process and close the gap of understanding by small and disadvantaged businesses. Collaboration with Federal partners. The DOI will seek out and continue to participate in collaborative opportunities with OMB, SBA, and other Federal departments that focus on Government - wide small business initiatives, including other equity - focused EOs - Executive Order on Establishment of the White House Gender Policy Council - and OMB - led focus groups. Modernize DOI's small business counseling services. Utilize data visualization to publish acquisition data providing greater access to detailed information about DOI's purchasing history and include the most recent acquisition data educating vendors on the use of tools during vendor engagement sessions. Expand digital services utilizing vendor survey information collected to curate digitally available information, resources, and tools for the small business vendors that consider their varying maturity, life situations (such as accessibility for those with disabilities and mobile access through quick - response coding), and experiences in Federal contracting.
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Percentage of total contract dollars awarded to ISBEEs for the Department. Annual DOI - wide small business procurement scorecard, as issued by SBA, which is an assessment tool that (1) measures how well Federal agencies reach their small business and socio - economic prime contracting and subcontracting goals, (2) provide accurate and transparent contracting data and (3) report agency - specific progress. Distribution of awardees by their maturity (new entrants, recent entrants, and established vendors), as tracked by Government - wide dashboards. Demographic and qualitative results of ongoing OMB approved customer experience information collection surveys, including product testing, vendor feedback, and vendor research, per OMB Control Number 1090 - 0012, entitled " " Improving Customer Experience. " "
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Long - term, the Department will monitor these metrics to evaluate and continually maximize opportunities to small and disadvantaged businesses. Expand digital services materials to include languages other than English, with resources available in at least one additional language by 2029.
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Economic Justice: Build a strong, fair, and inclusive workforce and economy. Ensure equitable procurement practices, including through small, disadvantaged businesses contracting and the Buy Indian Act (25 U.S.C. 47). Civil Rights: Protect the civil and constitutional rights of all persons, including the right to vote, language access, and prohibitions on discrimination on the basis of race, sex, color,
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Developed new policies and procedures to strengthen and fulfill the Federal Government's responsibility to ensure regular and meaningful consultation with America Indian and Alaska Native Tribes, as well as a second policy consultation with Alaska Native Claims Settlement Act Corporations. Enhanced data collection to support park programming that is more inclusive of under - represented communities through the investments made in the National Park Service's (NPS) socio - economic program as well as the park unit visitor surveys. Released the Campground Modernization Guide to support an improved and more inclusive visitor experience. Enhanced the Land and Water Conservation Fund (LWCF). Tracked the short - and long - term success outomces of (LWCF) and Outdoor Recreation Legacy Partnership investments in under - represented communities. Distributed inclusive storytelling grants through NPS, which included $ 2.1 million in grant funding provided to 30 NPS units to help share more inclusive and comprehensive narratives, reduce park storytelling backlogs, and invest in staff capacity to sustain transformative interpretation. Provided transportation investments, including a partnership with Uber / Lyft in three pilot cities where access is limited for urban communities. This partnership includes subsidized rides to NPS units and partner - based data collection to track success of the program. Developed and published a simple to use, public facing, DOI - specific acquisition data visualization that provides access to detailed information about DOI's purchasing history. This tool provides new entrants a simple way to distill extensive DOI contracting data, use the tailored results to target marketing of their products and services, and identify potential networking opportunities, which reduces administrative burdens of vendors interested in participating in DOI procurements. B. Environmental Justice Scorecard (pursuant to section 223 of EO 14008) Established the DOI Environmental Justice Steering Committee. Developed the DOI Climate Task Force. Implemented the first - ever DOI Environmental Justice Scorecard. The Abandoned Mine Land Economic Revitalization Program made Fiscal Year (FY) 2022 grants available to the six Appalachian states and three Tribal communities with Abandoned Mine Land (AML) Programs. Kentucky, Pennsylvania, and West Virginia each received $ 26.6 million; Alabama, Ohio, and Virginia were each allocated $ 10.6 million; and the Navajo Nation, Hopi Tribe, and Crow Tribe were each allocated $ 3.5 million to return legacy coal mining sites to productive use and foster economic and community development.
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Individuals may face challenges accessing DOI - managed sites due to the remote nature of many public lands. Accessing public lands often requires a personal vehicle - 4 - wheel drive or high clearance vehicles are often required - and there are limited alternative transportation options (e.g., public transit, alternative access, pedestrian and cycling trails) for visitors. Costs may serve as a barrier to access as not all people have the means to travel to, or participate in, recreational activities on DOI - managed lands. Accessing many sites requires visitors to spend money as well as time. Even sites that do not charge a fee generally have a cost implication. Safety concerns may limit local access to public lands without safe and well - designed facilities.
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Increase investments in programs and services with proven track records of effectiveness. Coordinate and report on implementation of the work of the Reconciliation in Place Names Subcommittee, which remove derogatory names from Federal lands. Implement the reduction of barriers to improve accessibility. Particularly, focus on factors that reduce or eliminate physical or perceived barriers such as fees, transportation, and infrastructure to improve accessibility for underserved communities such as individuals with disabilities. Implement actions that provide improved visitor access of information to plan, recreate, and remain connected with NPS sites. Expand inclusive programming and leveraging of partnership options in storytelling, ranger programs, education, and community engagement enhanced inclusive experiences. Strengthen data collection tools to support evidence - based evaluation of information that will better inform decision making to create an equitable visitor experience.
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Lack of expertise and / or capacity of disadvantaged communities to engage in the Federal grant - making process, or the process of seeking Federal financial assistance as identified through listening sessions and public comments solicited through a Federal Register Notice. The structure of the Department is such that environmental justice activities are distributed across various Bureaus, and the Department's diverse set of missions - protecting natural resources and cultural heritage, providing scientific and other information about these resources, and honoring our nation's trust responsibilities or special commitments to American Indians, Alaska Natives, Native Hawaiians, and affiliated Island Communities - can make it particularly difficult for community groups or nonprofit organizations from disadvantaged communities to engage with those programs or figure out how to access those funding streams, based on feedback received from community members at broader engagements about federal environmental justice programs. The complexity of the grant process - application forms, timing, process, and requirements - hinders disadvantaged communities from applying for financial assistance, based on feedback received from community members during listening sessions and public comments solicited through a Federal Register Notice. Lack of awareness of the Justice40 Initiative, the Climate and Economic Justice Screening Tool, and the Department's Justice40 Initiative covered programs by some of the underserved and disadvantaged_com we interact with, based on feedback received from community members during engagements with them.
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Analysis and outreach, including public listening sessions, performed in response to EO 13985 produced evidence that Tribes, Alaska Natives, and Native Hawaiians were often unaware of the range of grant opportunities available to them and / or lack the technical capacity or time required to apply for grant opportunities which are a central element of the Department's environmental justice efforts. In FY 2022, the Department conducted foundational fact finding, including research and data collection, to develop the Minority - Serving Institutions (MSI) Dashboard and enable essential funding analysis and data modeling needed to assess barriers to achieve the Department's equity outcomes. The DOI utilized the Department of Education's MSI datasets to initiate the analysis of its financial assistance and procurement funding to MSIs. The Department continues efforts to assess how its policies and programs may perpetuate barriers for underserved communities.
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Revise Departmental and Bureau policies to make environmental justice considerations an essential part of the decision - making process, which will help shape program development and implementation to have a greater focus on environmental justice. Examples include: Update the Department's environmental justice policy as stated in the Departmental Manual to reflect EO 14008, entitled " " Tackling the Climate Crisis at Home and Abroad " " and EO 14096, entitled " " Revitalizing Our Nations Commitment to Environmental Justice for All. " " Create guidance documents for the use of science and data in environmental decision - making to incorporate data related to environmental justice and Indigenous Knowledge, along with an environmental justice science and data integrated decision model. This work, which helps address the Department's priority learning question: " " How well does DOI collect and document traditional knowledge that informs decisions? " ", which is based on feedback received at numerous listening sessions and through public comments that will result in more equitable outcomes by ensuring that the voices of Indigenous communities and communities with environmental justice concerns are part of the decision - making process. The BLM issued an " " Instruction Memorandum about Environmental Justice Implementation " " and " " Addressing Environmental Justice in NEPA FAQs " " in September 2022. These documents update and formalize best practices while recommending methods for scoping, outreach, and analysis in environmental reviews. These policies will help guide BLM staff in implementing environmental justice and Justice40 Initiative and will serve as examples for other Bureaus to develop policies. Expand outreach and assistance efforts to better meet the needs of underserved communities. Priority learning question 4.4 in the Department's FY 2022 - 2026 Learning Agenda asked, " " How can the Department increase stakeholder engagement to improve environmental justice outcomes for infrastructure investments? " " Examples include: Develop a stakeholder relationship management platform to reduce stakeholder fatigue and help staff across the Department learn about the needs communities identify during engagements and consultations. This will lead to more equitable outcomes by increasing the effectiveness and usefulness of engagements. Provide technical assistance for grant writing and grant writers, which we have learned from listening sessions and public comment is an important tool for reducing the barriers to participating in funding opportunities. Work with on - the - ground partners that can help guide and direct our outreach to communities who need it most. For example, the Office of Native Hawaiian Relations has been working with certain Native Hawaiian Organizations (NHOs) that have facilitated outreach to other NHOs and portions of the community that have not historically applied for or received funding from the Department due to capacity issues or other barriers to participation. This outreach helps inform program design to reach those communities. Use funding provided in the Inflation Reduction Act for outreach regarding permitting environmental reviews and authorizations to perform stakeholder and community engagement, with emphasis on enabling underserved communities to be part of the decision - making process. This will help address a priority learning question in the FY 2022 - 2026 Learning Agenda that inquires how the Department can increase capacity to augment the
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The DOI provided $ 46 million in funding to Tribal communities to address the unique impacts of climate change in Indigenous communities. This initial funding from President Biden's Bipartisan Infrastructure Law (BIL) and FY 2022 appropriations funded projects and initiatives address and strengthen climate resilience and adaptation; ocean and coastal management; community - driven relocation and protect - in - place activities; and internships and youth engagement. The DOI announced $ 8.5 million in grant awards by the Office of Insular Affairs ' Energizing Insular Communities program to support energy initiatives in the U.S. Territories. This award included $ 1 million to the Virgin Islands Water and Power Authority for the procurement of hybrid and electric utility fleet vehicles and equipment, and $ 1 million to the American Samoa Medical Center Authority for microgrid, cooling tower, and LED lighting retrofit projects. The Bureau of Reclamation (BOR) modified the evaluation criteria for WaterSMART grants to encourage projects that directly benefit disadvantaged communities and support climate change resiliency. The NPS announced $ 192 million in funding for the LWCF - Outdoor Recreation Legacy Partnership Program (ORLP), which enables urban, disadvantaged communities to (1) create new outdoor recreation spaces, (2) reinvigorate existing parks, and (3) form connections between people and the outdoors in such communities. As part of the notice of funding opportunity, NPS modified the evaluation criteria in ORLP grants to encourage States to submit projects focused on environmental justice, addressing heat islands, and support for recreation outside of military facilities. The NPS also created two deadlines for the grant - January 23, 2023, and May 31, 2023 - to encourage States to submit more grants. In standing up the BIL Orphaned Oil and Gas Wells Federal Program, DOI established evaluation criteria to prioritize disadvantaged communities, and ensure projects identify and address any disproportionate burden of adverse human health or environmental effects of orphaned wells on communities of color, low - income communities, and Tribal and Indigenous communities. C. Additional Efforts to Advance Equity The DOI launched a Women's Mentoring Program in 2022 to provide a platform for Department employees who would benefit from accessing a women - centered space. With a mission of fostering meaningful relationships through mentorships in which women build knowledge, confidence, leadership, and skills, this program is run by volunteers. It also addresses Federal workforce gender inequalities and supports the administration's National Strategy on Gender Equity and Equality. The Department's procurement staff and Office of the Solicitor collaborated to develop a vendor communications guidance document. This guidance addresses issues identified during public engagement. Specifically, the guidance seeks to improve how information is conveyed to unsuccessful offerors after award. Such meaningful communication supports new entrants and other small and disadvantaged businesses in learning about Government contracting, grow as a business, and being better poised to submit competitive proposals for future acquisitions.
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Secretary Haaland announced support for President Biden's establishment of the Baaj Nwaavjo I'tah Kukveni - Ancestral Footprints of the Grand Canyon National Monument in northern Arizona. The new national monument consists of three distinct areas to the north and south of Grand Canyon National Park, totaling approximately 917,618 acres of Federal lands in northern Arizona. The DOI and Department of Housing and Urban Development collaboratively announced support for more Affordable Housing in Nevada. In support of President Biden's Investing in America agenda investing in climate resilience and ecosystem restoration, DOI highlights Typhoon Recovery, Habitat Investments in Visit to Guam. D. Advancing Equity Through Key Legislation The Department set annual goals for all Bureaus and Offices for contracting with the Indian Small Business Economic Enterprises (ISBEE). These goals set the expectation that the entire Department, not just the Bureau of Indian Affairs (BIA) and Bureau of Indian Education, consider the use of the Department's Buy Indian Act authority to set aside contracts for Indian - owned businesses in equal measure to the other statutorily required small business categories. The Department also developed and provided training to all Contracting Officers on the use of the Buy Indian Act. The DOI collaborated with the Department of Health and Human Services (HHS) to hold the first - ever joint industry day event focused on outreach to Indian - owned businesses. This event provided a learning opportunity for Indian - owned businesses to grow their understanding of the Government contracting process and to hear from top executives from both agencies about upcoming business opportunities.
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gender, sexual orientation, national origin, age, or disabilities in any actions related to national parks, wildlife conservation, land management, and cultural heritage preservation. Public lands accessibility focuses on ensuring that everyone benefits from the experiences offered by America's public land, such as national parks, wildlife refuges, and recreation areas. This means removing existing and potential barriers by reasonably modifying the Department's programs and activities to permit equitable access for people who have disabilities as well as provide meaningful access for members of the public who may be limited English proficient.
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Increase compliance reviews with respect to granting Federal financial assistance as well as the Department's and Bureau's actions which affect their interaction with the public. Partner with stakeholders to ensure public civil rights statutes, regulations, and EOs are considered early in all actions and processes to ensure that all are aware of their public civil rights obligations and requirements to comply SO that discrimination does not occur. Build and expand on the Department's and Bureau's efforts to allow access for all members of the public to their programs and activities which include the lands managed by the Department SO that all may participate. Increase the staffing in the DOI Public Civil Rights Office and in the Bureaus to meet the increasing demands for outreach, enforcement, and technical assistance.
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Implement a comprehensive Language Access Plan for the Department and all Bureaus in order that persons who may be limited English proficient have access to the Department's and Bureaus ' programs and activities. Improve the Department's and Bureaus ' capacity to provide technical assistance and enforcement by ensuring that all Bureaus can conduct compliance reviews and process complaints of discrimination. Develop and implement a system of surveys for accessibility for persons with disabilities to determine where the Department and Bureaus are not providing access to managed lands and facilities as well as their respective programs and activities.
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Continue to improve on the Department's comprehensive Language Access Plan in order that persons who may be limited English proficient have access to the Department's and Bureaus ' programs and activities. After building capacity, conduct compliance reviews of the Department's and Bureaus ' programs and activities to determine which programs and activities are out of compliance and then ensure access to all, while also processing all complaints involving these programs and activities. After determining which programs and activities involving the Department's and Bureaus ' managed lands and facilities need improvement, ensure that they are accessible to persons with disabilities.
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Officer Mental Health, Wellness, and Safety: Police officer mental health, wellness, and safety are important to achieving equity. When officers face high levels of stress, trauma, or mental health challenges, it can impact their interactions with the community and undermine their ability to serve and protect their communities safely and effectively. This barrier becomes evident through a recent survey of Department law enforcement personnel. The findings revealed that: Only 62 percent rate their mental health as " " good " " or " " great " " during core job functions. Over the last 6 months, 43 percent have experienced mental health concerns. Only 52 percent believe there are sufficient resources for their mental health support. Law Enforcement Program Effectiveness: In October 2022, the Department announced a series of updated policies that will help advance safe, transparent, accountable, and effective policing practices; build public trust; and strengthen public safety. The policies provide clear guidelines on use of force standards, require DOI officers to wear body - worn cameras, and restrict the use of no - knock warrants. These policy updates were part of the Department's continuing implementation of President Biden's May 2022 EO 14074, entitled " " Advancing Effective, Accountable Policing and Criminal Justice Practices to Enhance Public Trust and Public Safety. " "
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A Message from Joan Mooney, Principal Deputy Assistant Secretary - Policy, Management and Budget of the United States Department of the Interior
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Economic Justice: The Department can use the power of procurement to contract with and support small and disadvantaged businesses, which may help narrow the racial and gender wealth gaps. The Department will improve access to procurement opportunities for businesses owned by underserved communities by identifying and addressing barriers in the Department's procurement process.
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The Department of the Interior's (Department or DOI) workforce fulfills its mission to protect and manage the Nation's natural resources and cultural heritage; provide scientific and other information about those resources; and honor its trust responsibilities or special commitments to American Indians, Alaska Natives, Native Hawaiians, and affiliated island communities. The Department plays a pivotal role in how the United States stewards its public lands and waters, increases environmental protections, pursues environmental justice, and respects our nation - to - nation relationship with Tribes. The Department is advancing this mission by embracing opportunities to promote equity in all actions through prioritizing the strengthening of interactions with the public in civil, equitable, and engaging ways that authentically demonstrate our pledge to equity. Likewise, DOI has taken a holistic approach ensuring equity is embedded throughout policy and program development and delivery across the agency.
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Executive Order (EO) 14091, entitled " " Further Advancing Racial Equity and Support for Underserved Communities Through The Federal Government, " " cascades and builds upon EO 13985, entitled " " Advancing Racial Equity and Support for Underserved Communities Through the Federal Government. " " The Department externally focuses its lens to refine and redefine how we engage with underserved communities throughout the Nation to build on progress and ensure DOI's success through building meaningful sustainability for generations to come. Further, advancing equity is a principle that is reflected in how the Department serves the American people and fulfills its mission. In drafting this Equity Action Plan, DOI was guided by an evidence - based approach that utilizes qualitative and quantitative methods to identify root causes in order to identify and fundamentally address systemic barriers to equity. As the Department continues to grow in this space, we are taking immediate steps to further explore improvements to equity analytical capabilities. By shifting beyond data analytics and encompassing technical and process analysis, DOI is better informed to fortify all its lines of business and tangible outcomes. The Department is proud to put forward this Equity Action Plan, which provides the foundation to achieve outcomes that remove barriers to equal opportunity and deliver resources and benefits equitably to all.
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Develop a small business toolkit. The Department will continue to develop, adapt, and post new tools and resources that promote the inclusion of underserved communities in DOI procurement engagements.
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The Department protects and manages the Nation's natural resources and cultural heritage; provides scientific and other information about those resources; and honors its trust and treaty responsibilities or special commitments to American Indians, Alaska Natives, Native Hawaiians, and affiliated island communities. The Department plays a pivotal role in how the United States stewards its public lands and waters, increases environmental protections, pursues environmental justice, and respects our nation - to - nation relationship with Tribes.
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To develop this strategy, the Department hosted listening sessions that attracted diverse participation from across the country, with sessions ranging from 30 to 400 + registrants. Likewise, the Department invited public comments through the Federal Register and participated in the Office of Federal Procurement Policy and Department of Energy's Government - wide equity crowdsourcing campaign. The Department also surveyed employees and conducted a policy review. The DOI will continue to engage with the public and specifically with members of underserved communities in similar ways throughout the next year.
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Increase opportunities for underserved communities to access public lands, prioritizing access to recreation areas and services in urban communities.
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significant areas, each of these have played a significant role in shaping America's identity. Public lands enable physical activity, promote mental health and wellness, and foster a sense of community through the preservation of ecosystems and interpretation of a shared heritage. With more than 480 million acres of public land managed by the Department, and more than 400 million people visiting DOI - managed lands annually, opportunities exist to develop and implement new strategies and plans for the advancement of equitable access to public lands for all people to connect and recreate.
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To develop these strategies, DOI engaged with the public and members of underserved communities through public participation and community engagement. Such engagements included strategic outreach - surveys and workshops - to communities with initial reporting to reflect on whether their needs are being met and determine if their feedback is being included in park programming, visitor satisfaction, and accessibility.
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In executing the Department's diverse mission goals, DOI spends more than $ 3 billion annually in procurement contracts. These contracts are performed throughout the country across a wide variety of industries, from construction to information technology and beyond. The Department is committed to ensuring a diverse supplier base for these contracts because businesses of all types should realize economic and developmental benefits from DOI's contract dollars - and DOI's programs benefit from diverse experience, background, and expertise.
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As outlined in the Department's FY 2022 - 2026 Learning Agenda, to address the Priority Learning Question " " How can DOI remove barriers to participation and ensure equitable access to the Department's grant and contracting opportunities for historically underrepresented populations?, " " planned activities include data and analysis related to awards, applications and determining whether a specific step in the process of grant award and management demonstrates a statistically significant disparity of underrepresented groups. This evaluation will also explore whether a specific step in the process demonstrates a statistically significant disparity increase. The DOI will conduct extensive stakeholder outreach, surveys, and other data gathering, which will inform how we act to modify the implementation of existing programs SO that those changes reduce barriers to participation.
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percentage of National Environmental Policy Act decision documents that incorporate merits, drawbacks, analysis of impacts, and mitigation measures of Department actions to people, such as through socioeconomic and environmental justice analyses, by expanding our engagement on these matters.
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At the Department of the Interior (Department), equity and inclusion are at the heart of our mission. From creating good - paying jobs for a clean energy future to stewarding the lands, air, and waters we all depend on, we advance environmental justice while ensuring that historically underserved communities can access the transformational benefits our public lands and waters have to offer.
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Since our country's founding, our national parks, wildlife refuges, conservation lands, and other public lands and waters have played a defining role in the preservation of our natural beauty. Yet for generations, marginalized communities have been on the frontlines of the climate and environmental justice crises - from toxic air and water quality to inadequate access to the countless benefits of nature. This includes the pervasive harm inflicted on Indigenous communities - ou country's original stewards who have cared for our shared lands and waters since time immemorial.
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Increase equitable access to federally conducted and assisted programs and activities for members of the public by strengthening external civil rights enforcement and proactive engagement activities.
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Civil Rights: All Government entities are charged with protecting the civil and constitutional rights of all persons, including (1) the right to vote; (2) language access; and (3) prohibitions on discrimination on an array of protected bases. In addition, the entities should promote equity in science to root out bias in the design and use of new technologies, such as artificial intelligence.
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Under Secretary Haaland's leadership and steadfast commitment, the Department of the Interior (Department) places equity at the center of its mission to serve the American people by protecting and managing the Nation's natural resources and cultural heritage; providing scientific and other information about those resources; and honoring trust responsibilities and special commitments to American Indian, Alaska Native, Native Hawaiian, and affiliated island communities. In furtherance of this commitment, the Department's Diversity, Equity, Inclusion, and Accessibility Council (Council), which I chair, has taken on the role of the Agency Equity Action Team, developing actions to support equity - related Executive Orders (EO). The approach of the Council ensures the Department continues working collaboratively across Bureau components to deliver on equity and embed equity in our core values across all business lines, practices, and programs benefiting workforce members and the great American public we serve.
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The Department will continue engagement with the public and community throughout this and upcoming years as standard practice. To develop the strategies above, DOI identified possible barriers related to accessing the Department's programs and activities for individuals who may have disabilities as well as provide meaningful access for persons who may be limited English proficient. The Department collected feedback regarding DOI accessibility initiatives and projects that are both planned and in progress. Analyses of user survey data related to federally managed lands were also assessed.
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Increase public trust in DOI Law Enforcement by evaluating its workforce, increasing transparency and accountability, and providing mental health and wellness support to law enforcement.
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Criminal Justice: All Government entities are charged with improving our Nation's criminal justice system to end unjust disparities in sentencing, strengthening public safety, and ensuring equal justice under the law.
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Public Trust in DOI Law Enforcement: One year ago, on May 25, 2022, President Biden signed the historic EO 14074, entitled " " Advancing Effective, Accountable Policing and Criminal Justice Practices to Enhance Public Trust and Public Safety. " " As emphasized in the May 2015 report, entitled " " Final Report of the President's Task Force on 21st Century Policing, " " building trust and nurturing legitimacy on both sides of the police / citizen divide serves as the foundational principle underlying the nature of relations between law enforcement agencies and the communities they serve. Police cannot fulfill their role to keep communities safe without public trust and confidence in law enforcement and the criminal justice system. Yet, there are places in America today where the bonds of trust are frayed or broken. To heal as a Nation, we must acknowledge
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that fatal encounters with law enforcement have disproportionately involved people of color.
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Goals were established during the scoping phase of DOI's Law Enforcement Task Force (LETF) to guide the research and outreach process. Stakeholder engagement occurred through various mediums - public listening sessions, public and internal surveys, a Federal Register Notice, and websites. Quantitative survey data was compiled from public, partner, and employee input. Qualitative information was coded to identify significant themes emerging from both internal and external feedback. Trends in issues and suggested actions were aggregated and summarized. Recommendation categories were developed, within which the aspirational future was articulated. Leaders and subject matter experts across the spectrum of related disciplines were repeatedly consulted and engaged in crafting a regenerative path forward.
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A. Removing barriers to access to grant funding and resources for organizations led by and that primarily serve historically marginalized and underserved communities that have faced societal and systemic barriers in accessing and receiving Federal resources, as well as to communities disproportionately impacted by crime, violence, and victimization. B. Supporting corrections and reentry programs that seek to reduce recidivism and improve outcomes for justice - involved individuals (including those from historically marginalized and underserved communities and those disproportionately impacted by crime, violence, and victimization), including by improving healthcare coverage and continuity of care supports, reducing barriers to obtaining government - issued identification, addressing burdens associated with inability to pay fines and fees, and improving community supervision models to decrease incidence of revocation for technical violations. C. Promoting an inclusive, diverse, and expert law enforcement workforce to strengthen public trust and improve public safety outcomes by removing barriers to representation within Federal, State, Tribal, local, and territorial law enforcement agencies for underrepresented communities. D. Improving the response of law enforcement and criminal justice personnel to crimes that disproportionately affect women, girls, transgender individuals, and gender non - conforming people (including gender - based violence and sex trafficking) by providing and / or supporting: (1) targeted training on how to investigate and prosecute these crimes; (2) training and resources on trauma - informed and culturally responsive approaches, care, and services available to victims; and (3) resources and support for building relationships with and increasing access to services and assistance for historically marginalized and underserved communities. E. Ensuring that underserved communities (including people with LEP and people with disabilities, among others) are aware of and able to access legal services to address environmental crime, pollution, climate change, and other environmental hazards and have help navigating the legal and regulatory landscape necessary to secure access to clean water, air, and other natural resources.
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A. 2022 Equity Action Plan Update Pursuant to EO 13985, 2 the Department of Justice published its first ever Equity Action Plan in April 2022. Since then, the Department has made significant progress implementing its equity priorities by improving solicitation processes, increasing opportunities for disadvantaged small businesses located in Historically Underutilized Business Zones, and strengthening mechanisms for community engagement, among others. Specific examples of the Department's ongoing progress in advancing its 2022 equity priorities include: Strengthening efforts to ensure compliance and enforcement of non - discrimination laws. Following review of implementation and administrative enforcement of the non - discrimination provisions set forth in Title VI of the Civil Rights Act ³ and the Safe Streets Act4 in connection with Federal financial assistance, the Department is taking affirmative steps to improve this work. 5 For example, the Civil Rights Division (CRT) and the Office of Justice Programs (OJP) created and co - chair a Compliance Working Group to coordinate the implementation and enforcement of these statutes, issue public guidance, revise internal standards, update tools and resources, and conduct public outreach. 6 Enhancing language access for individuals with limited English proficiency. In May 2022, DOJ hired its first - ever Language Access Coordinator (Coordinator). Since then, DOJ's Coordinator has reestablished the Language Access Working Group, which meets regularly, is comprised of representatives from various DOJ components, and provides a platform to support, guide, and oversee components ' efforts to increase meaningful access SO that communities can better access DOJ programs, communicate public safety concerns, and vindicate their rights. For example, DOJ recently published its FY 2022 - 2026 Strategic Plan in Spanish and key excerpts were published in Chinese, Vietnamese, Korean, and Tagalog. In August 2023, the Department also released its updated Language Access Plan, which improves translation and interpretation services, promotes quality assurance of those services, and expands the range of tools available to serve the public. The Department has made significant progress in advancing environmental justice as measured through the agency's performance on the Environmental Justice Scorecard. This progress includes: (1) analyzing how to best enforce the non - discrimination provisions under Title VI; (2) prioritizing environmental justice in DOJ's decision - making processes through the creation of the Office of Environmental Justice (OEJ), development and implementation of a new Comprehensive Environmental Justice Enforcement Strategy, and engagement with communities with environmental justice concerns, including Tribal nations; and (3) institutionalizing environmental justice by developing DOJ resources and training, increasing staff capacity, and strengthening
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Combating hate crimes and hate incidents. The Department has increased multilingual resources to combat hate crimes through Federal law enforcement action and enhanced training, support, and outreach to State and local partners. For example, DOJ has further prioritized civil rights violations and hate crimes enforcement among the Federal Bureau of Investigation's (FBI) field offices. As of September 2023, DOJ launched the United Against Hate program in all 94 U.S. Attorneys ' Offices (USAOs) to help improve the reporting of hate crimes by informing communities on how to identify, report, and help prevent hate crimes, and to encourage trust building between law enforcement and communities. 10 Reforming law enforcement practices. Pursuant to EO 14074, 11 DOJ is executing on more than 90 Executive Order deliverables to advance effective, fair, and constitutional policing; improve conditions of confinement and reentry; promote officer safety and wellness; and improve data collection and analysis. This work includes prohibiting the transfer or purchase of military - style weapons and equipment to State, Tribal, Local and Territorial (STLT) law enforcement agencies (LEAs), administering grants in a manner that is consistent with the adoption of EO 14074 ' s policies, creating accreditation standards to help encourage STLT LEAs to adopt policies consistent with the EO, and working to establish the National Law Enforcement Accountability Database. DOJ also released a Strategic Plan for supporting the goals of the Federal Interagency Alternatives and Reentry Committee, which seeks to safely reduce criminal justice system interactions, support rehabilitation during incarceration, and facilitate successful reentry. 12 Lastly, DOJ has invested in state - and local - level correctional services, including by supporting correctional and educational institutions as they enhance post - secondary educational opportunities in prisons following the reinstatement of Pell Grant eligibility for incarcerated students in July 2023. The Bureau of Prisons (BOP) is also expanding access to Pell Grants within Federal correctional facilities to help incarcerated students earn college credits and / or a college degree. Combating sexual misconduct and gender - based violence. CRT has developed resources to assist Department prosecutors and investigators in understanding how to use Federal civil rights statutes to redress sexual misconduct. 13 DOJ has also produced a report related to sexual misconduct by BOP employees, which offers actionable recommendations to improve
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The Bipartisan Safer Communities Act (BSCA). 19 BSCA provides DOJ with essential tools to help reduce gun violence. Notably, BSCA established new criminal offenses that address straw purchasing and firearms trafficking, changes to the National Instant Criminal Background Check System (NICS) and provided additional grant funding to reduce gun violence. BSCA also changed the background check process and narrowed what was known as the " " boyfriend loophole " " by expanding the misdemeanor crimes of domestic violence (MCDV) prohibitor to persons convicted, on or after June 25, 2022, of a qualifying offense that was committed against a person with whom they are or recently were in a dating relationship. In August 2022, NICS began denying the transfer of firearms from Federal firearms licensees to applicants based on the expanded definition of MCDV. Not Invisible Act Commission. The Joint Commission on Reducing Violent Crime Against Indians (Commission) was extended to increase intergovernmental coordination in combating violent crime within Indian lands and against Indigenous persons. Department components are supporting the work of the Commission, which is developing recommendations on establishing best practices for Federal, State, Tribal, and local LEAs to improve coordination and resources for survivors and victims ' families and combating the epidemic of missing, murdered, and trafficking of American Indian and Alaska Native peoples. In 2023, the Commission held field hearings in the communities most affected by this crisis, which will result in a final report to the U.S. Congress, the Attorney General, and the Secretary of the Department of the Interior. V. Strategies to Advance Equity in Fiscal Year 2024 A. Strategy 1. Removing Barriers to Access to Federal Grantmaking (Economic and Criminal Justice Strategy)
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C. Strategy 3. Removing Barriers to the Representation of Underrepresented Groups in Law Enforcement (Criminal Justice Strategy)
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Today, more than 150 years after the Department of Justice's watershed efforts during Reconstruction to protect the civil rights promised by the Thirteenth, Fourteenth, and Fifteenth Amendments, far too many Americans still face discrimination. This harm has been particularly acute for historically marginalized and underserved communities. By committing to a whole - of - Department approach to ensure that all people are treated fairly and justly and are able to fully exercise the rights and protections established by the Constitution and laws of the United States, we honor the Department's history and advance its current mission to uphold the rule of law, to keep our country safe, and to protect civil rights. We aim to lead these efforts with legitimacy and integrity by ensuring our workforce is representative of and accountable to the country we serve.
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navigating complex legal and regulatory realities as they seek to secure access to clean water, air, and other natural resources.
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The communities bearing the brunt of environmental harms have been vocal with Federal, State, Tribal, and local decision - makers about the challenges that they face in addressing and mitigating these harms. In recent years, they have stressed the importance of providing meaningful access to programs and resources for persons with LEP and have emphasized that translation services should ensure that those needing those services get the full benefit of participation, including by providing comments and feedback like those who do not use such services.
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This environmental and civil rights strategy seeks to advance equity by ensuring that historically marginalized and underserved communities experiencing justice and climate - related concerns are aware of and able to access the Department's environmental justice and civil rights mandates.
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In advancing this strategy, the Department will take steps to promote meaningful engagement in implementing the Department's Comprehensive Environmental Justice Enforcement Strategy by partnering with historically marginalized and underserved persons, communities with LEP, and those with disabilities who are experiencing justice and climate - related concerns. For example, OEJ has led community listening sessions in support of DOJ's lawsuit to improve safe drinking water access in Jackson, Mississippi, and developed community outreach best practices for case teams across the country. 63 OEJ will continue to organize and participate in non - case specific engagement sessions and serve as a resource for environmental enforcement case - related outreach to communities burdened by environmental hazards.
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ATJ will play a critical role in executing this engagement strategy by leveraging the expertise of the DOJ Language Access Coordinator and ATJ Language Access Team. For example, ATJ will, with help from the Executive Office for United States Attorneys and OEJ, translate select materials and websites into the non - English languages likely to be most frequently spoken by communities with environmental justice concerns. ATJ will also work to increase awareness of environmental justice enforcement and funding tools among legal service providers, who are often the first line of defense for communities with environmental justice concerns.
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Lastly, the Environmental and Natural Resources Division (ENRD) and OTJ will hold additional regionally focused summits to facilitate engagement between Federal and Tribal representatives. 65 For example, in July 2023, ENRD and OTJ launched a spin - off series of regional summits, speaking with Pacific Northwest and Rocky Mountain Tribal communities in Spokane, Washington at an event co - hosted by the USAO for the Eastern District of Washington.
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Historically, these communities have faced barriers in their attempts to engage with Federal agencies, either due to agency practices, policies, systems, and infrastructure, or barriers too often endemic to historically marginalized and underserved communities, such as lack of internet access, transportation, time, capacity, and financial resources. These obstacles have led to lower levels of public familiarity or knowledge of Federal programs, which are often exacerbated by historic or current lack of trust in such programs based on past negative experiences engaging with government partners. In response, the Department will continue to meaningfully engage with these communities to ensure that DOJ's programs, activities, and equity work are accessible, effective, and impactful.
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Improving access to DOJ programs and services. In 2022 and 2023, the Legal Aid Interagency Roundtable (LAIR), a 28 - Federal agency collaboration, co - chaired by the Attorney General and White House Counsel's Office and led and staffed by DOJ's Office for Access to Justice (ATJ), engaged with legal aid and other stakeholders to inform its activities. The purpose of the engagement was to better understand the barriers and opportunities to make Federal government programs and services more accessible and equitable and increase all people's ability to obtain just outcomes. In 2022, ATJ collected feedback from over 70 legal aid and advocacy organizations across the country who regularly help people access government programs and benefits for which they are eligible. Informed by this review, the 2022 Legal Aid Interagency Roundtable Report developed a roadmap to simplify Federal government forms, processes, and language, utilizing a people - centered approach. In 2023, ATJ, in collaboration with other agencies, held a listening session with 15 legal aid and other advocates to hear on - the - ground experiences of individuals interacting with Federal administrative proceedings to inform agency efforts, such as providing assistance through lawyers and nonlawyers, streamlining processes and language, and leveraging digital technologies while providing support to those without access to such technologies.
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VAWA Reauthorization Act of 2022. 17 DOJ is implementing the Alaska Pilot Program (Pilot Program) to advance the public safety needs of Alaska Native Villages through the expansion of Tribal criminal jurisdiction over non - Indians who commit certain covered crimes in Villages designated by the Attorney General to participate in the Pilot Program. In furtherance of this work, the Office of Tribal Justice (OTJ) has led formal consultations with Tribal leaders and continues to collaborate with Tribal representatives and organizations to develop the Pilot Program. In addition, the Office on Violence Against Women (OVW) issued a special solicitation for Alaska Tribes interested in preparing for the Pilot Program through funding under the Special Tribal Criminal Jurisdiction: Targeted Support for Alaska Native Tribes Special Initiative. The USAO for the District of Alaska also convened approximately 800 Tribes and Tribal agencies, LEAs, and victims ' services organizations to establish the Alaska Tribal Public Safety Advisory Committee, as required by the Reauthorization. In connection with the VAWA Reauthorization Act of 2022, the Attorney General and OVW are authorized to make grants to
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Historically marginalized and underserved communities - and those communities disproportionately impacted by crime, violence, and victimization - face significant barriers in identifying and accessing Federal funding sources and available technical assistance. The organizations that represent these communities are often best suited to design services and strategies that respond to the specific challenges faced by communities. They can also assist with enhancing trust and relationships between communities and law enforcement, which can lead to improved criminal justice outcomes.
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These organizations have faced barriers to participating in Federal grant programs, including a lack of sustained outreach to inform these communities about available Federal funding and technical assistance opportunities; a lack of resources and training to navigate complex Federal grant application processes and recordkeeping obligations in some population - specific organizations; 20 and a lack of trust in Federal agencies or negative past experiences interfacing with government
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partners on the part of some population - specific organizations. These barriers not only impact the ability of these communities to secure funding but can exacerbate negative criminal justice outcomes. For example, the limited availability of funding for community - centric law enforcement efforts may foreclose opportunities for community partnerships, undermine measures to reduce violence, and erode the community's trust.
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Research shows that through funding and technical assistance, population - specific organizations can play a significant role in effectively implementing system strategies. In fact, supporting these organizations improves outcomes by leveraging their established role as trusted community resources and relying on their proven knowledge of communities, including historically marginalized and underserved communities. For example, the White House Alternatives, Rehabilitation, and Reentry Strategic Plan stressed the need to invest in culturally responsive strategies to break the cycle of criminal justice system involvement for those disproportionately exposed to or victimized by crime. In addition, the 2023 U.S. National Plan to End Gender - Based Violence (the Plan), reaffirmed the need to support historically marginalized and underserved communities, immigrant survivors, and victims in rural communities, among others. Specifically, the Plan identified strategies to support these communities, including by simplifying the grantmaking process and utilizing partnerships with community - trusted organizations to serve as funding intermediaries for selected Federal grants. 22
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This economic and criminal justice strategy seeks to improve and increase access to grant funding and technical assistance resources that benefit communities disproportionately impacted by crime, violence, and victimization at the State, Tribal, Territorial, and local level. As such, this strategy seeks to empower these communities to develop tailored initiatives and solutions to ensure more effective and transformative public safety outcomes.
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To advance this strategy, DOJ's grantmaking components have and will continue to implement two key actions, among others. First, DOJ is simplifying its grantmaking application process, has enhanced application assistance support, has worked to eliminate unnecessary application requirements, 23 and has increased the use of plain language in solicitations. DOJ also offers webinars to potential applicants to walk through the award programs and their specific application requirements. 24
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Second, the Department is working to ensure that the needs of historically marginalized and underserved communities are considered in the grantmaking process. 25 In SO doing, DOJ administers several grant programs that aim to ensure that population - specific organizations and the communities they serve have more equitable access to funding and that such funding is tailored to their needs. 26 In addition, the Department employs several flexible funding models to support organizations at different stages of growth, including by offering planning grants for new organizations, capacity - building grants for expanding organizations, implementation grants for established entities, and intermediary funding models that provide subawards and capacity - building technical assistance to community - based organizations.
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In order to craft this equity strategy, the Department relied on the research referenced above as well as feedback from community partners, and current and potential Federal grantees. DOJ's engagements with organizations that represent, serve, or are led by historically marginalized and underserved communities, are critical to better understanding the funding needs and barriers they face in order to mitigate those barriers and meet those needs, where possible.
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In terms of direct engagement with communities, DOJ has hosted listening sessions with population - specific organizations, met with law enforcement groups, and developed outreach materials targeted to various population - and linguistic - specific communities. Of note, from May 2022 to May 2023, OVW visited organizations serving historically marginalized and underserved, Tribal, and rural communities to learn about emerging issues and barriers to accessing Federal funding. OVW also conducted listening sessions with community - based organizations serving sexual assault survivors in underserved communities to solicit feedback on grant solicitations, reporting, and management.
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OJP's Office of Juvenile Justice and Delinquency Prevention and Office for Victims of Crime conducted both in - person and virtual listening sessions with community partners (including justice - impacted youth) to learn about the successes and challenges of service providers and practitioners and identify gaps and barriers youth and victims face in accessing services, and that organizations face in accessing resources to address these gaps and barriers. OJP also conducted listening sessions with population - specific and community - based organizations to hear from them about the public safety priorities of the communities they serve and the barriers to applying for OJP funding opportunities. These listening sessions informed changes to OJP's FY 2024 funding application
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In 2023, ATJ, in collaboration with CRT and the Department's grantmaking components, conducted outreach to current recipients regarding DOJ's funding tools, which included discussing funding solicitation language, award conditions, award letters, and application instructions to determine whether those resources were clear, effective, and accessible. Participants noted that the process for applying for Federal funding can be cumbersome, obtuse, and time - consuming for potential applicants, especially applicants with limited resources and expertise in DOJ's processes. In response to this feedback, the Department has, as much as practicable, employed the use of plain language in drafting its solicitation templates, and is currently developing guidance on best practices to simplify application requirements.
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In the near to mid - term, DOJ will use data to assess its efforts to improve the grantmaking application process and community engagement efforts to ensure that the Department has succeeded in reaching organizations serving and / or led by historically marginalized and underserved communities and will measure any increases in community engagements. In the near to long - term, DOJ will identify and pilot opportunities to collect the data necessary to ascertain whether these equity actions are increasing applications from population - specific organizations and reaching historically marginalized and underserved communities and those disproportionately impacted by crime, violence, and victimization. For example, starting in FY 2024, if relevant to the operations of a grantmaking component, a survey instrument will be appended to applicable funding solicitations to gather the required data to determine if equity actions are leading to an increase in applications from population - specific organizations.
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Justice - involved persons face significant barriers to successful reentry and often return to their communities without meaningful opportunities to secure housing, employment, healthcare, and other key resources. Such challenges can lead to desperation, despair, and recidivism.
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For instance, formerly incarcerated people face difficulty acquiring State - issued identification cards when reentering society because many of them do not have necessary proof of identity or residency documents upon release and the prison or jail records they do have are not accepted by State agencies. Lack of State - issued identification is a substantial barrier to successful reentry because it can prevent individuals from accessing critical physical and mental health wraparound resources and supports, housing, employment, and other benefits. Also, many formerly incarcerated people are burdened by debt from court - issued fines and fees as they seek to reenter society. Fines and fees levied without consideration of ability to pay can prevent individuals from succeeding upon reentry by causing them to violate the terms of their supervision, inhibit their ability to acquire a driver's license, or create
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Finally, many formerly incarcerated people are released from custody under some form of supervision, which often comes with specific conditions that must be observed to avoid revocation. When the terms of their supervision serve as barriers to employment, housing, or accessing treatment for substance use disorders, many individuals find it difficult to succeed in meeting the terms of their supervision and face recidivism and reincarceration.
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The National Institute of Justice (NIJ) is supporting research regarding the impact of criminal record expungement and sealing on reentry success. 30 This research has found that immediate challenges such as unstable housing options and discouraging job prospects can pose significant barriers to successful reentry. Initial findings have supported the benefit of record - clearing processes and the impact of legal representation in the expungement and clearing process. 31
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In addition, given the number of unmet civil legal needs that impact reentry success, ATJ, BOP, and the National Institute of Corrections have developed a pilot program to provide civil legal services to incarcerated individuals, including services related to debt collection, access to benefits, and child custody matters, in select BOP women's facilities. 33
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OJP is utilizing grant funding to support State and local reentry initiatives focused on providing healthcare access, improving supervision outcomes, and addressing the ability to pay fines and fees post incarceration. For example, in October 2022, the Department announced awards totaling almost $ 100 million to reduce recidivism and support adults and youth to successfully return to their communities after a period of confinement. 34
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Lastly, the Department clarified its guidance SO that State, Tribal, territorial, and local jurisdictions can better leverage Federal funds received under the Edward Byrne Memorial Justice Assistance Grant Program and the National Criminal History Improvement Program to support efforts to seal and expunge criminal records. This will represent a critical step forward for returning citizens as they seek to access housing and employment opportunities.
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In the near to mid - term, the Department will implement the rollout of the Card for formerly incarcerated individuals in all Federal facilities, with full implementation expected by the end of the first quarter of FY 2024, thereby increasing the number of returning citizens able to obtain State - issued identification. Access to identification will enable greater access to employment, housing,
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benefits, and other critical reentry needs. Through OJP, DOJ will utilize grants to States for reentry efforts focused on securing healthcare access, improving community supervision outcomes, and reducing the burden of criminal justice fines and fees. In the long - term, the Department will continue the use of OJP grants designed to help lower the rates of recidivism for individuals leaving Federal custody, and increase connections to healthcare, public benefits, housing, and employment for returning citizens at the Federal and State level.
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Every day, the 40 components and more than 115,000 employees of the Department of Justice (Department or DOJ) work to fulfill its mission to uphold the rule of law, to keep our country safe, and to protect civil rights. Embedded within that mission is a core principle of advancing equal justice under law. Established during Reconstruction, in the aftermath of the Civil War, the Department's first major enforcement efforts aimed to secure the civil rights promised by the 13th, 14th, and 15th Amendments. Since then, the Department has worked to ensure that no individuals are denied the freedoms and protections guaranteed by the Constitution and the laws of the United States.
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When members of the public believe their LEAs serve and listen to them, it can improve perceptions of police legitimacy and enhance public trust. This trust is essential to creating a system where communities view law enforcement as fair and effective and improves the likelihood that residents will report crime, provide information to the police about crime as victims and witnesses, and serve as jurors. Increased diversity within law enforcement serves as a key tool in building trust, especially with communities most impacted by law enforcement presence, investigations, and crisis response efforts. 38
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Law enforcement leaders acknowledge the importance of increasing racial, ethnic, language, and gender diversity in their agencies. But hiring and promotional assessments, internal processes, recruitment strategies, and organizational policies can exacerbate the lack of diversity in the ranks by failing to adequately capture the value of and sufficiently meet the unique needs of officers from diverse backgrounds. For example, women officers are significantly underrepresented, making up over just 12 % of sworn officers and 3 % of law enforcement leaders. 39 Federal, State, and local agencies often lack the support and resources necessary to attract, hire, and retain a qualified and diverse workforce.
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Given these barriers, it is not surprising that historically marginalized and underserved communities are underrepresented in the law enforcement profession. This underrepresentation causes many agencies to struggle in their community engagement efforts. Supporting efforts to remove these barriers is one critical step the Department can take toward building trust and legitimacy between police and the communities they serve and achieving better criminal justice outcomes for all.
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There is growing evidence about what works and what matters to improve the representation and experiences of underrepresented groups across law enforcement ranks. 41 For example, one study found that law enforcement recruitment messages focusing on the personal benefits of applying to a particular job could be three times as effective at getting individuals to apply to a job without those details, and are particularly effective at increasing the number of applicants from groups traditionally underrepresented in the profession. 42
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This criminal justice strategy aims to advance equity by enhancing public trust in law enforcement, improving engagement with historically marginalized and underserved communities, and promoting positive relationships between Federal, State, and local LEAs and the communities they serve through improved representation of underrepresented groups in law enforcement.
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In furtherance of this strategy, the Department is building the evidence base for improving the recruitment and retention of officers representing a diversity of backgrounds and facilitating technical assistance programs to help agencies reach and retain underrepresented groups. NIJ is funding several research projects on recruiting and retaining officers reflecting historically marginalized communities and those underrepresented in law enforcement, including a project with New York State Police to identify factors that influence the racial, ethnic, and gender composition of that organization. 43 The Department's Office of Community Oriented Policing Services (COPS Office) is advancing a Community Policing Development Microgrants Program focused on workforce diversification, which recently launched a center on innovations in recruiting and hiring. 44
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impacted communities and people with lived experience. Specifically, the Department will continue to engage with women in law enforcement through NIJ45 and HBCUs through the FBI.
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The Equity Action Plan that follows reflects the Department's current efforts to continue this foundational work. The Department remains committed to aiding all people, and particularly historically marginalized and underserved communities, in accessing the Department's programs and resources, navigating complex legal and regulatory hurdles to vindicate their rights, understanding the breadth of the Department's work, and meaningfully engaging with DOJ decision - makers. Moreover, the Department's equity mission statement reflects the commitment to understand and respond to the needs, concerns, and interests of the communities we serve and to ensure that the Department's workforce reflects our increasingly diverse nation.
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On a quarterly basis, Beacon Project engagements are, and will continue to be, tracked and reported. In the longer - term, BJS will continue to conduct the Law Enforcement Management and Administrative Statistics survey. These data will include the demographic makeup of State, county, and local LEAs to measure increases in diversity. To track increases in diversity at the Federal level, DOJ will depend on BJS ' Census of Federal Law Enforcement Officers, which periodically collects data from all Federal LEAs with arrest and firearms authority. NIJ is also currently examining both survey and non - survey methods to assess community perceptions of police and public safety through its recently advertised Measures of Community Perceptions Challenge (Challenge), which is an open competition to develop new methods to capture community perceptions of police and public safety. The research resulting from the Challenge will help determine whether increased officer diversification has impacted public trust and positive perceptions of law enforcement.
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Women, girls, transgender individuals, and gender non - conforming persons often face barriers in obtaining equitable treatment and receiving trauma - informed, culturally responsive, and victim - centered services from LEAs. Barriers to access to services leave women, girls, transgender individuals, and gender non - conforming persons vulnerable to victimization and criminalization and can further isolate them from the information and resources necessary to heal. The Department recognizes that these challenges may often be the result of a lack of knowledge and understanding (as well as implicit bias) that can undermine appropriate responses to the victimization and the impact of biases on the criminalization of members of this population.
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Unfortunately, the lack of knowledge about crimes that disproportionately affect women, girls, transgender individuals, and gender non - conforming people can undermine efforts to provide equitable access to justice; engage with communities in trauma - informed, culturally responsive, and victim - centered ways; and empower these persons to vindicate their rights by working with criminal justice personnel.
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Recognizing and mitigating instances of bias and lack of understanding of sexual assault, domestic violence, and other forms of gender - based violence and the trauma resulting from victimization from these crimes is critical to LEAs ' ability to ensure women, girls, transgender individuals, and gender non - confirming individuals can access justice and receive the services and assistance to help them heal, as well as enhance public trust and confidence in the criminal justice system. 53
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This civil rights strategy enhances and promotes gender equity and equality through trauma - informed, culturally responsive, and victim - centered training and technical assistance for Federal, State, Tribal, local, and territorial law enforcement and prosecution agencies. In SO doing, DOJ will increase awareness of Federal laws and programs that address gender - based violence, support collaborations with community partners, and mitigate deficiencies and biases that may negatively impact the successful implementation of community - driven responses to gender - based violence. To advance this equity strategy, the Department has adopted a comprehensive, multi - pronged approach to prevent and address hate crimes through its grant programs, which support law enforcement and State - based efforts to increase victim reporting, as well as State, Tribal, and local law enforcement and prosecution agencies and their partners in conducting outreach and education
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In addition, in recognition of the fact that " " [ w ] omen, girls, and LGBTQI + individuals are disproportionately affected " " by online harassment and abuse, 55 the Department is taking concerted efforts to address cybercrimes. In particular, the Department is establishing a National Resource Center on Cybercrimes Against Individuals, which will provide grants for training and support to State, Tribal, and local law enforcement, prosecutors, and judicial personnel to assist victims of cybercrimes. These cybercrimes will include the use of technology to harass, threaten, stalk, extort, coerce, cause fear to, or intimidate an individual, as well as the nonconsensual distribution of intimate images. Additionally, OVW will support an initiative focused on the prosecution and investigation of online abuse, and ATJ will work with USAOs and the pro bono community to promote awareness of a new civil cause of action relating to the nonconsensual distribution of intimate images, to ensure that individuals are aware of their rights. 56
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The Department is actively working to increase its outreach to vulnerable communities (including women, girls, transgender individuals, and gender non - conforming persons) with an intersectional lens to ensure that its work in this area is effective and responsive to the communities ' needs. In a listening session DOJ hosted specifically on justice issues facing women and LGBTQI + communities, advocates highlighted the distrust many people in these communities feel towards law enforcement and recommended increased outreach and engagement. DOJ will identify opportunities for increased and improved engagements with these communities to inform the efforts in this strategy, which may include additional listening sessions in locations across the country and inviting feedback on trainings and the information provided on DOJ websites.
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The Department will train all BOP staff who may interact with incarcerated victims of human trafficking on applying victim - centered, trauma - informed, and culturally responsive approaches in FY 2024, with approximately 75 % of these staff members receiving training in the first quarter. By the third quarter of FY 2024, 50 % of victim personnel within the USAOs will complete additional training regarding culturally relevant advocacy, medical, and forensic services available to victims. In the long - term, DOJ will increase access to the criminal justice system for women, girls, transgender individuals, and gender non - conforming persons impacted by crime. In SO doing, the Department will increase the number of law enforcement and criminal justice staff that apply trauma - informed, victim - centered, and culturally responsive approaches.
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In the face of persistent and pernicious environmental and climate - related challenges, these communities often experience significant barriers to access, including with respect to communications that use technical or specialized jargon; lack of legal assistance and information regarding one's rights and supports available; lack of linguistically and culturally responsive outreach and engagement efforts; lack of translated materials (both in print and digital formats); and community engagement lacking language interpretation, sign language interpretation, or auxiliary aids.
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These barriers can hinder the individuals and communities most at risk from understanding and participating in the Department's decision - making efforts related to environmental justice and civil rights enforcement matters (such as providing input on the remedies sought to resolve environmental enforcement actions); accessing legal services and resources following environmental disasters; and
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(1) Supporting workers, including those in the Southeast United States Workers in the Southeast United States are more likely to be afforded fewer worker protections, lower wages, and lack of strong worker coalitions, increasing the potential for employer work violations, wage disparities, and decreased awareness of workers ' rights. To combat this, DOL agencies are embedding a focus on Southeast workers in agency initiatives to increase enforcement and workers ' rights awareness, job training opportunities, and outreach in the Southeast United States region. (2) Ensuring underserved communities have access to good jobs Underserved communities face significant challenges with access to good jobs, including lack of equal employment opportunities, and lack of support services. DOL is partnering with other federal agencies to ensure federal infrastructure dollars are implementing the Good Jobs Principles for underserved communities, and partnering with State and local actors to encourage good hiring and retention practices in the private sector. (3) Embedding gender equity into our partnerships and services Women are a critical part of our workforce, yet face disproportionally lower wages, workforce discrimination, and occupational segregation. DOL is working across agencies to ensure good paying jobs, improve wages in female dominated sectors, and reduce caregiving penalties and workplace discrimination.
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Identify gaps in our enforcement service delivery, to provide targeted information and outreach to vulnerable worker populations and increase awareness around worker protection and wage laws; Increase outreach to Southeast business owners, to increase awareness of federal contracting opportunities and to stimulate participation by the Southeast business owners in the competitive federal procurement process; Conduct a series of listening sessions and outreach sessions across the Southeastern United States, connecting workers with other workers, community leaders, and State officials and encouraging coalition building; Embed an equity focus on the Southeast region agencywide through upcoming agency strategic plans; and Development of a strategy for the Power of Community - amplifying the voices of marginalized communities to provide feedback on DOL engagement / services.
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Current recruiting, hiring, retention, and promotion practices limit fairness in hiring opportunities in infrastructure industries such as construction, advanced manufacturing, and clean energy; Lack of equitable and effective pathways to access infrastructure jobs through workforce development; and Lack of supportive / wraparound services such as housing, affordable childcare and language access, which can enable the success of underserved workers in job training and employment.
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Expanding agency partnerships in OFCCP's Megaproject Program The Office of Federal Contract Compliance Programs (OFCCP), in concert with other federal agencies will designate additional Megaprojects in FY 2024. Under this designation, OFCCP will engage with a wide range of stakeholders to remove hiring barriers and promote equal employment opportunity in federally funded large construction projects pre - construction including through outreach to underserved populations and the use of apprenticeship and pre - apprenticeship programs. Embedding equity provisions in federal Investing in America (IIA) investments, such as the Good Jobs in Federal Investments: A Toolkit for Employers, Workers, and Government, the MOU between the U.S. Department of Housing and Urban Development and DOL, and the MOU between the U.S. General Services Administration and DOL, requiring, preferencing, or encouraging funding applicants to provide supportive services on their projects. Securing equity commitments from localities implementing IIA investments, through place - based strategies. Encouraging DOL grant applicants to develop projects that specifically address each of the Good Jobs Principles, which envision equitable pathways to family - sustaining wages, to promote development of new workforce development models that can be applied to other federal investments. Directing DOL grant applicants to provide more robust and detailed supportive services strategies to develop frameworks that can be applied to other federal investments. Investing in strategies to improve good jobs for care workers: The Women's Bureau (WB), Office of Assistant Secretary for Policy (OASP), and the Office of Disability Employment Policy (ODEP), are working to identify and maximize utility of data on the Direct Care Workforce. In FY 2024, DOL will continue to expand analyses on care workers who serve people with disabilities and older adults through the DOL - HHS workgroup on direct care workforce. WB, ASP, and the Chief Evaluation Office are collaborating on a research report to explore wages in the Care Workforce, to be published in FY 2024 as well as guidance to help States and localities conduct their own analyses of comparable pay rates for care workers in their respective jurisdictions.
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Number of Memoranda of Understanding established with Federal agencies to increase the number of agencies aligning their efforts and leveraging their individual and combined resources to educate and encourage industries to attract, train, retain, and empower a diverse, qualified, well compensated workforce; and Number of equity and job quality incentives built into federal infrastructure dollars and Federal grants, where data is publicly available.
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(4) Improving services for Limited English Proficient individuals Federal agency services often lack the capability to effectively interact with Limited English Proficient (LEP) individuals, leading to decreased service delivery and unmet community needs. To meet the needs of LEP individuals, DOL is continuing to standardize language access tools and integrate language access into agency activities. (5) Evaluating our procurement practices to advance equity, including to support - small, disadvantaged businesses such as Black and women - owned businesses. Small, disadvantaged businesses such as Black and women - owned businesses are underrepresented in Federal procurement contracting which can have a substantial impact on the success of the business. To understand the full scope of why and which businesses are underrepresented, DOL is conducting an evaluation exercise, and will produce an evidence - based strategic plan for engagement based on exercise results.
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Disrupting occupational segregation, getting more women in pathways to good - paying jobs The Employment and Training Administration's (ETA) Office of Apprenticeship (OA), WB, ODEP, and Veterans Employment and Training Service (VETS) will collaborate to increase female participation in pre - apprenticeships and registered apprenticeships, including leveraging the recently launched RA Academy to add training resources for program sponsors and State Apprenticeship Agencies on EEO and DEIA in apprenticeship; design a Federal Apprenticeship Accelerator with DEIA Focus; and award new contracts and grants like WB's Tradeswomen
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Improving wages and working conditions in key, female - dominated sectors In support of EO 14095, Executive Order on Increasing Access to High - Quality Care and Supporting Caregivers, the Wage and Hour Division (WHD) and WB are collaborating through an MOU to promote the rights of the care workforce by creating sample employment agreements for domestic workers that provide child and long - term care to negotiate the terms of employment, facilitating compliance and awareness of labor law and best practices, and incorporate language to embed the requirements of relevant worker protection laws. WB will work with elected officials to support investments in care infrastructure, strengthen the majority female workforce that performs essential work, and provide technical assistance through the Good Jobs Great Cities Academy. OSHA Rulemaking in progress: OSHA is currently developing Prevention of Workplace Violence in Health Care and Social Assistance, a standard on workplace violence prevention in the healthcare and social assistance industries, occupations which tend to employ significantly more women than men WB will continue working with HHS to elevate ways to build equity in wages and job quality in female dominated sectors through the DOL - HHS workgroup, and technical assistance to agencies for support services. Reducing caregiving penalties for women and low - paid workers In FY 2024, the WB will continue to expand and tailor the National Database of Childcare Prices (NDCP), in collaboration with ICF International and HHS, to develop key analytical tools to evaluate how childcare prices are linked with gender and racial inequality in the labor force. WB is partnering with the Urban Institute to conduct the project, Understanding Equity in Paid Leave through Microsimulation Analysis. This project will provide research and technical assistance to states or local jurisdictions considering paid leave programs, and answer new questions about policy impacts, costs, and benefits of paid leave policies. Eliminating gender - based discrimination in the workplace DOL will contribute key deliverables toward the implementation of the National Strategy on Gender Equity and Equality and the National Plan to End Gender - Based Violence, including: In FY 2024, WB will administer its Fostering Access, Rights, and Equity (FARE) grant, focusing the program to support women who have been impacted by gender - based violence and harassment in the world of work. As the federal government makes historic investments in infrastructure, OFCCP intends to develop a best practices document outlining how federal contractors and subcontractors can create safe environments free from gender - based violence and harassment. In anticipation of the FAR Council's rulemaking prohibiting salary history inquiries by federal contractors, OFCCP plans to publish sub - regulatory guidance clarifying how reliance on salary history for hiring and compensation decisions may result in discrimination under Executive Order 11246.
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Through an MOU with the International Labour Organization Office for the United States and Canada, DOL will host national and regional events with employers, unions, workers, public officials, and community organizations uplifting survivor -, worker -, union - and employer - informed strategies and best practices to eliminate gender - based violence and harassment in the world of work, based on principles codified in ILO Convention 190. The WB will collect new data and continue to expand the National Database of Childcare Prices (NDCP) to include new products on childcare price trends, disparities in access to affordable childcare by race, ethnicity, and family income, and detailed assessments of the impacts of childcare prices on maternal employment. The WB will engage with researchers, advocates, and local, state, and federal agencies and policy makers to expand use of the NDCP data and research products in support of equity in access to care infrastructure.
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Lack of awareness of the requirements that DOL agencies and grant recipients must take due to language barriers, which - prevents or hinders workers from accessing key government benefits and services, such as unemployment insurance. Lack of reasonable steps to provide meaningful, timely, and free language assistance to include qualified written translation or oral interpretation, DOL's interpretation, translation, and other language access activities were generally decentralized across each of the Department's agencies, resulting in inconsistent standards and practices across the Department.
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In FY 2023, the Department of Labor's Civil Rights Center (CRC) launched a comprehensive survey to assess each DOL agency's current language access practices and pinpoint areas to improve access for workers and other external departmental stakeholders. Coupled with analysis of language trends derived from the Census Bureau's 2020 Census and the 2021 American Community Survey (ACS), and the U.S. Department of State's Refugee Processing Center Admissions and Arrivals Report, the survey determined that Language Access services were inconsistent across DOL, and there were gaps in ensuring meaningful access for workers. Each DOL agency had different results - depending on their mission, eligible service population (s), delivery area (s), effectiveness of existing program (s), etc. However, most agencies identified additional languages or supplemental efforts for which more consideration was needed to ensure meaningful access. The survey revealed the need to draft agency - specific sections of the Department's Language Access Plan and to highlight current language services and areas to improve the provision of language services to vulnerable LEP workers. This extensive Plan has been reviewed by the Department of Justice and is being finalized for publication, including translation, SO that it may be made public.
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Review the need to translate vital information / documents, depending on the size of the language groups; the use of Babel notices or taglines to facilitate access to language assistance services; bilingual staffing resources and / or how to engage with outside interpreter services; and developing SOPs and related training to ensure consistent outreach and engagement. Take steps to increase DOL language capacity, including through expanding the pool of staff that have language skills. DOL agencies will review and update existing position descriptions to determine the need to expand language requirements for outreach to and engagement with underserved communities and will submit a plan for recruitment of bilingual positions. Develop centralized resources for Departmental agencies to use to meet needs for individual programs and populations served. In FY 2023, the CRC established the Centralized Office of Language Assistance (COLA) to improve access to DOL conducted programs and activities for Limited English Proficient (LEP) individuals. In FY 2024, COLA will provide agencies within DOL with a framework for engagement with LEP individuals, technical assistance training, and develop performance metrics to gauge performance as it relates to language access, among other activities. DOL agencies will implement agency - specific language access milestones, to include translation of vital documents into significant language groups, and development / implementation of an outreach and engagement strategy.
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Current data collection fails to capture data disaggregation and analysis into baseline outreach to and procurement contracting with small disadvantaged and women owned Businesses; and Lack of agency - wide strategies to increase outreach to small disadvantaged and women owned business competition in contracting.
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DOL's Job Corps launched a pre - apprenticeship initiative to expand career opportunities and pathways for graduates to participate in registered apprenticeship programs in infrastructure, including clean energy and renewable energy manufacturing. There are currently 143 Corps instructors nationwide providing training towards renewable resources and energy. DOL has revamped its Funding Opportunity Announcements (FOA) under four Justice40 covered programs to support the development and implementation of sustainable construction and building practices and clean energy technologies, including reference to
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Historically small, disadvantaged businesses such as women, Black and Hispanic owned are underrepresented in Federal procurement contracting. For example, the share of procurement dollars going to Black - owned businesses is the lowest (about 1.9 %) compared to other race / ethnicity groups. In DOL's evaluation of equity in Federal contracting, for FY 2021, the Department awarded to minority - owned businesses contracts commensurate and above the representation in federal contracting; however, DOL's procurement contracting such as with women - owned, Hispanic - owned, and Black - owned businesses are below the proportion of eligible businesses available for federal contracting. DOL's procurement practices have received an A + in contract awarding to small, disadvantaged businesses (SDB) and women owned small businesses (WOSBs). However, DOL has not disaggregated data to determine whether there are potential opportunities to further increase outreach and contracting opportunities, including current engagement levels with these businesses. To increase the number of underrepresented groups in contracting, studies have shown it is necessary to identify gaps in the procurement process, evaluate internal processes, and increase stakeholder engagement and partnership development.
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Explore options to collect expanded demographic categories for contractors, as permitted by and in accordance with Federal procurement regulations and other laws. Review relevant and available data and develop a strategic outreach plan to improve engagement with underrepresented groups, remove internal barriers to engagement as applicable, and encourage expanded participation in contracting opportunities.
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Development of an evidence - based analysis within agencywide procurement efforts. Based on analysis, number of agencies that develop strategic plans to remove internal barriers and expanded engagement with small disenfranchised and women owned businesses.
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DOL has developed two tools or resources to advance environmental justice: DOL's Good Jobs Initiative created a set of tools to ensure good jobs in climate and environmental justice investments. The Good Jobs in Federal Investments: A Toolkit for Employers, Workers, and Government, is a toolkit intended to assist federal agencies, state, tribal and local governments, employers, and labor and worker advocacy organizations unleash their power to improve job quality and equity and data collection in federal investments. DOL has hired two staff that work on environmental justice, either in a full - time or part time capacity. DOL has two new or strengthened internal working group (s), steering committee (s), council (s) on environmental justice. The internal Climate Working Group, organized by the Office of the Assistant Secretary for Policy (OASP), consists of representatives from across DOL sub - agencies, and coordinates the various climate priorities of the Administration and DOL leadership. The Climate Action Plan meetings, organized by the Office of the Assistant Secretary for Administration and Management (OASAM) is a cross - DOL subagency meeting focused on the implementation of the Climate Action Plan, published yearly, which is an ongoing program to ensure robust federal mission resilience, protect worker safety (before, during, and after climate - related events), mitigate environmental threats to our facilities, and improve our procurement and acquisition stewardship. DOL is currently updating its Environmental Justice Strategic Plan, to be released Fall 2023.
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In response to EO 14020 and pursuant to the implementation of the government - wide National Strategy on Gender Equity and Equality, DOL has developed an agency - specific plan outlining over 50 action items to reduce occupational segregation for women workers, increase equity in pay and hiring, increase access to benefits and knowledge of worker rights, and increase older women's employment and economic security. To date, DOL has accomplished or is well underway to accomplishing all action items identified. The Office of Disability Employment Policy (ODEP) has implemented the Workforce Recruitment Program (WRP), connecting federal and private sector employees with students and recent graduates with disabilities from over 400 colleges and universities for internships and permanent positions. ODEP will continue to support student and recent graduate participation in WRP, including outreach to underserved communities, minority - serving institutions, veterans services offices, and leveraging federal and alliance partnerships. When working with federal agencies, ODEP will also continue to
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provide hiring authority technical assistance, educate about the provision of effective reasonable accommodations, and encourage expanding WRP and Schedule A hiring as part of agency strategic planning. In FY 2024, ODEP expects available funding of approximately $ 13M to support approximately four Equitable Transition Model (ETM) demonstration grants focused on underrepresented youth with disabilities, including youth experiencing homelessness, leaving foster care, and / or involved in the justice system, to improve employment outcomes, as well as increase states ' capacity to develop innovative employment strategies for underserved youth and their families. To further align with the Department's mission, goal, and objective of creating an economy for all workers, DOL has expanded its outreach and engagement with HBCUs, HSIs, tribal communities, and other minority serving institutions. We have advanced our engagement through mentorship programs, training, and grant opportunities, listening sessions, roundtables, formal invitations to extended procurement and contracting webinars, and more. The impact of engaging with more diverse populations through colleges and universities informs our efforts and allows for participation with communities that mirror the workforce in America. In addition, we have and will continue to embed this extended outreach and initiative into our agency strategic plans.
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DOL has entered into Memoranda of Understanding with the Departments of Transportation, Energy, Commerce, the Interior, the U.S. Environmental Protection Agency, and the General Services Administration to engage in " " cooperative efforts to build sustainable career pathways to meet industry's need for talent and workers ' need for quality jobs, " " and " " to address barriers to opportunity and build an economy that empowers all people, including individuals from underserved communities; " " Through these inter - agency partnerships, over $ 181 billion in Bipartisan Infrastructure Law (BIL) funds include provisions that require, preference, or encourage job quality, worker empowerment, and equity in the use of these federal funds; and Those incentives have been included in 91 Funding Opportunity Announcements. As part of the Department's strategy to advance equity, GJI will continue to provide technical assistance on federal funding opportunities across the Investing in America Agenda to embed job quality, equity, and worker empowerment.
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Strategy 2: Ensuring Underserved Communities Have Access to Good Jobs
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Strategy 5: Evaluating Our Procurement Practices to Advance Equity
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people. WB will also, in concert with the Office of Human Resources, explore policy options to increase recruitment at DOL of justice impacted people, and provide pilot job readiness trainings inside local jails within the Southeast region.
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Improve access to good jobs for underserved and disenfranchised communities through Federal, state, and local partnerships, advocacy for equitable pathways to sustainable wages, and development of tools and frameworks for good job implementation.
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Whole - of - Government Equity Objective: Civil Rights: Protect the civil and constitutional rights of all persons, including the right to vote, language access, and prohibitions on discrimination on the basis of race, sex, disability, etc.
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Collaborating Agencies with Good - Jobs - Initiative MOUs: Department of Commerce, Department of Transportation, Department of Energy, U.S. Environmental Protection Agency, Department of the Interior, and the General Services Administration. With each of these agencies, GJI draws upon Department of Labor expertise to embed job quality, worker empowerment, and equity provisions in federal funding opportunities from these agencies. GJI shares its subject matter expertise on job quality, equity, and worker empowerment with federal agencies as well as shared stakeholders including funding applicants, state and local governments, the private sector, nonprofit organizations, educational institutions, labor unions, and others, through joint engagement opportunities.
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Increased equitable employment opportunities, increased equitable workforce development pathways into infrastructure jobs and supportive services, and increased job security and career advancement for underserved and vulnerable communities, in federal funding where data is publicly available.
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Collaborating Agencies: DOL is partnering with the U.S. Department of Health and Human Services (HHS) to collaborate on new data products, such as the National Database of Childcare Prices, as well as draft guidance and technical assistance to federal agencies on maximizing flexibility in funding for support services. DOL also partners with several agencies through its Good Jobs Initiative, to ensure gender equity in Investing in America - funded jobs.
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Improve DOL's service delivery for all workers through the continued expansion of DOL's language access outreach, and the establishment of a centralized Language Access technical center to support agencies ' access to translation, interpretation, and related technical assistance needs.
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Increased number of LEP individuals able to engage in DOL programs and access DOL information, and increased number of language groups served.
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Increase outreach to small, disadvantaged businesses, such as Black - and women - owned businesses, in contracting processes, through the development of an evidence - based evaluation to identify opportunities in the procurement processes and implementation of a strategic engagement plan.
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Expand engagement with small, disadvantaged businesses to build on current contracting representation in the DOL procurement process.
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As part of the evidence building analysis, the Department will engage with small business and strategic community partners for feedback on the procurement process and potential opportunities to encourage participation by small disadvantaged and women owned businesses.
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Ensuring Underserved Communities Have Access to Good Jobs
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Evaluating our Procurement Practices to Advance Equity
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The Department of Labor is deeply committed to improving the well - being of underserved, marginalized, disadvantaged, and excluded communities. Through our 2022 Equity Action Plan, we have embarked on a mission to improve the well - being of underserved, marginalized, and excluded communities, advancing (1) enforcement of wage and hour laws; (2) administering and improving the federal - state Unemployment Insurance (UI) system; (3) broadening access to DOL programs, services, and information for workers with limited English proficiency; (4) expanding sector - based training and employment strategies; and (5) diversifying the federal workforce by building new pathways into government apprenticeships. I am proud to say that our ambitious plan is well underway; we've strengthened our partnerships to prevent and address workplace retaliation, provided millions of dollars to States in grants to improve the UI system, created a Centralized Office for Language Access SO that our services can reach all workers regardless of language barriers, launched a national online dialogue to strengthen employment and training services, and expanded apprenticeship opportunities across the Department.
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The Administration's historic Executive Orders to advance racial equity through mobilization of Federal resources provides the Department of Labor with an opportunity to deepen our commitments from the previous year while pursuing new avenues to reach underserved and disenfranchised communities. We have created an Agency Equity Team, led by our Chief Diversity and Equity Officer and leaders from across the agency, to embed equity into our agency's strategic documents and policies, including advancing gender equity, support for LGBTQ + rights, and pursuing environmental justice.
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To deepen the equity work we've accomplished, we have researched the barriers the communities we serve face and developed five areas of focus for the 2023 Equity Action Plan: (1) supporting workers in the Southeast United States; (2) ensuring underserved communities have access to good jobs; (3) embedding gender equity into our partnerships and services; (4) improving services for Limited English Proficient individuals; and (5) evaluating procurement practices to advance equity. These focus areas will allow us to improve on the work we've already accomplished by further committing our programmatic, policy, and budget levers to target our most underserved communities.
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As Acting Secretary, I've established a goal for Department of Labor agencies to empower all workers in America through modern industrial renaissance policy and enforcement, such as modern industrial strategy, robust enforcement of worker protection laws, and supporting workers ' right to organize and collectively bargain. Our continued success will be achieved when equity has become a fundamental part of all agency functions, including hiring, outreach, training, mission, execution, measurement and assessment, and policymaking. Embedding equity means valuing and embracing diversity; ensuring that diverse voices, perspectives, and talents are included and represented in decision - making processes, workplaces, and with recognition of the multiple and overlapping identities held by workers in communities that DOL serves. Advancing equity aligns with the principles of human rights and equality; it is crucial for
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Data has shown that advancing equity leads to economic growth for everyone. When underserved individuals and communities are given the resources and opportunities they need to thrive, it boosts productivity, innovation, and overall economic well - being, which in turn reduces income inequality and poverty rates. Through its levers, DOL is committed to using its efforts to promote the economic and social wellbeing of all workers.
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The U.S. Department of Labor's (DOL, the Department) mission to foster and improve the welfare and conditions of all workers translates into four core functions: (1) worker protection; (2) benefits administration; (3) workforce development; and (4) development of labor market information. In response to Executive Order 14091 on Further Advancing Racial Equity and Support for Underserved Communities Through the Federal Government, the Department has employed its programmatic, policy, and budgetary levers to advance equity in five key areas:
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Within the past year, DOL agencies have engaged meaningfully with stakeholders and community partners; this has intrinsically informed our approach to the Equity Action Plan. We conducted strategic meetings with workers, community leaders, and businesses within the Southeast, and found that workers were significantly more likely to face wage violations and fewer worker protections, as well as decreased coalition building. In April 2023, we held an extensive workshop with stakeholders to brainstorm and discuss solutions for employment rates among formerly incarcerated individuals, which will inform our work to increase access to pilot job readiness trainings for this underserved demographic. We've conducted stakeholder meetings and established Memoranda of Understanding to strengthen the Federal government's commitment to good jobs and gender equity and conducted internal dialogues to fine tune our language access services. These are just a few examples; we are consistently engaging our stakeholders to identify barriers that communities face, and retooling our outreach, and our service delivery to alleviate and remove barriers to good jobs and improved working conditions.
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Broadening access to DOL programs, services, and information for workers with limited English proficiency
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In service of the Justice40 Initiative, federal agencies are working towards delivering forty percent of overall benefits of climate, clean energy, training, workforce development, and other federal investments to disadvantaged communities that have been marginalized and overburdened by pollution and underinvestment. [ 1 ] The Department of Labor's Phase One Scorecard identifies DOL's proposed and accomplished initiatives towards this effort, including $ 1.8 billion in funding made available from Justice40 covered programs, and 383 technical assistance outreach events in FY 2022 to provide critical information to workers, employers, and federal, state, and local governments to improve job quality and access to good jobs. Of the proposed initiatives, the Department is currently working towards or has completed the following actions to embed environmental justice into all aspects of its work:
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EPA's Climate & Economic Justice Screening Tool; as of April 2023, DOL has awarded over $ 140 million in 30 + States through these funding vehicles.
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In support of federal Investing in America (IIA) funds, stemming from funds through the American Rescue Plan, Bipartisan Infrastructure Law, CHIPS and Science Act, and the Inflation Reduction Act, the Good Jobs Initiative (GJI) provides critical information to workers, employers, and government agencies as they work to improve job quality and create access to good jobs, free from discrimination and harassment for all working people (with emphasis on underserved communities, including BIPOC individuals, LGBTQ + individuals, women, immigrants, veterans, individuals with disabilities, individuals in rural communities, individuals without a college degree, individuals with or recovering from a substance use disorder, justice - involved individuals, and opportunity youth). In alignment with the Good Jobs Principles, equity provisions have been embedded in all aspects of the GJI:
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Workers in the Southeast United States, as defined by the Department's regional mapping, are more likely to face the following barriers, increasing the potential for employer work violations, pay disparities, and decreased awareness of worker resources and safety requirements:
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EXPANDING ACCESS
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An update on the progress made by DOT on the Equity Action Plan released in 2022. Potential barriers that underserved communities may face in accessing and benefiting from the agency's policies, programs, and activities and strategies to address those barriers. Information on how DOT has and will continue to meaningfully engage with communities. Key actions that DOT will undertake to continue to expand access and opportunity to all communities while focusing on underserved, overburdened, and disadvantaged communities.
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Request for Information (RFI): The RFI comment period occurred from June 5, 2023, to June 30, 2023. The RFI asked for public comment on four questions related to equity performance metrics, data sets, tools, research, and examples of impacts and partnerships. DOT received 69 comments from organizations, government agencies, companies, and individuals across the country. Some key themes from responses to the RFI included: DOT should take a more ambitious approach to setting actions and performance measures regarding equity. DOT's goals in the Equity Action Plan should address safety, climate change, community engagement, accessibility, and workforce development.
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Measuring access and system condition should be further developed in DOT's ETC Explorer and other tools that can help increase availability of information. By disaggregating data, DOT and stakeholders could better analyze impacts and equity concerns at a local level. It can be challenging to compare results of different equity tools because of differences in definitions, datasets, scales, or measurements. Technical assistance is important in supporting underserved communities, local community - based organizations, and first - time grant applicants to successfully secure and administer federal grants. In - Person and Virtual Public Dialogues: DOT held an in - person public dialogue at DOT Headquarters in Washington, D.C., on June 20, 2023. The event included participation by 65 external attendees. The event was open to the public and included remarks from DOT leadership, a question and answer (Q & A) session, and an " " open house " " period wherein attendees had an opportunity to meet DOT staff who work across modes in the equity space. A virtual public dialogue was held on June 23, 2023, and followed a similar format. The virtual dialogue had 562 attendees, with attendees from all 50 states and the District of Columbia, from government agencies, trade associations, community advocacy groups, educational institutions, private companies, and other types of organizations. The events helped participants better understand DOT's equity work and respond to the RFI.
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Disability Policy Priorities: The DOT Disability Policy Priorities highlight work that DOT is undertaking to increase access for people with disabilities across four focus areas: safe and accessible air travel; multimodal accessibility of public transportation facilities, vehicles, and rights - of - way; access to good - paying jobs and business opportunities for people with disabilities; and enabling accessibility of electric vehicles and automated vehicles. Justice40: The government - wide Justice40 Initiative establishes the goal that 40 % of the overall benefits of certain federal investments flow to disadvantaged communities. At DOT, Justice40 is an opportunity for both the agency and our stakeholders to understand the burdens that result from the lack of affordable, safe multimodal transportation options and how to identify transportation investments that will create benefits that will reverse or mitigate those burdens, inclusive of a meaningful public engagement process that spans a project's lifecycle. Gender Justice: DOT has identified Gender Justice priorities in response to EO 14020. These priorities include strategies to advance gender diversity in certain segments of the transportation sector, address gender disparities in transportation safety, combat human trafficking, improve DOT utilization of small disadvantaged businesses that are both women - and minority - owned, and, increase gender diversity within the DOT workforce. Asian American, Native Hawai'ian, and Pacific Islander Action Plan: DOT's plan, created as part of a government - wide initiative, focuses on assessing perceptions of public transportation; promoting Title VI awareness; improving competitiveness of businesses for federal contracts; and increasing workforce participation rates.
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Lack of access to capital sources means Black - and Hispanic - owned businesses have less growth capital. These businesses are half as likely as non - minority counterparts to be fully approved for loans, lines of credit, and cash advances. 4 Minority - owned businesses and small disadvantaged businesses often have inadequate bonding capacity and access to surety expertise. This makes it difficult to compete and perform in government contracts, which limits award opportunities for many small, disadvantaged businesses. 5
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All 50 State DOTs and Top 100 MPOs adopt a quantitative equity screening component to their S / TIP development processes by 2030. 90 % of DOT funding recipients have a DOT - approved and publicly available Community Participation Plan and Title VI Plan by 2026.
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Public involvement is often treated as an event rather than a process. 9 In many cases, community members are not involved in early discussions to identify solutions with agency partners. Traditional print and radio reach limited audiences. Social media, pop - up events, and community meetings, used by some, are more effective at reaching diverse groups in rural and urban areas. 1 10
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Public meetings are a common public involvement strategy but can be inconvenient or impossible to attend for some. 11 Physical meeting locations may be inaccessible for some, including those with disabilities or individuals with limited English proficiency. Virtual public meetings may be inaccessible for people without internet access or computer literacy. Across formats, public engagement may be inaccessible to individuals with limited English proficiency. Various methods may be needed to allow people with diverse circumstances to have a voice in decisions that affect their communities. 12 Adaptive engagement strategies can be a resource - intensive but valuable endeavor that is responsive to specific community needs, including different language and cultural backgrounds.
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January 2022: Federal Aviation Administration (FAA) integrated the Small Business Program Manager into the Acquisition Strategy Review Board for procurement planning and coordination to help identify small business contracting opportunities. January 2022: OST launched a DOT - wide procurement dashboard to raise awareness of contracting opportunities and drive accountability for meeting small and disadvantaged business goals. February 2022: Federal Highway Administration (FHWA) began tracking the number of residential and non - residential displacements to ensure displacements, especially in communities with Environmental Justice (EJ) concerns, are reduced across all projects and that mitigation measures are in place to minimize impacts of relocation. July 2022: OST issued a Notice of Proposed Rulemaking to modernize the Disadvantaged Business Enterprise (DBE) and Airport Concession DBE (ACDBE) program regulations to help further level the playing field for small disadvantaged businesses. November 2022: Federal Motor Carrier Safety Administration (FMCSA) held the first meeting of the Women of Trucking Advisory Board, whose work will support women pursuing careers in trucking, expand scholarship opportunities for women in the trucking industry, and enhance trucking training, mentorship, education, and outreach programs for women. December 2022: Office of Small and Disadvantaged Business Utilization (OSDBU) launched the Master Capacity Building Series Federal Contracting 101. April 2023: Federal Railroad Administration (FRA) established a Small Business Program to increase participation of small businesses, including minority and woman - owned small businesses in publicly funded rail projects. LAUNCHING EDUCATION SEMINARS TO SUPPORT SMALL BUSINESS OWNERS SEEKING DOT CONTRACTS: Small and minority - owned businesses can face hurdles in obtaining federal contracts. Many businesses without the capacity or resources to receive primary contracts are also unaware of opportunities to work as a subcontractor. To address these concerns, OSDBU launched the Master Capacity Building Series. The initial session hosted more than 500 participants, and the program has reached over 6,400 small and disadvantaged business owners as of June 2023. Technical assistance has contributed to an increase in small disadvantaged business utilization, from 18.2 % of DOT direct contract dollars in FY 2021 to 21.25 % in FY 2022.
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Measuring the effectiveness of public involvement is challenging and time - consuming. 13 The practical methods that have been developed to evaluate the success of public involvement activities often fall short of being able to measure the effectiveness of engagement activities and have not yet been applied at large scale. Agencies are often focused on compliance when it comes to public involvement. Measures of inputs, such as number of meetings, are not distinguished from measures of impacts, such as changes to a proposed plan or project. 14 In many cases, important resources such as S / TIPs may be difficult for the public to find and analyze.
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6 % of State DOTs and 20 % of Transportation Management Area (TMA) 15 - serving MPOs self - report that they have an equity screening component in their transportation planning and programming processes for all funding sources. Equity screening involves determining and communicating equity priorities through meaningful public involvement and data - driven analysis, measuring equity impacts, and considering those impacts throughout all stages of the transportation planning process. Surveyed State DOTs Surveyed MPOs Agencies reporting they have an equity screening component in planning and programming 6 % 20 % 67 % of State DOTs and 49 % of TMA - serving MPOs self - report that they directly involve underserved communities in selecting projects in their communities. Some describe these processes in formal policies such as Community Participation Plans, which govern how an organization approaches public involvement in compliance with Title VI and other requirements. Agencies reporting that they involve underserved communities in selecting projects
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DOT conducted research into how State DOTs and MPOs incorporate quantitative equity screenings into their transportation planning processes in 2022, including a survey of all State DOTs and MPOs. OST will continue to meet regularly with policy staff from national civil rights organizations and civil rights leaders in State DOTs to discuss Title VI and other civil rights program implementation.
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By 2025, increase by 5 % the number of DOT discretionary grant applicants from disadvantaged communities who have never applied for DOT funding before. Work to meet the Justice40 goal that 40 % of the benefits of certain federal investments flow to transportation disadvantaged communities. Increase the number of new projects in disadvantaged communities utilizing formula funds from Justice40 covered programs. Increase the total federal transit grant dollars announced or allocated for rural or Tribal areas.
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Due to historical and systemic patterns of disparity, underserved communities may lack resources needed to develop successful discretionary grant applications. Without assistance, many underserved communities may miss chances to compete for discretionary funding due to a lack of resources rather than a lack of need. Even if awarded a grant, underserved communities may also lack the necessary resources to finalize grant agreements, meet funding requirements, and conduct or implement the work. Community Based Organizations (CBOs) often represent and advocate for underserved and overburdened communities. However, CBOs face capacity challenges since coordinating with stakeholders, transportation agencies, and contractors can be both costly and time consuming. 16
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Navigating the complex environment of federal grant opportunities requires specialized expertise and experience. Overburdened or disadvantaged communities in urban and rural areas may not have adequate resources to gain access to the necessary expertise and experience. Benefit - cost analysis (BCA) is a requirement for several major transportation discretionary grant applications. BCAs require specialized analysis tools and skills and are based on how benefits measure up to costs. When underserved communities do not have access to those tools or are located in areas where there are too few " " benefits " " to measure, potentially beneficial projects in underserved communities might not be selected due to incomplete or flawed BCAs.
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Between 2016 - 2021, DOT had approximately 3,500 total unique applicants to its funding programs. In 2022, approximately 350 new applicants from disadvantaged communities applied to DOT's discretionary funding programs, accounting for close to a quarter of new applicants to DOT programs. The volume of new applicants, and DOT's goal of further increasing the number of new applicants from disadvantaged communities, calls for a corresponding increase in technical assistance to help ensure new applicants ' success in delivering transformative transportation projects. In the ETC Explorer, the majority of rural census tracts are experiencing transportation insecurity. 18 A significant portion also experience heath 19 and socioeconomic vulnerability.
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Procedural Equity
Reduce national transportation cost burden by 5 %, including transportation travel cost as a percent of income, by FY 2030. Increase safe, affordable, multimodal access to key destinations, including: work, education, grocery stores, health care, affordable housing, and recreation Reduce the race fatality ratio by population. meaning the national percentage of roadway fatalities per race over the percentage of population per race. Decrease in number of passengers with disabilities whose wheelchairs are damaged during air travel and who are injured in transfers to / from aircraft.
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There are many " " transit deserts " " across the country, which are areas that have a demand for transit but lack the accessible transit services and infrastructure to meet that demand. The inability to access jobs, schools, health care, and social service organizations leads to higher rates of unemployment, poverty, chronic illness, and isolation. 22 Decades of transportation and land use policy have focused on mobility for automobile users making car ownership a necessity. This bias has limited mobility options for the 8 % of American households23 without access to vehicles. For many families, covering an unexpected car repair expense can also be a hardship. 24
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October 2022: DOT released a guide on Promising Practices for Meaningful Public Involvement in Transportation Decision - Making to help funding recipients meaningfully involve the public in various stages of transportation decision - making and build their organizational capacities to do SO. December 2022: FHWA surveyed State Departments of Transportation (DOTs) and Metropolitan Planning Organizations (MPOs) on their inclusion of quantitative equity screenings and meaningful and representative public participation in their Statewide and Metropolitan Transportation Improvement Programs (S / TIPs) in order to help develop a baseline and work toward achieving the related Key Performance Indicator (KPI). February 2023: The National Highway Traffic Safety Administration (NHTSA) published a final rule, as required by BIL, updating the Uniform State Highway Safety Grant Program to require NHTSA grant recipients to conduct meaningful public engagement among affected communities, particularly those most significantly impacted by traffic crashes resulting in injuries and fatalities. April 2023: Great Lakes St. Lawrence Seaway Development Corporation (GLS) and the St. Lawrence Seaway Management Corporation, convened the first ever Green Shipping Corridor Network Collaborative Forum with a variety of stakeholders to promote green shipping and environmental justice for the Great Lakes region. September 2023: DOT issued a fact sheet on Title VI and discrimination on the basis of shared ancestry or ethnic characteristics.
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People experiencing lower incomes spend a far greater percent of their income on transportation than households with middle or higher incomes. Reliable, safe, high - quality accessible multimodal transportation systems can help address these disparities and increase residents ' upward economic mobility. Nationally, 47 % of the US population and 69 % of the population living in rural census tracts spend more than 15 % of their annual income on transportation. Roadway fatalities among Black people increased by 23 % between 2019 and 2020, compared to an overall increase in fatalities of 7.2 %. 28 People who are American Indian and Alaska Native have roadway fatality rates more than double the national rate on a per population basis. 29 While only 19 % of the U.S. population lives in rural areas, 45 % of all roadway fatalities and
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FHWA engaged 16 stakeholder organizations in a Technical Review Panel to help inform a survey of Complete Street policies and implementation programs at State DOTs; conducted a National Complete Streets Assessment of all State DOTs and held findings webinar in April 2023; and posted six Complete Street Planning Case Studies covering MPOs and cities that are performing noteworthy efforts with Complete Streets Planning. DOT will publish Notices of Proposed Rulemaking (NPRMs) to provide an opportunity to comment on proposed rulemakings related to transportation accessibility, and promote them through agency communications such as emails, press releases, and social media posts. OST and FAA are engaging disability advocates, researchers, and the aviation industry on research, including through events with the Transportation Research Board, to enable passengers to stay in their personal wheelchairs on aircraft. OST hosted a workshop with DOT staff, academics, local agencies, non - profits, state agencies, advocacy groups, associations, and other federal agencies to inform next steps on DOT's model for estimating cost burden.
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All DOT Operating Administrations (OAs) have adopted an equity analysis process throughout their program offices to increase meaningful public involvement in DOT - conducted virtual engagements by 2024. All DOT OAs have well - resourced Equity Teams led by career members of the Senior Executive Service who champion, coordinate, resource, and implement the OA's equity mission by 2024. DOT staff in key job functions, including and outside civil rights offices, have the core competencies and executive sponsorship to incorporate equity into their daily work by 2024.
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1 Department of Transportation Equity Council | US Department of Transportation, https: / / www.trans - portation.gov / mission / department - transportation - ed uity - council. 2 Advancing Equity and Racial Justice Through the Federal Government. The White House, https: / / www.whitehouse. gov / equity / 3 Butrica, Barbara A, et al. Women in Apprenticeships and Nontraditional Occupations in the United States. Urban Institute, 2023. https: / / www.dol.gov / sites / dolgov / files / Nieves - Cartagena % 40DOL.GOV / WANTO - knowl edge % 20Brief / WANTO - knowledge - report - 508 % 20 6.15.23. pdf. Note: the cited research was funded by the U.S. Department of Labor. DOT is conducting a fuller assessment of barriers to jobs in the construc - tion industry as required by Section 25019 of the Bipartisan Infrastructure Law. 4 Small Business Credit Survey 2021: Report on Firms Owned by People of Color. Federal Reserve, 2021. https: / / www.fedsmallbusiness.org / survey / 2021 / 2021 - report - on - firms - owned - by - people - of - color. 5 McCloud, Edith. Improving Minority Businesses ' Access to Capital Minority Business Development Agency (MBDA). 2021, https: / / opportunity.census.gov / assets / files / 2021 - problem - statements / post - covid / MBDA_ Im - proving % 20Minority % 20Businesses % 20Access % 20 to % 20Capital.pdf 6 Data Bank Contract Data Reports SAM.Gov, https: / / sam.gov / reports / awards / static. 7 U.S. Bureau of Labor Statistics. The Construction In - dustry: Characteristics of the Employed, 2003 - 20. Apr. 2022. https: / / www.bls.gov / spotlight / 2022 / the - con - struction - industry - labor - force - 2003 - to - 2020 / home. htm. 8 The White House. Fact Sheet: Biden - Harris Adminis - tration Announces New Measures to Promote Equitable Community Development. The White House, 27 Jun. 2023, https: / / www.whitehouse.gov / briefing - room / statements - releases / 2023 / 06 / 27 / fact - sheet - biden - har ris - administration - announces - new - measures - to - pro - mote - equitable - community - development /. 9 Aimen, David, and Anne Morris. Practical Approaches for Involving Traditionally Underserved Populations in Transportation Decisionmaking NCHRP Report, no. 710, Project 8 - 72, 2012, https: / / trid.trb.org / view / 1135054, 10 Madzlan, Mardzuki, et al. Government's Advertising Information Content Strategy in Newspaper Print Advertisement. Jan. 2020, https: / / ir.uitm.edu.my / id / eprint / 43768 / 1 / 43768. pdf 11 Spivak, Jeffrey. 6 Tips for Inclusive Public Meetings. American Planning Association, https: / / www.planning. org / planning / 2019 / mar / 6tipspublicmeetings /. 12 United States Department of Transportation. Promising Practices for Meaningful Public Involvement in Transportation Decision - Making Oct. 2022, https: / / w.transportation.gov / priorities / equity / promis - ing - practices - meaningful - public - involvement - transpor - tation - decision - making 13 Brown, Bruce, et al. Measuring the Effectiveness of Public Involvement in Transportation Planning and Project Development. Transportation Research Board, 2019. Na - tional Academies Press, https: / / doi.org / 10.17226 / 25447. 14 Brown, Bruce, et al. Measuring the Effectiveness of Public Involvement in Transportation Planning and Project Development. 15 Schedule Census Urbanized Areas and MPO / TMA Desig - nation Census Issues Planning FHWA, https: / / www. hwa.dot.gov / planning / census_issues / ar - eas and mpo tma / schedule / Notes: The percent of TMAs was designated as of Summer 2022, prior to the DOT Secretary designation of new TMAs based on the 2020 Census. 16 Increasing Federal Funding to Community - Based Orga - nizations Prepared for Organizations in the Strong Pros - perous and Resilient Communities Challenge (SPARCC). Enterprise, https: / / www.sparcchub.org / wp - content / uploads / 2022 / 03 / Final - CBO - Memo - March - 2022. pdf 17 Archer, Deborah N. Transportation Policy and the Underdevelopment of Black Communities. 3797364, 4 Mar. 2021. Social Science Research Network, https: / / papers.ssrn.com / abstract = 3797364. 18 Notes: Transportation insecurity occurs when people are unable to get to where they need to go to meet the needs of their daily life regularly, reliably, and safely. 19 Notes: Health Vulnerability category assesses the increased frequency of health conditions that may result from exposure to air, noise, and water pollution, as well as lifestyle factors such as poor walkability, car dependency, and long commute times. 20 Notes: Social vulnerability indicators measure lack of employment, educational attainment, poverty, housing tenure, access to broadband, and housing cost burden as well as identifying household characteristics such as age, disability status and English proficiency. 21 US EPA, OP. Smart Growth and Transportation. 26 Apr. 2013, https: / / www.epa.gov / smartgrowth / smart - growth - and - transportation. 22 Jiao, Junfeng. Understanding Transportation Related Infrastructure Access in 52 Major US Cities. Cooperative Mobility for Competitive Megaregions, 2019, p. 42, https: / / sites.utexas.edu / cm2 / files / 2019 / 04 / Year2_ TransitDeserts.pdf. 23 Bureau, US Census. Vehicles Available. Census.Gov, https: / / www.census.gov / acs / www / about / why - we - ask - each - question / vehicles /. 24 Economic Well - Being of U.S. Households (SHED): Dealing with Unexpected Expenses. Board of Governors of the Federal Reserve System, https: / / www.federalreserve.gov / publications / 2022 - economic - well - being - of - us - house - holds - in - 2021 - dealing - with - unexpected - expenses.htm 25 Multimodal Access to Public Transportation US Depart - ment of Transportation, https: / / www.transportation gov / mission / health / Multimodal - Access - to - Pub - lic - Transportation 26 Chetty, Raj, et al. Race and Economic Opportunity in the United States: An Intergenerational Perspective. https: / / www.nber.org / system / files / working_papers / w24441 pdf. Dec. 2019. 27 Equitable Transportation Community (ETC) Explorer US Department of Transportation, https: / / www.transporta - on.gov / priorities / equity / justice40 / etc - explorer. 28 Early Estimates of Motor Vehicle Traffic Fatalities and Fatality Rate by Sub - Categories in 2020. Jun. 2021, https: / / crashstats.nhtsa.dot.gov / Api / Public / ViewPubli - cation / 813118 29 Evaluating Disparities in Traffic Fatalities by Race, Ethnicity, and Income. Sep. 2022, https: / / crashstats. inhtsa.dot.gov / Api / Public / ViewPublication / 813188 30 Rural / Urban Comparison of Traffic Fatalities. May 2020, htps: / / crashstats.nhtsa.dot.gov / Api / Public / ViewPubli - cation / 812957. Rural Opportunities to Use Transportation for Economic Success (ROUTES). Aug. 2023, https: / / www.transporta - tion.gov / rural. 31 Air Travel Consumer Report. The Office of Aviation Consumer Protection, 2023, https: / / www.transpor - tion.gov / sites / dot.gov / files / 2023 - 04 / February % 20 2023 % 20ATCR_Revised.pdf. 32 The National Transit Database (NTD) FTA, https: / / www. transit.dot.gov / ntd. 33 DOT's Advisory Committee on Transportation Equity Charter US Department of Transportation, https: / / www.transportation.gov / civil - rights / acte / charter. 34 An Overview of the Americans With Disabilities Act ADA National Network, https: / / adata.org / factsheet / ADA - overview. 35 Bipartisan Infrastructure Law | US Department of Transportation, https: / / www.transportation.gov / biparti san - infrastructure - law. 36 What Is a Disadvantaged Business Enterprise (DBE)? US Department of Transportation, https: / / www.transporta - tion.gov / osdbu / disadvantaged - business - enterprise / hat - disadvantaged - business - enterprise - dbe. 38 Revitalizing Our Nation's Commitment to Envi - ronmental Justice for All. Federal Register, 26 Apr. 2023, https: / / www.federalregister.gov / doct hnts / 2023 / 04 / 26 / 2023 - 08955 / revitalizing - our - na - tions - commitment - to - environmental - justice - for - all, 37 Disadvantaged Communities - DOE Directives, Guidance, and Delegations, https: / / www.directives.doe.gov / rms_definitions / disadvantaged - communities - 1 39 Further Advancing Racial Equity and Support for Under - served Communities Through the Federal Government. Federal Register, 22 Feb. 2023, https: / / www.federal - register.gov / documents / 2023 / 02 / 22 / 2023 - 03779 / further - advancing - racial - equity - and - support - for - un - derserved - communities - through - the - federal. 40 What Is an HBCU? White House Initiative on Advancing Educational Equity, Excellence, and Economic Opportu - nity through Historically Black Colleges and Universities, https: / / sites.ed.gov / whhbcu / one - hundred - and - five - his - rically - black - colleges - and - universities /. 41 Rep. Yarmuth, John A. H.R. 5376 - 117th Congress (2021 - 2022): Inflation Reduction Act of 2022. 16 Aug. 2022, https: / / www.congress.gov / bill / 117th - congress / house - bill / 5376 / text. 42 Justice40 Initiative I Environmental Justice, The White House, https: / / www.whitehouse.gov / environmentaljus - tice / justice40 /. 43 Metropolitan Planning Organization (MPO) FTA, https: / / ww.transit.dot.gov / regulations - and - guidance / trans. portation - planning / metropolitan - planning - organiza - tion - mpo. 44 Public Involvement | US Department of Transportation. 2022, https: / / www.transportation.gov / public - involve - ment. 45 Enrolled in These Institutions Postsecondary Education Descriptive Analysis Report. U.S. Department of Education, Institute of Education Sciences, 2007, p. 196, https: / / nces.ed.gov / pubs2008 / 2008156. pdf. 46 What Is the National Environmental Policy Act? | US EPA, https: / / www.epa.gov / nepa / what - national - environmen - tal - policy - act. 47 US EPA, OEJECR. EJ 2020 Glossary. 20 Oct. 2016, https: / / www.epa.gov / environmentaljustice / ej - 2020 - glossary. 48 Small Disadvantaged Business I U.S. Small Business Administration, https: / / www.sba.gov / federal - contract - ing / contracting - assistance - programs / small - disadvan - taged - business. 49 Statewide Transportation Improvement Program (STIP) FTA, https: / / www.transit.dot.gov / regulations - and - guid - ance / transportation - planning / statewide - transporta - tion - improvement - program - stip. 50 Thriving Communities Program I US Department of Transportation, https: / / www.transportation.gov / grants / thriving - communities. 51 Civil Rights Division Title VI of the Civil Rights Act of 1964. 9 Apr. 2023, https: / / www.justice.gov / crt / fcs / TitleVI. 52 Transportation Improvement Program (TIP) FTA, https: / / www.transit.dot.gov / regulations - and - guidance / transportation - planning / transportation - improve - ment - program - tip. 53 23 CFR Part 450 Planning Assistance and Standards, https: / / www.ecfr.gov / current / title - 23 / part - 450. 54 Executive Order on Further Advancing Racial Equity and Support for Underserved Communities Through The Federal Government. The White House, 16 Feb. 2023, 3, https: / / www.whitehouse.gov / briefing - room / presidential - actions / 2023 / 02 / 16 / executive - or - der - on - further - advancing - racial - equity - and - sup - port - for - underserved - communities - through - the - feder - al - government /.
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February 2022: OST published a toolkit for planning and funding rural and Tribal electric mobility infrastructure. An updated version of the Charging Forward toolkit was published in May 2023, which includes expanded content on electric transit and micromobility. March 2022: DOT piloted a new approach of releasing combined Notices of Funding Opportunities (NOFOs) to streamline the process for applicants applying for multiple discretionary grant programs. April 2022: OST launched federal partnerships with key agencies making place - based technical assistance investments. June 2022: OST released the DOT Navigator, a new one - stop shop for communities to access DOT technical assistance and capacity building resources and to get more information to help them apply for DOT funding. July 2022: OST calculated baselines of benefits distribution for Justice40 covered programs with at least one round of funding awarded. October 2022: OST launched the Thriving Communities Program to provide hands - on technical assistance and capacity building support to underserved and overburdened communities using DOT funds and issued a call for projects for place - based initiatives that are co - designed with communities most impacted by poor access and climate change. February 2023: DOT awarded $ 185 million to disadvantaged communities as part of the Reconnecting Communities Pilot Program to provide planning and construction grants to communities who have been cut off from opportunities by infrastructure projects. February 2023: OST announced $ 800 million in grant awards for the Safe Streets and Roads for All program to help communities improve roadway safety, especially for the most vulnerable roadway users, benefitting disadvantaged communities who are disproportionately impacted by roadway fatalities.
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March 2022: FHWA advanced Complete Streets as the default design approach and as a transformative strategy in which the transportation network is planned, designed, built, operated, and maintained to enable safe mobility and access for all road users. October 2022: DOT announced the " " TIFIA 49 Program " " that offers low - cost and flexible financing for transit and Transit - oriented Development (TOD) projects at up to 49 % of eligible project costs through DOT's Transportation Infrastructure Finance and Innovation Act (TIFIA) program, a higher level of financing that will help more projects get off the ground. December 2022: FTA announced 15 projects in 9 states that will receive approximately $ 686 million under the new All Stations Accessibility Program to make transit rail stations built before passage of the Americans with Disabilities Act (ADA) fully accessible to people with disabilities. January 2023: DOT encouraged discretionary grant project sponsors to identify how their project will reverse or mitigate how the community is experiencing disadvantage.
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January 2023: FHWA released the Speed Safety Camera Program Planning and Operations Guide for state and local governments aimed at reducing traffic fatalities and serious injuries resulting from speeding related crashes as part of a broader speed management program - especially in school areas and construction zones. February 2023: FTA awarded its Mobility, Access & Transportation Insecurity: Creating Links to Opportunity Research and Demonstration Program to explore strategies to improve people's mobility and access to daily needs and evaluate outcomes and impacts upon individuals and communities. May 2023: OST launched the Equitable Transportation Community (ETC) Explorer tool, an interactive mapping tool to understand where transportation insecurity, defined as limited transportation access and safety combined with high cost burden, is most acute across the country. May 2023: OST began piloting a transportation cost burden measure, using existing data sources in the ETC Explorer, to prioritize transportation investments.
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Structural Equity
THE BIPARTISAN INFRASTRUCTURE LAW (BIL) AND INFLATION REDUCTION ACT (IRA)
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DISABILITY POLICY PRIORITIES SPOTLIGHT:
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Lack of Affordable Mobility Options and Access
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ACCOMPLISHMENTS IN EXPANDING ACCESS
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ADVANCING RESEARCH TO EXPAND ACCESS FOR PREGNANT TRANSIT RIDERS:
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Access to transportation is a basic necessity that all Americans need in order to thrive. But transportation - and the economic opportunities that come with both building and using America's transportation systems - has not been equitably available to all in this country. Our Department is mindful of the importance of fair access to transportation, a powerful force for opportunity as Americans of all backgrounds in all kinds of communities seek safe and affordable means to get to work, school, and everywhere else we need to be. Ensuring equity and accessibility for every member of the traveling public is one of the Department of Transportation's highest priorities.
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The Maritime Administration (MARAD) and U.S. Merchant Marine Academy (USMMA) released the Every Mariner Builds A Respectful Culture (EMBARC) standards to implement Sexual Assault and Sexual Harassment (SASH) prevention standards on all S. - flag vessels. These standards foster a community of mutual respect, support, and accountability and provide resources to support appropriate reporting of sexual misconduct, impacting not only individual midshipmen but the industry culture as a whole. Fourteen companies have fully enrolled and adopted a SASH policy as of July 2023.
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Rather than being a complete synopsis, this document marks another step in the Department's evolving equity journey. To accommodate this process, this living document will be updated annually per Executive Order 14091. At any time, it will represent a portion of the actions the Department is taking to advance equity.
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Expanding Access
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SCALE UP Significant resources are provided to support equity, civil rights, social and environmental justice initiatives, reflecting high prioritization and focus throughout DOT.
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Resources are continuously provided to embed equity, civil rights, and social justice initiatives into the Department's decision - making processes - including meaningful public involvement - ensuring that equity is a core part of the Department's mission and culture.
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Upgrade skills, grow entrepreneurs, increase incomes, expand net asset ownership, and foster social well - being for underserved communities through direct procurement, infrastructure projects, community wealth building, and industry at large.
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Government programs designed to benefit the general public, including the federal - aid highway program administered by FHWA, often result in acquisition of private property and sometimes in the displacement of people, schools, businesses, community resources, houses of worship, or farms. Even though the general public may see benefits from these programs, these displacements may undercut efforts to build community wealth and ensure communities directly benefit from investments.
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Barriers for underrepresented populations in the infrastructure workforce, such as women and individuals with disabilities, vary by the specific subpopulation and the type of occupation. For example, in construction, barriers include a lack of transportation access to get to training and jobs, childcare, and cash assistance for emergency expenses. Another major barrier is harassment, hazing, and bullying on job sites. ³
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Promote environmental justice " " do no harm " " policy and capacity building framework through DOT funding programs and technical assistance. - December 2023
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Expand DOT's Office of Small and Disadvantaged Business Utilization (OSDBU) programming and resources focused on federally assisted contracts, including a focus on access to capital and development of internal and external tools. - September 2025
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Promote best practices, case studies, and other resources to diversify the transportation sector construction workforce. - December 2023
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Finalize and implement the DBE / ACDBE final rule and support funding recipients with implementation through strategic communications and targeted technical assistance support. - Ongoing
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By making equity a priority and supporting that priority with the historic funding provided by the Bipartisan Infrastructure Law (BIL) and the Inflation Reduction Act (IRA), DOT is working to make a system that meets the Department's mission to deliver the world's leading transportation system, serving the American people and economy through the safe, efficient, sustainable, and equitable movement of people and goods.
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Implement at least three public engagement workshops to promote practices for effective and equitable public engagement in the transportation process. - September 2024
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Release Guide on Equity Screening in the Transportation Planning Process, with accompanying training and support for digitizing S / TIPs. - June 2024
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Promote resources available for meaningful public involvement including long - term public community engagement and partnerships. - Ongoing
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Ensure historically overburdened and underserved communities in urban and rural areas benefit from access to generational investment in the nation's infrastructure through direct, hands - on technical support for transportation projects with local impact.
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The Bipartisan Infrastructure Law (BIL) and Inflation Reduction Act (IRA) provide historic opportunities to advance equity through DOT programs. BIL authorized a total of up to $ 660.8 billion for DOT over five years across dozens of programs and DOT received a total of $ 5.6 billion for four programs under the IRA. DOT is embedding equity across BIL and IRA programs through the various strategies outlined in this Equity Action Plan, including a focus on meaningful public involvement, technical assistance, and data and tools to inform decision - making. Together, BIL and IRA will help create more livable communities and further advance transportation equity.
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Limited Resources
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Lack of affordable, safe, multimodal transportation options have over time created significant barriers accessing employment, education, health care and other opportunities in many communities. Members of underserved communities have often received less priority in infrastructure investments, often shouldering the burden of environmental and economic impacts. 17
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Conduct quarterly DOT Navigator webinars to share information on successful grant writing strategies and spotlight new resources to assist those considering applying for grants. - Ongoing
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Develop a resource to track funding investment and technical assistance in rural communities. - December 2025
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The transportation cost burden experienced by an individual is influenced by numerous factors. Inadequate coordination of land use, housing, and transportation policy and investment leads to inefficient transportation options that negatively impact social, economic, and health outcomes. These factors can vary substantially across communities. - 21
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Multimodal options and ensuring complete, network connections have been neglected. Policies that ensure that street networks (with sidewalks and bike lanes) and shared use multi - use trails are safe and accessible to pedestrians, bicyclists, and users of public transit gives residents more travel options and more control over their transportation expenses. 25 Land use policies that prevent people, jobs, goods, and services from being proximate to one another or near transit reduce the feasibility of low cost, environmentally efficient modes such as walking, cycling, and transit.
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U.S. major airlines reported mishandling 11,389 wheelchairs and scooters in calendar year 2022 (1.54 % mishandling rate). ³ 1 As of FY 2020, nearly 25 % of all transit stations in the U.S. were not accessible. 32
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Continuously provide resources to embed equity, civil rights, and social justice initiatives into the Department's decision - making processes - including - meaningful public involvement - and ensue that equity is a core part of the Department's mission and culture.
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Equity is relatively new as a priority focus for DOT at the level of a Department - wide strategic goal. Many staff have limited experience and expertise applying an equity lens to their work. It can be challenging to access outside expertise through formal mechanisms such as contracting, hiring, and advisory groups.
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Kick off annual Equity Action Plan update process in consultation with the public. - March 2024
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This 2023 update to the DOT Equity Action Plan (the Plan) highlights actions being taken across DOT to address key disparities, including disproportionately high traffic fatality rates among Black people, high transportation insecurity and cost burdens experienced by low - income households and rural communities, and underrepresentation of Black -, Hispanic -, and women - owned small businesses receiving DOT direct contracts. The Plan advances equity in alignment with related Executive Orders, including Executive Order 13988 (Preventing and Combating Discrimination on the Basis of Gender Identity or Sexual Orientation), Executive Order 14008 (Tackling the Climate Crisis at Home and Abroad), and Executive Order 14020 (Establishment of the White House Gender Policy Council). The highlighted actions in the plan are also in alignment with DOT's June 2022 Equity and Access Policy Statement and include providing technical assistance to small and disadvantaged businesses, reinvigorating programmatic enforcement of
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Wealth Creation: Upgrade skills, grow entrepreneurs, increase incomes, expand net asset ownership, and foster social well - being for underserved communities through direct procurement, infrastructure projects, community wealth building, and industry at large.
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Procedural Equity
Proactive Intervention, Planning, and Capacity Building: Ensure historically overburdened and underserved communities in urban and rural areas benefit from access to generational investment in the nation's infrastructure through direct, hands - on technical support for transportation projects with local impact.
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Expanding Access: Increase social and economic opportunity for disadvantaged and underserved communities from the provision of affordable multi - modal transportation options close to affordable housing and the development of a transportation cost burden measure.
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Distributional Equity/Distributions
Institutionalizing Equity: Continuously provide resources to embed equity, civil rights, and social justice initiatives into the Department's decision - making processes - including meaningful public involvement - and ensure that equity is a core part of the Department's mission and culture.
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Procedural Equity, Structural Equity
DOT utilized ongoing DOT program engagements, a public request for information (RFI), and in - person and virtual public meetings to solicit inputs to the update process. This resulted in refinements to some of the Department's equity performance measures and prioritization of actions in the plan. The new DOT Equity Council - a group of more than 30 multi - modal career staff and political appointees from across the Department chaired by the Secretary and CO - managed by the Office of the Assistant Secretary for Transportation Policy and the Departmental Office of Civil Rights - has overseen this process and broader DOT efforts to address historical and systemic patterns of disparity in the transportation system.
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Procedural Equity
The Kensington Expressway is one example of how some past infrastructure investments served to divide rather than connect or create shared prosperity - and how the effects of that infrastructure still harm communities today, contributing to cumulative burdens and disparities in economic opportunity, health impacts of pollution, roadway fatalities, access to reliable transportation, the jobs and contracts from transportation work itself, and more. In other cases, we see
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Distributional Equity/Distributions, Procedural Equity
The Pipelines and Hazardous Materials Safety Administration (PHMSA) has made ensuring that underserved communities are prepared to respond to hazardous materials transportation emergencies a top strategic priority. PHMSA expanded its outreach efforts to vulnerable communities by utilizing new strategies, including conferences, workshops, direct stakeholder meetings, and compliance assistance visits. This included a three - day workshop attended by representatives from all 50 states and five U.S. territories. PHMSA's comprehensive stakeholder list will be used to provide targeted grant funding, emergency special permits, technical assistance, and access to data.
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Procedural Equity
In the EJ Scorecard, DOT highlights how the Department is further integrating environmental justice (EJ), including advancing EO 14096 Revitalizing Our Nation's Commitment to Environmental Justice for All, into its programs and activities. For example, the Federal Transit Administration (FTA) worked with the project sponsor to revise designs for the West Santa Ana Branch Transit Project tracks and sound wall to avoid adverse impacts to nearby areas of EJ concern. Changes resulted in access to communities, minimized parking loss, limited traffic across certain streets, and maintained existing traffic flows for safety. Additionally, the entrance to the Maintenance and Storage facility was shifted for pedestrian safety.
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DOT launched the Rural Opportunities to Use Transportation for Economic Success (ROUTES) initiative to address concerns and identify transportation challenges facing rural communities. Department officials hosted a series of webinars and informational sessions to solicit input and increase awareness of DOT programs for rural communities and convened a council dedicated to addressing rural and Tribal initiatives. ROUTES offers comprehensive technical assistance to rural communities across a variety of transportation - related topics, including grant funding, electric vehicles, safety, and infrastructure development and maintenance.
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Procedural Equity
In March, the U.S. Department of Transportation announced a $ 55 million grant to help Buffalo cap the Kensington Expressway - effectively moving it underground - and build new crossings and park space on top of it, making it safer, reducing pollution, and reconnecting residents to grocery stores, schools, and jobs. That was one of 45 projects we awarded through the Reconnecting Communities program, the first - ever federal program dedicated to this work. Across the country, we're expanding rail and bus lines to reach more people. And we launched the new Thriving Communities Program, providing tailored technical assistance to 64 under - resourced and disadvantaged communities, helping them better access historic infrastructure investments and deliver transformative projects.
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One challenge pregnant women can face is access to safe, reliable, and accommodating transportation. This challenge is especially pronounced for women who are experiencing low incomes, living with a disability, or have limited English proficiency. FTA conducted a comprehensive study that identified several challenges for pregnant women riding transit, including limited availability of accessible seating, challenges accessing health care, and exposure to health and safety risks. FTA will continue to study and raise awareness of these issues and work with stakeholders, including transit providers, health agencies, and riders to develop innovative solutions and increase access to transit for pregnant women.
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The Action Team utilized a variety of strategies to engage the public on the Equity Action Plan Update process. Those strategies included:
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The Action Team helped guide the engagement process by reviewing and providing feedback on the RFI, promoting the Equity Action Plan update process to stakeholders, and staffing the in - person and virtual dialogues. The Action Team discussed feedback received through the process and funneled feedback to the relevant teams for consideration and follow up, as appropriate. An overview of themes from this engagement can be found on the DOT's website.
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In response to Executive Order 13985, DOT issued DOT Order 1000.17 and formed the DOT Equity Council (Council) to guide and oversee the process for institutionalizing equity across the Department's policies and programs, and compliance with related EOs and authorities. The Council convenes quarterly; it will continue to guide DOT's Equity Action Plan and its implementation. Additional areas overseen by the Council include:
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Assistant Secretary for Transportation Policy and Director of the Departmental Office of Civil Rights, Co - Managers
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Expanding Access
DOT 2023 Title 5
Procedural Equity
Equity Action Plan Update Process
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1. Improve college access, affordability, and degree completion for underserved students to increase economic mobility. The Department aims to address barriers to college access, affordability, and completion by supporting colleges to enroll more students from underserved groups, including students of color, students from low - income backgrounds, students who are English learners, and others to raise graduation rates and close graduation rate gaps for these student populations, and offer affordable credentials of value that lead to careers offering economic mobility. 2. Implement Maintenance of Equity requirements to ensure historically underserved students have equitable resources for learning recovery. The Department aims to ensure that school districts serving historically underserved student groups, including students of color, students from low - income backgrounds, students who are English learners, students experiencing homelessness, and others have the resources they need to support learning recovery. This includes the allocation of $ 122 billion in ARP funds for Title I schools, and the ARP's Maintenance of Equity requirements to protect high poverty schools from reductions in State and local education funding. 3. Address inequities faced by justice - impacted individuals by expanding access to postsecondary learning opportunities that improve outcomes for communities and reduce recidivism rates. The Department aims to ensure that our society is more just and equitable through supporting better opportunities for education during periods of incarceration and post - release. Current initiatives are set to improve the well - being of people who are incarcerated and increase successful reentry outcomes, smoothing pathways to further education, increasing workforce readiness and engagement, and reducing recidivism and preventing crime. This includes the partnerships that exist between institutions of higher education, correctional agencies, accrediting agencies, and community - based organizations. 4. Advance equity in and through career and technical education. The Department aims to invest in career and technical education to create new and inclusive pathways to well - paying jobs and upward mobility. This includes leveraging data to promote strategies that reduce segregation by gender, race, and ethnicity in high school career and technical education (CTE) programs. 5. Increase mental health resources with an emphasis on underserved communities, from the historic legislation and funding provided by the Bipartisan Safer Communities Act.
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Funding: Postsecondary institutions serving larger proportions of students of color and low - income students receive less funding per student on average than other institutions, such that four - year institutions serving larger proportions of Black students and Pell Grant recipients only spend half as much on instructional expenditures per student compared to other institutions. 8 These funding inequalities are due in part to state policies that provide more funding to more selective, research - intensive public institutions than the less - selective public four - year universities and community colleges that students of color and low - income students are more likely to attend. This is also due to the concentration of these student populations in states with lower higher education expenditures overall, particularly in the South. 9 Completion: While completion rates have increased modestly overall in recent years, about one - third of students starting in four - year institutions do not complete their degrees within six years, and about two - thirds of students starting at two - year institutions do not complete their credentials within three years. Double - digit gaps in completion rates remain between students of color and white students (e.g., a 22 - percentage point gap between Black and white students) and low - income and high - income students (e.g., a 22 - percentage point gap between Pell Grant recipients and non - recipients) in four - year institutions. Furthermore, completion rates have declined for Black and Hispanic students in the two - year sector, widening gaps with white students. 10 There are a number of obstacles to completion for students of color and low - income students, including insufficient, inaccessible, or uncoordinated academic and financial support services at the under - resourced institutions they are more likely to attend. 11 Value: While postsecondary education is critical to achieving economic mobility in this country, people of color, people from low - income circumstances, and women, especially women of color, often earn less than their peers with the same college credential. This is partly due to persistent wage discrimination against these populations in the
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Accessibility: Research has shown that students who complete the FAFSA are much more likely to enroll (and continue to re - enroll) in college, reducing enrollment " " melt " " especially during the summer between high school and college. 14 However, surveys have found that 10 percent of students did not fill out a FAFSA because they found the forms too complicated, and that a quarter of Black students and one - third of Hispanic or Latino students who did not file a Free Application for Federal Student Aid (FAFSA ®) didn't have the information needed to finish it. Making it easier to fill out the FAFSA can address one of the key barriers to enrolling in college for students of color and low - income students. 15 Affordability: Research has found that a $ 1,000 increase in grant aid can increase college enrollment by 4 percentage points, and that a $ 1,000 increase in need - based grant aid can increase college completion by nearly 4 percentage points. Increased grant aid provided by institutions, states, and the federal government can help address barriers to college access and completion for students of color and low - income students. 16 Funding: Research has found that a 10 percent increase in total expenditures can generate an additional 55 bachelor's degrees per year at a typical four - year university, while a decrease in spending can negatively affect degree completion at already underfunded institutions such as community colleges. Equalizing funding for
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Funding: The Department will continue to work to increase appropriations for Title III / V grant programs to strengthen HBCUs, TCUs, and MSIs, implement a new grant competition to increase research funding and infrastructure in HBCUs, TCUs, and MSIs with awards to made in the fall. The Department will also ensure successful implementation of the HBCU Partners Act to strengthen federal support for HBCUs across agencies, including working with HBCUs to increase capacity to apply for federal programs, and work with States to support funding parity between 1890 land - grant HBCUs and their counterparts to address the more than $ 12 billion in funding disparities. Completion: The Department will continue to lead the Raise the Bar: Attaining College Excellence & Equity initiative, focused on supporting data - driven improvement in inclusive institutions to improve outcomes for students, including students of color and low - income students. The initiative will include a series of summits, playbooks, and webinars on evidence - based practices that equitably improve completion including data, advising, transfer, and career - relevant learning. The initiative will also include developing new Scorecard dashboards using the Department's data to recognize inclusive institutions providing equitable value to students and provide postsecondary leaders with information to further increase their impact. The initiative complements the new Postsecondary Student Success Grants program to implement evidence - based interventions to increase completion rates, which will be awarded later this year. Value: The Department will continue to protect students from postsecondary institutions or programs that offer little to no financial value by publishing a low financial value watch list of programs and institutions not serving students well, and beginning to implement a new, stronger gainful - employment rule to help ensure that program graduates make more than high school graduates and earn enough to repay their loans. These protections are expected to help address the financial barriers that students of color and low - income students face in the workforce after attending institutions that either did not offer quality programs or did not support them through to degree completion yet left them with debt to repay.
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Affordability: Select and implement new options for debt relief following negotiated rulemaking in October - December 2023, and fully implement the new income - driven repayment plan, SAVE, by June 2024, measuring near - term decreases in undergraduate loan payments and increased participation due to auto enrollment after missed payments. Equitable funding: Release NIAs for Title III / V grant programs to strengthen HBCUs, TCUs, and MSIs S (specific grants and timelines TBD pending budget) and implement the new HBCUs, TCUs, and MSIs Research Funding grant with awards made by December 2023. Near - term measures include number of technical assistance activities provided to grantees to support implementation of the grants. Completion: Measure engagement with the Raise the Bar initiative through three more summits for approximately 200 attendees each to be held in fall 2023 (on Student Transfer and Credit Mobility Policies), spring 2024 (Holistic Student Advising and Wraparound Supports) and fall 2024 (Career - Relevant Learning Experiences). Implement Postsecondary Student Success Grant Program with awards by December 2023, and measure near - term implementation through the number of technical assistance activities provided to grantees including on evaluation. Tentatively plan to launch new Scorecard dashboards in summer / fall 2024 with user metrics to be developed. Value: Released the final Gainful Employment regulations by November 2023 to take effect in July 2024 and measure near - term implementation with the number of institutions / programs successfully complying with the new reporting requirements. The low - value watch list is tentatively expected to launch in 2025 with user metrics to be developed.
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Accessibility: Measure increase in FAFSA completion rates for the overall population, including by students of color and low - income students; approximately 600,000 more low - income students are expected to receive Pell Grant awards with the new FAFSA. Analyze and address disparities in application and award (e.g., FAFSA verification) rates by key demographics including race, income, and gender to further increase federal aid accessibility. Affordability: Continue to increase uptake of public service loan forgiveness among eligible borrowers and measure uptake of the new SAVE program by quantifying the volume of loans covered by SAVE (which is projected to increase between 1 - 19 percentage points depending on the institutional sector). Analyze and address disparities in PSLF and SAVE application and approval rates by key demographics including race, income, and gender. Funding: The Department's FY24 budget requests $ 1.76 billion - $ 429 million over FY23 - to enhance institutional capacity at HBCUs, Tribally Controlled Colleges and Universities (TCCUs), MSIs, and low - resourced institutions, including community colleges. This includes $ 350 Million for research and development at HBCUs, TCCUs,
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Completion: Increase commitment and engagement by institutions and States to increase completion rates, close completion gaps, and confer credentials of value through Raise The Bar activities, including engaging nearly 1,000 field leaders through summits from 2022 - 2024. Generate new evidence and exemplars from the new Postsecondary Student Success Grant program about what works to improve completion, with annual data collections (2024 - 2028) and evaluations to be published in 2028 and beyond. Value: Hold institutions accountable under the Gainful Employment rule for programs that leave students unable to pay their debt or no better off than if they had not obtained the credential, upon implementation in July 2024. Under the new rule, career training programs that fail either of the metrics in a single year will be required to provide warnings to students, and programs that fail the same metric in two out of three consecutive years would lose eligibility to participate in Title IV Federal financial aid programs. About 1,700 career training programs enrolling nearly 700,000 students are projected to fail at least one of the two metrics in the new Gainful Employment rule in a single year.
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Across States, districts serving students of color, students from low - income backgrounds, English learners, and other underserved groups tend to receive less State funding than lower poverty districts. For example, an analysis by The Education Trust indicated that high - poverty districts receive, on average, 5 percent less (about $ 800 per student) combined State and local revenue than low - poverty districts. Following the Great Recession, high - poverty districts experienced an inequitable share of funding and staffing cuts. (Knight, D.S. (2017). 20
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Allocating the $ 122 billion in ARP funds to schools to Title I Schools, with requirements to direct resources to student groups who are disproportionately impacted by the pandemic through evidence - based interventions. ARP dollars are distributed according to the federal Title I formula for States to ensure we are serving students from low - income backgrounds who were underserved before the pandemic. Providing weekly technical assistance calls with SEAs, educational materials, including FAQs, optional reporting templates and webinars, and other targeted supports to States in addressing student attendance, academic acceleration, and mental health.
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1. Prioritized college access and college completion as accessibility, affordability, equitable funding, and verification remain barriers to postsecondary education. Improved Accessibility: In the wake of the Supreme Court ruling last summer limiting the ability of colleges to consider an applicant's race in and of itself as a factor in deciding whether to admit an applicant, the Department provided colleges and universities with resources on what admissions practices and programs remain lawful to ensure diversity, convened a National Summit on Educational Opportunity, and released a report on strategies for increasing diversity and educational opportunity. The Department also awarded over $ 40 million in Gaining Early Awareness and Readiness for Undergraduate Programs (GEAR UP) and TRIO Upward Bound grants in FY23 for programs focused on helping low - income students, first - generation students, and students with disabilities gain access to college. Improved Affordability: The Department worked to secure a $ 500 hundred increase in the maximum Pell Grant award, the largest increase in 10 years, in the FY23 Omnibus Appropriations bill and awarded $ 22 million in grants to colleges to address students ' basic needs, including food, housing, transportation, and childcare earlier this fiscal year. The Department has implemented a number of efforts over the last year to ease repayment and reduce debt burden for student loan borrowers, which disproportionately impacts low - income students and students of color, including recently approving an additional $ 9 billion in debt relief through fixes to income - drive repayment (IDR) and Public Student Loan Forgiveness (PSLF) programs and granting automatic relief for borrowers with total and permanent disabilities, bringing the total approved debt cancellation to $ 127 billion for nearly 3.6 million Americans. The Department also rolled out initial implementation of the SAVE plan last fall, which is the most affordable repayment plan ever created, and has already enrolled more than 4 million borrowers. Equalized Funding: The Department worked to secure a significant increase in appropriations for programs to strengthen HBCUs, TCUs, HSIs and MSIs in the FY23 budget. The Department issued Notices Inviting Applications (NIAs) for and awarded a number of Title III / V grant programs to strengthen HBCUs, TCUs, and MSIs, including Asian American and Native American Pacific Islander - serving institutions (AANAPISIs) and HSIs over the last year, and published the NIA for the new $ 50 million HBCU, TCU, and MSI Research and Development Infrastructure grant last summer, which aims to provide funds to implement transformational investments in research infrastructure, including research productivity, faculty expertise, graduate programs, physical infrastructure, human capital development, and partnerships leading to increases in external funding.
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Collecting per - pupil and FTE staff data from States on the LEAs and schools they have identified as serving the highest concentration of students in poverty in FYs 2019 - 2023. This ensures States interrogate their funding systems and levels through a consistent equity framework, provides States with dedicated technical assistance from Department experts, and allows Department staff to become better acquainted with school funding formulae design, with particular emphasis on States serving high numbers of students in poverty. Celebrating progress as States comply with this requirement through a variety of compliance pathways including distributing supplemental payments to high - poverty school districts.
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Black, Indigenous, and people of color, 21 individuals with disabilities, 22 and LGBTQI + persons2 23 are overrepresented in the criminal justice system. These trends of criminal justice system involvement and incarceration represent a serious and stubborn set of challenges to equal and equitable participation in high - quality education by all segments of society. Educational attainment of people who are incarcerated or confined and justice - impacted learners is incredibly important. Unfortunately, many people in prison lack the education and workforce skills they need to succeed in the labor market. Fifty - eight percent of people who are incarcerated do not complete an education program while in prison. 24 Limited - skilled individuals caught up in the incarceration cycle may not be able to access educational programs. Given that education is an important determinant of social and economic well - being, 25 it is critical to reconnect this population to educational opportunities. Investments in rehabilitative measures can help facilitate the successful completion of secondary education, as well as transitions to postsecondary education and the labor market.
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Share best practices among state partners. The Department will support a webinar series on advancing equity in CTE, spotlighting states that are leading data - driven equity initiatives in CTE, research - based resources on broadening participation in STEM from the National Science Foundation's INCLUDES Network, information on strategies to increase female participation in Registered Apprenticeships from the DOL, and resources from other federal, state, and local equity leaders and exemplars. Explore new metrics. Perkins V currently has a performance indicator that assesses the extent of participation by males and females in CTE programs that prepare them for occupations that are non - traditional for their gender. In anticipation of the reauthorization of Perkins V in 2025, the Department will explore with representatives of states, civil rights organizations, and other stakeholders, options for establishing comparable measures that assess the extent to which students from racial and ethnic groups are participating in programs that prepare them for occupations in which their races and ethnicities are underrepresented.
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Improved Completion: The Department re - launched the Raise the Bar: Attaining College Excellence & Equity initiative with a summit this spring focused on data - driven improvement efforts to equitably increase completion rates for students of color and low - income students, published the NIA for the Postsecondary Student Success Grants this summer, which the Department worked to increase from its initial appropriation of $ 5 million to $ 45 million this year, and renewed Project Success, which provides funding to HBCUs, TCUs, and MSIs through Federal Student Aid (FSA) in partnership with Guaranty Agencies to increase completion rates and decrease default rates. Increased Value: The Department has reinstated the FSA enforcement office, which was closed under the previous Administration, to better protect student loan borrowers by ensuring that schools are adhering to the federal student aid program rules and delivering quality education to students. 2. Ensured equitable impact of ARP funding for K - 12 students to support student groups most disproportionately impacted by the pandemic, including but not limited to students from low - income backgrounds, students with disabilities, multilingual learners, students experiencing homelessness, and migratory students. The Department implemented Maintenance of Equity ARP Elementary and Secondary School Relief (ESSER) requirements to ensure historically underserved students have the State and local resources necessary for continued recovery. The Department provided guidance, including weekly technical assistance calls with State educational agencies (SEAs) and educational materials, including frequently asked questions (FAQs), optional reporting templates, and webinars, and other targeted supports to States to promote continued equitable investment of State and local resources in K - 12 education in high - poverty communities. The Department continues to work with States to provide technical assistance in using historic investments in Title I, now totaling $ 19 billion annually, along with other permissible funding sources to sustain key activities funded by ARP; this includes increasing academic achievement, supporting students ' mental health, expanding access to preschool, and strengthening teacher recruitment and retention. The Department continues to collect per - pupil and full time equivalent (FTE) staff data from States on the LEAs and schools they have identified as serving the highest proportion of students in poverty in FY19 - 23. 3. Invested in resources to help advance civil rights to identify inequities in educational opportunities as the country grappled with the COVID - 19 pandemic and its effects on students ' academic, social, and emotional development.
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Partner with the Centers for Medicare and Medicaid Services (CMS) to provide technical assistance to SEAs and LEAs to increase access to Medicaid reimbursement for school - based mental health services. Provide resources to address the effect of sexual harassment and violence on mental health. Advance resources and efforts to strategically share information with K - 12 stakeholders about 988, the Nation's new suicide and crisis care line. Mental health is a major communications priority SO the Department will continue to promote 988 and reframe messaging SO that students and families are familiar with available resources.
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The Department's Office for Civil Rights (OCR) has remained committed to advancing equity for underrepresented and disadvantaged student groups and ensuring compliance with civil rights laws within its authority. OCR released fact sheets addressing migratory children ¹, unaccompanied children, students who are English learners, diversity and inclusion activities under Title VI of the Civil Rights Act of 1964 (Title VI), and Title VI protection from discrimination based on shared ancestry or ethnic characteristics. OCR also released a Press Release reminding schools of their legal obligations to address discrimination, a Resource Document on confronting racial discrimination in student discipline, and Guiding Principles for creating safe, inclusive, supportive, and fair school climates. Additionally, the Department released a Toolkit for creating inclusive and nondiscriminatory school environments for LGBTQI + students.
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The Department's Office of Small and Disadvantaged Business Utilization (OSDBU) within the Office of Finance and Operations (OFO) has remained committed to providing small, women - owned, disadvantaged, service - disabled veteran - owned, HUBZone, and all other categories of small businesses with equitable opportunities to participate in both prime and subcontracts. The Department's White House Initiatives on Advancing Educational Equity, Excellence, and Economic Opportunity for Black Americans, Hispanics, HBCUs, and Native Americans and Strengthening TCUs (Initiatives) and Center for Faith - based and Neighborhood Partnerships (CFBNP) has remained committed to ensuring that historically underserved communities in procurement and contract activities receive full and equal participation to minimize barriers. The Initiatives and CFBNP has leveraged public participation, community engagement, and outreach to promote equitable and effective utilization of food vendors, speakers, American Sign Language (ASL) interpreters, speech - to - text transcribers, and other engagement strategies. The Department is committed to creating equitable strategies to engage policy influencers, stakeholders, community leaders, and key decision makers to create more procurement and contract opportunities by mitigating barriers.
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The Department updated the OSDBU site to maximize access and opportunity for small businesses to participate. The Department published a resource on the Forecast of Department Contract Opportunities to help ensure that small businesses have access to specific opportunities and requirements. The contents on the contracts information page from the Office of the Chief Financial Officer (OCFO) have been moved to the a new location titled " " Doing Business with the Department " ". The page consolidates information and shares resources related to policies and regulations, contract opportunities, and how the Department equitably supports small businesses.
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5. Advanced equity in grant process strategies through funding programs that focused on improving access to high - quality educational opportunities and programs that pursue innovations in teaching and learning with an emphasis on underserved students. Designated the $ 1 billion from the Bipartisan Safer Communities Act (BSCA) as the Stronger Connections Grant Program. This enables SEAs to competitively award subgrants to high - need LEAs for activities to support safe and healthy students under ESEA section 4108. Funded 264 grants with $ 1 billion in BSCA funds to more than 40 states to increase the supply of school - based mental health professionals under the School - Based Mental Health Services Grant and the Mental Health Services Professional Demonstration (MHSPD) Grant Program. At least 40 States used " " high poverty " " in their definition of high - needs school. The Department estimates these 5 - year grants will result in an increase of 14,000 mental health professionals. In FY23, nearly 50 percent of the MHSPD grants include a partnership with MSIs, HBCUs, or Tribal Colleges. In a letter to State educational agencies, the Department encouraged states to prioritize funding for districts with high rates of poverty and one of the following a high student - to - mental health professional ratio; high rates of chronic absenteeism, exclusionary discipline, and / or referrals to the juvenile justice system, bullying / harassment, community and school violence, or substance abuse; or students who recently experienced a natural disaster or traumatic event. The Department issued revised non - regulatory guidance to inform SEAs, LEAs, institutions of higher education, schools, educators, partner organizations, and other stakeholders on how they can use evidence - based activities, strategies, and interventions to strengthen education investments. The Department also published a training to inform grantees of sourcing requirements for capital improvements authorized by the Build America Buy America Act (BABAA).
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Accessibility: Exacerbated by the pandemic, undergraduate enrollment has declined for all students since 2019, including Native American (- 7.9 percent), Black (- 7.3 percent), Hispanic (- 5 percent) and Pell Grant recipients (- 9.9 percent) students, which threatens our ability to continue to increase postsecondary attainment rates in this country. 3 Students of color and low - income students face a number of barriers to enrolling in postsecondary education, including lack of sufficient access to counselors and advisors to support them with completing college admissions and financial aid applications. 4 Affordability: The financial burden of paying for college has increased for students and families as prices have soared and the purchasing power of the Pell Grant has diminished over time, now covering only about 25 percent of average college costs. 5 As
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The number of States requesting technical assistance to inform possible adjustments to funding formulae beyond the immediate two - year requirement.
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The Department will provide guidance documents and other supports, technical assistance, and office hours to States and engage with State and local leaders on policy implementation.
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STRATEGY # 3 - ADDRESS INEQUITIES FACED BY JUSTICE IMPACTED INDIVIDUALS BY EXPANDING ACCESS TO POSTSECONDARY LEARNING OPPORTUNITIES THAT IMPROVE OUTCOMES FOR COMMUNITIES AND REDUCE RECIDIVISM RATES
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The Department's 2023 Equity Action Plan Update reflects efforts to address economic disparities through targeted funding to build and support a more just and equitable educational ecosystem and supports the Department's " " Raise the Bar: Lead the World " " initiative - to transform our educational system and unite around what truly works - based on decades of experience and research - to advance educational equity and excellence. Raise the Bar recognizes that our nation has what it takes to continue leading the world - especially when we deliver a comprehensive, rigorous education for every student; boldly improve conditions for learning; and ensure every student has a pathway to multilingualism and to college and careers. When the bar is raised in education, all our nation's students win. Our students will build skills to succeed and reach new heights in the classroom, in their careers, and in their communities, making a positive difference in the world for generations to come.
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Improve the ability of justice - impacted individuals to access and complete education.
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Education can have a transformational impact on an individual's life - and education plays a vital role in easing an individual's reentry from jail or prison back into society. Studies have found that a postsecondary education helps justice - impacted people who were formerly incarcerated find jobs upon release, support their families, and contribute positively to their communities. Research also shows that access to education in prison lowers the odds of recidivating by 43 percent and saves taxpayers up to $ 5 for every $ 1 spent. 26 However, policies have traditionally exacerbated the barriers that incarcerated people face when attempting to continue their education, including inadequate funding, local labor market trends and employer needs, statutory and administrative restrictions, and a lack of incentives and support to promote participation in education. 27
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This plan highlights and builds upon the Department's programs that foster educational equity such as Title I of the Elementary and Secondary Education Act (ESEA) and the federal Pell Grant program, authorized by the Higher Education Act of 1965 as well as the use of the Secretary's supplemental priorities for discretionary grants, including priorities to promote educational equity and adequacy in resources and opportunity for underserved students and support for entities, such as Historically Black Colleges and Universities (HBCUs), Tribal Colleges and Universities (TCUs), Hispanic Serving Institutions (HSIs) and Minority - Serving Institutions (MSIs). To inform the development of this plan, the Department has engaged with the key elementary, secondary and postsecondary leaders, parents, innovators, and researchers to seek input and feedback on these strategies.
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Additionally, the Department has engaged in equitable exchanges of information through gathering public comments, technical assistance, and hosting listening sessions. The Department is in partnership with State - and local - educational agencies in its commitment to address school attendance, including supporting districts with the highest rates of chronic absenteeism and will continue to increase engagement. The Department has sought to expand more equitable access to engagement in listening sessions and public comment periods by adding new places and channels to communicate these engagement opportunities to a wider audience by utilizing networks that reach racially, economically, and geographically diverse populations. Reflective of the input the Department has received, the Department has included five strategies in its 2023 Equity Action Plan Update that will help lead us to educational equity and excellence:
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Disaggregating CTE participation and outcome data by gender, race, ethnicity, and other subgroups illuminates disparities in CTE access and success. Leaders in advancing equity in CTE consider disaggregation an essential foundational tool. 33 As noted in April
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Percentage of states reporting in the Department's annual Grantee Satisfaction Survey that the Department has provided technical assistance resources they found useful in advancing equity in CTE.
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STRATEGY # 5 - INCREASE MENTAL HEALTH RESOURCES WITH AN EMPHASIS ON UNDERSERVED COMMUNITIES, FROM THE HISTORIC LEGISLATION AND FUNDING PROVIDED BY THE BIPARTISAN SAFER COMMUNITIES ACT.
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needs of students; (2) increasing the supply of mental health professionals who can work with students; and (3) increasing funding through the Medicaid program to support school health services, including mental health services.
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The Kaiser Family Foundation highlights several factors that limit schools ' current ability to effectively provide mental health services to students. 36 These factors include a shortage of mental health professionals, limited supply of school - based mental health services, and insufficient funding for school - based mental health services.
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The Department aims to address the youth mental health crisis by working with states to support local educational agencies (LEAs) with high rates of poverty through three top priorities: (1) increasing the skills and knowledge of existing school personnel to support the mental health needs of students; (2) increasing the supply of mental health professionals who can work with students; and (3) increasing funding through the Medicaid program to support school health services, including mental health services.
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In America, talent can come from anywhere; however, access to educational opportunities - which help our students reach their full potential - is not equitably distributed. At the U.S. Department of Education (Department), we believe education is the foundation of opportunity for all people and the springboard that puts the American Dream within reach.
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The Department's inaugural 2022 Equity Action Plan focused on five areas: prioritizing college access and college completion; ensuring equitable impact of ARP funding for K - 12 students; investing in resources to help advance civil rights; advancing equity in contracting and procurement; and advancing equity in grant process strategies. The Department remains committed to continuing progress in these areas. Select accomplishments include:
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We are answering President Biden's call to champion equity across government by working intentionally to address the disparities in educational opportunity and access long faced by underserved students, families, and communities.
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4. Advance Equity Contracting and Procurement to identify opportunities to award higher dollar actions to minority owned small businesses as they received significantly fewer overall dollars in procurement actions.
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This strategy aims to address barriers to college access, affordability, and completion by supporting colleges to enroll more students from underserved backgrounds, including students of color, students from low - income backgrounds, students who are English learners, and others to raise graduation rates and close graduation rate gaps for these student populations, and offer affordable credentials of value that lead to careers offering economic mobility.
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This Equity Action Plan reflects our efforts to address persistent opportunity gaps and build a better education system than the one we had before the pandemic and embodies the Department's " " Raise the Bar: Lead the World " " agenda. First, thanks to President Biden's historic investments in public education, including providing $ 122 billion in American Rescue Plan (ARP) funds for Title I Schools, this plan includes supporting State and local efforts to accelerate learning and provide a comprehensive, rigorous, and academically excellent education to every student. Second, we're improving learning conditions with new efforts to elevate, grow, and diversify the teaching profession, leveraging the Bipartisan Safer Communities Act's bold investments to help address chronic absenteeism, better supporting students ' mental health and positive school climates, and advancing robust parent and family engagement in schools. Third, we're focused on creating opportunities for students of all backgrounds to succeed in our globally competitive society and by investing in multilingual learning and reimagining pathways to college and careers. Finally, we are working to increase college affordability and completion SO that all students have access to quality, postsecondary education that leads to careers that provide economic mobility and stability.
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Collaborating Agencies: We collaborate with the U.S. Department of the Treasury to obtain critical information about students ' income to help them secure financial aid and, after students leave, to help them secure assistance with repaying their loans and to assess the outcomes of programs and institutions. We also collaborate with the U.S. Department of Agriculture (USDA) to increase access to the Supplemental Nutrition Assistance Program (SNAP) benefits and with the Federal Trade Commission (FTC) to increase broadband access for eligible college students.
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workforce; 12 however, this is also partly due to some colleges and universities not providing a quality, affordable education that leads to improved economic circumstances for their students. For example, nearly 1,800 career training programs are estimated to fail at least one of the two metrics on student debt burdens and earnings gains in the new Gainful Employment rule. The rule's Earnings Premium test will measure whether at least half of program graduates earn more than a typical high school graduate, given that most students attend postsecondary education at least partly to improve their earnings or job prospects. 13
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Accessibility: The Department will address the barriers that low - income students face in applying for, and receiving, federal student aid to increase their enrollment in postsecondary education by simplifying the FAFSA form, automatically populating Internal Revenue Service (IRS) data to help students fill out the FAFSA, and reducing the verification burden on students receiving financial aid through the release of the new FAFSA form in December 2023 and further implementation of the FAFSA Simplification Act in the 2024 - 25 award year. The Department will also continue to promote educational opportunity and diversity in colleges and universities in the wake of the recent Supreme Court decision limiting the use of race in and of itself as a factor in college admissions by utilizing the National Center for Education Statistics to consider ways to collect and publish more information on college admissions. And the Department will continue to fund the GEAR UP and TRIO programs focused on supporting low - income, first - generation students and students with disabilities to access college, including support with completing the FAFSA and other college admissions forms.
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students ' access to basic needs supports such as childcare, housing, and nutrition assistance. The Department will also build on our work to date to support student loan borrowers by conducting three negotiated rulemaking sessions this fall to provide an alternative path to debt relief following the Supreme Court ruling earlier this year that blocked a plan to discharge loan debt, including for former Pell Grant recipients.
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Accessibility: Release the new simplified FAFSA form in December 2023 with IRS data integration and measure near - term year - over - year increases in the number of students completing the new FAFSA compared with the prior FAFSA.
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Procedural Equity
At the U.S. Department of Education (Department), we believe that our nation's future is brighter when we provide every student in every community with equitable access to an academically rigorous, well - rounded education in a safe and inclusive school. We are answering President Biden's call to prioritize equity across government by working intentionally to ensure our policies, grants, and programs address longstanding disparities in education still faced by underserved students, families, and communities. Our " " Raise the Bar: Lead the World " " agenda tackles these inequities head - on with an emphasis on accelerating learning in our schools, ensuring access to a comprehensive and well - rounded education, strengthening supports for students ' mental health and wellbeing, empowering educators, expanding access to multilingual learning, and reimagining pathways to college and careers. Together, we can build an education system that ensures all students have opportunities to discover their passion, find their purpose, and realize their potential.
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This strategy aims to ensure that school districts serving historically underserved student groups, including students of color, students from low - income backgrounds, students who are English learners, and others, have the resources they need to support learning recovery. More specifically, the Maintenance of Equity provision safeguards high - poverty school districts and schools from disproportionate reductions in per - pupil State and local education aid.
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Educational equity: Ensure students from historically underserved groups - including students from low - income backgrounds, students of color, students who are English learners, students with disabilities, migratory students, and students experiencing homelessness - have the resources they need to recover from the COVID - 19 pandemic to receive a quality education and live productive lives.
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State funding formulas are mechanisms that can better target additional education aid to historically underserved students. However, many States ' school funding formulae are regressive, with less money going towards students who are historically underserved and are more reliant on State funding. This means that students may not get the proper resources that set them up to succeed.
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ensuring an SEA does not disproportionately reduce per - pupil State funding to high - need LEAs; ensuring an SEA does not reduce per - pupil State funding to the highest - poverty LEAs below their FY19 level; ensuring an LEA does not disproportionately reduce State and local per - pupil funding in high - poverty schools; and ensuring an LEA does not disproportionately reduce the number of FTE staff per pupil in high - poverty schools. The Department is assisting with successful implementation by:
ED 2023 Title 4
Procedural Equity
STRATEGY # 1 - IMPROVE COLLEGE ACCESS, AFFORDABILITY, AND DEGREE COMPLETION FOR UNDERSERVED STUDENTS TO INCREASE ECONOMIC MOBILITY
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Priority Strategy # 1: Improve Access to Federal Funding and Assistance Programs for Communities with Environmental Justice Concerns. EPA will remove systemic barriers and support community capacity building to ensure that as EPA provides resources to communities of greatest need, they have the ability and readiness to receive and apply those resources to make positive change on the ground in their communities.
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Led process of integrating EPA organizational culture change efforts that enhance vendor diversification, procurement equity, and inclusion. A webinar was hosted during Small Business Week to amplify the use of small and socioeconomic businesses. Over 1,000 EPA personnel attended this webinar. Developed EPA training curriculum for small businesses, compromised of nine topics that will be offered in FY 2024.
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In March 2022, reached a settlement with Chevron Phillips Chemical Company to install and operate air pollution controls at three petrochemical manufacturing facilities in Texas located in areas of environmental justice concern; monitoring results will be publicly posted, and corrective actions are required if emissions exceed certain thresholds. Took aggressive, early enforcement actions in communities with environmental justice concerns: In August 2022, following negotiations that considered concerns voiced by the local community, secured a preliminary injunction for the Toa Alta Municipal Solid Waste Landfill to take immediate action to address urgent human health and environmental concerns. Issued two Clean Air Act emergency orders to shut down the Limetree Refinery in the U.S. Virgin Islands (June 2021) where residents were sickened by excess sulfur and hydrogen sulfide emissions and to cut hydrogen sulfide emissions from the New Indy plant in South Carolina (May 2021). Provided more enforcement information to communities about facilities, pollution, and enforcement activities through press releases, desk statements, public meetings, and websites focused on specific communities and incidents (e.g., Refinery on St. Croix, U.S. Virgin Islands, H2S in South and North Carolina, Toa Alta Landfill in Puerto Rico). Increased efforts to obtain input from communities on potential remedies prior to finalizing settlement agreements. Developed analytical approaches to address environmental justice implications of major regulatory proposals and final rules. For example, For the Oil and Natural Gas New Source Performance Standard proposal (November 2021) and the Supplemental Proposal (November 2022), EPA held virtual trainings (900 + participants) marketed to communities with environmental justice concerns and Tribes to assist their ability to understand and comment meaningfully on the proposal. EPA's proposal included requirements for states to undertake meaningful outreach and engagement with communities with environmental justice concerns as they develop their plans for regulating existing oil and gas sources under the emissions guidelines. In the final nitrogen oxides (NOx) emission standards for trucks, conducted analyses of the number and demographics of the populations living within close proximity to truck freight routes. This final rule will likely result in widespread air quality improvements across the U.S., especially in areas already overburdened by air pollution and diesel emissions, beginning with model year 2027. In July 2023, issued proposed rules to strengthen lead paint standards to protect against childhood lead exposure. Developed a Strategy to Reduce Lead Exposures and Disparities in US Communities to advance EPA's work to protect the public from lead with an emphasis on high - risk communities. Announced the allotment of $ 2.865B FY 2023 funds from the Drinking Water State Revolving Fund for identification and replacement of lead service lines (LSLs). As part of the Lead Service Line Replacement (LSLR) Accelerators, EPA and 4 state partners are working with 40 communities to address existing barriers and accelerate progress towards LSL identification and replacement. The new Accelerator provides targeted technical assistance services to help communities with environmental justice concerns access funds from President Biden's Bipartisan Infrastructure Law4 and this initiative will prioritize benefits to communities with EJ concerns and promote equity. Provided Spanish Lead Awareness Curriculum for Indian Country.
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Proposed stronger requirements5 for the removal of lead - based paint hazards in pre - 1978 buildings and child - care facilities to better protect children and communities from harmful effects of exposure to dust generated from lead paint. Released outreach and educational materials in various languages highlighting the risks of heavy metal exposures primarily to children and pregnant women in products such as spices, cosmetics and cookware. Announced a series of free educational sessions6 on the dangers of lead and ways to reduce and prevent lead exposure in children and across U.S. communities. Published the Renovate Lead - Safe Media Kit to educate about the availability of lead - safe certified contractors and the importance of following do - it - yourself lead - safe work practices in removing lead - based paint. Released an environmental justice toolkit for lead paint enforcement programs that provides strategies, examples, and other information for federal, state, Tribal and local government enforcement practitioners to use during all stages of environmental enforcement and compliance monitoring activities designed to eliminate harmful exposures to lead paint in housing. Issued principles for addressing environmental justice concerns in air permitting and conducted outreach to state and Tribal partners. In the New Source Performance Standards (NSPS) and Emissions Guidelines for Greenhouse Gas Emissions from Electric Generating Units (EGUs), conducted pre - proposal outreach to environmental justice organizations and representatives of communities affected by pollution from the power sector. Awarded $ 900M in funding for Clean School Buses to support replacement of existing school buses with zero - emission or low - emission buses that reduce exhaust, which is linked to asthma. In June 2023, conducted a public webinar on ways to make bilingual pesticide labeling accessible to farmworkers and conducted outreach and solicited feedback from stakeholders, including the National Environmental Justice Advisory Council, farmworker advocacy groups, and the Pesticide Program Dialogue Committee. Promoted best burn practices and cleaner technologies. Assisted partners with wood heater changeout programs to meet requirements of New Source Performance Standards (NSPS) for Residential Wood Heaters, which helps to protect low - income families and communities who rely on wood heaters from wood smoke. Awarded $ 2M among 10 winners for the Cool Communities Challenge. Hosted a national webinar to share innovative and effective communication strategies that inform people of the risks of extreme heat, providing materials in 13 languages and offering ways to keep safe during the hottest days to better reach communities with environmental justice concerns in inner cities and farmworkers, among others. Hosted a prize competition to protect public health, including maternal health, through the Let's Talk About Heat Challenge, focused on innovative communication strategies to warn people of the risks of extreme heat and provide solutions on how to keep safe during the hottest days. Among the winners were messages targeted to people known to be more susceptible to extreme heat, which includes those who are pregnant and children.
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Improve access to federal funding and assistance programs for communities with environmental justice concerns. Reduce cumulative environmental and health impacts in communities with environmental justice concerns. Strengthen EPA's external civil rights compliance program and ensure that civil rights compliance is an Agency - wide responsibility. Protect children equitably from exposure to environmental contaminants. (new) Address inequitable access to information and resources to improve engagement and health impacts in rural communities. (new) Ensure public access to EPA programs and activities and ensure full protection from health and environmental harms for people with disabilities. (new) Strengthening community - based participatory science to achieve environmental equity in communities with environmental justice concerns. Improve data and analytic capacity to better identify and remove barriers faced by communities with environmental justice concerns. (new)
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EPA's ongoing engagement with communities in multiple forums provides information on challenges faced by communities navigating opportunities. These include engagement through: Environmental Justice Grants and Technical Assistance programs; the National Environmental Justice Advisory Council (NEJAC); and additional existing channels such as monthly National EJ Community Engagement calls. The Government Accounting Office (GAO) has found communities with environmental justice concerns, in particular those in rural areas, Tribal lands, and financially disadvantaged, face challenges in accessing federal grant opportunities, navigating federal systems and managing federal grant funds.
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Operationalize a National Network of EJ Thriving Community Technical Assistance Centers (EJ TCTACs). The EJ TCTACs will be the backbone of EPA's comprehensive community support efforts. The TCTACs will provide ground floor front door accessibility to thousands of capacity constrained communities across the United States free of charge and with no application to receive help. The EJ TCTACs will focus on basic capacity building assistance such as organizational development, engagement and collaboration building between communities and others such as local utilities and states, grant - writing training, and support. Operationalize EJ TCTACs as a one - stop shop to support communities, that will also serve as a navigator for capacity constrained communities to identify and receive additional forms of support from across government and other sources that match their needs. Traditionally the government has squarely placed the burden on communities of looking across thousands of different assistance programs (grants, assistance, other forms of support) and understanding which programs are available to meet their needs. The EJ TCTACs will be a single point of entry for capacity constrained communities into this broader constellation of assistance and will not just inform communities of different programs but facilitate access to the support that matches the needs of communities. Establish and operationalize a National Network of EJ Thriving Community Grantmakers (EJ TCGM). The EJ TCGM program will build a nation - wide network of Grantmakers that will provide
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subgrants to communities in their regional coverage areas in amounts between $ 100 - 350K. These subgrants will essentially replace EPA's traditional grant programs such as the EJ Small Grants, which would provide such small levels of support directly to communities through a traditional government grant competition and award process. The subawards through the Grantmakers will achieve two equity goals - greatly reducing the burden capacity - constrained communities face when seeking small amounts of funding directly from the federal government, and also increasing the speed with which communities receive an award. EPA plans to make at least eleven (11) Grantmaker awards across the United States with $ 50M each, of which at least $ 40M must be directly subawarded to capacity - constrained communities. EPA anticipates that over the next three years the Grantmakers will make approximately 2,000 subawards in the amounts cited. EPA has announced the eleven (11) recipients of the EJ TCGM awards totaling $ 600M. Launched a new $ 2B Environment and Climate Justice Community Change Grant program with a focus on re - envisioning the application process to ensure equity. In FY 2024, EPA will compete these new Community Change Grants, which will be the vehicle through which approximately $ 2B in IRA funding will flow. Community Change Grants will focus on awarding between $ 10 - 20M to multi - faceted proposals from community - driven collaborations that bring together efforts to deal with legacy pollution, the impacts of climate change, development of local workforces, meaningful engagement, community education - all with a goal of implementing solutions that create positive change on the ground for communities. EPA is implementing several innovative solutions to increase equity through this program. While the EJ TCTACs will focus on providing more basic forms of support to capacity - constrained communities, they will also facilitate communities with higher levels of capacity to access more specialized forms of technical assistance provided by contractors. This contractor - provided technical assistance will offer communities the support they need for planning, project development, financing, etc. in the development of multi - faceted proposals for the Community Change Grant program. Technical assistance by the contractor will also support proposals that receive support to ensure high quality reporting, tracking, and telling the story of how the Community Change Grants catalyzed positive and meaningful change on the ground for the recipient communities. The Community Change Grant program will have a two - stage application process. The first stage will be a more traditional written application that is streamlined to the extent feasible to ease the burden on applicants. Proposals that meet minimum criteria in the paper application will then be invited to an oral presentation that will achieve two goals - minimize the role that professional grant writers play for typically better - resourced communities and allow EPA grants staff to engage directly with community leaders and their partners to investigate the authenticity of the project's community - driven nature and the sustainability ensured by different partners of the project. In addition - to ease the burden on communities - the Community Change Grant will have a 12 - month open application period. This will achieve several equity goals. It will provide communities significantly more time to build the partnerships and multi - faceted proposals sought through this competition. It will allow EPA program staff the opportunity to tailor the competition over the year - long window based upon feedback from prospective applicants and the actual proposals received to ensure that the competition fits the needs and purpose as closely as possible. The rolling application will
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Priority Strategy # 2: Reduce Cumulative Environmental and Health Impacts in Communities with Environmental Justice Concerns. 2 EPA will develop and implement a comprehensive workplan to operationalize and address cumulative impacts in EPA's programs and activities so that no community bears a disproportionate share of adverse environmental or public health consequences. Priority Strategy # 3: Strengthen EPA's External Civil Rights Compliance Program and Ensure that Civil Rights Compliance is an Agency - Wide Responsibility. EPA will continue to strengthen EPA's external Civil Rights program and EPA's ability to enforce federal civil rights laws to their fullest extent, including by fully implementing EPA's authority to conduct investigations, compliance reviews, and other compliance and enforcement activities, issue policy guidance, and secure timely and effective resolutions to address discrimination. Priority Strategy # 4: Protect Children Equitably from Exposure to Environmental Contaminants. EPA will protect children's environmental health, especially in communities with environmental justice concerns, by consistently and explicitly considering early life exposures to environmental contaminants and lifelong health in decisions involving human health science, risk assessment, regulations, compliance and enforcement, partnerships, communications, and research. Priority Strategy # 5: Address Inequitable Access to Information and Resources to Improve Engagement and Health Impacts in Rural Communities. EPA will provide financial and technical assistance to small and rural communities to establish and improve services to lower the risk of harm to public health and protect the environment. This strategy focuses on removing barriers to resources and providing impactful improvements for rural communities. Priority Strategy # 6: Ensure Public Access to EPA Programs and Activities and Ensure Full Protection from Health and Environmental Harms for People with Disabilities. EPA will ensure that people with disabilities have meaningful access to EPA programs, activities, and services. Further, this strategy focuses EPA resources on identifying and developing appropriate indicators within the framework of EPA's environmental health disparity indicators to ensure full protection from health and environmental
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Number of communities that receive fundamental capacity building assistance through the EJ TCTACs. Number of new grantees and resources flowing to disadvantaged communities through EPA Justice40 programs. Number of successfully completed project elements vs. number of projects unsuccessfully completed resulting in funding returned to EPA. Number of new community - driven partnerships working collaboratively to implement change - making projects on the ground in communities. 10
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Change in conditions on the ground for communities such as: reduction in heat islands and other negative impacts of climate change. reductions in the impact of legacy pollution on communities. increase in community capacity and ability to develop and deliver multifaceted projects through multiple funding / resource streams that implement solutions on the ground for communities. increase in workforce development in communities with environmental justice concerns that drives communities ' resilience, wealth creation, and retention within the community. increase in meaningful engagement structures and systems collaboratively developed by communities and their local, Tribal, state, and federal government partners.
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Ongoing monthly National EJ Community Engagement calls. Ongoing public engagement calls open to all communities to provide educational outreach and assistance regarding federal assistance programs through the Office of Environmental Justice and External Civil Rights. Ongoing in - person presentations to the National Environmental Justice Advisory Committee and the White House Environmental Justice Advisory Committee. Upcoming assistance calls at the national level regarding the Environment and Climate Justice Community Change Grant competition. Ongoing outreach engagement by the TCTACs and other contractor - led technical assistance providers, and regional staff that will provide feedback to EPA on efforts to improve access for communities with environmental justice concerns. Continuous feedback of ongoing activities through increased staffing capacity across all ten EPA regions that expands outreach and engagement efforts of regional staff with communities in their regions.
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Fragmentation now systematically structured into government programs, particularly those of US EPA and its co - regulators. There is insufficient coordination and collaboration across EPA's programs, its co - regulators, and its governmental partners. Need to expand the toolkit of methods for analyzing cumulative impacts to include assessment of disproportionate impacts, health disparities, and social determinants of health. Failure of environmental decision - making to incorporate and address historical and structural factors such as redlining, where there is a demonstrated link to negative environmental quality. Failure of government programs to fully appreciate how housing, health care access, transportation, economic development, green space access, climate change, and other issues result in inequitable distribution of cumulative environmental and public health hazard and harm. The need for funding and human resources given that cumulative impact assessment requires engagement with communities and other stakeholders.
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Build internal capacity by developing policies, procedures, and practices to improve coordination, collaboration, and adoption of cumulative impacts approaches across programs. A formal workgroup will promote continuous learning opportunities across EPA programs and their governmental partners by identifying and facilitating development and use of promising practices and ensure accountability by tracking activities across EPA. Create forums to explore emerging tools and methodologies, innovative ideas, and promising practices. The workgroup will use multiple venues, such as focus groups, webinars, and workshops, to advance understanding of topics related to cumulative impacts. These include but are not limited to quantitative and qualitative methods, community engagement, community participatory science, disproportionate burden, historical drivers, intersectional issues, significant projects, and emerging practice. Develop a logic model for operationalizing and integrating efforts to assess and address cumulative impacts in EPA's programs. Increase internal capacity by building a network of practitioners in EPA's programs and regions to support cumulative impact assessment actions and share data, information resources, best practices, and legal tools. Promote capacity building by developing and delivering training materials on cumulative and disproportionate impacts; identify opportunities for delivering training and sharing resources. Advance the development and implementation of performance metrics on assessing and addressing cumulative impacts in EPA's Strategic Plan Goal 2 Annual Performance Goals. New recommendations regarding outcome metrics to demonstrate progress on operationalizing and integrating cumulative impacts in EPA's programs.
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Priority Strategy # 7: Strengthening Community - Based Participatory Science to Achieve Environmental Equity in Communities with Environmental Justice Concerns. EPA will support community engagement in participatory science to facilitate community prioritization of projects, understanding, and use of data to garner resources to solve their environmental challenges. This effort will help empower communities and inform actions to benefit their health and well - being. Priority Strategy # 8: Improve Data and Analytic Capacity to Better Identify and Remove Barriers Faced by Communities with Environmental Justice Concerns. EPA commits to removing barriers to the availability and use of equitable data ³ (including limitations on the disaggregation of data) within the Agency.
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Strengthen its external civil rights workforce through hiring, onboarding, and training of dedicated civil rights staff, both in headquarters and the regions, and retaining the services of contract staff to support the civil rights mission, and the various underlying initiatives outlined below. Initiate and complete proactive pre - award and post - award civil rights compliance activities, including affirmative compliance reviews. Operationalize clear and strong civil rights guidance and provide corresponding training and technical assistance to increase recipients ' compliance with civil rights laws. Conduct timely and effective civil rights complaint investigations and resolutions, even as we work to address a record number of new incoming complaints, and simultaneously meet deadlines. Strengthen federal interagency collaboration and coordination on complaints, compliance reviews, and policy guidance. Increase transparency, enhance engagement with environmentally overburdened communities, and engage all EPA program and regional offices in civil rights compliance activities.
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Number of civil rights post - award affirmative compliance reviews initiated annually. Number of civil rights audits initiated annually to ensure compliance with procedural requirements. Percentage of state recipients of EPA financial assistance that have civil rights procedural safeguard elements in place. Number of information sharing sessions and outreach and technical assistance events with communities with environmental justice concerns, community groups, and other partners on civil rights and environmental justice issues. Number of opportunities identified and implemented by program and regional offices to achieve civil rights compliance in their planning, guidance, policy directives, monitoring, and review activities.
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Increase in the number of recipients and applicants of EPA financial assistance with procedural safeguards. Increased compliance with civil rights requirements by recipients of EPA funding as a result of a robust affirmative enforcement program, including compliance reviews, pre - award reviews, and post - award compliance activities.
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Use available science, research, and policy to strengthen protection for children from the health effects resulting from harmful environmental exposures and reduce environmental disparities for socially vulnerable children. For example, consider available children's environmental health science in conducting risk assessments, including cumulative risk assessments, and other analyses that drive decisions on pollution reduction rules, environmental standards, and guidance. Identify, prioritize, and conduct research to better understand the impact of environmental exposures on children and inform decisions that are protective of children's health for socially vulnerable communities. Devote compliance and enforcement resources to address areas with potential lead exposures to children as noted in the Biden - Harris fact sheet: New Actions and Progress to Protect Communities from Lead Pipes and Paint and in support of the EPA Strategy to Reduce Lead Exposures and Disparities in U.S. Communities. Collaborate with federal partners to advance children's health protections under the President's Task Force on Environmental Health and Safety Risks to Children. 19 Integrate children's health considerations into the work of EPA's regional offices to advance environmental justice. Support actions to protect women and children through implementation of EPA's Action Plan as part of the White House Gender Policy Council's National Strategy on Gender Equity and Equality. EPA actions relate to promoting gender equity in mitigating and responding to climate change and regulating and reducing exposure to environmental contaminants that pose risks to maternal and children's health. Support actions to protect children's health through EPA's implementation of the White House Blueprint for Addressing the Maternal Health Crisis. EPA actions relate to women's reproductive health risks associated with lead, wildfire smoke, extreme heat, chemical and non - chemical stressors, and the provision of adequate and equitable community - level health care for environmental exposures. Support actions to address health disparities in childhood cancer through EPA's implementation of the Cancer Moonshot. Harmful environmental exposures during childhood, particularly at key life stages (in utero, childhood, adolescence), can impact health later in life and into the next generation. EPA actions relate to preventing exposure to carcinogens and other toxins by compiling data and providing analysis on children's health used to inform Agency risk assessments and regulations and using partnerships and outreach to increase awareness.
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Improvement in children's environmental health, based on reduction in environmental exposures to children, particularly children in communities in environmental justice concerns. Reduced environmental impacts to children in communities in environmental justice concerns using new data sources and indicators (to be identified) to track national trends in children's environmental health and inform policy decisions.
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Issued Cumulative Impacts: Recommendations for ORD Research, which provides recommendations for EPA's cumulative impacts research to improve scientific methods and tools. Issued Legal Tools to Advance Environmental Justice: Cumulative Impacts Addendum, an assessment of EPA's legal authorities to consider and address cumulative impacts. Released draft Guidelines for Cumulative Risk Assessment Planning and Problem Formulation. These Guidelines provide technical description of broad engagement in problem formulation and conditions for inclusion of multiple stressors in cumulative assessments. Awarded $ 21.4M in research grant funding to 16 institutions for community - based research on how climate change may compound adverse environmental conditions and health stressors in communities with environmental justice concerns. Developing Agency - wide Cumulative Impacts Framework to inform efforts to operationalize and integrate cumulative impacts analysis and action in EPA's programs. Launched Agency - wide workgroup to establish best practices to integrate susceptibility and vulnerability information into human health risk assessments and produce a state - of - the - science report. Launched cumulative impacts assessments to address long - standing environmental issues in rural and urban locations, which has resulted in eight place - based demonstration efforts across the country. Conducted workshops on cumulative impacts with Chicago Department of Public Health, Minnesota Pollution Control Agency, and New Jersey Department of Environmental Protection. Incorporated community, Tribal, and academic input to cumulative impacts strategy through engagement with National Environmental Justice Advisory Council, Local Government Advisory Committee and Science Advisory Board on cumulative impacts. Initiated Agency - wide cumulative impacts webinar series and office hours, which involved nearly 20 sessions and has brought together approximately 3,000 total participants from all programs and regions. Issued STAR grant awards for Centers for Early Lifestage Vulnerabilities to Environmental Stressors - Cumulative Health Impacts to fund research investigating cumulative health impacts for children in rural agricultural communities with environmental justice concerns.
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Gaps in capacity and coordination within the federal family to support economic revitalization, infrastructure improvements, and other community - specific needs. Rural communities can include underserved persons who experience inconsistent access to safe drinking water and sanitation services, due to either personal resources (e.g., homeowner well or septic system) or lack of ratepayers for public system maintenance or improvements. Rural economies are more dependent on natural resources, which may be disproportionately affected by pollution, chemical exposures, and from climate change. Rural communities may receive inequitable access to information and EPA opportunities (e.g., unreliable internet access). When equity screening information is needed or encouraged for competitive funding opportunities, a lack of robust data can inadvertently disadvantage rural communities ' ability to successfully compete for these resources (e.g., identification of communities in EJScreen and other screening tools). Requirements of funding opportunities, imposed through statute, regulation, or practice, can create additional burdens on rural communities (e.g., to perform a feasibility study). Limited access to resources (materials, skilled labor, expert consultants, etc.) in rural communities can result in more costly project expenses, delayed timelines, and / or incorrectly scoped projects.
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Existing information demonstrates that there is a lack of equitable access to adequate wastewater sanitation service in rural areas. 2 24 Existing information shows that rural communities tend to have adverse health disparities compared to non - rural areas. ² 5 25
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Work to provide financial and technical assistance to small and rural communities to establish and improve wastewater treatment services, lower risk of harm to public health, and protect the environment (e.g., Closing America's Wastewater Access Gap Community Initiative - EPA / USDA partnership to help historically underserved communities with environmental justice concerns identify and pursue federal funding opportunities to address their wastewater needs and eliminate harmful exposure to backyard sewage). 27 Support water infrastructure using technical, managerial, and financial assistance opportunities in rural communities. ² 8 Provide technical assistance to rural communities to increase access to water and wastewater infrastructure, and other projects that in turn can reduce public health concerns. Participate in the USDA - led Rural Partners Network, " " an alliance of federal agencies and commissions working directly with rural communities to expand rural prosperity through job creation, infrastructure development, and community improvement. " " 29 Implement the Agency's long - term commitment to modernize its financial assistance programs to encourage climate - smart investments in communities across the United States, including rural communities. EPA has established a Resilient Infrastructure Subgroup on Climate to (1) support the agency's offices with integrating climate adaptation into their financial assistance programs, and (2) make EPA's tools, training, data, and technical assistance programs discoverable and accessible to applicants and funding recipients. Expand grant programs to further address concerns related to farmworkers and their children with the goal of addressing human health impacts in these communities. Work to provide access to bilingual (particularly Spanish) labeling on pesticide products with the goal of increasing the availability of pesticide safety information and reducing adverse health impacts.
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Reduction of health disparities affecting rural community members, including, but not limited to, the health improvement of farmworkers and the children of farmworkers. Access to water and wastewater infrastructure, as well as other projects relevant to these communities. Changes in the number of rural community environmental health and environmental quality indicators included in EPA's information system (e.g., EJScreen). Increases in the number of grant applications that were received from rural areas after any necessary revisions are made to grant application requirements.
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Presented draft Equity Plan to EPA's Farm, Ranch & Rural Communities Federal Advisory Committee (July 2023 ongoing semiannual meetings). EPA participation and interagency coordination in the Biden - Harris Administration's Rural Partners Network, including Community Network Forums (ongoing). Multiple community engagements occurred in each of the eleven participating communities in the Closing America's Wastewater Access Gap Community Initiative. (January - July 2023). Other meetings that informed development and implementation of the Equity Plan, including identifying additional barriers and solutions, along with continued engagement in developing new initiatives: Presented bilingual labeling charge questions regarding farmworker access to the National Environmental Justice Advisory Committee (March 2023, ongoing workgroup). State FIFRA Issues Research and Evaluation Group Meeting (April 2023, ongoing semiannual meetings). Farmworker Advocacy Stakeholder Call (April 2023, August 2023, ongoing quarterly meetings). Crop Life America, Reasonable Industry for Sound Environment Conference (April 2023, August 2023, ongoing quarterly meetings). Association American Pesticide Control Officials Worker Protection Standards Committee Meeting (April 2023). Cross - agency calls with EPA regional offices. (April - May 2023, ongoing monthly and quarterly calls). Pesticide Program Dialogue Committee Meeting with Equity and EJ Panel (May 2023, typically meets semiannually). National Webinar regarding Bilingual Pesticide Labels (June 2023). Continued community engagement through participation in crop tours, visits to farmworker communities will gauge effectiveness of efforts. Continue to identify opportunities for commitments and engagements as resources allow for ground - truthing visits.
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EPA has lacked the capacity to ensure consistent, effective, and well - coordinated reasonable modifications and / or auxiliary aids and services to ensure open access to EPA programs and activities. People with disabilities are more likely to have social and economic risk factors, such as poverty and unemployment, that put them at greater risk and exposure to disproportionate and adverse human health and environmental effects. These effects include those related to climate change, the cumulative impacts of environmental and other burdens, and the legacy of racism or other structural or systemic barriers.
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The EJ TCTACs also supports the federal Thriving Communities Network and provide an initial access point and proactive support for communities and their partners to identify and access additional more specialized forms of support across government and private philanthropic resources. Designed and competed the Environmental Justice Thriving Communities Grantmaking Program (EJ TCG). The EJ TCG program is establishing a national network of Grantmakers that will make subgrants to communities in their regional coverage areas in amounts between $ 100 - 350K. These subawards through the Grantmakers will achieve two equity goals - greatly reducing the burden capacity - constrained communities face when seeking such amounts of funding directly from the federal government through a full federal competition and assistance agreement, and also increasing the turn - around time in actually receiving an award from a Grantmaker as opposed to the federal government. EPA plans to award at least eleven (11) Grantmaker awards across the United States with $ 50M, each of which must in turn directly award at least $ 40M to capacity - constrained communities. EPA anticipates that over the next three years the Grantmakers will make approximately 2,000 subawards in the amounts cited. EPA has announced the eleven (11) recipients of the EJ TCGM awards totaling $ 600M. Announced $ 128M for Environmental Justice Projects across the Country through the Thriving Communities EJ Collaborative Problem Solving and Government to Government Grant programs launched in FY 2023 which support communities, and their governmental partners establish strong collaborative efforts to identify solutions to priority equity and justice challenges facing the community.
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Executive Order (EO) 14096, Revitalizing Our Nation's Commitment to Environmental Justice for All, broadens the definition of " " environmental justice " " to include the " " just treatment and meaningful involvement of all people, regardless of disability. " " The EO includes persons with disabilities, especially children, among the vulnerable communities that must be " " protected from disproportionate and adverse human health and environmental effects, " " including " " cumulative impacts " ". EPA hosted two internal - facing Accessibility Listening Sessions in spring 2022 as part of its DEIA effort. A report was prepared by an external consultant summarizing accessibility issues employees described that also included a lack of disability access for the public to EPA's external - facing programs. Research affirms that people with disabilities are more likely to experience social and economic risk factors, such as poverty and unemployment, that put them at greater risk and exposure to disproportionate and adverse human health and environmental effects. ³ 1
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Develop a clear EPA Directive / Order on Section 504 Procedures for Ensuring Meaningful Access for Persons with Disabilities to EPA Programs Services and Activities, to put into place a clear, consistent, and well - coordinated process for ensuring meaningful access for persons with disabilities. Develop program and region - specific disability access plans pursuant to the long - term performance goal under the Strategic Plan to ensure open access (i.e., digital and physical) to all programs, activities, and services conducted by EPA. Seek meaningful input from internal and external stakeholders in the development of the directive, including for implementing a fair and prompt public complaint process. Identify all necessary resources, including contractual vehicles, EPA must put in place to ensure consistent EPA - wide provision needed services, or " " reasonable modifications and / or auxiliary aids and services, " " for persons with disabilities. Develop and deliver comprehensive training for all EPA staff to ensure meaningful access for persons in the public with disabilities. Include in performance evaluations accountability for promoting disability access to EPA's programs, activities, and services. Conduct a physical assessment of EPA facilities to identify disability access issues (including contractor - operated facilities). Initiate research on the intersectionality of people with disabilities and other vulnerabilities to equitable access to environmental benefits.
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Increase in the number of events or engagements that include information for members of the public to request reasonable modifications and / or auxiliary aids and services, or about disability access and accessible materials. Increase in the number of EPA programs and regions that have implemented program and region - specific disability access plans by FY 2026. Increase in the number of reasonable modifications and / or auxiliary aids and services requested versus provided once tracking system is in place. Timeliness of providing reasonable modifications and / or auxiliary aids and services to members of the public.
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EPA hosted two internal - facing Accessibility Listening Sessions in spring 2022 as part of its DEIA effort. A report was prepared by an external consultant summarizing accessibility issues employees described that also included a lack of disability access for the public to EPA's external - facing programs. Plans to engage people with disabilities in their communities to identify and resolve public access barriers to EPA resources activities, and services. Actively partnering with people with disabilities in their communities to identify key research needs and address concerns related to disproportionate health impacts and environmental harms.
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Access to scientific and technical assistance is often necessary for successful implementation of community science projects. Many communities with environmental justice concerns lack access to resources (such as funding, training and guidance, equipment loan programs, etc.) to develop and implement community - based participatory science programs. Examples listed below illustrate the benefits to communities of partnering with academic, NGO, or government scientists for technical support. Investment is needed in planning, data infrastructure, and technical support to strengthen data quality and data management to support the use of community - generated data. Anticipated receiving organizations in state, Tribal, and local governments need to be consulted and resourced to integrate and use community science in decision - making. Connecting hubs are needed between communities, technical support providers, and receptors in local, state, and federal government for the creation and use of community science. Resources (e.g., staff, financial, technical) are needed along the full data pathway from community, universities / technical support, to local, state, and federal entities to enable successful integration of participatory science into decision - making.
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Pleasantville Community Air Monitoring (Houston, TX), Health Impacts of I - 10 (New Orleans, LA), and WE ACT Emissions Monitoring (New York (Harlem), NY). California Air Resources Board (CARB; AB 617) supports community steering committees in developing community air monitoring plans for the deployment of monitors. CARB technical support helps to ensure that community air monitoring campaigns produce meaningful results to address community air quality and related environmental public health concerns. The EPA Chesapeake Bay Program collaborated with the Chesapeake Monitoring Cooperative (CMC) to develop a strategy for providing technical support to volunteer and community scientists. The CMC is also focused on increasing representation and engagement with diverse stakeholders in alignment with the Bay Program's DEIJ priorities. Since 2017, CMC has worked with 117 communities, supporting the generation and integration of 850,000 + data points. EPA's Air Sensor Toolbox, established in 2014, provides the latest science on air sensor monitoring systems for technology developers, air quality managers, community scientists and the public. The air sensor Loan Program provides technical support and sensor loans for community scientists. Since January 2022, the website has been visited 81,000 + times. Pennsylvania's Department of Environmental Protection (PADEP) grants have expanded the number of community - based volunteer watershed associations from 125 to over 560, including funding the Consortium for Scientific Assistance to Watersheds, a team of technical support providers who emphasize a community - based approach. Since 2001, CSAW has assisted 756 communities (57,258 Pennsylvanians) to develop and implement community - driven water quality assessments and supported these communities in putting data to use for local change.
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Charter a Participatory Science Implementation Workgroup under EPA's Science and Technology Policy Council (STPC) to develop approaches, guidelines, tools, and training to implement the EPA Participatory Science Vision. Develop a participatory science implementation guide to serve as a facilitative resource to support the integration and use of data collected by community and volunteer scientists at EPA. Conduct outreach to technical support, and local, state, and federal government receiving agencies and community science groups to ascertain their needs with respect to data quality, data management, and resourcing of technical and staff needs. Conduct research in and with communities through the Community - Engaged Research Collaborative for Learning and Excellence (CERCLE) in Edison, NJ. Fund community science actions through Inflation Reduction Act and / or the Bipartisan Infrastructure Law grant solicitations such as the opportunity for community - driven partnerships to fund monitoring, sampling, and other scientific projects related to reducing pollution and increasing climate resilience through the Environment and Climate Justice Community Change Grant program.
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Limitations on the ability to develop statistical estimates of exposure to environmental hazards at the relevant geographic scale and socioeconomic and demographic characteristics. Lack of clarity or guidelines on how to assess progress over time in equity. Limitations to data on identifying the geographic scope of the ultimate beneficiaries of EPA actions and the actions of recipients and subrecipients of EPA grant funding. Insufficient real - time, continuous monitoring of actual ambient concentrations of pollutants in multiple communities as opposed to a few monitors for an entire metro area. Limitations in the statistical, evaluation, and data science capabilities needed to design and conduct equity assessments. Limitations on the ability to share data pertinent to equity assessment within and beyond the federal community.
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Identify and aim to fill gaps in data collected by relevant partners and other agencies, that limit our ability to perform robust equity assessments (e.g., compare / combine media data with demographic data to determine a model to map). Partner with statistical agencies that have relevant survey or administrative data to develop robust statistical estimates of exposure to environmental hazards disaggregated across relevant dimensions and at an appropriate spatial scale. Partner with federal, state, local, and Tribal agencies, and other stakeholder groups to share data where appropriate to build larger more robust interoperable data for equity analyses. Strategically invest in human capital to advance equity assessments including, leveraging EPA data skills training program with additional resources specific to equity analysis. Leverage our community - based participatory science partners to enhance communities ' capacity to understand and use data and tools relevant to their specific concerns. Develop equity evaluation guidelines for conducting EPA program evaluations supported by equitable data approaches. Improve ways we share the data EPA manages and the tools that allow external parties to view, analyze or otherwise interact with our data, especially in an equity context (e.g., EJScreen). Develop and manage a new cooperative agreement program designed to assist EPA grant recipients representing small, underserved, and / or Tribal communities with data, reporting and evidence - building.
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Revised EPA's pre - award compliance review process for applicants and recipients requesting EPA financial assistance to ensure that all recipients of EPA funding are in compliance with procedural requirements and entered into approximately 90 agreements with recipients to come into compliance with obligations under EPA's nondiscrimination regulation. In August 2022, EPA issued " " Interim Environmental Justice and Civil Rights in Permitting FAQs, " " which gathered existing guidance, technical assistance, and other resources to assist permit writers and reviewers with integrating environmental justice and civil rights into decision - making. Completed jurisdictional review of 47 complaints, accepted 10 of those cases, and to date, have resolved 5, as compared to FY 2020 of only 15 cases accepted. Conducted multiple national public engagement technical assistance sessions, with a future public commitment to hold at least one per quarter to provide transparency of civil rights work and an opportunity for public input. Increased transparency by affirmatively providing information to the public including an interactive Online Docket of all external civil rights complaints filed with EPA since 2014, and corresponding documents. Provided civil rights compliance technical assistance and training to hundreds of EPA financial assistance recipients and other stakeholders both one - on - one and through workshops to encourage compliance.
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Released Using Participatory Science at EPA: Vision and Principles, a strategic approach to using participatory science to strengthen environmental protection. Produced resource materials for quality assurance to support the use of participatory science as an asset. Produced Participatory Science Policy Guidelines and Checklist to build internal EPA capacity to design, fund, and manage participatory science projects. Established the Community - Engaged Research Collaborative for Learning and Excellence (CERCLE) as a center for place - based, co - produced research. Announced $ 53M in funding for 132 air monitoring projects in 37 states that will enhance air quality monitoring in communities across the U.S. EPA's Ports Initiative partnered with EPA's Environmental Justice Small Grant Program to award seven ~ $ 75K grants to help communities to engage in collaborative efforts to reduce diesel pollution at ports and railyards.
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Implemented four policy initiatives to increase small business utilization and reduce the burden of proposal submission by socially disadvantaged and minority serving institutions. Oral Presentation Implementation underway to expedite the evaluation process by allowing small business teams to showcase their technical expertise and engage with Government evaluators. Conducted Agency outreach to provide socially and economically disadvantaged small businesses and minority - serving institutions the opportunity to learn more about EPA's operations and mission from EPA decision - makers at conferences, industry days, public outreach events, and listening sessions while simultaneously broadening Agency awareness of capabilities of these businesses and minority - serving institutions. The outreach events reached 8,238 small businesses.
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Priority Action # 6: Ensure EPA Procurement and Contracting is Equitable.
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Strategy # 1: Improve Access to Federal Funding and Assistance Programs for Communities with Environmental Justice Concerns.
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The Environmental Protection Agency's 2023 Equity Action Plan reflects our Agency's unwavering commitment to embed equity, civil rights, and environmental justice into all aspects of our work. At EPA, we recognize that fulfilling our mission of protecting human health and the environment depends on our ability to protect and lift up communities with environmental justice concerns that have long been overburdened by pollution. In our FY 2022 - 2026 Strategic Plan, we renewed our commitment to the three principles articulated at the founding of the Agency: follow the science, follow the law, and be transparent, and we added a fourth foundational principle: advance justice and equity. Including this fourth principle reflects the critical need to infuse the consistent and systematic fair, just, and impartial treatment of all people into EPA's policies, practices, and programs.
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The Bipartisan Infrastructure Law (BIL) and Inflation Reduction Act (IRA) provide needed resources to address burdens that, for too long, have plagued communities with environmental justice concerns across our country, including bearing the brunt of toxic pollution, enduring underinvestment in infrastructure and critical services, and suffering disproportionate impacts from climate change. In just one year, EPA has made tremendous progress in removing barriers affecting our most impacted communities with environmental justice concerns.
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Through the historic investment of the Bipartisan Infrastructure Law, EPA is delivering more than $ 50 billion to improve our nation's drinking water, wastewater, and stormwater infrastructure to cities, towns, and territories across the country, many of which are in disadvantaged communities. For example, EPA awarded $ 4 billion to states, Tribes, territories, and the District of Columbia in capitalization grants under the 5 Bipartisan Infrastructure Law funded State Revolving Fund (SRF) programs. These programs provide low - cost financing for a wide range of water infrastructure projects from sewage systems to drinking water with nearly half of the funding flowing to disadvantaged communities. 7 Additionally, EPA created a $ 5 billion non - competitive grant program for small or disadvantaged communities to address emerging contaminants, including per - and polyfluoroalkyl substances (PFAS), in drinking water systems. 8
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With the first wave of funding announced in December 2021, EPA deployed more than $ 1 billion from BIL for cleanup activities at more than 100 Superfund National Priorities List sites across the country. EPA started 81 new cleanup projects in 2022, including projects at 44 sites previously on the backlog. By starting four times as many construction projects as the year before, EPA is aggressively bringing more sites across the country closer to finishing cleanup. In February 2023, EPA announced the second wave of approximately $ 1 billion in funding from the Bipartisan Infrastructure Law to start new cleanup projects at 22 Superfund sites and expedite other ongoing cleanups across the country.
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Through these and other efforts, EPA is working to reach communities with environmental justice concerns throughout the Nation and advance equity and environmental justice. For a deeper dive into, and additional highlights of, EPA's momentous accomplishments for communities across the country through the Bipartisan Infrastructure Law, please visit the Bipartisan Infrastructure Law page and EPA's " " Year One Anniversary Report " ".
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Through the IRA, EPA is investing directly to reduce pollution in frontline communities. This includes, for example, Environmental and Climate Justice Grants to support community - led projects in communities with environmental justice concerns, funding for fenceline monitoring near industrial facilities, and spurring solar development in low - income communities through the Solar for All Grant program. Read highlights of the one - year anniversary of this ambitious legislation and EPA's implementation of programs providing support to communities that unjustly bear the burdens of environmental harm and pollution.
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EPA continues to prioritize removing barriers faced by communities with environmental justice concerns accessing technical assistance and resources. Our belief as stated in our FY 2022 Equity Action Plan remains true today: communities with environmental justice concerns and other overburdened communities are often deeply affected by environmental policymaking. Yet these communities with environmental justice concerns can face multiple resource and capacity challenges to engaging with EPA or accessing its programs and resources. These communities often have experienced decades of chronic underinvestment and frequently lack capacity to engage in decision - making processes, prepare competitive proposals, or manage federal awards. EPA and other federal partners may fail to coordinate funding and assistance programs, thereby transferring the burden of identifying and coordinating complementary programs onto the already capacity - constrained community. These barriers most affect communities that are smaller; have faced decades of disinvestment and overburden; are economically or otherwise disadvantaged; have limited English proficiency or populations with disabilities that prevent full access to meetings and information; and / or lack access to digital infrastructure.
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Communities with environmental justice concerns face capacity constraints in accessing federal assistance such as grants and technical assistance. These barriers impede efforts to identify the appropriate and most needed forms of assistance, write compelling grant applications, form multiparty collaborative partnerships, develop holistic plans with multiple project elements, and effectively implement and report on the results of grants received.
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To address identified barriers and to ensure equitable access to federal funding and assistance programs, as well as meaningful participation for communities with environmental justice concerns, EPA will:
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No community should bear a disproportionate share of adverse environmental or public health consequences from the nation's economic and other activities. Pursuant to Executive Order 14096, historically marginalized communities overburdened by the cumulative impacts ¹ ¹ of environmental and social stressors should be afforded the full protection of government agencies and programs. This will be accomplished by leveraging coordination and collaboration in addressing cumulative impacts, with whole - of - government approaches involving multiple programs and agencies. Such efforts will be supported by " " fit - for - purpose " " analytic methods and data appropriate for the decision context involved (e.g., allocation of resources, permitting, enforcement, rulemaking, and standard - setting), consistent with statutory authorities. Government decision - making should address the historical drivers of the inequitable concentration of environmental burden, such as redlining and urban renewal, as well as the inequitable impacts of climate change. These driving principles are at the core of EPA's approach to addressing cumulative impacts in underserved, overburdened and historically marginalized communities with environmental justice concerns, and establishing a pathway to health, equity, sustainability, and resilience.
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EPA continues to build upon ongoing efforts under the six priority actions outlined in our 2022 Equity Action Plan, which include addressing cumulative impacts, building the capacity of communities with environmental justice concerns to share their experience with EPA and implement community - led projects, developing EPA's internal capacity to engage communities with environmental justice concerns, strengthening EPA's external civil rights compliance program, integrating participatory science into EPA's research and program implementation, and making EPA's procurement and contracting more equitable.
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Partner with the EPA Conflict Prevention and Resolution Center to refine the informal resolution process to increase opportunities for complainants and communities to participate in resolving complaints.
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Near - to Medium - Term: EPA will hold itself accountable through its direct alignment with Agency - wide long - term and annual performance goals and objectives in Goal 2 of EPA's FY 2022 - 2026 Strategic Plan. In addition, EPA made several commitments to the Office of the Inspector General in response to its audit titled Improved EPA Oversight of Funding Recipients ' Title VI Programs Could Prevent Discrimination. Specific near to medium term metrics include tracking increases in the following:
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Further, children live in social contexts that affect their cumulative exposures and physiological resilience. Social determinants of health, including poverty and cumulative impacts from environmental exposures in communities with environmental justice concerns, reduce resiliency of children to recover from exposure, which further restricts their ability to develop into healthy and productive adults. Lack of federal resources and self - advocacy exacerbates negative health impacts.
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These strategies are not inclusive of all the actions EPA intends to pursue in our efforts to remove barriers and improve the health and environment of the historically overburdened communities with environmental justice concerns we serve and protect, but rather support and enhance our current foundation of success and efforts to increase equitable outcomes for underserved and overburdened populations. Much of EPA's ongoing work, including for example, permitting, compliance and enforcement activities, financial and technical assistance, and cleanup actions and brownfields remediation, provides daily opportunities to address pollution burdens in historically underserved and overburdened populations. With these strategies, in conjunction with our ongoing efforts and directives, we can achieve more equitable outcomes, including a myriad of pollution reductions, water infrastructure investments, accessibility improvements, capacity building for communities with environmental justice concerns, strengthened results for rural communities and for children, and increased accessibility for people with disabilities and people with limited English proficiency.
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Throughout the process of updating this 2023 Equity Action Plan, EPA sought feedback from communities and key stakeholders, including assessment of current EPA efforts and input on identified priority strategies. As directed through Executive Order 14091, EPA robustly engaged the public in communities across the country through our Federal Advisory Councils and other forms of public engagement. Feedback and input were reviewed and discussed by leadership and considered in crafting this updated 2023 Equity Action Plan.
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Recent Executive Orders 14091 and 14096 recognize that people with disabilities have historically been vulnerable and disproportionally harmed by exposures to environmental pollution and excluded from critical processes. People with disabilities are likely to be more susceptible to pollution exposure, and often face barriers to meaningful involvement in environmental decision - making. With this strategy, EPA is committing to provide equitable public access for people with disabilities to Agency resources, activities, and services. ³ 0 In addition, EPA is committed to include people with disabilities within the framework of EPA's Disparity Indicators to ensure full protection from environmental harms for people with disabilities.
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With this 2023 Equity Action Plan, EPA has identified additional priorities, including addressing barriers of access to information and resources affecting rural communities, protecting children from exposure to environmental contaminants, removing barriers of access and addressing disparities affecting people with disabilities, and building our capacity to assess equity and remove barriers faced by communities with environmental justice concerns.
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Progress in addressing public disability access barriers will be measured by:
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Long - term outcomes in addressing public disability access barriers:
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Improved process for ensuring accessibility for people with disabilities based on number of accessibility complaints received and resolved.
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EPA envisions a future where all parts of society are increasingly engaged in science and use these data to inform environmental public health and environmental protection actions on local, regional, and national scales. Community - based participatory science is defined as scientific research designed, implemented, and used by the community, often in collaboration with scientists. These efforts facilitate community prioritization, understanding, and use of data to garner resources and inform actions to solve their environmental challenges. Participatory science results in an increase in place - based connections, environmental stewardship, and scientific literacy. Community based participatory science projects engage community members in problem solving and lead to better outcomes for communities. 32 Community - based participatory science is a core component of the EPA Participatory Science Vision.
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Public engagement builds on recommendations from the National Advisory Council for Environmental Policy and Technology, 2018, consultation, and public comment on barriers. Highlights of recent engagements and ongoing plans include:
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In FY 2023 established an Environmental Justice Thriving Community Technical Assistance Center (EJ TCTAC) program with thirteen regional technical assistance centers across the country in addition to three nation - wide centers providing capacity - constrained communities and other environmental justice stakeholders - free of charge and without the need for any application - technical assistance on basic capacity needs such as grant proposal writing, grant management, effective implementation of projects and grant resources, reporting, etc. While the EJ TCTAC network stands up in early FY 2024, it is anticipated that the services will reach tens of thousands of communities across the United States over the next five years. The EJ TCTACS are
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Advancing equity, environmental justice, and civil rights compliance is integral to EPA's mission to protect the health and the environment of all people in the United States and its territories. In its Fiscal Year (FY) 2022 - 2026 Strategic Plan, EPA renewed its commitment to the agency's core principles - follow the science, follow the law, and be transparent - while adding a fourth principle, advance justice, and equity. To carry out its mission, EPA is committed to developing and implementing concrete policies and activities to advance equity and environmental justice across its programs. This can only be achieved by acknowledging that many communities across the country have not sufficiently benefitted from EPA's decades of progress in reducing pollution and breaking down barriers to equity. EPA strives to infuse the consistent and systematic fair, just, and impartial treatment of all individuals into all EPA programs, policies, and activities. EPA's commitment to equity and environmental justice forms a critical foundation on which to build meaningful engagement with communities with environmental justice concerns; achieve more equitable and just outcomes, including pollution reductions in communities with environmental justice concerns; and deliver other tangible benefits. In remaining faithful to these commitments, EPA is living up to the promise to protect human health and the environment made to all people in the United States and its territories when the Agency was created more than 50 years ago.
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Strategy # 5: Address Inequitable Access to Information and Resources to Improve Engagement and Health Impacts in Rural Communities.
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Strategy # 6: Ensure Public Access to EPA Programs and Activities and Ensure Full Protection from Health and Environmental Harms for People with Disabilities.
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accessibility and performance outcomes for older devices, such as, and especially for mobile, rural, and low - bandwidth users.
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Distributional Equity/Distributions, Procedural Equity, Structural Equity
Deliver Equitable, Accessible and Inclusive Digital Government to the American Public. This strategy supports the whole - of - government equity objectives of Economic Justice and Civil Rights; and it aims to address potential barriers and biases present in public interactions with civic tech. Key actions include advancing human centered design and community - informed user research practices, scaling language access, and ensuring responsible adoption and procurement of Al - enabled technologies. Advance Equity, Economic Security, Sustainability and Environmental Justice through Large - Scale Construction Projects and the Federal Buildings Footprint. This strategy supports the whole - of - government equity objectives of Economic Justice, Environmental Justice, and Housing Justice and Community Investment; and it aims to address barriers to community benefits realized through equitable and sustainable Federal development. Key actions are designed to improve planning and access to local opportunities - like good jobs and cleaner, more climate change - resilient communities, made possible by landmark Bipartisan Infrastructure Law and Inflation Reduction Act investments. Advance Equity and Effectiveness of Federal Programs Through Rigorous Review, Evaluation and Continuous Improvement. This strategy supports the whole - of - government equity objectives of Civil Rights, Health Equity, Economic Justice, Global Equality; and it aims to ensure Federal programs are working as intended, particularly programs that provide critical support to the public during emergencies and recovery after disasters. Key actions include scaling the Federal Government's use of evaluations to surface important findings and areas of improvement in the design and delivery of Federal programs. Advance Equitable Access to Opportunity and Federal Resources for Local Communities and Minority Serving Institutions. This strategy supports the whole - of - government equity objectives of Civil Rights and Economic Justice; and it aims to reduce barriers to access for institutions that, through Federal resources, help close critical gaps in capacity and infrastructure for the local communities they serve. Key actions include conducting proactive civil rights compliance reviews of the Federal Surplus Personal Property Donation Program and broadening partnerships - including contracting agreements - between Federal agencies and Minority Serving Institutions.
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Procedural Equity
Strengthen relationships with underserved user communities and build capacity for research operations. Governmentwide customer experience efforts focus on improving the digital interactions of communities and individuals with accessibility needs such as physical or mental disabilities and those experiencing major life events such as recovering from disasters, emergencies or financial shock, new and expecting parents, and those planning for retirement. GSA will continue integrating usability testing and research operations capabilities, including the expansion of user compensation pilots, 6 to directly track how well our digital services are working and meeting the diverse needs of the public. Modernize GSA's high - impact service providers to improve digital accessibility and language access. GSA's public - facing digital assets like USA.gov, Login.gov and Vote. gov connect tens of millions of Americans to Federal services and information. GSA will continue modernization efforts to make our digital services more accessible, understandable, and easy - to - use. This includes platforming new language translations and designing from native speaker experiences, like USAGov en Español, as well as driving universal design standards in partnership with U.S. Web Design System. Develop a plain - language accessibility checklist in collaboration with the Federal Risk and Authorization Management Program (FedRAMP). This will enable any team developing cloud - based services and digital solutions to incorporate accessibility into their process, regardless of their expertise. Operationalizing accessibility knowledge and evaluation for Federal employee use helps improve overall digital government
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Procedural Equity
reduced negative impacts (e.g., false rejection rates in biometric identity - proofing, task completion rates, slow page load times for low - and limited - bandwidth connections) and closing those efficacy gaps across sociodemographic factors increased product efficacy and higher overall scores in usability tests increased digital accessibility fluency and compliance across GSA high - impact products increased number of community - based organizations with active user research pipelines for GSA product testing increased and proportionate participation of users from underserved community groups in GSA product testing at scale increased number of available and platform - integrated non - English languages in high - impact digital services and products
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Distributional Equity/Distributions, Procedural Equity
Implement the Good Jobs Initiative partnership with the U.S. Department of Labor to create and support clear pathways for workers to high - quality, good - paying jobs in construction, maintenance, manufacturing, and operations. The actions outlined in the signed Memorandum of Understanding1 aim to support equitable and effective workforce development, including those from nontraditional and underserved labor sources; and improve job quality, standards and metrics on GSA construction sites. Build and release new Geographic Information System (GIS) data - informed public forecasting resources for BIL and IRA related construction projects. GIS is a computer system that analyzes and displays geographically referenced information. It uses data that is attached to a unique location. By providing more visibility and transparency about where and when Federal projects are happening, GSA can help Federal contractors, trade labor, and community stakeholders effectively plan and better connect with opportunities. This effort will help more Americans, including those from underserved communities, with access to quality employment in their communities. Increase contracting opportunities for socioeconomically disadvantaged small businesses across growing markets in construction, clean energy, and sustainability. GSA will take actions aimed to maximize participation of SDB and build its small business contractor base by improving the forecasting process, strengthening relationships with existing contractors, executing its plans for industry engagement and utilizing the Governmentwide Procurement Equity Tool to identify eligible and new businesses ready to bid for work where GSA projects are located.
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Distributional Equity/Distributions, Structural Equity
Continue Leveraging the Federal Thriving Communities Network12 to connect GSA stakeholder communities with additional climate and infrastructure resources. While GSA does not issue grants, it can proactively ensure that the communities we serve are better able to connect with place - based technical assistance and other IRA and BIL resources made available through Federal agency partners like U.S. Department of Transportation, U.S. Department of Housing and Urban Development, U.S. Department of Energy and U.S. Department of Commerce. Complete a study on the impacts of Federal real property disposal. After it is determined that excess real property is no longer needed by the Federal Government, various statutes authorize conveyance 13 to State and local governments and in some cases, to nonprofits at up to 100 % discount for public benefit use. Some of the qualifying uses include public health, homeless assistance, education, park and recreation, correctional, law enforcement, and emergency management. This study will give GSA important new insights on how portfolio disposal decisions affect surrounding communities in the near and long - term.
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Procedural Equity
increased diversity in the supplier base, including broadened participation from Tribal and disadvantaged businesses contracted to Federal construction projects and increased total dollars awarded to these businesses as a percentage of project value increased number of small and socioeconomic businesses, including new entrants, awarded contracts in the region where Federal projects are located increased number of Project Labor Agreements executed overall improved job and jobsite quality scores across GSA portfolio projects increased and more accessible pathways to training and employment opportunities in regions where GSA projects are located increased initiation and execution of community development goals established during Planning Outreach and Partnership engagements number of GSA community stakeholders who are awarded place - based assistance grants through Thriving Communities opportunities; indicators of reduced burden in disadvantaged Census tracts with GSA environmental justice ameliorations
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Distributional Equity/Distributions
Increase the number of Federal agencies and programs initiating equity evaluations. GSA currently partners with a handful of Federal agencies including the U.S. Department of Treasury and the U.S. Department of Education. GSA will increase its capacity for new evaluation agreements and work to recruit additional Federal agencies and programs to the service. Additionally, GSA will partner with the White House and interagency councils to bolster Federal agency capacity and readiness to undertake evaluations. Conduct public engagement and increase awareness of equity evaluation findings. The conclusions and recommendations generated from these evaluation efforts are not only useful to the Federal Government. They provide important insights to State and local governments who coordinate downstream Federal resources to communities and act as a public accountability tool to the communities themselves. GSA will undertake a strategic communications campaign to raise awareness of key findings and ensure the research has maximum impact through its scaled application by end users.
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Procedural Equity
Number of Federal agencies and programs implementing updates based on findings increased number of people and communities reached by engagement and public outreach actions about evaluation findings indicators of reduced burden and improved access where Federal program delivery has been revised based on evaluation findings
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Distributional Equity/Distributions, Procedural Equity
Establish a plan to conduct proactive reviews for the 56 State Agencies for Surplus Property to ensure their compliance with Title VI of the Civil Rights Act of 1964, with a goal of 14 SASPs for review each fiscal year. GSA's Office of Civil Rights is responsible for GSA's administration of Title VI and will work to increase equitable access to programs and activities that receive Federal financial assistance from GSA. Initiate an engagement and outreach plan to raise awareness in local communities about resources available through their State Agency for Surplus Property. GSA
GSA 2023 Part Of Layout List 2
Procedural Equity
In FY 2022, $ 2.8 billion of GSA contracting obligations went to small businesses, including 21.4 % to small disadvantaged businesses (SDBs); In FY 2023, GSA increased its small business contracting obligations to $ 3.3 billion, representing over 50 % of the agency's eligible spending. Launched a new Supplier Base Dashboard to provide more transparency and public reporting on Federal efforts to increase the number of new entrants to the Federal marketplace and reverse the general decline in the small business supplier base. Signed a new 8 (a) partnership agreement with the U.S. Small Business Administration to increase 8 (a) contracting opportunities and make it easier for Federal agencies to buy from 8 (a) businesses for common goods and services needs. Established new contracting pools in the growing Federal marketplace of Information Technology services and solutions to bolster participation of Women - Owned Small Business, Service - Disabled Veteran - Owned Small Business, and small businesses located in Historically Underutilized Business Zones. The 8 (a) STARS III contracts have been awarded to 1,111 SDB. 290 " " rising stars " " have received their first awards exceeding $ 925 million in obligations. Expanded tools to support Minority Serving Institutions with training and technical assistance to achieve success in the Federal contracting marketplace. Established a Post - Award Engagement strategy to support disadvantaged and socioeconomic small businesses, which oftentimes still face challenges in successfully earning sales after being awarded a GSA contract. Published the first - ever Supplier Diversity Plan to support Federal marketplace participation of SDB. Updated the Multiple Award Schedule Welcome Package and Roadmap to improve information access and assist new contractors with success in marketing and managing their contracts.
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Distributional Equity/Distributions, Procedural Equity
Increase the number of eligible HBCUs and MSIs on the GSA Multiple Award Schedule. The MAS is a long - term contract with commercial entities that provides Federal agencies with billions of dollars in annual access to common products and services needed by the government. GSA plans to conduct outreach to eligible institutions currently without MAS contracts, conduct training and provide technical assistance on how to get on the MAS, and host HBCU - focused industry days, matchmaking events and other strategic engagements to raise awareness and help better position HBCUs and MSIs to successfully do business with the Federal Government Launch and scale adoption of new GSA public digital resource for MSIs. GSA's new public website to support Minority Serving Institutions will aggregate information and resources that help both Federal agencies and MSIs develop and sustain partnerships or contracting agreements. Resources include market research, capabilities assessments, support for exploring joint venture and other contractor team agreements and data tools to help advance supplier diversity across Federal Government procurement
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Procedural Equity
number of completed civil rights SASP compliance reviews increased number of people, communities, and MSIs reached by engagement and public outreach actions increased number of underserved communities, organizations, or geographic areas that that seek to participate in the Federal surplus goods program indicators of reduced burden and improved access where program compliance reviews and any required updates have been implemented Increased number of MSI and HBCUs participating in Federal contracts Increased number of overall Federal contracting dollars obligated to MSIs and HBCUs
GSA 2023 Part Of Layout List 3
Procedural Equity
Launched an Equity Study on Remote Identity, recruiting 4,000 Americans, to understand potential barriers and demographic disparities in identity verification technologies that are commonly used by the public when accessing Federal services and benefits. Developed and started implementing a roadmap for USAGov and USAGov en Español to streamline content and make it easier for the public to find and access Federal benefits and services across a digital platform that connects people with government information more than 117 million times a year. Vote.gov worked to expand access to voter registration information in communities that, due to language barriers, have not been historically part of the electorate. The platform added several Asian American, Native Hawaiian, and Pacific Islander (AA and NHPI) languages including: Bengali, Khmer, Korean, Hindi, Tagalog, and Vietnamese, with Chinese (both simplified and traditional) and its first Alaska Native language, Yup'ik - Akuzipik. Login.gov partnered with Federal agencies and State governments to provide secure, accessible identity verification services for benefits and emergency assistance programs. As an example, the U.S. Department of Labor pilot in Arkansas, helping more than 19,000 citizens of the State verify their identities while applying for unemployment benefits. Advanced public participation and equitable user research practices through user compensation pilots and increased outreach efforts to community - based organizations. Partnered with the U.S. Web Design System to launch new Inclusion Pattern Guidance, a library of design guidance and examples focused on reducing the public's barriers in key digital government interactions and fostering effective, inclusive, and equitable digital experiences.
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Distributional Equity/Distributions, Procedural Equity, Structural Equity
Leveraged the Climate & Economic Justice Screening Tool and Federal Interagency Thriving Communities Network to develop engagement strategies that advance sustainable and equitable development goals and connect communities with resources in large - scale Federal investments made possible by the Bipartisan Infrastructure Law and Inflation Reduction Act. Established partnerships with the U.S. Department of Labor on the Mega Construction Project Program and Good Jobs Initiative to advance equal opportunity in the construction trade workforce and expand the use of Project Labor Agreements on Federal projects over $ 35 million. Launched the Access - for - All universal design challenge for U.S. architecture students and apprentices to source best national ideas on improving the accessibility and gender inclusiveness of Federal properties. Partnered with the National Endowment for the Arts (NEA) and updated the Art in Architecture program rules to expand public access and artist representation in the millions of dollars of commissioned artworks permanently installed in Federal facilities.
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Procedural Equity
Issued recommendations from the Environmental Justice and Equity in Federal Sustainable Buildings Task Group and appointed two new environmental justice subject matter experts to the Green Building Advisory Committee, a Federal advisory committee that explores the climate modernization and sustainable development of Federal real estate in ways that are responsive to the needs of local communities. Commissioned a survey and issued a first - ever GSA report on Diversity, Equity, Inclusion, and Accessibility (DEIA) practices in design and construction industries. Partnered with the National organization of Minority Architects to expand career opportunities for underserved communities in the architecture, engineering, design, and construction industries.
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Structural Equity
The American Rescue Plan Act of 2021 (ARP) was designed to address immediate needs related to the COVID - 19 pandemic, with a specific focus on addressing historically disparate outcomes across race, class, and geography that were further exacerbated by the pandemic. To support the Federal Government's exploration of questions about equitable recovery, GSA's Office of Evaluation Sciences (OES) established an ARP Evaluation Portfolio with two core elements: a national evaluation conducted by a third - party research contract, and a portfolio of evaluations conducted by OES, in partnership with agencies and the White House Office of Management and Budget, on ARP - funded programs with equity goals. This body of work explores effectiveness of critical relief programs like Emergency Rental Assistance and Homeowner Assistance Fund. The Bipartisan Infrastructure Law (BIL) provides $ 3.4 billion for GSA's Public Buildings Service, making a significant impact on 26 Land Ports of Entry modernizations along the Canadian and Mexican border. These projects will create new good - paying jobs, bolster safety and security, and make our economy more resilient to supply chain challenges - all while serving as models for sustainability and innovation and improving community livability. The Inflation Reduction Act (IRA) provides GSA with $ 2.15 billion for low - embodied carbon materials in construction and renovation projects, $ 975 million for GSA to support emerging and sustainable technologies, and $ 250 million to turn even more GSA facilities into High - Performance Green Buildings and accelerate efforts to achieve a net - zero Federal footprint. These investments will reduce long - term energy costs for American communities, strengthen America's domestic industrial base and catalyze innovation and job growth in homegrown industries that produce next - generation materials, products, and equipment. GSA estimates that these projects will create over 9,500 average annual economy - wide jobs across the length of the projects, support $ 2.8 billion in labor income, and generate nearly $ 1 billion in tax revenue for Federal, State and local governments.
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Distributional Equity/Distributions, Procedural Equity
Expand Federal agency use of the Forecast of Contracting Opportunities Tool. The tool assists with acquisition planning by helping vendors learn about potential prime contracting opportunities early in the process. Improved search functionality will simplify the process for the Federal user to post and maintain opportunities. Maximizing Federal agency use of the tool and creating a single forecast for the public to access will greatly ease the burden on small businesses attempting to track opportunities across multiple sources of information. Launch and scale Federal agency adoption of new Government - wide Procurement Equity Tool. The tool uses Federal contracting data sources to support market research focused on small disadvantaged businesses. Federal agencies can use the tool to find SDBs by geographic location, business type and category. Agencies can also find new SDBs that have registered to do business but have yet to receive a federal award. Enhance eBuy, the Request for Quote (RFQ) platform for GSA Schedule. eBuy is a powerful and intuitive acquisition tool used by thousands of Federal agencies and military services worldwide to help save government time and money as acquisitions achieve required competition, best pricing and value. Planned and ongoing updates to eBuy include new features that benefit both buyers and sellers by creating more visibility and simplification in quoting, Request for Information (RFI), and RFQ interactions.
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Distributional Equity/Distributions, Procedural Equity, Structural Equity
Create new sustainability - focused markets in coordination with the U.S. Environmental Protection Agency and Department of Defense. Climate risk adaptation efforts and Federal sustainability goals are positioned to deploy hundreds of millions of dollars in new acquisition opportunities, including those available to small businesses, over the near / medium term. GSA is driving new and emerging market successes in Low Embodied Carbon building materials, Zero - Emission Vehicles and supply equipment, scaling of eco - labels to reduce per - and polyfluoroalkyl substances (PFAS), and expediting procurement availability of environmental technologies. Finalize solicitations and awards for new Polaris and OASIS + contracts. 3 These newly launched governmentwide IT and professional services contracts offer more opportunities for small businesses to compete for prime contracts, including small business and socioeconomic set - asides. Since 2015, GSA's current OASIS vehicle has helped Federal agencies obligate more than $ 67 billion. Improve accessibility and reduce administrative burden. GSA committed to reviewing 37 Federal Acquisition Regulation (FAR) forms and identifying six design changes to appearance and layout (e.g., limiting use of capitalization and italics, continuity of 12 - point font and bolded text for readability) that could make the standard forms easier to navigate for people with dyslexia, limited vision and intellectual disabilities. GSA will redesign FAR forms and launch a public awareness campaign about the updates. For FY 2024, GSA will also increase its pledge to the AbilityOne program, a critical source for buying goods and services from suppliers who support the employment of people with disabilities. Further implement and enhance the Post - Award Engagement (PAE) Strategy. Fiscal Year 2023 sales data for SDBs and SESBs will serve as the Year 1 baseline to evaluate the efficacy of PAE plan activities. Based on analysis, GSA will update actions for post - award interventions that address the phenomena of persistent low or no sales, including: targeted training, matchmaking industry days and technical assistance.
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Distributional Equity/Distributions
Measuring Our Progress: Federal Procurement Equity
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Procedural Equity
Strategy # 2: Deliver Equitable, Accessible and Inclusive Digital Government to the American Public
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Procedural Equity
Measuring Our Progress: Equitable and Accessible Digital Government
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Distributional Equity/Distributions, Procedural Equity
Strategy # 5: Advance Equitable Access to Opportunity and Federal Resources for Local Communities and Minority Serving Institutions
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Distributional Equity/Distributions
Advance procurement opportunities and partnerships between Federal Agencies and Historically Black Colleges and Universities and Minority Serving Institutions.
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Distributional Equity/Distributions, Procedural Equity
Measuring Our Progress: Equitable Access to Federal Resources
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Distributional Equity/Distributions
Advancing Equity and Supplier Diversity in Federal Procurement
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Procedural Equity
Advancing Equity and Accessibility in Federal Technology
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Procedural Equity
The Federal real estate footprint - including the 375 million rentable square feet owned and operated by GSA - has significant generational impact on communities nationwide. Federal construction projects act as anchors for economic security, reliable opportunities for good local jobs, defenses against the negative impacts of climate change, and can advance the overall livability and vitality of American communities. GSA's work often occurs in or adjacent to disadvantaged communities that have suffered from long - standing underinvestment and have dealt with historic challenges and barriers to equitable development. These communities tend to have poor transportation connectivity to job opportunities, higher exposure to many forms of pollution, and less access to green space. The impacts of this inequity are apparent in the persistent lower household income, high unemployment, and poorer health outcomes. 8 In order to help overcome these barriers, GSA is executing projects with enhanced stakeholder engagement and data analysis to better inform GSA decisionmakers and project teams about local development contexts and better connect project location, design, and facility operations with the needs of those communities that will benefit from more equitable development.
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Structural Equity
Projects implemented under the nearly $ 7 billion made available to GSA through historic Bipartisan Infrastructure Law (BIL) and Inflation Reduction Act (IRA) investments are poised to bolster economies with small and local business participation, improve job and jobsite quality for workers and trade labor, address sustainability and environmental justice concerns, and strengthen relationships between levels of government, Tribes, and communities.
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Structural Equity
Aid the economic success of construction industries, contractors, and labor forces. Governmentwide implementation of the Bipartisan Infrastructure Law is estimated to create 800,000 good - paying jobs9, but the possibility of critical shortages in construction and craft labor could threaten the timely and successful completion of these projects. 10 GSA is committed to scaling the impact of our BIL and other building modernization investments through collaboration with other Federal agencies and our industry partners.
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Distributional Equity/Distributions, Procedural Equity
Achieve equitable and sustainable development impacts through data - driven insights, Federal partnerships and community engagement. New Federal integrated data mapping and urban planning resources, like the Climate and Economic Justice Screening Tool have provided GSA with deeper insights about community needs and challenges during the project planning process. This includes opportunities for GSA to collaborate directly with State / local governments and communities on ways to address environmental justice concerns, meet development goals, and scale impact through better and more robust coordination between Federal agencies.
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Procedural Equity
Identify and announce a near - term portfolio of projects for targeted environmental justice and sustainability actions. GSA's Center for Urban Development / Good Neighbor Program will develop a priority list of site repair work at Federal buildings that would correct deficiencies in ways that also bring positive local sustainability impacts, address environmental justice concerns, and fulfill community planning goals. Relevant issues would include stormwater runoff, extreme heat, and tree canopy, as well as accessibility and improving aesthetics. These projects will provide meaningful benefit to the communities surrounding Federal properties and help to maximize the positive
GSA 2023 Text 11
Procedural Equity
At our federal buildings, we've been partnering with local small businesses to guide them through the process of accessing opportunities across the Federal marketplace. We've also been partnering with opportunity centers to raise awareness of these projects among the local communities. There's one location in D.C. where we've helped over 35 businesses get onto government schedules and helped secure jobs for over 2,500 people.
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Procedural Equity
We're also focused on the physical accessibility of our buildings through our National Accessibility Program, the many efforts of our Office of Design and Construction, and our long - standing relationship with the U.S. Access Board. We also partnered with Challenge.go to launch the " " Access for All " " universal and accessible design competition for U.S. architecture students to source best practice improvements.
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Distributional Equity/Distributions
The Federal Government's exploration of the equitable and effective deployment of benefits, resources and critical relief programs in the near and long term, particularly after national emergencies, is an essential part of how the government performs continuous improvement of
GSA 2023 Text 126
Distributional Equity/Distributions
its functions and works better for all Americans. As an example, Federal resources deployed to address immediate needs related to the COVID - 19 pandemic faced challenges in equitably reaching communities who were already suffering from legacy disparities in and outcomes across race, class, and geography; these systemic inequities were further exacerbated by the pandemic. 14 By conducting more frequent and rigorous evaluation of both the methods used to deliver government resources and the impacts of Federal programs on the public, the Federal Government has the potential to more fully understand if programs are working as intended, better interrupt bias further upstream and modernize systems for greater efficacy - with the ultimate goal of meeting the needs of communities, particularly the most vulnerable, when it matters the most.
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Distributional Equity/Distributions
Undertaking evaluation can be expensive, time consuming, and may require Federal agencies to build capacity for data or research needs before being able to initiate this important work. Additionally, once evaluations are completed, Federal agencies face challenges with resources or infrastructure to act on key findings; and results from evaluations currently lack communication strategies that can more easily raise awareness for the public and catalyze implementation, including across non - Federal stakeholders who also benefit from these insights.
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Procedural Equity
Rural, socioeconomically underserved, and historically disinvested communities, including Tribes and institutions that serve disadvantaged and minority populations like Historically Black Colleges and Universities (HBCUs), disproportionately rely on Federal goods and services to bridge critical resource gaps. 15 Yet barriers to information, administrative burdens in navigating government processes, capacity and infrastructure gaps to meet government requirements, and equitable access to resource pathways prevent communities from fully realizing the available benefits from Federal support and partnership.
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Procedural Equity
GSA's work delivering " " services that are simple to use, accessible, equitable, protective, transparent, and responsive for all people " " is evident in our digital capabilities as well. Our public - facing websites are 508 compliant, support assistive technology, and are available in multiple languages. In fact, Vote.go has recently added its first Alaska Native language and multiple Asian American Native Hawaiian and Pacific Islander languages to increase accessibility while supporting cultural vitality. We're also
GSA 2023 Text 17
Distributional Equity/Distributions, Procedural Equity, Structural Equity
We've been partnering across the government as well. Our Office of Government - wide Policy IT Accessibility team helps agencies meet Federal compliance standards while our U.S. Web Design Services offers toolkits and best practices to ensure that Federal websites are accessible for everyone - that includes providing specific resources to support customers in varying socio - economic communities. Through our work with the Department of Labor's Good Jobs Initiative, we're helping improve job quality and create access to good union jobs free from discrimination and harassment for all working people, with an emphasis on people of color, LGBTQ +, women, veterans, immigrants, individuals in rural communities, and individuals with disabilities.
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Distributional Equity/Distributions
Looking to the future, GSA's updated action plan aims to further advance equity through the agency's high - impact program areas like Federal procurement, Federal buildings, and Federal technology design and delivery. It also gives increased emphasis to GSA's role in helping to strengthen the government's ability to be more agile, responsive, and reflective of Americans ' needs through evaluation and data - driven insights.
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Distributional Equity/Distributions
Advance Equity, Economic Justice, and the Diversity of the American Supplier Base through Federal Procurement. This strategy supports the whole - of - government equity objective of economic justice; and it aims to address barriers faced by small and disadvantaged businesses as they participate in the Federal marketplace. Key actions are designed to improve contracting efficiency and success through data insights, innovative procurement tools, and greater collaboration across Federal agencies.
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Distributional Equity/Distributions
In January 2022, GSA released its inaugural Equity Action Plan in accordance with Executive Order 13985: Advancing Racial Equity and Support for Underserved Communities Through the Federal Government. To develop this plan, GSA conducted equity assessments and identified a set of actions for three high - impact program areas: Federal procurement, Federal buildings footprint, and Federal technology design and delivery. The section below provides an overview of the key accomplishments achieved since publication of the original Equity Action Plan.
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Procedural Equity, Structural Equity
The sacred trust between government and its citizens should inform every action, every decision, and every policy. It's our responsibility to get people the services they need, when they need them - that's why we're taking a people - centered approach to government. We know that government only works when it works for everyone, so I'm proud to renew GSA's commitment to delivering a government that's equitable, accessible, and inclusive of the diverse nation we serve.
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Procedural Equity, Structural Equity
GSA is committed to institutionalizing the principles of Justice40 - ensuring that the benefits of Federal investments flow to disadvantaged communities that are marginalized, underserved, and overburdened by pollution, advancing equitable and sustainable development, and mitigating the disproportionate burdens faced by underserved communities in the climate crisis. Our Good Neighbor Program helps construction project teams, local governments and communities address common environmental justice challenges - like flooding from aging water systems, heat islands caused by lack of tree canopy, and air pollution from commercial traffic patterns - during the urban planning process. GSA's Environmental Justice Scorecard highlights include 27 Tribal Consultations related to environmental justice from January 2021 to September 2022 and improving environmental justice literacy through training provided to GSA's National Environmental Policy Act (NEPA) Network.
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Distributional Equity/Distributions
Strategy # 1: Advance Equity, Economic Justice, and the Diversity of the American Supplier Base through Federal Procurement
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U.S. General Services Administration navigating government's diffuse information and processes, and disproportionately negative outcomes relative to other businesses while competing for Federal contracts and obligations - including the approximately $ 85 billion in annual contracts facilitated by GSA. GSA's plan to advance equity in Federal procurement coordinates and builds on key actions that take a holistic approach to reducing barriers and improving outcomes at critical stages of the Federal contracting lifecycle, with the goal to increase overall marketplace participation rates and the amount of Federal contracting dollars awarded to underserved and disinvested communities.
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Distributional Equity/Distributions
Facilitate greater supplier diversity and contracting success through GSA acquisition products and innovation. GSA acquisition vehicles are trusted and proven entry points for small businesses to begin and find early success in the Federal marketplace. The Multiple Award Schedule (MAS) and Governmentwide Acquisition Contracts (GWAC) are standout sources of eligible award dollars available to small disadvantaged businesses to compete for contracts in Federal common goods and services, and in high - growth categories like information technology and solutions. GSA supports overall governmentwide procurement equity efforts by ensuring the universe of our own contracting opportunities drive innovation and are responsive to the complex needs of our customers and vendors. These actions include:
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Procedural Equity
U.S. General Services Administration Schedule pool will allow for sole source opportunities to SDBs, which significantly reduces burden on small businesses to obtain orders and gain Federal work experience. GSA will update the solicitation to begin adding new 8 (a) contractors to the Schedule, will enhance eTools to identify eligible 8 (a) contractors on eBuy and GSA Advantage! and will update and roll - out training for its acquisition workforce and Federal agencies on the new process.
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Distributional Equity/Distributions, Procedural Equity, Structural Equity
Although technology continues to rapidly evolve, persistent inequities in technology design and delivery - like higher false rejection rates, completion failure rates, and time burdens - disproportionately negatively impact those from historically and socially marginalized communities. Additionally, digital services very often fail to prioritize human - centered design and usability beyond compliance. This means that Americans who likely have a critical need to connect with government information and services through digital platforms also are likely to have the hardest time doing SO. Examples include both lack of access to the newest hardware or good internet, which often means newer digital platforms do not perform as well (because they are not built for older devices or don't work with low bandwidth connections), or software that is not designed to work across all populations, such as lack of plain language impacting populations with limited English proficiency or poorly trained Al models causing biometric systems to perform worse for people with different ages or skin tones. GSA - through its consulting and fellowships offerings such as the Centers of Excellence and the Presidential Innovation Fellows, shared services such as Login.gov and the US Web Design System, and Federal partners in the White House Office of Science and Technology Policy and United States Digital Service - plays a central role in the responsible development, deployment, and procurement of technologies used by the Federal Government to communicate or interact with the public. 4 GSA is committed to delivering high - impact digital services and products in a manner that improves customer experience, reduces burden, broadens access, and advances civic tech practices that are intrinsically equity - aware and community - informed.
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Mitigate bias and advance responsible adoption of civic technologies, including machine learning - enabled and emerging technologies. GSA's own internal product testing processes, as well as publicly available, peer - reviewed technical research studies from academic institutions and government research partners - like the National Institute of Standards and Technology (NIST) and the U.S. Department of Homeland Security (DHS) - have identified user experience disparities and efficacy gaps in machine learning and Al - enabled technologies that adversely impact users, including: people with darker skin tones, people in rural areas with low bandwidth, people using older electronic devices, nonbinary and transgender people, people with disabilities, and people whose native language is not English. 5 The negative impacts listed above compound for government websites and digital services, including services that have the potential to impact rights (like access to benefits or other government services). For example, a user with darker skin tone who is more likely to live in a neighborhood with low - bandwidth internet access and have an older device is thus more likely to experience increased friction in their attempt to use a government website or service.
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Expand digital accessibility, language access, public participation and equitable user research practices. Traditional outreach, user research, data collection (including Artificial Intelligence - trained datasets), content strategy and customer experience testing methods often do not sufficiently include underrepresented groups. This means that as technology is built and deployed, those end users of the public who likely most need to connect with government information and services will often have the most difficulty accessing them. GSA will continue actions that strengthen relationships with stakeholders and meaningfully integrate the needs of communities as part of our digital services.
GSA 2023 Text 9
Structural Equity
To start, with over $ 6 billion from the Bipartisan Infrastructure Law and Inflation Reduction Act, we're making smart investments in GSA - controlled Federal buildings all across the country. We're focused on building spaces that are part of the communities they inhabit, modernizing them so they can easily provide services to the American people, and ensuring their resilience and sustainability. With every investment, we're seeking to address climate change because it's a triple win: creating good jobs, saving taxpayer dollars, and making a healthier future for generations to come. We know that historically underserved communities are too - often disproportionately impacted by climate change, so we're making sure that this triple win benefits everyone.
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Preventing Child Welfare System Involvement: We understand that families in poverty and those in Tribal and other communities are impacted by the child welfare system more than others, in some cases largely because they lack sufficient access to economic resources and community networks. Our efforts will be directed at connecting families in need to supports that enable them to stay together and preventing discriminatory and other practices that make it difficult for children, youth, and families to heal when child welfare is involved. Promoting Accessible and Welcoming Health Care: A lack of health insurance coverage and social and geographic barriers to care mean that not everyone is receiving health care that meets their needs within their communities. Our actions will promote access to comprehensive insurance coverage and quality care designed to meet the diverse needs of Americans so everyone can benefit from preventive care and effective treatments. Improving Maternal Health Outcomes: Too many women, particularly racial and ethnic minority populations, and those in rural areas, are losing their lives or health during pregnancy or after giving birth. Our actions will address gaps in insurance coverage and the birthing care infrastructure to ensure better maternal health outcomes. Meeting Behavioral Health Needs: The impact of the COVID - 19 pandemic increased mental health and substance use challenges for all populations, but disproportionately exacerbated the already existing behavioral health disparities among underserved racial, ethnic, and sexual minority populations. The rising rates of suicide, depression, anxiety, and substance misuse among youth and adults are impacted by a decreasing workforce, limited resources, underinsurance, and lack of culturally competent care. Our actions will improve access to behavioral health care coverage and ensure that prevention and treatment are accessible and meet the needs of all populations. Advancing Clinical Innovation: To increase our understanding of what treatments are most effective for which populations, we need to increase the diversity of our research and clinical trials to inform that science. Our actions will engage a more diverse set of populations in informing our efforts and participating in clinical research so that we can innovate to improve health and well - being outcomes.
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Increase evidence - based prevention programs, services and supports to children and families leveraging the Family First Prevention Services Act to enable more children to be supported in their own homes. Provide increased guidance to regulated agencies and enforce nondiscrimination provisions to better educate agencies of their responsibilities and available resources to facilitate intact family support and reunification for all families. Intensify technical assistance efforts and issuance of policy guidance to states on ways to disentangle poverty from states ' considerations of child neglect to reduce unnecessary CPS interventions and trauma allowing more children to stay safely within their own families and communities. Provide policy options and practice expectations for child welfare agencies on how they can ensure the most appropriate, stable, family - like and caring placements for children, including appropriate placements for LGBTQI + youth and kinship care, to protect their well - being in foster care and expedite return to their families when feasible / appropriate.
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The Administration for Children and Families (ACF) hosted nine cross - sector summits in 2022 to build knowledge among partners about the economic mobility challenges facing their communities. All regions engaged their state leaderships in promoting intentional engagement of parents and others with lived experience to inform their policies and practices. ACF and states will continue partnering to engage communities ongoingly about child welfare through the Child and Family Service Reviews. This process ensures meeting federal child welfare requirements, determining what is happening to children and families as they are engaged in child welfare services, and assists states in enhancing their capacity to help children and families achieve positive outcomes. Through these reviews, states and ACF engage impacted communities - including youth, parents, foster parents, Tribes, courts and child welfare workers - to review data on performance and identify strengths and areas needing improvement within their agencies and programs.
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Certain populations continue to face barriers to quality, affordable health services, including those with low - incomes, rural communities, households with a primary language other than English, immigrants, Tribes / Native Americans, racial and / or ethnic minority communities, LGBTQI + populations, and persons with disabilities. Certain populations experience biased treatment and care. The health care workforce needed to provide care in underserved areas needs additional supports to facilitate improved health care access and quality for populations that historically face barriers to care. There continues to be an unequal distribution of physicians coupled with a physician shortage, especially for certain specialties including primary care, dental health, and mental health practitioners.
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Lack of health insurance coverage continues to be a large barrier to accessing health care services, and unequal distribution of coverage contributes to health disparities. 9,10,11 Studies show that having health insurance is associated with improved access to health services and better health monitoring. 12,13,14 Social, economic, cultural, and geographic barriers continue to affect access to care, especially for rural and Tribal communities, Native Americans, racial and ethnic minority, and low - income populations. 15,16
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9 Institute of Medicine (U.S.) Committee on Understanding and Eliminating Racial and Ethnic Disparities in Health Care (2003). Unequal treatment: Confronting racial and ethnic disparities in health care (B. D. Smedley, A. Y. Stith, & A. R. Nelson, Eds.). National Academies Press. 10 Call, K. T., McAlpine, D. D., Garcia, C. M., Shippee, N., Beebe, T., Adeniyi, T. C., & Shippee, T. (2014). Barriers to care in an ethnically diverse publicly insured population: Is health care reform enough? Medical Care, 52 (8), 720 - 727. 11 Tolbert J., Drake P., Damico, A. (2022). Key Facts about the Uninsured Population. Kaiser Family Foundation. https: / / www.kff.org / uninsured / issue - brief / key - facts - about - the - uninsured - population / #:: text = One % 20in % 20five % 20uninsured % 20adults, health % 20conditions % 20and % 20chronic % 20disea ses. 12 Baicker, K., Taubman, S. L., Allen, H. L., Bernstein, M., Gruber, H., Newhouse, J. P., & Finkelstein, A.N. (2013). The Oregon experiment - effects of Medicaid on clinical outcomes. New England Journal of Medicine, 368 (18), 1713 - 1722. 13 McWilliams, J. M., Zaslavsky, A. M., Meara, E., & Ayanian, J. Z. (2003). Impact of Medicare coverage on basic clinical services for previously uninsured adults. JAMA, 290 (6), 757 - 764. 14 Buchmueller, T. C., Grumbach, K., Kronick, R., & Kahn,. G. (2005). Book review: The effect of health insurance on medical care utilization and implications for insurance expansion: A review of the literature. Medical Care Research and Review, 62 (1), 3 - 30. 15 Call, K. T., McAlpine, D. D., Garcia, C. M., Shippee, N., Beebe, T., Adeniyi, T. C., & Shippee, T. (2014). Barriers to care in an ethnically diverse publicly insured population: Is health care reform enough? Medical Care, 52 (8), 720 - 727. 16 Douthit, N., Kiv, S., Dwolatzky, T., & Biswas, S. (2015). Exposing some important barriers to health care access in the rural USA. Public Health, 129 (6), 611 - 620. doi: 10.1016 / j.puhe. 2015.04.001
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According to Health Resources and Services Administration (HRSA) data, in areas where a health workforce shortage has been identified, the U.S. needs over 17,000 primary care practitioners, 12,000 dental health practitioners, and 8,200 mental health practitioners to address Americans ' current health needs. 17 Evidence indicates that a workforce diverse in its experiences, supports enhanced access to care for underserved areas and populations, including with locating services in underserved communities, patient acceptance of preventive care, patient to clinician trust, clinician and patient communication, and provision of culturally relevant care. 18,19,20,21,22,23 Implicit racial / ethnic bias among health care professionals can lead to differences in the quality of health care services received by certain racial / ethnic populations and perpetuate existing health disparities. 24,25 Women face individual - level barriers to accessing reproductive health care including lack of insurance, difficulty obtaining appointments or accessing a clinic, not having a regular physician, and fear of lack of confidentiality of services. 26,27,28
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17 HRSA. (2023). Health Workforce Shortage Areas.https: / / data.hrsa.gov / topics / health - workforce / shortage - areas 18 Kington R, Tisnado D, Carlisle DM. Increasing racial and ethnic diversity among physicians: an intervention to address health disparities? In Smedley BD, Stith AY, Colburn L, Evans CH, (eds.). The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions. Washington, DC: National Academy Press, 2001. 19 Alsan, Marcella, Owen Garrick, and Grant Graziani. 2019. " " Does Diversity Matter for Health? Experimental Evidence from Oakland. " " American Economic Review, 109 (12): 4071 - 4111. DOI: 10.1257 / aer. 20181446 20 Street R.L., O'Malley, K., Cooper, L., & Haidet, P. (2008). Understanding Concordance in Patient - Physician Relationships: Personal and Ethnic Dimensions of Shared Identity. The Annals of Family Medicine, 6 (3) 198 - 205; DOI: 10.1370 / afm. 821 21 Gonzalez H.M., Vega W.A., and Tarraf W. (2010). Health Care Quality Perceptions among Foreign - Born Latinos and the Importance of Speaking the Same Language. The Journal of the American Board of Family Medicine, (6) 745 - 752, DOI: 10.3122 / jabfm. 2010.06.090264 22 Hoffman KM, Trawalter S, Axt JR, Oliver MN. (2016). Racial bias in pain assessment and treatment recommendations, and false beliefs about biological differences between blacks and whites. Proc Natl Acad Sci, 113: 4296 - 4301. 23 Goodfellow, Amelia; Ulloa, Jesus G. MD, MBA; Dowling, Patrick T. MD, MPH; Talamantes, Efrain MD, MBA, MSHPM; Chheda, Somil; Bone, Curtis MD, MHS; Moreno, Gerardo MD, MSHS. (2016) Predictors of Primary Care Physician Practice Location in Underserved Urban or Rural Areas in the United States: A Systematic Literature Review. Academic Medicine 91 (9): p 1313 - 1321, DOI: 10.1097 / ACM. 0000000000001203 24 Burgess DJ, Fu SS, Van Ryn M. (2004). Why do providers contribute to disparities and what can be done about it? J Gen Intern Med., 19 (11): 1154 - 1159. 25 Hall WJ, Chapman MV, Lee KM, Merino YM, Thomas TW, Payne BK, Eng E, Day SH, Coyne - Beasley T. Implicit Racial / Ethnic Bias Among Health Care Professionals and Its Influence on Health Care Outcomes: A Systematic Review. Am J Public Health. 2015 ec; 105 (12): e60 - 76. doi: 10.2105 / AJPH. 2015.302903. Epub 2015 Oct 15. PMID: 26469668; PMCID: PMC4638275. 26 Ralph LJ, Brindis CD. Access to reproductive healthcare for adolescents: establishing healthy behaviors at a critical juncture in the lifecourse. Curr Opin Obstet Gynecol. 2010;22 (5): 369 - 374. doi:: 10.1097 / GCO. 0b013e32833d9661 27 Decker MJ, Atyam TV, Zárate CG, Bayer AM, Bautista C, Saphir M. Adolescents ' perceived barriers to accessing sexual and reproductive health services in California: a cross - sectional survey. BMC Health Serv Res. 2021;21 (1): 1263. loi: 10.1186 / s12913 - 021 - 07278 - 3 28 Grindlay K, Grossman D. Prescription birth control access among US women at risk of unintended pregnancy. J Womens Health (Larchmt). 2016;25 (3): 249 - 254. i: 10.1089 / jwh. 2015.5312
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LGBTQI + populations face challenges accessing health care services resulting in worse health outcomes due to stigma, discrimination, inequality in the workplace, and other barriers. 29 Additionally, changes in laws and policies have made it more difficult to access services, including gender affirming care, in certain parts of the country. American Indian and Alaska Native Tribal communities face historical challenges in accessing timely and quality health care services due to chronic underfunding and staffing for healthcare services, discrimination, poor infrastructure including limited cellular and broadband access, remote locations, and living in health - care deserts with long - standing structural and socioeconomic inequities among other barriers. ¹ 1 A variety of evidence shows that a diverse workforce supports access to care including with preventive care, patient to clinician trust, clinician and patient communication and culturally relevant care. 32,33,34,35,36
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Published draft rules on language access in all health programs and activities funded by the Department. On August 4, 2022, the Office for Civil Rights (OCR) published a Notice of Proposed Rulemaking (NPRM), proposing comprehensive updates revisions to the Department's regulations implementing Section 1557, the nondiscrimination provision of the Affordable Care Act. See proposed rule. The proposed rule restores and strengthens civil rights protections for patients and consumers in certain federally funded health programs and affirms protections against discrimination on the basis of race, color, national origin, sex, including sexual orientation and gender identity, age, and disability. Created a comprehensive structure for implementing HHS's action plan and practices for language access. The Department relaunched the HHS Language Access Steering Committee (LASC), which is comprised of representatives from every HHS agency. The LASC will facilitate the sharing of effective practices and procedures for enhancing language access. Ensured state compliance with language access and effective communication obligations during and after public health emergencies. On April 5, 2023, OCR dispatched a letter to state health officials reminding states of their language access and effective communication obligations under federal civil rights laws to ensure that individuals and families continue to have access to Medicaid and Children's Health Insurance Program (CHIP) coverage upon the expiration of the Families First Coronavirus Response Act continuous enrollment condition.
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Reduce bias in health care and research settings and increase access to quality, respectful, accessible, culturally relevant and linguistically appropriate care for underserved groups across the life course. Develop more culturally and linguistically inclusive practices and support nondiscrimination in health care services. Support a diverse health care, public health, and research workforce, especially in medically underserved and impoverished areas, health professional shortage areas and for providers who are most trusted by communities such as peer workers and those engaged in community - initiated care.
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29 National Academies of Sciences, Engineering, and Medicine. 2020. Understanding the Well - Being of LGBTQI + Populations. Washington, DC: The National Academies Press. https: / / doi.org / 10.17226 / 25877. 30 Dawson, L., Kates, J., Musumeci, MB. (2023). Youth Access to Gender Affirming Care: The Federal and State Policy Landscape. Kaiser Family Foundation. https: / / www.kff.org / other / issue - brief / youth - access - to - gender - affirming - care - the - federal - and - state - policy - landscape / 31 Smith, M. (n.d.) Native Americans: A Crisis in Health Equity. https: / / www.americanbar.org / groups / crsi / publications / human rights magazine home / the - state - of - healthcare - in - the - united - states / native - american - crisis - in - health - equity / 32 Smedley BD, Stith AY, Colburn L, et al.; Institute of Medicine (US). The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions: Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W.Nickens, M.D.. Washington (DC): National Academies Press (US); 2001. Increasing Racial and Ethnic Diversity Among Physicians: An Intervention to Address Health Disparities? Available from: https: / / www.ncbi.nlm.nih.gov / books / NBK223632 / 33 Alsan, Marcella, Owen Garrick, and Grant Graziani. 2019. " " Does Diversity Matter for Health? Experimental Evidence from Oakland. " " American Economic Review, 109 (12): 4071 - 4111. DOI: 10.1257 / aer. 20181446 34 Street RL Jr, O'Malley KJ, Cooper LA, Haidet P. Understanding concordance in patient - physician relationships: personal and ethnic dimensions of shared identity. Ann Fam Med. 2008 May - Jun; 6 (3): 198 - 205. doi: 10.1370 / afm. 821. PMID: 18474881; PMCID: PMC2384992. 35 González HM, Vega WA, Tarraf W. Health care quality perceptions among foreign - born Latinos and the importance of speaking the same language. J Am Board Fam Med. 2010 Nov - Dec; 23 (6): 745 - 52. doi: 10.3122 / jabfm. 2010.06.090264. PMID: 21057070; PMCID: PMC2995948. 36 Hoffman KM, Trawalter S, Axt JR, Oliver MN. Racial bias in pain assessment and treatment recommendations, and false beliefs about biological differences between blacks and whites. Proc Natl Acad Sci USA 2016;113: 4296 - 4301
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Improve access and address barriers to care by engaging community health workers and trusted partners in rural communities, Tribal Communities, and other underserved communities Support continuity of coverage during Medicaid unwinding by working with states and external partners on renewals and connections to other forms of health coverage. Develop resources or programs to increase the number of culturally appropriate and informed health care materials and information available in - language for providers and partners. Advance social determinants of health (SDOH) research and adverse childhood experiences (ACEs) research to better identify and address structural barriers to healthcare access and influence positive outcomes.
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Changes in demographics of health care professionals including their service locations as well as the number of nurses and physicians who are members of, or have a history of service to, underrepresented minority communities Changes in and patterns of services accessed by patients including medical, dental, mental health, substance use disorder, vision, and enabling services Trends in demographic characteristics of total health center patients Trends related to health center patient income and insurance status Number and percentage of health center patients who are experiencing homelessness, are agricultural workers or dependents, served at a health center located in or immediately accessible to a public housing site Changes in health insurance and Medicaid coverage by state Changes in the development and use of culturally appropriate and informed health care resources for providers and partners
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Improved health outcomes for underserved populations and communities Increased equity in access to affordable, high quality, culturally appropriate health care
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The HHS Office for Civil Rights (OCR) has been holding a series of convenings across the country on EO 14079 on Securing Access to Reproductive Health and Other Healthcare Services as part of OCR's continuing efforts to hold national and regional convenings with health care providers, civil rights organizations, patient advocates, and provider associations to raise awareness of Federal non - discrimination laws that protect individuals ' access to appropriate reproductive health care. Subject matter experts are engaged in the development of HHS Office of Minority Health (OMH) Think Cultural Health e - learning programs, aimed at building knowledge and skills in providing culturally and linguistically appropriate services, to provide input on e - learning program curricula and content. OMH held listening sessions with subject matter experts and community representatives, on topics including community health worker sustainability and language access.
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Increase access and use of health care services by continuing to promote state implementation of 12 - month postpartum coverage extension in Medicaid and CHIP to improve health insurance coverage for postpartum people, including the 40 percent of U.S. births covered by Medicaid and CHIP. Increase screening for maternal depression and substance use disorder (SUD) during the postpartum period to decrease maternal mortality. Address maternal / birthing care deserts and the maternity / birthing care safety net by strengthening birthing care infrastructure, including a focus on obstetrics (OB) readiness, especially in rural communities and Tribal communities. Build a competent and diverse workforce for maternal care pre - and post - birth, including midwives, doulas, promotoras and other non - OB (non - stigmatizing) community - based settings. Establish a task force focused on maternal mental health and perinatal mental health. Increase funding for economic development and social mobility for Tribal communities and families through grants and training and technical assistance.
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Changes in maternal mental health, mortality rates, and other health indicators Number of partnerships established in Tribal communities, rural communities, low - income and low - resourced communities, and other high need areas Changes in access to primary care across the perinatal spectrum Number of states and territories that extend Medicaid coverage for a full 12 months Changes in impact and number of people who benefit from expanded Medicaid postpartum care Changes in number of hospitals with " " birthing friendly " " hospital designation Changes in number of conversations with the National Maternal Mental Health Hotline counselors Changes in the number of health center obstetrician / gynecologist and certified nurse midwife full - time equivalents and the number of clinic (in - person) and virtual visits to those providers Changes in prenatal care provided directly to health center patients or by referral Changes in the percentage of mothers enrolled in home visiting prenatally (or within 30 days after delivery) who received a postpartum visit with a healthcare provider within 8 weeks of delivery Changes in the percent of primary caregivers enrolled in home visiting who are screened for depression within 3 months of enrollment or delivery
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Awarded Equity in Postpartum Care Challenge grants to identify successful and promising approaches to improving postpartum care and equity in maternal health outcomes. The Centers for Medicare & Medicaid Services (CMS) has approved 42 states, DC and the Virgin Islands to provide 12 months of continuous postpartum coverage through Medicaid and CHIP (as of December 2023). An estimated 540,000 Americans annually are eligible for essential care for a full year after pregnancy. HHS secured this option for states permanently in the Consolidated Appropriations Act of 2023 and CMS will continue to work with states on continuous coverage. CMS established a " " Birthing Friendly " " hospital designation - a publicly - reported, public - facing hospital designation on the quality and safety of maternity care (to be launched Fall 2023). CMS will award this designation to hospitals that report they participated in a national or statewide quality collaborative and implemented all recommended interventions. HHS established a National Maternal Mental Health Hotline on Mother's Day 2022, which provides 24 / 7, free, confidential emotional support, resources, and referrals before, during, and
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Improved maternal health outcomes for high - risk populations and communities Increased equity in access to affordable, high quality, culturally appropriate maternal health care
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Some populations are at higher risk of experiencing behavioral health challenges and some also face barriers to accessing mental and behavioral health care services, including racial and ethnic minorities, American Indian and Alaska Natives, rural populations, persons with disabilities, LGBTQI + adults and youth, older adults, and other populations. There continues to be several workforce challenges among mental and behavioral healthcare providers, including shortages, geographic maldistribution, lack of diversity, and burnout.
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Youth behavioral health has worsened. In the past decade, the percentage of students across every Tribal, racial and ethnic group feeling persistently sad or hopeless increased. 43 Female students, LGBTQI + students, and students who had any same - sex partners were more likely than their peers to experience poor mental health and suicidal thoughts and behaviors. 44 Behavioral health challenges are especially acute for the American Indian and Alaska Native population. The percentage of AI / AN persons aged 12 or older in 2021 with a past year substance use disorder (27.6 %) was higher than among other racial or ethnic groups. Percentage of AI / AN persons aged 18 or older in 2021 with any mental illness (26.6 %) was higher than among almost all other racial or ethnic groups. According to the 2021 National Survey on Drug Use and Health, the percentage of adults with any mental illness in the past year who received mental health services was lower among Asian (25.4 %), Hispanic or Latino (36.1 %), or Black or African American adults (39.4 %) than among White (52.4 %) adults. 47 Adults with disabilities, compared with those without disabilities, experience more mental distress and are more likely to experience factors associated with a higher occurrence of mental disorders, including poverty and limited health care access. 48 Preventing adverse childhood experiences is key to reducing behavioral health challenges. 49 As adverse child experiences and their social drivers are interdependent, comprehensive and
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Support the development of an inclusive behavioral health workforce that may deliver quality healthcare to diverse populations. Increase Behavioral Health Integration in clinical and non - clinical settings and continued investments in school - based health services to improve access for underserved communities, inclusive of emerging providers and trusted community facilitators. Focus on prevention and treatment for high - risk populations, including the mental health of children, including infants and toddlers, and youth. Expand suicide prevention and crisis work for high - risk populations and underserved communities to include culturally appropriate and in - language crisis services, as well as follow - up and evaluation after delivery of crisis care. Work with the Substance Abuse and Mental Health Services Administration's (SAMHSA) Centers of Excellence and relevant collaborators to address the behavioral health needs of specific underserved communities. Work with the Departments of Labor and the Treasury to publish rules implementing new Mental Health Parity and Addiction Equity Act (MHPAEA) requirements to ensure that private insurance and self - funded, non - governmental plans provide their enrollees with access to behavioral health care that is in parity with coverage of medical and surgical care Publish a report regarding the use of telehealth to address behavioral health service barriers and increase access to behavioral health care, as well as provide resources to facilitate broader use of telehealth for behavioral health care.
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Changes in behavioral health outcomes for high - risk populations Changes in and patterns of services accessed by patients including medical, dental, mental health, substance use, vision, and enabling services Number of partnerships with non - clinical and school settings and assess utilization of resources Degree of behavioral health integration into primary care Number of trainings and technical assistance activities conducted by SAMHSA Centers of Excellence Utilization of the 988 Crisis Contact Centers available in English and Spanish text and chat
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Improved mental and behavioral health outcomes for high - risk populations Increased equity in access to affordable, high quality, culturally appropriate behavioral health care Overall reductions in the economic and social barriers that contribute to poor mental or behavioral health outcomes
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SAMHSA and the White House Initiative on Asian Americans, Native Hawaiians and Pacific Islanders (AANHPI) convened a Summit on AANHPI Mental Health in July 2023. Four key issues emerged: Anti - AANHPI Hate, Language Justice, Behavioral Health Workforce, and Engaging with 988. Partners in this meeting made commitments to these Action Plans. SAMHSA hosted a follow - up working meeting of AANHPI leaders from communities, advocates, practitioners, researchers, national organizations, foundations, technology companies, and federal partners to develop action plans on the four themes. SAMHSA sponsored a Behavioral Health Equity Challenge focused on innovative outreach and engagement strategies that connect communities to behavioral health services in underserved communities. From 426 entries, ten community - based organizations were selected as winners of the challenge in August 2023. These winners presented and documented the impact of their innovative strategies in mental health, substance use prevention, and substance use treatment across historically underserved communities. Recognition will be given to these winners through various presentations and showcases sponsored by SAMHSA. SAMHSA hosted a Policy Academy on Black Youth Suicide to develop a strategic plan to address high rates of suicide among Black youth. Teams from 8 states (GA, IN, KY, LA, MD, OH, OR, PA) convened to address their specific state's needs, work with experts in suicide prevention, and develop policy strategies to take back to their states. They will continue to receive technical assistance sponsored by SAMHSA and report back. Since 2022, Secretary Becerra and HHS leaders have been traveling across the country to hear directly from Americans about the mental health challenges they're facing and engage with local leaders to strengthen the mental health and crisis care system in our communities.
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Racial and ethnic minority populations, AI / ANs, older adults, women, pregnant and lactating individuals, LGBTQI + adults and youth, and persons with disabilities continue to be underrepresented in clinical trials, stifling health care innovation, and hindering the generalizability of effective treatments. Lack of diversity in clinical research has the potential to hinder innovation. Including populations that have been underrepresented in clinical trials and medical studies can help researchers better understand variation in the safety and effectiveness of interventions, identify new biological processes, and lead to new discoveries that can benefit other populations. 55 Evidence from clinical studies help inform health recommendations, insurance coverage, and reimbursement of healthcare services. Without representation of specific groups in trials and studies, we may lack confidence about how new therapeutics will impact all populations. A lack of representation in clinical studies can impede access to effective medical interventions for underrepresented groups if they are not included to build the evidence base to begin with. 56 56 Additional barriers contributing to underrepresentation of racial and ethnic minority patients ' participation in clinical trials include mistrust or fear and stigma of participation, lack of comfort with the clinical trial process, lack of information about clinical trials, time and resource constraints associated with clinical trial participation, and lack of clinical trial awareness. 57
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55 National Academies of Sciences, Engineering, and Medicine; Policy and Global Affairs; Committee on Women in Science, Engineering, and Medicine; Committee on Improving the Representation of Women and Underrepresented Minorities in Clinical Trials and Research; Bibbins - Domingo K, Helman A, editors. Improving Representation in Clinical Trials and Research: Building Research Equity for Women and Underrepresented Groups. Washington (DC): National Academies Press (US); 2022 May 17. 2, Why Diverse Representation in Clinical Research Matters and the Current State of Representation within the Clinical Research Ecosystem. Available from: https: / / www.ncbi.nlm.nih.gov / books / NBK584396 / 56 National Academies of Sciences, Engineering, and Medicine; Policy and Global Affairs; Committee on Women in Science, Engineering, and Medicine; Committee on Improving the Representation of Women and Underrepresented Minorities in Clinical Trials and Research; Bibbins - Domingo K, Helman A, editors. Improving Representation in Clinical Trials and Research: Building Research Equity for Women and Underrepresented Groups. Washington (DC): National Academies Press (US); 2022 May 17. 2, Why Diverse Representation in Clinical Research Matters and the Current State of Representation within the Clinical Research Ecosystem. Available from: https: / / www.ncbi.nlm.nih.gov / books / NBK584396 / 57 Clark, L.T., Watkins, L., Piña, I.L., Elmer, M., et al. (2019). Increasing Diversity in Clinical Trials: Overcoming Critical Barriers, Current Problems in Cardiology, 44, (5), 148 - 172, 0146 - 2806. https: / / doi.org / 10.1016 / j.cpcardiol. 2018.11.002 58 National Academies of Sciences, Engineering, and Medicine. 2022. Improving Representation in Clinical Trials and Research: Building Research Equity for Women and Underrepresented Groups. Washington, DC: The National Academies Press. https: / / doi.org / 10.17226 / 26479.
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Established guidance for HHS programs to use plain language in funding opportunities. The Office of Grants is formally tracking and reporting readability statistics for all Notice of Funding Opportunities (NOFOs) and related public documents. These documents must be easy to read and understand to reach as many potentially qualified applicants as possible. Published an NPRM clarifying nondiscrimination on the basis of sex in certain HHS grants. HHS OCR and Assistant Secretary for Financial Resources published an NPRM which states that, in statutes administered by HHS that prohibit discrimination on the basis of sex, the Department interprets those provisions to prohibit discrimination on the basis of sexual orientation and gender identity. This NPRM further builds on HHS ' efforts to ensure access to health and human services in furtherance of President Biden's Executive Orders on Preventing and Combating Discrimination on the Basis of Gender Identity and Sexual Orientation and Advancing Equality for Lesbian, Gay, Bisexual, Transgender, Queer, and Intersex Individuals.
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Ensure people most affected by health challenges are represented in studies and clinical trials and medical products / device testing to better reflect the full spectrum of populations who are affected by the disease or condition for which a product / treatment is being developed, if approved. Engage communities throughout the entirety of the research process and study design to build trust and improve transparency and accountability. Engage Tribal communities throughout the research process to ensure honoring of tribal sovereignty, data sovereignty, and to engender trust, transparency, and accountability. Advance engagement with diverse communities to build trust and improve representation in clinical trials and studies by providing education, creating collaborative research opportunities, and hosting public meetings and webinars. Engage a more diverse set of populations in informing our efforts and participating in clinical research, respecting tribal sovereignty and data ownership, so that we can innovate to improve health and well - being outcomes.
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Trends in recruitment and report clinical trial demographics, including sex, age, race / ethnicity and sexual orientation and gender identity data, compared to populations affected by the disease or condition being studied Increase in the number of community group and research / medical center partnerships with those who have experience working with the populations impacted by the disease or condition being studied Increase in the number of clinical research studies with enrollment addresses of the populations affected by the disease or condition being studied Increase in the number of engagements with communities, including Tribal communities, throughout the research process to engender trust, transparency, and accountability Increase in the development and use of culturally and linguistically tailored materials and information, patient navigators, and community health workers
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Enhanced patient understanding of the importance of clinical trials and the clinical trials process Increased diversity of clinical trial participants
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The National Institute on Minority Health and Health Disparities (NIMHD), an Institute within NIH, hosted the Inclusive Participation in Clinical Research Workshop to improve inclusive participation and implementation of best practices in clinical research through discussion with interested groups, including community - based organizations, academic institutions, federal agencies, and pharmaceutical companies. Workshop participants learned about the multi - faceted approach necessary to improve inclusion in clinical research, methods utilized to overcome challenges, and lessons learned. The National Institute on Aging (NIA), an Institute within NIH, manages Alzheimer's & Dementia Outreach, Recruitment & Engagement Resources (ADORE), which offers a repository of resources to support the recruitment and retention of participants into clinical trials and studies on Alzheimer's disease and related dementias. This includes resources developed through community engagement and related to working with people living with Alzheimer's disease and related dementias in clinical research. The National Institute of General Medical Sciences (NIGMS), an Institute within NIH, manages the Institutional Development Award (IDeA) program, which is a congressionally mandated program that builds research capacity in states that historically have had low levels of NIH funding. It supports competitive basic, clinical, and translational research, faculty development, and infrastructure improvements. Additionally, the IDeA Clinical and Translational Research Programs focus on community engagement by building hubs for recruitment and relationship development in communities in IDeA states. The National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK), an Institute within NIH, hosted a workshop: " " Optimizing Clinical Trials in Chronic Disease, " " to discuss best practices for planning, preparing, and implementing clinical trials, including recruiting and retaining a representative study population. Workshop participants included patients, advocacy groups, pharmaceutical companies, federal agencies, and academic / medical centers. Takeaways included the importance of considering patient perspectives in planning and implementing trials, barriers to participation and methods to address barriers, and the role of sponsors in supporting efforts to create inclusive trials.
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13 Justice40 covered program (s) 18 funding announcement (s) covered under the Justice40 Initiative $ 4.7 billion in funding made available from Justice40 covered programs
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Guidance on Nondiscrimination in Telehealth for people with disabilities and limited English proficient persons: HHS and U.S. Department of Justice (DOJ) issued a joint guidance document on the protections in federal nondiscrimination laws, including the Americans with Disabilities Act, Section 504 of the Rehabilitation Act of 1973, Title VI of the Civil Rights Act of 1964, and Section 1557 of the Patient Protection and Affordable Care Act, regarding access to telehealth for people with disabilities and limited English proficient persons. This document reminded healthcare providers that while telehealth expands healthcare opportunities for individuals who would otherwise be unable to receive healthcare in person, it must be provided in a manner that is accessible to individuals with disabilities. LGBTQ + Behavioral Health Equity Center of Excellence: The Center of Excellence on LGBTQ + Behavioral Health Equity (CoE LGBTQ + BHE) mission is to bring information and resources to the behavioral health field to enhance culturally responsive care and decrease disparities for this population and does so by providing training and technical assistance opportunities for behavioral health professionals. Established HBCU - Connect, a new initiative with Historically Black Colleges and Universities (HBCUs). The National Institute of Environmental Health Sciences, an Institute within NIH, developed the initiative to inspire the development of environmental health science leaders from diverse backgrounds. HBCU - Connect is a multifaceted effort to strengthen ties between the institute and faculty and students at academic institutions that are often underrepresented in the sciences.
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Families who are experiencing poverty are more likely to be reported to child protective services (CPS) for neglect compared to families with more resources. The strategy seeks to better resource families so that CPS intervention and foster care, which destabilizes families, is not necessary. Certain populations of children and families experience structural barriers to resources and services that meets their unique well - being needs - namely Black families, American Indian and Alaska Native (AI / AN) families, LGBTQI + youth, children and parents with disabilities and parents with limited English proficiency.
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Families with lower income and those in historically underserved communities are overrepresented in the population of people reported to CPS agencies for neglect. ¹ A significant body of research has documented the overrepresentation of certain groups, particularly Black, Hispanic / Latino, and American Indian / Alaska Native children and families, in the child welfare system relative to their representation in the general population. Research shows that even modest increases in resources provided through several mechanisms such as earned income tax credits (EITC), Supplemental Nutrition Assistance Program (SNAP) or Temporary Assistance for Needy Families (TANF) benefits, can reduce CPS involvement and the incidence of neglect. 3,4,5 Interventions that provide economic supports and concrete services have been shown to reduce child maltreatment reports and foster care entry. 6 LGBTQI + youth are overrepresented in foster care, often due to family lack of acceptance, and experience more trauma, disruption in placements and extended stays in foster care than non -
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LGBTQI + youth. Child welfare agencies who actively identify and ensure access to foster homes that provide stable, supportive, and safe families for LGBTQ + youth can nurture positive outcomes for such youth. HHS civil rights cases show a continuing trend of discrimination in complaints against child welfare agencies brought by or on behalf of children and / or parents with disabilities, including those with substance use disorders.
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Strategy # 2: Promote Accessible and Welcoming Health Services for All
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Civil Rights Protections and Language Access:
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Access to care continues to be an issue. In 2021 fewer than half of people with a mental illness were able to access timely care. 51 Rural areas and economically disadvantaged cities have less behavioral health care providers serving the community, 52, 53 and many behavioral health providers report burnout which can further challenge quality care. 54
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2022 Equity Action Plan Update and Accomplishments. Our initial 2022 equity action plan focused on five areas: civil rights protections and language access, acquisitions, grants, capacity building and maternal mortality. HHS remains committed to continuing progress in these areas. Select accomplishments include:
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HHS Equity Action Plan Leads: Arsenio Mataka, Counselor to the Secretary Miranda Lynch - Smith, Deputy Assistant Secretary for Human Services Policy, Performing the delegable duties of the Assistant Secretary for Planning and Evaluation
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Successfully launched the small business customer experience procurement forecasting tool and increased small business procurement opportunities. HHS established the Small Business Customer Experience (SBCX) system as the department - wide procurement forecasting tool for small businesses. It is designed to reduce barriers to entry for small businesses and increase competition. Use of this tool has generated over 5000 procurement opportunities for FY23, which is double from the previous year.
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Provided practical and hands - on guidance to HHS offices on identifying actions to ensure opportunity for all. To ensure all staff and offices understand how to assess for opportunities to deliver our services equitably, HHS created learning opportunities and tools for internal use. These include resources for engaging communities and people with lived experience and requirements and opportunities to improve access for people with disabilities. Our assessment tools helped HHS surpass our 2022 - 2023 Agency Priority Goal on equity. Many tools are available publicly, including resources on conducting equity assessments and equity in research and analysis.
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Last year, I launched a policy - focused Secretary's Challenge on Equity, to inspire our dedicated workforce to be innovative in uncovering opportunities to support a robust wellness system for all. What we collectively learned from that Challenge is that we have more work to do, such as identifying and correcting gaps in our data standards to address equity, communicating more effectively with diverse audiences, and strengthening our role in facilitating an inclusive health and human services workforce. HHS is actively advancing these efforts and making the question of whether our reach is for everyone's benefit a central part of how we continuously improve our services.
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Advancing Equity Through Key Legislation: HHS has key responsibilities in implementing the Inflation Reduction Act (IRA) ' s provisions related to prescription drug costs. HHS is working to ensure that all eligible individuals, particularly seniors and people with disabilities, can feel the benefits of the IRA's health care cost - saving provisions and will be engaging with communities on IRA implementation. HHS along with the Departments of Labor and Treasury, is implementing the No Surprises Act provisions which reduce surprise medical billing. HHS is conducting outreach to ensure that all consumers are aware of their rights and protections under the Act, including making resources available in multiple languages to reach all communities.
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I am proud to share our equity action plan for the upcoming year. Our areas of focus are: keeping children safely at home with their families, enabling access to quality health care, strengthening behavioral health and maternal health, and diversifying clinical research. These areas were selected intentionally because they have been raised by communities, health care practitioners, and partners as areas where we can be most impactful in supporting all people and families to thrive.
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HHS has selected five areas of focus for our 2023 equity action plan. These actions are a selection of HHS's work to advance equity. They correspond with HHS 2022 - 2026 strategic plan and key Biden - Harris Administration priorities for HHS. The plan also sits in parallel to specific efforts related to equity within HHS's family of agencies, such as the National Institute of Health's strategic plan for diversity, equity, inclusion, and accessibility, the Administration for Children and Families ' equity in action commitments, the Centers for Disease Control and Prevention's CORE commitment to equity and the Centers for Medicare and Medicaid Services ' framework for equity. As such, this plan should be considered a portion, but not the total, of our efforts to ensure that all people can enjoy optimal health and well - being.
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Advance sustainable homeownership and wealth generation by reducing appraisal bias and expanding access to homeownership: HUD is dedicated to ensuring all people have access to affordable homeownership and the opportunity to build generational wealth. To better serve individuals and families, HUD has expanded the Family Self Sufficiency program for HUD - assisted residents to initiate a path to realizing their homeownership dreams. HUD will also support current homeowners by combatting the historic impacts of racial bias in the home appraisal process that erodes equity and robs Black, Brown, and Indigenous communities of the opportunity to maintain and grow generational wealth. Reduce barriers and enhance support for protected classes by enforcing fair housing regulations, advancing housing justice, and improving rental assistance: HUD's primary focus in advancing housing justice is to expand the Department's role in proactively supporting and protecting underserved communities through increased Fair Housing Law enforcement and compliance. As detailed within this Equity Action Plan, HUD will enact a dedicated training curriculum to national fair housing partners to ensure that knowledge of Fair Housing protections is widespread and actionable in local communities. Similarly, HUD will employ targeted efforts to engage with key populations, including those impacted by gender - based violence, LGBTQIA + communities, and people impacted by the criminal justice system, to improve the administration and delivery of HUD - assisted programs and services. Reduce racial and ethnic disparities in homeless systems through identifying and addressing barriers to engagement by underserved populations: Promoting equity is a key component in reducing homelessness. People experiencing homelessness are among the most underserved and overlooked - most especially Black, Hispanic, and Native American or Alaska Native people, who experienced increases in homelessness and are significantly overrepresented among this population. Through specialized research and data gathering initiatives, the Agency will continue to improve its ability to better identify, engage, and re - house Black, Brown, Indigenous and other systematically disadvantaged people experiencing unsheltered homelessness. In addition, HUD will expand its work with program and community partners to incorporate the voice and leadership of people with lived experience to create tailored, equitable solutions for individuals ' needs to accentuate a new approach to homelessness relief and further equal access to eviction protection resources. Advance sustainable communities by strengthening climate resilience and energy efficiency, promoting environmental justice, and driving the creation of good - paying jobs: Climate change is a worsening crisis that impacts communities across the United States and the world. Due to historic discrimination and disinvestment, systemically underserved communities often suffer climate change's consequences most acutely, deepening pre - existing societal inequities. The importance of addressing this crisis is reflected in HUD's efforts to create and expand programs that reduce assisted resident exposure to climate - related hazards. While doing so, HUD will improve energy efficiency in HUD - assisted housing and create pathways to good paying jobs. HUD will also improve the Agency's critical disaster recovery assistance through a strategic, data -
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Collaborate with Federal, State, local, Tribal, and nonprofit partners (e.g., Fair Housing Initiatives Program (FHIP) organizations) to ensure nationwide efforts are implemented in accordance with communities ' localized needs. Additionally, customer understanding, communication, and outreach efforts will inform HUD's tailored support to communities to fight discrimination. Embed stakeholder feedback in program and policy decision - making processes by evaluating satisfaction of discrimination complainants that have obtained resolution through conciliation.
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HUD will address the high rates of housing instability, homelessness and discrimination faced by LGBTQIA + youth seeking housing and shelter. To do this, HUD will conduct listening sessions with directly impacted youth and advocates, educate grantees about their legal responsibilities, document best practices to address barriers to shelter and housing for LGBTQIA + youth, and put forth guidance clarifying commonly asked questions related to addressing barriers experienced by LGBTQIA + youth. Because of HUD's existing portfolio of programs that focus on the needs of youth experiencing housing instability, including the Youth Homelessness Demonstration Program and the Foster Youth to Independence pilot program, HUD is uniquely equipped to educate LGBTQIA + youth about their rights and providers about their responsibilities under the Equal Access Rule and Fair Housing Act, in addition to promoting best practices for improving accessibility to housing and shelter for LGBTQIA + youth. HUD will prioritize regional engagement, focusing on travel by senior leaders to areas that have demonstrated best practices and areas where LGBTQIA + youth are experiencing discrimination and additional clarification of federal laws and best practices are needed. HUD's program leadership will prioritize incorporating education and discussion of barriers experienced by LGBTQIA + people, including youth, into their already planned travel and will also identify specific sites to visit to listen to directly impacted youth experiencing housing instability and providers serving those communities. HUD will develop and promote a website focused on LGBTQIA + equity and housing.
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Ensure full enforcement of the Fair Housing Act and the Equal Access Rule to combat discrimination based on sexual orientation and gender identity. Provide updated Violence Against Women Act (VAWA) complaint forms to grantees and conduct training and guidance on using the forms by January 2024. Provide training and technical assistance to grantees and victim service providers about the housing rights of survivors under VAWA and related laws, including information on HUD's resources on credit - building, asset - building, homeownership, and financial literacy. Encourage PHAs and HUD - assisted housing owners to adopt marketing and admissions policies, practices, and services connections or partnerships that proactively reach underserved populations and communities.
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HUD's 2021 Annual Homeless Assessment Report finds that 10 percent of Black heads of households in poverty and 12 percent of Native American or Alaska Native households in poverty experienced sheltered homelessness at some point in 2021, compared to 3 percent of all households in poverty. That Black and Brown people experience homelessness at higher rates than white households is consistent with HUD's research on Worst Case Housing Needs, which finds that Black and Hispanic households are more likely to be very low - income, renters, and paying more than 50 percent of their income on rent than other groups. These statistics highly correlate with higher probably that someone will experience homelessness. Research suggests that Black and Brown households, particularly low - income renter households headed by Black women, experience evictions at disproportionately high rates. Evictions contribute to long - term housing instability and homelessness. Other factors contributing to disproportionate rates of homelessness among Black and Brown people, include criminal justice histories and discrimination from landlords and employers. In their report, Coordinated Entry Systems: Racial Equity Analysis, C4 Innovations found that race is a predictor of the score that individuals experiencing homelessness receive on commonly used vulnerability assessment tools meant to help homeless services providers prioritize housing resources. For example, the study finds that non - White individuals were 32 percent less likely than White individuals to receive a high prioritization score, meaning that non - White individuals may be less likely to be prioritized for permanent supportive housing or Housing First. An eight - city study of structural racism and homelessness conducted in 2016 found that race was a predictor of the likelihood of returning to a homeless situation after leaving a shelter or other program. They found that Black young adults were 69 percent more likely to exit back into homelessness than their white counterparts, and Native and Asian young
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adults were 56 percent and 70 percent less likely to exit into a permanent housing situation than their white counterparts. The Report and Recommendations of the Ad Hoc Committee on Black People Experiencing Homelessness, sponsored by the Los Angeles Homeless Services Authority, found that although the coordinated entry system - the community's strategic access point to services - appears to place Black people experiencing homelessness into housing at proportional rates, Black people served through permanent housing interventions experienced a higher rate of returns to homelessness than all other race and ethnic groups.
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Between 2019 and 2021, the prevalence of worst case housing needs among very low - income renters increased by 3.2 percentage points for non - Hispanic Black households and by 2.3 points for Hispanic households, compared to an increase of 0.4 points for non - Hispanic White households. Research into the cause of the affordable housing shortage finds that the biggest impediment to building more affordable housing is the availability and cost of land; thus addressing the costs and constraints of developing land is a key step to improving equity. Restrictive land use and zoning laws are major drivers of the national housing shortage preventing development of moderately priced housing stock and driving up prices and rents. Land use and zoning restrictions also have long been used to reinforce racial, ethnic, and class - based segregation. As costs increase and housing options narrow, Black and Brown households experience longer commutes, less access to resources and opportunities, and greater housing instability. HUD recently summarized this research and identified promising practices for pro - housing land use and zoning reforms.
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Track CoC demonstration participants ' self - reported system performance measures to include exits to permanent housing, returns to homelessness and the number of first time homeless. The review will be conducted to establish technical assistance and training needs to help CoCs improve performance and to promote a community - wide commitment to the goal of ending homelessness for all. Using the learnings from the Coordinated Entry demonstration, HUD's SNAPS office will publish guidance for use by all CoCs and communities on topics including but not limited to: Advancing Data Equity; Evaluating and Reimaging Coordinated Entry Assessment Process and Tools using a Racial Equity Lens; Coordinated Entry Process Management; and Knowledge Sharing Strategies on Cultural Humility and Moving Through Analysis Paralysis. Continue to track eviction prevention performance of the program as it continues to grow in impact as grantees expand their programs. The contracted evaluation currently underway will help HUD develop a baseline of effectiveness of current grantees and is
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A large body of literature has investigated the relationship between environmental toxins, race, and poverty. Most notably, the 1987 landmark study by Robert Bullard " " Toxic Waste and Race in the United States " " that demonstrated a correlation between the placement of toxic waste facilities and low - income Black and Brown communities Since then, several studies from interdisciplinary approaches continue to asses environmental injustices as demonstrated in Environmental Justice: The Economics of Race, Place, and Pollution or seen in the legacies from redlining and pollution. Researcher Diana Hernandez demonstrates in two papers how weatherization can be a catalyst for reducing the energy burden affecting low - income individuals and ultimately improve health and social outcomes among African Americans. Through the publications Climate Justice Starts at Home: Building Resilient Housing to Reduce Disparate Impacts From Climate Change in Residential Settings and Energy efficiency as energy justice: addressing racial inequities through investments in people and places she finds that Black households, even when disaggregating income, are more likely to live in less - efficient homes, demonstrating the legacy of housing segregation, redlining, and lack of equitable access to financing. These additional energy costs affect utility costs. She poses not just utility assistance but weatherization and green energy improvements as mechanisms to reducing environmental and economic injustices. To complement the body of literature on this topic, the White House Council on Environmental Quality developed the Climate and Economic Justice Screening Tool (CEJST) using nationally consistent data and an approach that combines environmental and demographic indicators to identify historically disadvantaged communities through an interactive map. The tool measures burdens in eight categories: climate change, energy, health, housing, legacy pollution, transportation, water and wastewater, and workforce development. Individuals seeking careers in the green construction industry often face barriers in accessing training opportunities (including apprenticeships) to become certified and / or qualified for the employment opportunities. The Center for Law and Social Policy asserts that " " women, people with disabilities, youth, and people impacted by the criminal legal system face especially egregious hiring discrimination and inequitable employment opportunities " " and that green investments can create high quality employment opportunities.
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Implement the Green and Resilient Retrofit Program (GRRP), which provides for $ 800 million in grant and loan subsidy funding and $ 4 billion in loan commitment authority provided by the Inflation Reduction Act, to reduce assisted resident exposure to climate - related hazards. GRRP is the first HUD program to simultaneously invest in energy efficiency, greenhouse gas emissions reductions, energy generation, green and healthy housing, and climate resilience strategies, specifically in HUD - assisted multifamily housing. All the investments under the GRRP will be made in affordable housing communities and other historically disadvantaged communities serving low - income families in alignment with the Administration's Justice40 initiative. Launch the development of tools, guidance documents, or case studies on energy and resilience retrofits that have resulted from GRRP funding or other investments in HUD - assisted properties that can support all affordable housing operators in devising strategies to improve the health, safety, and comfort of low - income families before, during, and after extreme weather.
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Determine what data are needed to identify and address potential access barriers that may cause disparate outcomes in the use of CDBG - DR funds. Formally institute data collection to identify and address potential access barriers that may cause disparate outcomes in the use of CDBG - DR funds. Produce training and guidance for CDBG - DR grantees on how to use new data collection requirements to identify and address potential access barriers that may cause disparate outcomes in the use of CDBG - DR funds. Host at least two stakeholder convenings to inform future HUD investments and assist communities in developing plans to mitigate climate and disaster risk, while supporting underserved communities.
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Percentage of GRRP funds allocated to historically disadvantaged communities as defined by the Climate and Environmental Justice Screening tool as compared to all funds disbursed. Analysis of year over year improvement of funding distribution. Percentage of entities receiving CDBG - DR funds submitting complete and accurate data to CDBG - DR funding trends that can identify access barriers to equity in HUD disaster recovery programs. Analysis of year over year improvement of data participation and quality statistics and resulting improvement of trend analysis. (Baseline in FY22: 8,794 homes rehabilitated, reconstructed, constructed, or elevated using CDBG - DR and CDBG - MIT funds.) Increase number of Weatherization pilot sites from 4 to 10 nationally, with a special focus on establishment of pilot sites in Tribal nations and in Puerto Rico. (Current sites include Chicago IL; Roanoke, VA; Warner Robins, GA; and South Middlesex, MA.)
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streamlines financing. HUD also updated guidelines to allow public housing authorities (PHAs) to more easily use housing vouchers and mixed - finance transactions to create or preserve housing. The Office of Single Family Housing (SFH) has conducted an analysis on first - time homebuyers ' profiles and is determined to take a multi - policy approach to address factors that prevent first time homebuyers from achieving homeownership. In September 2022, FHA issued the Positive Rental History policy that addresses the limited credit history profile some first - time homebuyers have. FHA also issued policy that allowed the use of rental income from properties with an Accessory Dwelling Unit (ADU) as qualifying income. This extra income is beneficial for first - time homebuyers that might otherwise not have the income means to acquire these properties. For the future, FHA issued a request for information (RFI) to obtain industry comments on the improvement of the 203 (K) Rehabilitation Mortgage Program. This program allows first - time homebuyers to acquire and rehabilitate their first home using an FHA - insured loan.
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Grow the current cohort of TCTA communities from four to ten by engaging with DOT funded Areas of Persistent Poverty grantees, a program that awards grants to eligible applicants for planning, engineering, or development of technical or financing plans for projects that assist historically disadvantaged communities who may be interested in receiving TA through HUD's Thriving Communities TA program. Increase the number of jurisdictions added to the National Zoning Atlas, which aims to depict key aspects of zoning in an online, user - friendly map to enable comparisons and identify zoning trends, for the purpose of closing data gaps that limit our understanding of the relationship between zoning and segregation, affordability, and other outcomes of interest. HUD research funding will enable dozens more large cities to be added to the National Zoning Atlas. Make awards of up to $ 4 million from a research NOFO to study impacts of zoning and land use reforms, as well as the potential for off - site construction to address supply shortages.
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Increase the dissemination of research products supporting housing production and expanded housing choice and opportunities, with the goal of building support for affordable housing development among investors and policymakers and providing tools to governments and organizations seeking to increase housing opportunities. Dissemination of HUD research products will be tracked by measuring downloads from HUDUser.gov and attendance at related HUD - sponsored events. Measure if each local government that receives Thriving Communities TA achieves at least two major objectives identified in their Technical Assistance plans, supporting the production and / or preservation of housing, by the conclusion of the TA, which will not exceed two years. Bolster capacity building of local governments, state agencies, developers, and property owners, particularly those serving underserved communities to produce and preserve housing through resources provided by PRO Housing grants and Thriving Communities TA, resulting in 20 percent of governments receiving these grants or TA revising their regulations to allow greater density and / or reduce development costs, resulting in the production of more affordable units within 5 - 10 years.
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An important aspect of equitable economic development is increasing opportunities for homeownership, as homeownership is a major vehicle for household wealth generation. Research attests to the racial gap in homeownership, particularly for Black and Hispanic households and persistent undervaluation of properties in majority Black neighborhoods. A 2017 study of four Public Housing Authorities (PHAs), which receive HUD funding and implement HUD's programs, found that over three quarters of its residents had no savings, while just four percent of residents had savings of $ 500 or more. Additionally,
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In August 2022, HUD released an economic justice agenda outlining actions the Agency will take to help low - income renters develop credit, save resources for homeownership, access housing counseling, and build wealth. Secretary Fudge has noted that this economic justice agenda is part of HUD's efforts to address systemic racism and to better include and serve those who are historically underserved by government. The agenda aims to help HUD - assisted renters take critical steps toward financial well - being and potential homeownership through saving, credit building, and banking. In July 2023, HUD released a Notice of Funding Opportunity (NOFO) for $ 126 million for the Family Self - Sufficiency (FSS) program to help HUD - assisted families increase earned income and improve their financial stability. The FSS Program advances equity in the rental assistance portfolio by utilizing HUD - assisted housing as a platform to improve the lives of residents. Black and Brown peopleare overrepresented in HUD - assisted housing, and the majority of FSS participants are Black, Latino, and Asian. FSS provides a critical link between HUD - assisted residents and community partners who enhance the quality of life of residents with childcare, transportation, basic adult education, job training, employment counseling, substance / alcohol abuse treatment, financial empowerment, asset building skills, and homeownership counseling. This funding opportunity allows for the Agency to seek new FSS programs for residents in public, voucher, and multifamily housing, by adding additional grant opportunities a greater number of HUD - assisted residents will have an opportunity to build assets, which may lead to homeownership. New FSS awards will be announced in early 2024.
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To facilitate FHA financing for borrowers in search of achieving homeownership for the first time, FHA has issued multiple policy changes. These policies include: Calculating Effective Income After a Reduction or Loss of Income for Borrowers Affected by Presidentially Declared COVID - 19 National Emergency ML 2022 - 09 Consideration of Positive Rental Payment History for First Time Homebuyers in Forward Mortgage Purchase Transactions ML 2022 - 17 Revisions to Rental Income Policies, Property Eligibility, and Appraisal Protocols for Accessory Dwelling Units ML 2023 - 17 HUD awarded $ 5.5 million in grants to Historically Black Colleges and Universities (HBCUs) and $ 10.5 million in grant awards to four Hispanic Serving Institutions (HSIs) to establish research Centers of Excellence (COEs) to conduct housing and community development research. The awarded COEs will conduct innovative research addressing housing, economic development, and the built environment in underserved communities. HUD's Office of Housing Counseling has launched an initiative focused on building direct relationships with HBCUs and their surrounding communities to increase knowledge of housing counseling services and affordable housing programs. This effort is part of a larger ongoing initiative to grow partnerships with HBCUs and other Minority Serving Institutions (MSIs) to train the next generation of housing counselors and to empower the next generation of homeowners. The type of activities that will take place through this initiative include: education workshops to inform students on the potential impact of student loans on future housing choices and opportunities; counseling and education, including ways to build credit, to increase homeownership rates of students, faculty, parents, and residents of the greater community; Counseling and education to students, instilling an understanding of the responsibilities of tenancy in off - campus rental housing and internships and training for students to become housing counselors. HUD continues to break barriers as part of HUD's leadership of PAVE to address housing - related barriers to wealth generation. Specifically, the interagency initiative continues to combat bias in home appraisals. FHA is now contributing its appraisal data to FHFA's Federal Shared Appraisal Database, the nation's first publicly available datasets of aggregate statistics on appraisal records. FHA is also working to ensure that any borrower who suspects they have been a potential victim of appraisal bias be informed of their options, including the right to request a Reconsideration of a Value (ROV) on the appraisal. Through HUD's new partnership with the National Association of Real Estate Brokers (NAREB), the Agency will work to increase education and outreach, and take a bold step toward remedying appraisal discrimination, closing the wealth gap, and advancing racial equity. As a result of interactive consultation and multiple listening sessions which serve to strengthen the nation - to - nation relationship between HUD and Tribal communities, HUD's Office of Housing Counseling is working to expand access to homeownership by increasing the number of certified housing counselors serving Tribal communities. A Tribal member working with a HUD - certified Tribal housing counselors will benefit from working with an unbiased, trained professional that can provide counseling that into
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Address and reduce barriers to housing access that stem from past and current inequitable criminal justice policies and practices.
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Ensuring Equity in Procurement
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Improve Community Development Block Grant - Disaster Recovery (CDBG - DR) Funding
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HUD's Equity Action Plan describes five strategies that the Agency will take to further support equity through economic and community development, sustaining homeownership and wealth building, enforcing and advancing housing justice, improving homelessness relief efforts, and strengthening climate resilience. Completing this plan required a whole - of - agency assessment of how HUD programs are effectively delivered to the public, and a comprehensive review of how current methods of data collection, partnerships with stakeholders, and policy development are performed. This effort is intended to further advance the Administration's commitment to improve decision - making that results in more equitable outcomes for the American people and specifically for historically underserved communities.
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On May 1, 2023, HUD hosted a summit dedicated to policies and strategies designed to close the racial wealth gap in today's financial markets. Titled " " Bridging the Wealth Gap: Asset Building and Economic Justice, " " the summit included participants from local, state, and federal organizations who ensure that residents of subsidized housing or historically underserved populations can access the tools and resources they need to establish and grow their assets and secure their long - term financial well - being. In addition to housing, asset building and financial empowerment are key components of HUD's efforts. During this hybrid convening, panelists
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highlighted Secretary Fudge's focus on ensuring that those who have been historically underserved have opportunities for upward economic mobility, that low - income families have opportunities to build their credit, and noted President Biden's charge to agencies to determine the barriers that prevent marginalized communities from accessing the programs for which they are eligible. attendees heard from HUD leadership and peers about the importance of leveraging housing as a platform to build assets and work toward economic justice. Participants engaged with community leaders, staff from across the federal government, policy experts, affordable housing practitioners, and other stakeholders in the field.
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Homeownership Education and Access: Following the success of the Secretary's virtual House Party in November 2022, and the in - person House Party 2.0 held on the National Mall in June 2023, HUD continues to perform localized events in partnership with elected officials, advocacy organizations, HUD - approved housing counseling agencies, HBCUs, and local financial institutions to increase access to resources and education on homeownership with targeted communities. In addition, HUD performed over 70 homeownership related events nationally via housing fairs, educational webinars, and roundtable discussions over the course of FY 2023.
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Seeking Public Comment on PAVE and Appraisal Valuation Efforts: Building off of HUD's January 2023 draft mortgagee letter discussing proposed processes for receipt and handling of borrower requests for review of appraisal results, HUD and FHFA have initiated a working group to increase coordination and develop more consistent standards for the ROV processes of HUD's Federal Housing Administration (FHA), Fannie Mae, and Freddie Mac lenders. Collectively, FHA, Fannie Mae, and Freddie Mac represent approximately two - thirds of new originations in the mortgage market. HUD has also sought feedback on a proposed policy for Reconsideration of Value (ROV) Requests Initiated by the Borrower specifically to better understand the impact on historically disadvantaged communities in recognition that clear ROV policies are an important tool in addressing appraisal bias. HUD, in partnership with the Federal Housing Finance Agency, USDA, and the U.S. Department of Veterans Affairs, will contribute full appraisal reports covering all the data elements per the data that FHA is now contributing to FHFA's Federal Shared Appraisal Database. This effort will provide the first publicly available datasets of aggregate statistics on appraisal records, giving the public new access to a broad set of data points and trends found in appraisal reports and could facilitate new research related to property valuation.
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Whole - of Government Equity Objectives: Civil Rights: Protect the civil and constitutional rights of all persons including the right to vote, language access, and prohibitions on discrimination on the basis of race, sex, disability, etc.
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Invest in the success of historically underserved communities by increasing the supply of affordable housing and promoting equitable economic development: Housing is a cornerstone in the economic development of a community and plays a key role in improving lives. Implementation of federal policies that serve to eliminate systemic discrimination and promote equity in accessing affordable housing is an important pillar for inclusive and sustainable communities. HUD's Equity Action Plan intends to expand the reach and impact of economic development at the community, municipal, Tribal, and state levels to find solutions where the demand for affordable housing exceeds the available supply. In further support of these actions, HUD also plans to promote greater financing options and provide new avenues for technical assistance to program partners for the creation of innovative housing development to increase availability and affordability.
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LGBTQIA + youth, especially transgender young people, Black, Brown, and Indigenous young people experience homelessness at disproportionately high rates. Service providers and cities are not always aware of the housing barriers LGBTQIA + youth face in accessing shelter and housing, and they do not always tailor their programs appropriately.
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Advance Notice of Proposed Rule Making (ANPRM) Public Comments: In FY 2023, HUD published the Advance Notice of Proposed Rule Making (ANPRM): Nondiscrimination Based on Disability in Federally Assisted Programs and Activities of HUD updating regulations under Section 504 of the Rehabilitation Act (Section 504), seeking the public's input on changes that the Agency is considering to its implementing regulations federally assisted and HUD conducted programs and activities. HUD is reviewing over 300 comments received in response to the ANPRM. After full review, HUD anticipates publishing a NPRM under Section 504 by Spring 2024. Related to this rulemaking, HUD will also publish an NPRM: Adoption of Updated Accessibility Standard for the Architectural Barriers Act (ABA).
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Gender - Based Violence Philanthropic Roundtable: In May 2023, HUD, for the first time, held a philanthropic roundtable focused on the intersection of gender - based violence prevention and housing. The event, organized with the Women's Funding Network and Blue Shield Foundation of California, featured speakers from national and community - based organizations focused on combatting gender - based violence and addressing the housing needs of survivors, as well as senior leaders of foundations seeding change through strategic investments at this intersection.
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Gender - based Violence Prevention and Violence Against Women Act (VAWA) Listening Sessions: In February 2023, HUD convened national and community - based organizations that advocate on behalf of survivors to collect feedback on the challenges, implications, and impact of HUD's policy change to the Federal Housing Administration's Single Family Housing Policy Handbook that helps to ensure that domestic violence survivors who own their homes can access loss mitigation programs to assist in retaining their homes and avoid foreclosure. In June 2023, HUD hosted listening sessions with survivor advocacy organizations and housing industry groups to collect feedback on HUD's implementation of VAWA. Further, since the spring of 2022, as required by the 2022 reauthorization of VAWA, HUD has led a study effort that will provide an assessment of trafficking survivors ' housing needs. As part of this work, HUD has engaged extensively with stakeholders in the trafficking, gender - based violence, housing, and direct services communities, including partners from the government, advocacy, policy, and research sectors. Additionally, HUD is centering the knowledge, insight, and involvement of labor and sex trafficking survivors by engaging with survivors in listening sessions, roundtables, and ongoing collaboration throughout the analysis and report writing stages of a study titled Housing Needs of Survivors of Human Trafficking that will be delivered to Congress.
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Whole - of - Government Equity Objective: Housing Justice and Community Investment: Invest in communities where Federal policies have historically impeded equal opportunity - both rural and urban - in ways that mitigate economic displacement, expand access to capital, preserve housing and neighborhood affordability, root out discrimination in the housing market, and build community wealth.
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HUD works with Continuums of Care (CoC) nationally that prepare community plans to organize and deliver housing and services to meet the specific needs of people who are homeless as they move to stable housing and maximum self - sufficiency. As part of our equity focus, SNAPS conducted its second Coordinated Entry Equity Demonstration, deploying teams of technical assistance coaches to 15 Continuums of Care covering a broad range of communities. The goal of the demonstration was to design a more equitable assessment and prioritization process to improve conditions and outcomes for all Black and Brown people. The technical assistance coaching teams included providers with experience in racial equity and housing justice work, coordinated entry design, lived experience of homelessness, and navigating homeless systems and other related disciplines. In partnership with Black and Brown people as well as people with lived expertise of homelessness, CoCs identified system disparities through analyzing local data, agreed upon focus areas, and tested racially equitable coordinated entry system processes in service of significantly transforming the experience and housing stability of those disproportionately represented in local homeless responsive systems. HUD will publish guidance documents created from the learnings in the second demonstration on the HUD Exchange Homelessness Assistance website, and SNAPS will share a synopsis of the findings from the prior two cohorts to scale future improvements and interventions nationally.
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Update Homeless Management Information System (HMIS) to support data collection of equity - related identifiers. HUD is reviewing the HMIS data standards to ensure that there is a representative range of race / ethnicity options for people who are experiencing homelessness to self - identify. HUD has added response options in HMIS for " " Middle Eastern or North African, " " changed " " Hispanic / Latin (a) (o) (x) " " to " " Hispanic / Latina / e / o, " " and added a text box to add any additional race and / or ethnicity detail from client. HUD will also develop and disseminate resources to help communities incorporate a more trauma - informed approach in their data collections efforts of this important and sensitive data.
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Further equal access to eviction protection resources through Eviction Protection Grant Program (EPGP) funding. Through a new contracted evaluation of the EPGP program, HUD will expand the evidence base around eviction diversion programming as local, state, and federal policymakers consider new ways to support tenants and landlords and build new eviction systems and processes. As of June 30, 2023, EPGP grantees have provided legal assistance to over 19,000 households through the program. The majority of tenants served are Black and Brown people and nearly half are from Black households. All households served by the program are low - income, living below the poverty line, and approximately 2 in 3 tenants served have extremely low incomes.
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Targeted Technical Assistance to Assist Local Communities: HUD performed a Technical Assistance effort working with the local Continuum of Care (CoC), HUD's primary partner for homelessness, for most of Los Angeles County and the two largest Public Housing Authorities in Los Angeles County. Together, the participants identified high - value target issues to improve overall system performance and utilization of existing homelessness resources in Los Angeles County. Within six months, this Technical Assistance effort has been able to establish a " " master leasing " " model, expedite processing of waiver requests, including " " presumptive eligibility " " waiver requests, and identify specific target issues to optimize utilization of CoC and Public Housing Authority resources.
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Although this Action Plan outlines the substantive and measurable actions we continue to take, as well as highly participative stakeholder outreach performed in support of equity goals, HUD recognizes that there is still work to be done in ensuring that there is equitable access to and equitable benefit from HUD's programs and services. The actions in this plan are empirically supported, and were devised in response to feedback received about HUD programs directly from impacted stakeholder groups. The strategies described herein are key to the Agency's support for the Administration's goals on equity. HUD intends to enact this plan to further its mission in communities across the Nation for their improved benefit from our programs and services.
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Award funding for the Green and Resilient Retrofit Program (GRRP) funded through the Inflation Reduction Act (IRA)
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Since the inception of the Agency's first Equity Action Plan, HUD has performed several key initiatives to move the mission of the Agency forward and to improve program delivery and accessibility for all people. Specifically, HUD has made great strides since FY 2021 in improving equitable access to wealth building opportunities by supporting new pathways to government contracting and homeownership for historically disadvantaged groups. Similarly, HUD has made improvements in equitable access to the Agency's protections of historically discriminated populations through our housing justice programs. HUD will also continue to work to make homelessness rare, brief, and non - recurring, while strengthening Federal, State, Tribal, and community implementation of evidence - based practices, such as Housing First, to address homelessness.
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Expand the HUD and U.S. Department of Energy (DOE) Weatherization Partnership to improve equitable job training and access to good paying jobs in support of climate construction initiatives. Given $ 3.5 billion in Bipartisan Infrastructure Law funding DOE received, there is a direct benefit to target HUD - assisted residents to take advantage of climate jobs for which there are insufficient number of trained and certified workers to conduct the work.
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As a leading Agency in furthering the Biden - Harris Administration's goals in support of equity, and in response to President Biden's Executive Order 13985, HUD continues to perform this work through four overarching components - 1. Ensuring equity in procurement; 2. Addressing barriers to equity in homelessness response; 3. Supporting equity in housing / wealth building; and 4. Enforcing equity through housing justice. Each component is described in greater detail below:
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HUD's Climate Communities Initiative: HUD will continue to host convenings to help communities at high risk of climate change threats create an ecosystem of partners, understand programs and resources, and align and leverage funding opportunities for climate resilience. Five convenings were completed by September 30, 2023, with engagements in Louisiana, Pennsylvania, and California already performed. Those events have engaged hundreds of participants and dozens of government agencies and partner organizations. The communities within HUD's Climate Communities Initiative are also receiving technical assistance to create inclusive climate resilience plans and applying to new federal programs to enhance their resilience to disasters and climate change - related threats.
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HUD is strongly committed to utilizing small and disadvantaged businesses for its procurement needs. Through the Office of Small and Disadvantaged Business Utilization (OSDBU), HUD performs regular outreach, education, and advocacy efforts to utilize small businesses in HUD contracting. In FY 2022, the Agency awarded $ 456 million (39 % of all HUD contract awards) in prime contracts to small business concerns, ensuring that small businesses had a maximum practicable opportunity to participate in government contracting. As a result of these efforts, HUD received an " " A + " " for FY 2022 on its U.S. Small Business Administration Federal Procurement Scorecard.
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HUD's Office of Community Planning and Development (CPD) has undertaken targeted initiatives to improve data collection from homelessness service providers through its Homeless Management Information System (HMIS). Starting in FY 2022 and continuing through FY 2023, CPD has updated data collection requirements for race, ethnicity, sexual orientation and gender identity to include options for additional race and / or ethnicity detail, gender diversity, and cultural specific identity or different identity at discretion of the individual. As part of this process, HUD engaged in an improved data collection process and as a result, produced resources on the Client - Centered Approach to Recognizing Race and Ethnicity Identifies in Data Collection and Client - Centered Approach to Recognizing Gender Identities in Data Collection for additional guidance.
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These efforts will allow the Agency to better identify and understand where equity concerns in homelessness services exist, and how local stakeholder partnerships can be leveraged to better address them. More importantly, the process of designing and implementing these updates to HMIS Data Standards is based on the collaboration with several partners, including people with lived homeless experience, to ensure that the real causes to equity concerns in homelessness services are appropriately captured.
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Further supporting this data collection effort, CPD is currently working on resources to help communities have a more trauma - informed approach to collecting this important but sensitive data. A series of short videos that incorporate virtual reality capability is on track to be finalized and released December 2023. The videos are training tools for front - line staff workers who are collecting the data to do SO in a trauma - informed way. This builds on CPD's Coordinated Entry Equity Demonstration, which worked with communities in eight locations nationally to design more equitable coordinated entry processes, especially assessment and prioritization processes, to significantly improve customer experience and, ultimately, housing stability outcomes for all underserved communities, including Black and Brown people. Communities that participated in the demonstration use their data as criteria to assess the impact of their equity work on the housing stability outcomes for Black and Brown people.
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The Department continues to support access to and achievement from the essential wealth building cornerstone, owning a home. HUD, through the Federal Housing Administration (FHA), supports access to homeownership and wealth generation at both the pre - home purchasing stage and through targeted initiatives for current homeowners at risk of defaulting on their mortgages.
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FHA has taken additional steps through the Office of Single Family Housing (SFH) to support wealth generation activities for prospective and current homeowners. Specifically, SFH expanded access to credit by incorporating a borrower's positive rental payment history into the mortgage underwriting process. Using rental payment history promotes a more inclusive credit evaluation, which in turn can expand homeownership opportunities to first - time homebuyers. This guidance is expected to continue to expand homeownership opportunities for borrowers where a positive rental payment history can make a difference when combined with other assessment factors for determining eligibility for FHA - insured mortgage financing. HUD estimates this policy change will enable more than 5,500 borrowers in a typical year to qualify for an FHA - insured loan.
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Under the Biden - Harris Administration, HUD's work to advance equity has aligned with the following strategic goals: promoting equitable development and increasing the supply of affordable housing; advancing sustainable homeownership and wealth generation; reducing barriers and enhancing support for protected classes of people by enforcing fair housing regulations, advancing housing justice, and improving rental assistance.; reducing racial and ethnic disparities in homeless systems through identifying and addressing barriers; and advancing sustainable communities by strengthening climate resilience and energy efficiency, promoting environmental justice, and driving the creation of good - paying jobs. In advancement of our goal to promote equitable development, we have released funding to ensure communities can pair housing investments with infrastructure projects; strengthened our nation - to - nation relationships with Tribal Leaders on housing; conducted research on the impacts of zoning laws; and launched initiatives to bridge the racial wealth gap.
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COVID - 19 had a negative impact on many businesses resulting in the laying off or reduced work hours for many FHA - insured borrowers. As the reduced income directly impacted a borrower's ability to make their mortgage payments, many fell behind in their payments and needed a loan modification or some other type of loss mitigation action. As the economic impacts of COVID - 19 affected Black and Brown people the most, per a Forbes article referencing a survey, about one third of Latino households are facing serious problems paying their mortgage or rent, and nearly 30 % of Black households and a quarter of Native American households reported the same difficulties. SFH lowered costs for borrowers by reducing its Annual Mortgage Insurance Premium (MIP) Rates and established a 40 - Year Loan modification to better assist struggling homeowners from losing their assets to foreclosure, particularly Black and Brown households. This action supports the Biden - Harris Administration's goals of making homeownership more accessible and affordable for the nation's working families, particularly Black and Brown households for whom FHA - insured mortgages have been a cornerstone for access to homeownership. This action will help address historic disparities in homeownership, where Black and Brown homebuyers have been underrepresented. The nation's homebuyers will see immediate savings through FHA's mortgage insurance premium reductions, particularly Black and Brown borrowers who often rely on FHA - insured mortgages to attain homeownership.
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To support those with limited English proficiency, in FY 2023, FHA published new language access resources for non - English speaking borrowers and announced the adoption of the Supplemental Consumer Information Form, which ensures that lenders will now collect data on borrower language preference and housing counseling usage.
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A proposed rule was published in January 2023 which facilitates greater participation of Tribal entities in the housing counseling program in connection with the Indian Housing Block Grant (IHBG) and the Indian Community Development Block Grant (ICDBG) programs. Having counselors who understand the unique needs of those residing in Tribal communities will help increase access to homeownership for Tribes whose members have long been underserved by the mortgage market. This rule is the result of engagement between HUD's Office of Native American Programs with Tribal representatives during the consultation sessions. As a result,
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In 2022, the Biden - Harris Administration's Interagency Task Force on Property Appraisal and Valuation Equity (PAVE), led by HUD and the White House, released the PAVE Action Plan, the most wide - ranging set of actions ever announced to advance equity in the home appraisal process. HUD is making progress on these actions. In March 2023, HUD awarded $ 54 million to 182 fair housing organizations across the country under its Fair Housing Initiatives Program (FHIP), an increase of $ 7 million from the prior year's funding cycle. The grants will provide $ 28,200,000 to support the efforts national, state, and local fair housing entities working to address violations of the Fair Housing Act and helping to end discrimination in housing. In addition, HUD provided $ 26,350,000 in funding to its second - and third - year Private Enforcement Initiative grantees to continue fair housing enforcement efforts nationwide. Eligible activities for the funding awarded include testing for appraisal bias and educating local communities on the issue. The grant funding will allow the grantees to provide fair housing enforcement by conducting investigations, testing to identify discrimination in the rental and sales markets, and filing fair housing complaints with HUD or substantially equivalent state and local agencies. Grantees will conduct education and outreach activities to inform the public, housing providers, and local governments about rights and responsibilities that exist under the Fair Housing Act.
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The Office of Single Family Housing is working to empower consumers to take action against appraisal bias by creating a process to allow prospective borrowers applying for FHA - insured loans to request a Reconsideration of Value (ROV) on a property if the initial valuation is lower because of suspected illegal discrimination; increased transparency and leveraged federal data to inform policy and improve enforcement against appraisal bias and discrimination by providing the public with access to the data and trends found in appraisal reports;
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Per the Environmental Justice Scorecard, HUD highlights how the Agency is furthering its efforts to advance environmental justice for communities across America. HUD made program modifications for Justice40 covered programs. Some of those efforts include HUD's Office of Lead Hazard Control and Healthy Homes updating a 2022 Lead Hazard Reduction Notice of Funding Opportunity, making $ 403 million available in funding, to allow additional points for money flowing to historically disadvantaged communities, as defined by the Climate and Economic Justice Screening Tool. To advance equity goals, HUD updated the Notice of Funding
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Through HUD's Office of Fair Housing and Equal Opportunity (FHEO), HUD has delivered key initiatives in support of equitable access to housing resources and protections. Specifically, in FY 2022, FHEO issued a memorandum titled, " " Implementation of the Office of General Counsel's Guidance on Application of Fair Housing Act Standards to the Use of Criminal Records by Providers of Housing and Real Estate - Related Transactions. " " This memorandum supports the Administration's commitment to protect tenant rights and reviewed fair housing principles related to the use of criminal records, highlighted the need for FHEO investigators, Fair Housing Initiatives Program grantees (FHIPs), and Fair Housing Assistance Program agencies (FHAPs) to be aware of the ways in which criminal background screening policies and practices can violate the Fair Housing Act, provided tips for conducting investigations relating to criminal background screening, and set out best practices related to the use of criminal background screening information on applicants or tenants. The issuance of this memo has been followed by the signing of Voluntary Compliance Agreements that serve as an example for requiring more inclusive tenant screening policies by housing providers. In October 2023, HUD published a Notice of Proposed Rulemaking that would eliminate the agency's restrictions on the use of fair housing testers with prior felony convictions or certain other convictions by Fair Housing Initiatives Program (FHIP) grantees and Fair Housing Assistance Program (FHAP) agencies. Fair housing testers provide invaluable support to HUD and HUD's fair housing partners by taking part in housing transactions to screen for discrimination.
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To fortify support for fair housing, rental assistance, and civil rights, we have greatly increased assistance through housing vouchers, while expanding choice for renters; clarified our authority under the Violence Against Women Act and delivered new resources for survivors; taken direct action to address bias in the home valuation and appraisal system; issued new guidance related to housing for those with criminal records; and encouraged work to better serve lesbian, gay, bisexual, transgender, queer, intersex, and asexual (LGBTQIA +) youth experiencing homelessness and housing instability.
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Effective October 1, 2022, FHEO and HUD's Office of General Counsel began enforcing the housing protections of the Violence Against Women Act (VAWA) using the same processes that are used to enforce the Fair Housing Act. HUD is currently preparing to issue a Notice of Proposed Rule Making (NPRM) to fully implement the compliance review mandate of VAWA 2022. HUD further supported this commitment with issuance of FHEO Notice 2023 - 01 which announced that FHEO will implement and enforce the housing provisions of the Violence Against Women Act consistent with, and in a manner that provides, the same rights and remedies as those provided for in the Fair Housing Act.
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In February 2023, HUD convened national and community - based organizations that advocate on behalf of survivors to collect feedback on the challenges, implications, and impact of the VAWA policy. Further, since the spring of 2022, HUD has engaged extensively with stakeholders in the trafficking, gender - based violence, housing, and direct services communities, including partners from the government, advocacy, policy, and research sectors. HUD is centering the knowledge, insight, and involvement of labor and sex trafficking survivors by engaging with survivors in listening sessions, roundtables, and ongoing collaboration throughout the analysis and report writing stages of a study on the Housing Needs of Survivors of Human Trafficking that will be delivered to Congress.
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Whole - of - Government Equity Objective: Housing Justice and Community Investment: Invest in communities where Federal policies have historically impeded equal opportunity and choice in ways that mitigate economic displacement, expand access to capital, preserve housing and neighborhood affordability, root out discrimination in the housing market, and build community wealth.
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needs, compared to just 4 percent of non - Hispanic White households. In the context of broadly insufficient nationwide supply, house prices and rents are exacerbated for Black and Brown households who face the additional barriers associated with segregation, discrimination, disinvestment, and legacies of redlining in Black and Brown communities. Unaffordable housing and lack of community investment cause families to struggle to afford housing and generate savings and have reduced access to homeownership and good jobs.
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Historically, local land - use policies, and specifically exclusionary zoning, have prevented Black, Brown, Indigenous, and other systematically disadvantaged people's abilities to secure stable, affordable housing and leverage housing mobility options. Barriers to affordable housing can look different in every community, but they can be caused by zoning decisions, land use policies, or regulations; inefficient procedures; gaps in available resources for development; deteriorating or inadequate infrastructure; lack of neighborhood amenities; or challenges to preserving existing housing stock such as increasing threats from natural hazards, redevelopment that reduces the number of affordable units, or expiration of affordability requirements.
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Award $ 85 million in grant funds in FY 2024 under the Pathways to Removing Obstacles to Housing (PRO) Housing Notice of Funding Opportunity to support state, local government, and metropolitan planning organization efforts to address barriers to producing and preserving affordable housing. Elevate and institutionalize local and state analysis and implementation of effective, equitable, and resilience approaches for affordable housing production and preservation with PRO Housing awards to approximately 20 grant recipients in Spring 2024.
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To promote environmental justice in housing, we have begun implementing a robust climate action plan and stood up new funding to make new and existing multi - family properties more energy efficient and climate resilient. Those actions also align with our work to advance safe and healthy housing, which we have done by implementing new inspection standards for HUD - assisted housing, releasing new funding to reduce lead and other health hazards in housing, and through new career opportunities for green jobs.
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Implement the Thriving Communities Technical Assistance (TCTA) Program through funding provided by the Bipartisan Infrastructure Law, and as part of the Thriving Communities Network, an interagency initiative between HUD and the Departments of Transportation, Energy, Commerce, and Agriculture, as well as the General Services Administration and the Environmental Protection Agency.
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HUD awarded $ 5 million of Technical Assistance (TA) awards through competitive applications in March 2023 to support local governments and help ensure housing needs are considered as part of their larger infrastructure investment plans. The TA awards will also support equitable development in historically disadvantaged communities to include projects that focus on community engagement, coordination among agencies and funding sources, preservation of affordable housing and avoiding displacement, and using vacant or otherwise available land for affordable housing. Two technical assistance teams were selected because they have a demonstrated track record and strong expertise in supporting housing planning and development in ways that also advance equity. Through selection criteria, HUD and the technical assistance teams will ensure local governments selected for Thriving Communities TA are coordinating housing strategies with transportation projects that utilize competitive U.S. Department of Transportation (DOT) funds.
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Expand financing to create and repair affordable housing by addressing gaps in access to financing, along with the complexity of mixing funding sources, that limit the production or preservation of affordable housing.
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A March 2023 report analyzed available data on the ownership of real estate firms and estimated that only 0.4 percent of real estate developers in the U.S. are Black and only 0.2 percent are Hispanic. Structural inequities in our financial systems have had long - term impacts on where investments are made and who can access public and private capital. HUD has launched a series
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of summits which aim to address this stark representational crisis within the real estate development industry. This work, which began in FY 2023, established the foundation for efforts that are growing in FY 2024, including summits in Boston, MA; New York, NY; Chicago, IL; and Seattle, WA. These summits are intended to engage key local stakeholders to identify underrepresented developers and bring together a network of public and private partners to provide awareness, education, and resources to address these inequities.
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STRATEGY # 2 - Advance sustainable homeownership and wealth generation by reducing appraisal bias and expanding access to homeownership.
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Housing Justice and Community Investment: Invest in communities where Federal policies have historically impeded equal opportunity and choice - both rural and urban - in ways that mitigate economic displacement, expand access to capital, preserve housing and neighborhood affordability, root out discrimination in the housing market, and build community wealth.
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Barriers to Equity: There are multiple barriers that prevent families from becoming homeowners. Those barriers include lack of capital for the down payment and closing costs; challenging credit history and lack of access to credit; lack of understanding and information about the homebuying process, especially for families for whom English is a second language; and regulatory burdens imposed on the production of housing. Additionally Black, Hispanic, and Indigenous communities, face continued housing discrimination in getting a mortgage. According to Home Mortgage Disclosure Act data, Black and Hispanic home seekers have the highest denial rates for purchase, refinance, and home improvement loans. In 2020, 16.1 percent of all mortgage applications in 2020 were denied. Among Black borrowers the denial rate was found to be 27.1 percent, whereas the denial rate for white borrowers was 13.6 percent.
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Provide Targeted Homeownership - Focused Initiatives through improved access to HUD - approved housing counseling as well as new and expanded relationships with critical partners to tackle appraisal bias and discrimination in the housing market.
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HUD continues to bring awareness and attention to its actions under the Biden - Harris Administration to reduce key barriers in access to homeownership. First - time homebuyers continue to benefit from HUD's actions to change the way student loan debt is calculated in qualifying for an FHA mortgage and to incorporate positive rental payment history into underwriting. By adding a positive rental history indicator to the
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1. Procurement and Contracts: Increase Utilization and Integration of Contractors and Businesses from Underserved Communities to Expand Equity in NASA's Procurement Process. 2. Grants and Cooperative Agreements: Enhance Grants and Cooperative Agreements to Advance Opportunities, Access, and Representation for Underserved Communities. 3. Climate Data Accessibility and Environmental Justice: Increase Accessibility and Use of Earth Science Data in Underserved and Disadvantaged Communities to Inform Decision - Making. 4. Equity for Limited English Proficient (LEP) Populations: Improve Language Access Policies to Expand Access for Limited English Proficient Populations to NASA Programs and Activities. 5. Equity in Science, Technology, Engineering and Mathematics (STEM): Engage Students to Build a Diverse Future STEM Workforce.
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Implement the following recommendations from NASA's SDB tiger team to meet and exceed SDB goals and promote equity in procurement awards: Set - aside or reserve all construction requirements from the Simplified Acquisition Threshold (SAT) ($ 250K) to $ 5M to the 8 (a) Business Development (BD) Programs. Continue to work throughout the Agency to improve processes to ensure NASA's forecasting tool is as accurate as possible to minimize " " missing " " upcoming acquisitions. Develop an SDB Campaign and Communication Plan. Develop a dashboard which would provide NASA's programs and projects with total amount of SB / SDB dollars their organization is obligating (currently this information is only available at the Center level). Pursue statutory / regulatory changes to permit AbilityOne contractors to be considered SDBs. Increase focused outreach, training, and community engagement in underserved communities (SDB, Women - Owned, Service - Disabled Veteran Owned Small Businesses; Historically Underutilized Business Zones; HBCU and MSIs) to meet federally mandated small business goals. Develop a Small Business Training Program to expand training for the acquisition workforce to increase knowledge of underserved communities and small business programs, and the specific procurement - related challenges they face. Set aside Product Service Line (PSL) requirements for small businesses, AbilityOne contractors, and the SBA 8 (a) Business Development Program. Develop a strategic plan to address process and / or policy barriers identified by the public in response to RFIs. Implement small business listening sessions. Promote NASA's Acquisition Forecast and Active Contracts Lists to help underserved communities find opportunities.
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Meet small business, AbilityOne, and SDB goals based on the annual PSL acquisition forecasts by the fourth quarter of FY 2023. A $ 19M increase in contract awards to SDBs is anticipated as a result of a new initiative to set aside some construction PSL procurements. Increase underserved community participation in outreach events by five percent to ten percent in FY 2023. Gather attendance metrics and utilize various feedback methods to assess the effectiveness and strategically improve outreach and training to underserved communities. 100 percent completion of the Federal Acquisition Institute's Equity in Procurement Video Series by the acquisition workforce by the fourth quarter of FY 2024.
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NASA will execute a robust and enhanced outreach and community engagement strategy with intentional interactions between underserved communities and Agency acquisition personnel and decision makers to further develop and implement this strategy, and assess potential new actions. This will include but not be limited to: Office of Small Business Programs (OSBP): Quarterly OSBP Outreach events; Ongoing OSBP Center Outreach events; OSBP Learning Series Webinars; and Small Business Listening Sessions. Office of Procurement (OP) annual outreach engagements: OP Vendor Communication Plan; HQ OP and Procurement Centers outreach engagements to members of underserved communities. Digital media engagement and email marketing.
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The Federal Demonstration Partnership, which is a cooperative initiative among ten Federal agencies and 217 institutional recipients of Federal funds. The Financial Assistance Committee for e - Government working group on diversity, equity, inclusion, and access in Federal financial assistance. The Grant Symposium hosted by the National Academy of Public Administration, a comprehensive event that convenes experts, policymakers, and practitioners in the field of public administration to discuss and share insights on grant management, allocation, and impact assessment.
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Participating in various targeted community engagement and outreach events for underserved communities. NASA will continue its commitment to a minimum of four grant - related outreach events to underserved communities per calendar year. The outreach events will provide a platform to disseminate information to increase awareness of funding opportunities, ensuring potential applicants have access to NASA programs as well as an understanding of the application process. Addressing and dismantling identified barriers to underserved communities in the award application and administration process. The completion of the data collection process enables NASA to implement targeted policies and processes. NASA will continue to collect feedback through our two - way outreach and training sessions and evaluate post - event survey feedback offering participants additional opportunities to inform us of barriers faced as they engage with NASA grants.
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Training and educating grant applicants and recipients on required policies when administering NASA's grants and cooperative agreement awards by holding six training and education sessions in 2023. Grant applicants and recipients will be equipped with the knowledge required to effectively manage grants and cooperative agreement awards, leading to improved project outcomes, greater compliance with regulations, and strengthened accountability throughout the grant lifecycle. Expand DAPR of grant proposals. A key to increasing participation of underserved communities in NASA grants is ensuring fairness in the selection process. NASA will continue expanding DAPR, supported by the National Academies. To mitigate unconscious bias, names, and identities of reviewers and proposers are kept hidden in select competitions. DAPR increases equity in NASA's solicitation process by decreasing barriers caused by hidden bias. Award Bridge Program Seed Funding (BPSF). The SMD Bridge Program's primary goal is to promote participation of traditionally underrepresented groups in NASA's workforce and STEM disciplines through investment in science and engineering research at Under - Resourced Institutions (URIs). In response to community input and to enable future participation in the Bridge Program, the BPSF awards will fund partnership - development projects with NASA Centers. BPSF seeks to facilitate new and expanded partnerships between URIs and NASA researchers that may grow into Bridge partnerships, reducing barriers to entry and enabling participating institutions to become well - positioned to submit future proposals to the SMD Bridge Program.
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Expanded Reach: NASA will target a two percent increase in participation in NASA Grants Policy and Compliance - led engagement events over past events in institutions and organizations serving at least two of the underserved communities ' categories as identified in Executive Order 13985, such as HBCUs, Non - HBCU MSIs, or minority owned businesses. Reciprocal Engagement: NASA will target a two percent increase in the number of selected proposals submitted by institutions from underserved communities and the success of new recipient's selected proposals in remaining compliant with federal and NASA regulations through continued partnership throughout the award's lifecycle. Relationship and Trust Building: Positive training session survey feedback. Dual - Anonymous Peer Review (DAPR): In 2023, a new DAPR process was piloted to include a more comprehensive evaluation of the applicant's background, research, and accomplishments, thus creating equity in the solicitation process. At least 30 of the ROSES 2023 program elements used DAPR, and NASA anticipates broader adoption of DAPR across the agency in the coming years. In addition, two Space Technology Mission Directorate (STMD) programs (Early - Stage Innovation, and TechFlights) and one Space Operations Mission Directorate (SOMD) program, Human Exploration Research Opportunities, will also implement DAPR.
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NASA will continue outreach efforts to underserved communities, ensuring new connections are made and existing connections are maintained. For example, in March 2023, the Agency held an " " Ask NASA " " event for those looking to partner with NASA. Part two of the " " Ask NASA " " series, held in October 2023, provided a forum for novice recipients on proper award management once an award from NASA has been issued. The Agency established a NASA Grants and Cooperative Agreements Playlist on the NASA YouTube channel to broaden the reach of NASA's grants brand. This channel will feature training sessions and informative talks related to grants and cooperative agreements. To encourage broad participation, NASA will engage with potential proposers through events targeting large multidisciplinary and multicultural STEM events in the U.S. For example, SMD Bridge Program team members contributed to two proposed sessions during the October 2023 Society for the Advancement of Chicanos and Native Americans in Science program. NASA is also piloting the Research Initiation Award program to provide faculty at emerging research institutions that have not received Agency funding over the previous five years with resources to build a competitive, NASA - relevant research program.
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The Office of Procurement (OP) and Office of Small Business Programs (OSBP) found through Requests for Information (RFIs), polling, and survey feedback that understanding how to initially engage with NASA acquisition points of contacts and awareness of subcontracting goals to potentially pursue subcontracting opportunities were barriers to participation. An example of feedback received: " " Partner with non - profit organizations that work towards fostering specific skills and leadership in underserved communities. Organizations like Black Girls Code, * Code2040, and the National Society of Black Engineers (NSBE) are excellent examples of organizations focused on increasing the representation of underserved communities in STEM fields. " " OP / Grants Policy Compliance (GPC) analyzed proposal submission data from 2019 - 2021 to determine if there was support for feedback received in the June 2021 RFI. The data indicated only 14 percent of proposal submissions were from underserved communities. This submission rate validates limited engagement due to a lack of access and knowledge as a barrier, as identified in the RFIs on barriers in NASA grants and cooperative agreements published in the Federal Register. Overall, NASA issued three RFIs (June 2021;
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The ongoing UNBOUND series of workshops, listening and learning from current Equity and Environmental Justice (EEJ) projects and the Indigenous Peoples Initiative provided insight into barriers that will inform future work. This includes defining specific ways to address common challenges in data discoverability, exploration, and use, arising from discussions with these targeted communities around the use of data to address critical environmental challenges, like air quality. Global Learning and Observations to Benefit the Environment (GLOBE) has program - level and project - level evaluations. Advancing NASA's Climate Strategy highlights GLOBE as a program that promotes climate and environmental literacy to prepare the workforce of the future and will continue to inform actions to achieve equity. The Science Activation (SciAct) projects are guided by independent evaluators and work toward reaching specific underserved audiences based on specific needs. Evaluation data helps to identify barriers to accessing and using scientific data and validate strategies that reduce these barriers so that NASA can empower individuals to play an active role in addressing issues of importance to them.
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Provide trainings to increase awareness, accessibility, and use of NASA Earth information, particularly for underserved or overburdened2 groups who face unequal access to scientific data and education needed to address environmental challenges within their communities. Continue Transform to Open Science (TOPS), NASA's ambitious five - year plan to accelerate adoption of open science, unrestricted sharing of software, data, and knowledge as early as possible in the scientific process. TOPS will create more advanced and inclusive research, build a more just and equitable world, and ensure everyone can participate in science. NASA will release a new curriculum to increase adoption of open science. Advance Visualization, Exploration, and Data Analysis (VEDA), an open - source, cloud - based Earth Science platform that promotes more inclusive, accessible, and reproducible NASA science. VEDA provides interactive storytelling for environmental changes using Earth observation data and socioeconomic data to study areas such as EJ, greenhouse gases, sea - level rise, and air quality. Through migration of new datasets onto the cloud and continued development of visualization, analysis, and storytelling capabilities, VEDA will broaden user engagement with students, researchers, policymakers, and the general public. VEDA lowers the barrier for entry into science and supports capacity building. Continually refine nine Earth - focused projects in the SciAct portfolio, which offers authentic science experiences. This includes interaction with data, hands - on learning, camps, and online learning resources. SciAct projects increase equity by focusing on underserved audiences such as rural, tribal, and immigrant communities, as well as neurodiverse learners. Reach new audiences with the EIC. Specifically, support additional installations and continue to raise awareness of EIC resources that allow users to see how our planet is changing and provide easy - to - use resources to support decision makers in developing the tools they need to mitigate, adapt, and respond to climate change. Maintain and expand the GLOBE Program, a worldwide science and education program that provides opportunities for students, educators, scientists, citizen scientists, and partners to better understand, sustain, and improve Earth's environment at local, regional, and global scales. GLOBE is currently implemented in 127 countries and the program will continue to collect participant data to assess the program's reach and impact.
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Justice40: The current EEJ landscape analysis projects that will be completed in 2023 will inform the next EEJ solicitation. The outputs of these projects will include reports, community engagement activities, Geographic Information System (GIS) - enabled tools and data such as the Climate and Economic Justice Screening Tool, and other products that can be used by decision makers in EJ communities, enhancing equity and reducing the unequal burdens they face in access to and use of Earth data. These products will be finalized between June 2023 to early 2025. Outcomes under both Community Action and Climate & Resilience, including metrics such as number of individuals and institutions engaged, geographic extent of impacts, project results, etc., will be shared at various conferences, meetings, and workshops. The Indigenous People's Initiative will conduct three remote sensing trainings, seven outreach presentations, and two learning (Indigenous yarning3) sessions with Indigenous communities. TOPS: NASA TOPS will advance the understanding and adoption of open science with the roll out of an open science curriculum (target 2,000 people to earn a NASA " " Open Science Badge " " designation), and broaden participation in historically excluded communities, including minority serving institutions, through awards, prizes, challenges, and hackathons. VEDA: NASA will increase the number of datasets relevant to climate and EJ from 10 to 15, conduct four community outreach events, and create four new relevant stories (discoveries). SciAct: NASA will continue to increase the projects ' reach (52 million learner interactions in 2022). EIC: The EIC will produce two stories that highlight environmental and climate issues that impact underserved communities and will enable easy access to Earth system data via its virtual website. The EIC will expand to reach new audiences through additional installations in public places.
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TOPS: This program will enable 20,000 researchers to earn NASA's " " Open Science Badge, " " double the participation of historically excluded groups across NASA science and enable five major scientific discoveries through open science principles. SciAct: By 2025, NASA will increase science learners ' active participation in the process of science through a variety of accessible opportunities that empower individuals to understand and address relevant issues.
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NASA will continue to solicit, consider, and act on community feedback through ongoing public listening sessions, as well as targeted workshops with diverse user communities, such as the Indigenous Peoples listening and knowledge sharing sessions, that will continue to assist in land management decisions and actions. NASA will design a citizen science challenge focused on underserved women in emerging economy countries. It will also solicit projects under Equity and Environmental Justice and Climate & Resilience, all oriented towards engaging the communities they impact. GLOBE is forming a U.S. GLOBE Evaluators Community of Practice, where GLOBE evaluators will share resources, experiences, and best practices to evaluate the outcomes of GLOBE activities.
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Recent census information indicates about 8.2 percent of the U.S. population over age five speaks English " " less than very well " " and more than 25 million people in the U.S. are not proficient in English. Per the most recent U.S. Department of Education data, 10.3 percent of students enrolled in American public schools are limited English proficient (also referred to as English Learners (EL)). 4 National Assessment of Educational Progress results gathered over the past decade indicate there is a persistent achievement gap in math and science for EL students at all grade levels measured. 5 The most recent report by the National Academies of Science, Engineering and Medicine found EL students ' access to STEM instruction is limited by the perception that students must be proficient in English before engaging with STEM concepts. 6
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EL students are underrepresented in STEM degree achievement and in the STEM workforce. 7 NASA participated in a language access stakeholder listening session hosted by the U.S. Department of Justice. Stakeholder discussion during the session was used to inform this strategy, including a recommendation that federal agencies be more transparent on how individuals can request language services.
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Complete the integration of updated Center Language Access Plans8 into the Agency Language Access Plan. Updating the plan will highlight recent changes to language service acquisition processes for employees, eliminate conflicts between the Agency plans and Center plans, and ensure the crucial role of NASA's Centers in implementing the plan is understood by employees. Develop and implement a communications plan to increase employee awareness of responsibilities under the Language Access Plan. Expand Spanish - language communications as Spanish speakers make up approximately 63 % of the LEP population. 9 This will include publishing a Spanish translation of the second part of the First Woman graphic novel, completing a pilot season for the podcast in Spanish Universo curioso de la NASA, and conducting a Spanish live show during the return of OSIRIS - REx in September 2023. NASA will provide Spanish language translation of new products for educators and students created within the Next Gen STEM project. Launch a centralized website for all of NASA's Spanish - language web content by 2026. This website will assist LEP individuals in locating existing Spanish content. Assess Spanish - language communications ' resources and prioritize the addition of members to our Spanish - language communications teams to support the growing program.
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Increased awareness among employees of resources for translating public - facing materials and programs into languages other than English. Increased access of NASA materials and programs in Spanish by LEP populations through our centralized Spanish - language website and Spanish - language social media sites.
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NASA's Science Mission Directorate (SMD) found through listening sessions and workshops that unequal access to information about our planet, also known as Earth information, is a barrier to well - informed climate - related decision making in underserved communities. The Office of Diversity and Equal Opportunity (ODEO) found through research that over 25 million people in the United States (U.S.) lack English proficiency, which could adversely impact communities ' ability to access NASA programs or critical safety information. The Office of STEM Engagement's (OSTEM) comprehensive internal studies and data analysis showed a need for more strategic collaborations and partnerships to increase access to programs.
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To further develop and implement this strategy, NASA will continue to engage in virtual listening sessions with stakeholders in the civil rights and language access advocacy communities. NASA will continue to expand its reach to the Latino / Hispanic populations by leveraging partnerships with Hispanic - led organizations that will provide opportunities for Spanish - speaking NASA subject - matter experts to be a part of public facing events, such as conferences and panels.
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Diversity Deep Dive Study assessed the extent to which NASA investments broadened participation of groups historically underrepresented in STEM: data for the years studied indicated that enrollment data by individuals from underrepresented races and ethnicities exceeded national averages while enrollment data by women was lower than the national average. Internship Outcome Assessment Phase II measured students ' immediate outcomes of participating in NASA Internships and assess how and to what extent interns are contributing to NASA's missions: data indicated that interns from underrepresented and underserved groups experienced greater gains from an internship experience. Workforce and Career Readiness Evaluation Study examined the extent to which NASA programs broaden the NASA STEM workforce and the career readiness of early career NASA STEM professionals: data showed that mentorship is essential for a meaningful internship experience and that technical, communication, and project management training as well as learning the NASA values and organizational structure are valued. K - 12 Stakeholder Needs Assessment examined how stakeholders used NASA K - 12 resources and assessed stakeholders ' perceptions of NASA K - 12 resources including how the resources met the needs of students from underrepresented groups: respondents cited the need for more multilingual resources, culturally relevant pedagogy, and outreach to diverse populations. MUREP Program - Level Evaluation Phase II studied how and to what extent the MUREP activities were achieving intended goals and objectives particularly in the areas of student engagement, partnerships, and competitiveness. Sparking STEM Interest Study identified factors that spark a student's interest in STEM, including groups historically underrepresented in STEM which included socially and culturally appropriate contexts and role models of a variety of real and diverse people.
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Implement findings strategically from the Internship Process Evaluation regarding barriers in the registration and application system for NASA STEM Internships: NASA uses internships to build a diverse pool of top talent for the future STEM workforce, actively growing the skills necessary through experiential learning opportunities that impact NASA's mission. The Internship Process Evaluation will inform areas where NASA can create actionable items to insure full and equal participation of individuals from underrepresented communities in the internship program. Annually NASA has approximately 2,200 STEM interns, 39 percent of which are women and people from underserved communities. This program will continue to offer a range of options including in - person, hybrid, and virtual internships to meet the needs of students. The program increased mentor training to assist mentors in understanding the significance of mentorship, awareness of unconscious bias, and considerations of cultural differences. Continue the inaugural MUREP INCLUDES cohort efforts to identify and implement successful approaches to broaden participation, document lessons learned, and conduct evaluations to inform the establishment of a new cohort in 2025: MUREP INCLUDES facilitates the formation of MSI - led coalitions to enhance student participation in engineering - related disciplines and fields. Implementation strategies of this grant opportunity encompass capstone projects, engineering challenges, infusion of NASA content into courses, and relevant programming. Increase K - 12 Opportunities: NASA's K - 12 efforts aim to spark and sustain student engagement in STEM via mission - driven educational resources and learning opportunities. Collaborate with the U.S. Department of Education's 21CCLC program: In support of the MOU signed between NASA and ED, NASA will leverage the ED 21CCLC network to provide NASA content and technical assistance and academic enrichment opportunities to ED - selected sites primarily in high - poverty, low - performing schools. Programming is typically conducted during non - school hours where studies show students benefit from increased access to STEM experiences. Relaunch a redesigned Sparking Participation and Real - world Experiences in STEM (SPARX) in STEM: The Next Gen STEM (NGS) SPARX activity enables broader participation in a NASA challenge by reducing barriers to entry through educator training and support. SPARX is targeted for students with low STEM identity and little STEM experience. Conducted in formal and informal education settings, SPARX emphasizes the engineering design process to connect students to STEM. The activity seeks to reach populations in diverse or underserved communities. Implement a third cohort of Community Anchor Awards: The NGS Community Anchor cooperative agreements strengthen the ability of informal institutions to serve as local
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NASA's GPC completed phase one of its barrier analysis in the fourth quarter of 2022, and took the following actions to address identified barriers: Developed NASA grants resources, including facts sheets. Expanded the posting of Notice of Funding Opportunities (NOFO) to the Agency's Minority Serving Institutions ' Exchange newsletter to enhance accessibility. Standardized NASA NOFO template to ensure consistency and compliance with Federal regulations while reducing the administrative burden on grant applicants. Increased the grant award amount to HBCUs between FY 2021 and FY 2022 by 39.9 percent, or $ 1.36 million. Increased public participation in NASA outreach events to underserved communities between September 2022 and March 2023 by 70 percent. NASA's SMD expanded its Dual Anonymous Peer Review (DAPR) to 19 science solicitations for NASA's Research Opportunities in Space and Earth Sciences (ROSES), which helps maintain an equitable proposal process. Launched the Bridge Program to increase diversity in NASA's STEM workforce and build capacity at HBCUs and minority serving institutions.
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NASA awarded 39 environmental justice proposals totaling $ 6.9 million for up to three years. These proposals included topics of air quality, climate hazards, and extreme heat. As of December 2022, the Agency migrated 75 environmental data sets to the cloud, surpassing the goal of 50 for 2022, to make the data more accessible to the public. Since January 2022, the Agency Applied Remote Sensing Training program has trained almost 28,000 people from all 50 states, three territories, and 159 countries on how to use NASA data to address key environmental issues, surpassing its annual goal of 3,000 people by more than nine - fold. NASA awarded 16 proposals totaling $ 6.5 million over three years for education and training in open science to enable transparent research and data for everyone. As part of NASA's Minority University Research and Education Project (MUREP) Data Equity Access program, the Agency awarded eight proposals totaling $ 11 million over three years to HBCUs to build data science networks with Earth science data. NASA's Community Action and Climate & Resilience programs were added to the Justice40 initiative. These programs help NASA ensure underserved communities have access to resources to combat the effects of climate change and promote an environment free of toxins and pollutants, all part of the NASA's Climate Strategy. NASA opened its first Earth Information Center, providing accessible resources, user - friendly information, and data both online and on - site that can be used immediately by the public and decision makers. This action will help address the barrier of unequal access to Earth information in many underserved communities.
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The Agency communicated new harassment reporting requirements to all grantees. NASA developed and updated Language Access Plans at all ten Centers to establish a more equitable communication strategy for reaching LEP populations. NASA completed one Title VI compliance review focused on limited English proficiency. We also completed two Title IX reviews and initiated two additional Title IX reviews. NASA greatly expanded Spanish - language communications, including: Released the second episode of Universo Curioso de la NASA, ranked number one in science podcasts in 15 countries. NASA's Spanish language Instagram and X (Twitter) accounts ranked number one in the Federal Government. Expanded Spanish - language products including an Aeronautics web page and live broadcast in Spanish of the Artemis I launch. B. Environmental Justice (EJ) Scorecard Update (pursuant to section 223 of EO 14008): Demonstrating an increased focus in EJ, NASA's accomplishments in FY 2022 include: tools and resources to advance EJ; 39 new investigator teams working on EJ through research grants; NASA's Health and Air Quality Applied Science Team working with public health and air quality agencies using NASA data and tools for public benefit; and the NASA
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C. Additional Efforts to Advance Equity: Examples of recent accomplishments and engagements from which feedback was used to inform this EAP and advance NASA's equity efforts include: ACCESSIBILITY: Among NASA's efforts to increase accessibility are initiatives at NASA Goddard Space Flight Center and Space Center Houston for Sensory Friendly Hours at visitor centers and numerous STEM materials and programs for students with disabilities. In July 2023, Kennedy Space Center Visitor Complex was named a Certified Autism Center. EQUITY for LGBTQI + COMMUNITIES: NASA's Office of Procurement held its first virtual LGBTQI + Vendor Equity Forum, connecting more than 220 industry stakeholders and businesses with Federal procurement experts. The Agency also collaborated with Google Arts & Culture to showcase contributions of LGBTQI + employees. EQUITY FOR RURAL COMMUNITIES: NASA's Earth Science Division embarked on an agriculture - focused tour of Nebraska, Kansas and Oklahoma to learn how satellite data is used, as well as launched NASA Acres which links scientists with agriculture leaders. Other communication tools include a NASA Harvest website, and SMD's " " 3D Thursdays " " Rural Educator Series. EQUITY IN SPACE: NASA's Artemis missions will launch the first woman and first person of color to orbit the Moon. In 2022, NASA Astronaut and U.S. Marine Corps Col. Nicole Mann became the first Indigenous woman to go to space, while NASA Astronaut Dr. Jessica Watkins became the first Black woman to serve a long - duration mission aboard the orbiting laboratory. NASA also produced and released a documentary The Color of Space, which features a conversation between seven current and former Black NASA astronauts. EQUITY FOR TRIBAL NATIONS: NASA held its inaugural Tribal Nations Forum open to all 574 federally recognized tribes as part of our Tribal Consultation Plan. NASA continues to conduct STEM events with Tribal youth, including the First Nations Launch and a partnership with the Choctaw Nation to support science education. GENDER EQUITY: NASA expanded the use of Dual Anonymous Peer Review to minimize the impact of implicit or unconscious bias in the evaluation of proposals. We redesigned space suits to better accommodate women, and launched NASA Women in STEM which mobilized the women of NASA to participate in student engagement activities in their communities. D. Advancing Equity Through Key Legislation: As NASA implements specific legislative requirements, we are embedding equity throughout key processes and points of access, including areas of NOFOs. The Agency has also established an Evidence - Based Policy Making Act web page.
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NASA Metrics (award, obligation, small business concern, etc.): As of September 30, 2023, NASA obligated 7.4 percent of funds to SDBs compared to 8.1 percent at the same point in FY 2022. RFIs issued by NASA seeking public input from businesses within underserved communities regarding the effort to advance equity in NASA programs, contracts, and grants (June 2021; April 2023; and June 2023) yielded examples of barriers that include: Inability of businesses within underserved communities to identify solicitation opportunities aligned to their capability and / or opportunities to partner with large businesses for access to subcontracting opportunities. Businesses from underserved communities consider themselves inadequately staffed to perform on NASA requirements. Businesses indicated that there is a lack of understanding with how to engage with NASA acquisition points of contacts. Businesses from underserved communities indicated that they find understanding and complying with Acquisition regulations and processes " " too complex. " " A lack of awareness of businesses in underserved communities of Agency subcontracting goals and the necessity to seek to award contracts to targeted business categories to meet annual goals. A lack of access to capital to cover the costs for outreach to Agency acquisition personnel and for proposal development by businesses within underserved communities. Outreach polling, survey feedback, and recommendations.
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Focus Area 1: Equity in Procurement
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Focus Area 3: Equity in Climate Data Accessibility and Environmental Justice
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Strategy # 2: Equity in Grants and Cooperative Agreements: Enhance Grants and Cooperative Agreements to Advance Opportunities, Access, and Representation for Underserved Communities.
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The three RFIs NASA released seeking feedback from the community on barriers to accessing grant programs and resources identified misperceptions by underserved communities about aligning with NASA's mission, and a lack of engagement with NASA due to lack of awareness of and access to information about NASA's grant programs and policies. Community input received through NASA workshops also highlighted that Under - Resourced Institutions (URIs) face a unique barrier in establishing entirely new partnerships with NASA where no previous partnerships exist. More broadly, unconscious and hidden bias present a barrier to equitable evaluation of research proposals across NASA's portfolio.
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In June 2021, NASA received public feedback regarding the Agency's grant programs, regulations, and policies through the RFI process. Further, NASA analyzed proposal submission data from calendar years (CY) 2020 and 2021 to support the feedback received from the June 2021 RFI. NASA found that proposals submitted by organizations from underserved communities represented 13 percent in CY 2020, and 11 percent in CY 2021. NASA determined that these figures demonstrated the reported lack of awareness of NASA programs. In July 2023, NASA issued a second public RFI for feedback on barriers for entities that have engaged with and / or applied but are not yet recipients of NASA awards. The feedback NASA received did not identify any additional barriers preventing underserved communities from partnering with the Agency.
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Organizations reported that they did not easily " " see themselves " " partnering with NASA, believing that proposals not related to space or space exploration would not align with NASA's missions and therefore not be eligible for funding. Other organizations from
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Research into hidden bias has revealed how the unconscious cognitive processes humans use to filter information can lead to subjective and unequal evaluations. Analysis of fifteen years of solicitation data from NASA's Hubble General Observer Program found that male - led proposals had consistently higher selection rates than female - led proposals. After a Dual - Anonymous Review Process was implemented to reduce unconscious bias within the proposal evaluation process, the disparity between male - led and female - led proposals was reduced by more than 70 percent.
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Input from the SMD - led community workshop with potential Bridge Program partners helped illustrate the landscape at URIs and has provided a foundation for establishing funding opportunities. For example, a common theme from the workshop was the need for NASA to facilitate new potential partnerships where no NASA collaboration currently exists, through seed funding. This informed the development of the Bridge Program Seed Funding awards, first solicited in 2023.
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Strategy # 3: Equity in Climate Data Accessibility and Environmental Justice: Increase Accessibility and Use of Earth Science Data in Underserved and Disadvantaged Communities to Inform Decision - Making.
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NASA ESD conducted listening sessions and workshops, such as Understanding Needs to Broaden Outside Use of NASA Data (UNBOUND) for Environmental Justice and Air Quality, to understand how NASA Earth information can best serve communities. These sessions highlighted that underserved communities face unequal access to Earth information used to inform decision - making in their communities. For example, with technical skill requirements for access and data manipulation, hardware and internet requirements were shown to impose constraints on both who can access NASA data and where it can be accessed.
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Strategy # 4: Equity for LEP Populations: Improve Language Access Policies to Expand Access for Limited English Proficient Populations to NASA Programs and Activities.
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Barriers: Several barriers identified through public listening sessions and feedback opportunities were common across multiple focus areas, including: lack of knowledge regarding access to NASA programs, policies, and procedures; limited understanding of program requirements and resources; and lack of information available in the user's primary language for those with limited English proficiency. More specifically:
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NASA's Agency Language Access Plan was issued in 2011, and since that time, our process for acquiring language services has changed. As a part of the 2022 Equity Action Plan, NASA developed or updated Language Access Plans for each of our ten Centers; these plans were finalized in early 2023. Integrating the Center plans into a revised Agency plan will provide employees and the public with a comprehensive guide to accessing language services at NASA. Educating the NASA workforce on the revised Agency and Center - level plans is necessary to increase employee understanding of and ability to fulfill their language access responsibilities.
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7 Ibid. 8 A Center Language Access Plan outlines the strategies and actions the Centers will take on an ongoing basis to address the language assistance needs of LEP persons participating in Center programs and activities. 9 U.S. Census Bureau, American Community Survey (ACS 1 - Year Estimates) Language Census 2021, Table B16001, " " Language Spoken at Home by Ability to Speak English for the Population 5 Years and Over. " "
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Increased engagement with NASA multilanguage content, resources, and subject - matter experts to inspire more EL students to pursue STEM education and degrees.
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NASA works with agencies through its participation on interagency committees and working groups, including the Office of Science and Technology Policy Committee on STEM (CoSTEM), the Federal Coordination in STEM (FC - STEM) subcommittee, the Interagency Working Groups on Inclusion in STEM (IWGIS) and Transparency and Accountability, the STEM engagement efforts led by the National Space Council, and the Federal Internship Community of Practice (FICOP). For the specific actions in this plan, NASA will collaborate with the NSF on the Minority University Research and Education Program (MUREP), Inclusion Across the Nation of Communities of Learners of Underrepresented Discoverers in Engineering and Science (INCLUDES) initiatives, and with the U.S. Department of Education's (ED) 21st Century Community Learning Centers (21CCLC) program.
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April 2023; and June 2023) seeking input from the public on advancing equity in NASA programs, contracts, and grants and the identification of barriers limiting or preventing them from seeking NASA opportunities. These three RFIs identified several barriers including misperceptions by underserved communities about aligning with NASA's mission, a lack of engagement with NASA due to lack of awareness of NASA grant programs, and lack of access to information about NASA's grant programs and policies.
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The evidence base for the identification of barriers is described in the section below, which is a combination of internal studies, public participation, and community engagement activities. NASA STEM engagement seeks to remove barriers to participation in STEM engagement and careers, especially those underrepresented in STEM by implementing evidence - based practices addressing the: lack of access to high - quality STEM education; lack of culturally relevant materials / training; importance of strategic collaborations / partnerships; limited access to NASA people, facilities, and content; and lack of awareness of STEM engagement opportunities.
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Broadening participation is a fundamental prerequisite for making high - quality STEM education accessible and will maximize the creative capacity of tomorrow's workforce. 10 Furthermore, although the number of women, minorities, and persons with disabilities who participate in and earn degrees in STEM fields has grown over the past several decades, these populations are still underrepresented in STEM careers. That is, their representation in the STEM workforce is smaller than their representation in the national population. 11 The reasons for this are numerous, complex, and systemic. They include factors such as disparate access to high - quality STEM education and a lack of diverse role models. 12
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have adequate support to participate in and contribute to science and technology throughout their lifetimes. " " A key aspirational goal in the Committee on STEM's Strategy for STEM Education is to " " increase diversity, equity, and inclusion in STEM and provide all Americans access to high - quality STEM education, especially those historically underserved and underrepresented in STEM fields. " "
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hubs bringing NASA STEM and space science to youth and their families in underserved communities. The activity increases the geographic reach of these financial awards, including in rural and urban areas. Informal Education Learning Cohorts enable awardees to learn from each other and share resources and best practices as well as engage with NASA subject - matter - experts.
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Establish well - coordinated and equitable STEM engagement investment areas with demonstrable impacts and benefits for students, educators, and educational institutions. Metric: Execution of the evidence - based decision - making process to support the use of evidence across STEM engagement investments.
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Actions: NASA has several key actions outlined in this plan to advance equity and address identified barriers described above, including: formation of a small disadvantaged business tiger team led by NASA's Deputy Administrator to promote equity in procurement awards; expanding the Earth Information Center (EIC) which provides easy - to - use information and resources to support decision makers in responding to climate change; establishment of a NASA Grants and Cooperative Agreements Playlist on NASA's YouTube channel featuring training sessions and informative talks; and signing of a Memorandum of Understanding (MOU) between NASA and the U.S. Department of Education which will leverage 21st Century Community Learning Centers to provide technical assistance and STEM enrichment opportunities for students in high - poverty, low performing schools.
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Engagement: Throughout the year, NASA engaged the public through numerous methods to identify and gain insight on the barriers outlined in this plan and best practices to increase access to NASA programs and information, which informed the development of strategies to overcome these barriers and develop this EAP. Since the development of our 2022 EAP, NASA has held multiple small business listening sessions and solicited feedback through RFIs (June 2021, April 2023, June 2023). Through OSTEM, we hosted an Equity Action Plan K - 12 Stakeholder Town Hall, the Better Together Conference, and expanded our annual Historically Black Colleges and Universities (HBCU) - Minority Serving Institutions (MSI) Technology Infusion Road Tour. In January 2023, we hosted a Tribal Consultation forum open to all 574 federally recognized tribal nations. NASA also participated in and received feedback from the Language Access Stakeholder Listening Session hosted by the U.S. Department of Justice. Our Earth Science Division (ESD) led public sessions such as Understanding Needs to Broaden Outside Use of NASA Data (UNBOUND) for Environmental Justice, and captured feedback
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from projects including the Indigenous Peoples Initiative. In October, NASA's SMD hosted a community workshop with potential partners to help co - create the new Bridge Program. Through these interactive and inclusive discussions, NASA captured feedback to formulate this living document, which serves as NASA's blueprint as the Agency strengthens efforts to reduce barriers and increase access while continuing to engage our external stakeholders and partners.
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A. 2022 Equity Action Plan Update (pursuant to Executive Order (EO) 13985): NASA hosted an Equity Stakeholder Town Hall on September 28, 2022, to share ideas and gain insights on potential barriers to participation in NASA programs and equitable access to agency data and information, and made significant strides toward goals outlined in the 2022 Equity Action Plan, some of which are described below:
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As NASA prepares to return to the Moon, we celebrate a year of great achievements. From the history - making Artemis I test flight to changing an asteroid's trajectory with the Double Asteroid Redirection Test (DART), and from revealing the first James Webb Space Telescope images to making critical Earth science data more accessible, NASA is steadfast in the belief that our missions are for the benefit of humanity.
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Focus Area 4: Equity in Civil Rights Compliance and Accessibility to LEP Populations
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Equity must be embedded in all our endeavors, from expanding opportunities for businesses in historically underserved communities to partner with NASA, to leveraging Earth science to help mitigate environmental challenges. We are also expanding opportunities to ensure NASA's workforce in the 21st century looks like America. This starts with a new generation - the Artemis Generation. To achieve our missions, we must equip this entire generation with resources and support to break new barriers and go farther than ever before. That is only possible if NASA continues to empower the whole of our Nation with opportunity today. Strengthening equity at NASA is vital to the Artemis Generation's success. Greater access to opportunities sparks greater curiosity in young minds, helping more individuals realize their potential and see themselves as a part of NASA's daring future.
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Strategy # 1: Equity in Procurement and Contracts: Increase Utilization and Integration of Contractors and Businesses from Underserved Communities to Expand Equity in NASA's Procurement Process.
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Collaborating Agencies: An MOU with the Minority Business Development Agency (MBDA) to leverage MBDA access to diverse businesses, is scheduled to be signed in 2023 by the NASA Deputy Administrator and Under Secretary of Commerce for MBDA. NASA is also engaging with the White House Initiative on Historically Black Colleges and Universities to learn best practices and strategies to increase awards to HBCUs. NASA is collaborating with the U.S. Small Business Administration to strengthen the partnership and achievement of Small Disadvantaged Business (SDB) goals.
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Expanding the Broadening Participation in STEM Portfolio, including the NSF Eddie Bernice Johnson Inclusion Across the Nation of Communities of Learners of Underrepresented Discoverers in Engineering and Science (INCLUDES) program. Responding to the National Science Board's February 2021 resolutions to broaden participation by offering merit review panelists training videos on unconscious bias and other topics, along with piloting the inclusion of broader impacts experts in committees of visitors. Requesting a 23.5 % increase over the actual funding in Fiscal Year 2021 for EPSCoR.
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Lack of access to NSF staff and solicitations for NSF procurement actions hinder the creation of an equitable and inclusive contracting environment for MSIs and small businesses. The complexity of the Federal contracting framework hinders existing and new entrants from accessing the Federal acquisition process. Entities must be familiar with Federal Acquisition and all supplemental agency guidance. Existing category management practices and best - in - class solutions can negatively impact the ability of disadvantaged entities and new entrants to position themselves for access to compete and secure awards. Data used to validate the application of category management principles demonstrates that small businesses under category management have received a proportionally lower share of spending than others. Large contracts can increase the efficiency of contract spending, eliminate redundant agreements, and reduce administrative burdens; however, this action could adversely impact contracts available for small and disadvantaged entities and equity goals for Federal acquisitions.
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Memorandum M - 22 - 03 updated guidance in OMB Memorandum M - 19 - 13, Category Management: Making Smarter Use of Common Contract Solutions and Practices, which guides the use of category management intended to empower the acquisition workforce to pursue the best acquisition strategies that reach underserved small business communities and maximize awards to socioeconomic small businesses. This memorandum references the Government Accountability Office, which, in its November 2020 report, OMB Can Further Advance Category Management Initiative by Focusing on Requirements, Data, and Training, used validated agency data to identify that category management saved more than $ 33 billion in three years. The same validated agency data shows that small businesses have received a proportionally lower share of spending under category management than others. SBA Studies on Contract Bundling, conducted with the University of Washington Evans Schools of Public Policy, found that disaggregation of large contracts provides more opportunities for socioeconomic small businesses to compete for awards.
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Disaggregation of contracts, where possible, will provide additional opportunities for small and disadvantaged entities to participate in the Federal acquisition process. NSF will conduct no less than two training sessions for its Acquisition Workforce related to including small businesses in the acquisition process. NSF will, every quarter, monitor progress against published acquisition information and small business contracting to track progress against goals issued by SBA.
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The NSF Senior Procurement Executive (SPE) and NSF OSDBU will publish a list of engagement opportunities on SAM.gov in October, where MSIs and socioeconomic business concerns can receive information on how to do business with NSF, identify barriers, discuss potential solutions, and provide feedback on their experiences. The NSF will attend third - party conferences and outreach events for MSIs and socioeconomic business concerns to receive feedback and discuss barriers and solutions.
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Expand the demographic data collection for additional participant types, including reviewers and GRFP applicants, as part of the user profile within Research.gov. Improve demographic data collection from undergraduate and graduate students, post - doctoral fellows, and teachers who apply for and participate in NSF - funded programs through the continued expansion of the Education and Training Application (ETAP) system, designed to help find and apply to education and training opportunities funded by NSF. Test prototype questions to collect sexual orientation and gender identity (SOGI) data from Pls and reviewers in program monitoring and assessment surveys and systems. Conduct a review of NSF administrative surveys, systems, and forms that collect demographic data to identify any additional practices or policies that may be needed for the collection, management, and use of such data per Federal best practices described in Chapter 3 of the Evidence Agenda and applicable law to safeguard privacy, security, and civil rights. Report on review of NSF administrative surveys, systems, and forms that collect demographic data and any recommended practices or policies for collecting, managing, and using such data.
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NSF anticipates engaging the researcher community in developing and testing prototype questions for collecting SOGI data. This may include listening sessions, formal requests for information, or other mechanisms. NSF anticipates releasing at least one funding opportunity highlighting NSF's interest in receiving proposals for workshops, colloquia, and other activities focused on gathering from the NSF - supported community perspectives regarding promising research, education, and other potential areas of interest related to promoting equity for LGBTQI + individuals.
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Civil Rights: Protect the civil and constitutional rights of all persons, such as the right to vote, language access, and prohibitions on discrimination based on race, sex, disability, and other relevant factors. Promote equity in science to eliminate bias in the design and use of innovative technologies, such as artificial intelligence. Educational Equity: Pursue educational equity so that our Nation's schools put every student on a path to success. Economic Justice: Build a strong, fair, and inclusive workforce and economy. Ensure equitable procurement practices through small, disadvantaged businesses contracting and the Buy Indian Act (25 U.S.C. 47). Build prosperity in rural communities.
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Interagency Working Group on Sexual Misconduct US Department of Education; US Department of Justice Interagency Working Group on Safe and Inclusive STEM Environments; White House Office of Science and Technology Policy
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Climate survey data and other information gathered via compliance activities. OECR - Title IX of the Education Amendments of 1972 Compliance Program NSF - National Science Foundation NSF conducted an initial evaluation of community awareness of the terms and conditions and conference proposal requirements, which informed the next phase of our evaluation strategy. This strategy is discussed under Proposed Metrics. The evaluation of NSF's harassment prevention efforts focused on the Harassment Notification Terms and Conditions and the conference policy. The communications analysis showed that, on average, universities submitting proposals to NSF have adopted an anti - harassment policy and disseminated it through their websites. The analysis also showed that NSF's conference policy positively impacted adherence to the guidance provided by NSF. This finding holds overall and by type of institution (R1 versus R2), but not for all Minority Serving Institutions (MSIs). NSF Anti - Harassment Findings Technical Appendix
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In August, OECR also released a Dear Colleague letter, which encourages applicants to submit research proposals to NSF - funding opportunities that address the following: Anti - harassment in STEM Education and Research Settings and Workplaces, and Culture Change and Organizational Policy Structure Projects to Create Harassment - Free STEM Education and Research Settings and Workplaces. OECR has also engaged in collaborative discussions and benchmarking with ten (10) federal agency partners to collect information on types of SAHPR support services offered, tracking and reporting incidents, measuring success, and program logistics. In July, the American Association for the Advancement of Science (AAAS) co - hosted a webinar titled " " How can public access advance equity and learning? " ". NSF also participates in the Year of Open Science, the federal government's interagency effort to promote equity in Public Access and Open Science. OECR has also engaged in collaborative discussions and benchmarking with ten (10) federal agency partners to collect information on types of SAHPR support services offered, tracking and reporting incidents, measuring success, and program logistics. NSF engaged with European stakeholders at the EU Horizon Europe Gender Action Plus Workshop to better understand current practices and focus areas among international research funding institutions to prevent and respond to harassment. B. Environmental Justice Scorecard: (according to section 223 of EO 14008): NSF is advancing environmental justice for communities across America in alignment with the agency's ongoing efforts to implement the Justice40 Initiative. NSF's Phase One Scorecard metrics and highlights in FY 22 included three (3) Justice40 covered program (s), three (3) funding announcement (s) covered under the Justice40 Initiative, and $ 49 million in funding made available from Justice40 covered programs. Future versions of the Environmental Justice Scorecard will provide additional information and updates on the benefits of Justice40 - covered programs. C. Additional Efforts to Advance Equity In the past year, NSF has hosted several webinars and virtual meetings and created an archive of available content, which can be accessed here, to help inform on implementing the Public Access Plan. Advising on fulfilling this plan promotes equal access to knowledge, enables global reach to include disadvantaged communities, provides an open platform for sharing research, and encourages a diverse range of contributions. These actions also facilitate collaboration among researchers and institutions, regardless of their geographic location or financial capacity.
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Continue establishing and expanding NSF's Sexual Assault / Harassment Prevention and Response (SAHPR) Office. Launch the first USAP Climate Survey focused on the incidence and prevalence of sexual assault, harassment, and misconduct. Evaluate existing policies to address unintended consequences (e.g., a mandatory reporting policy that unintentionally discourages individuals from reporting sexual harassment). Conduct pilot studies to assess and evaluate NSF's off - campus and off - site research proposal requirement that extends beyond self - certification (current requirement) and requires that grant applicants submit a plan for creating and maintaining a safe and inclusive working environment as a part of the merit review process. Evaluate how NSF award terms and conditions should be modified to create future safe and inclusive research environments. Continue to conduct outreach and benchmarking with federal partners and international entities on promising policies, practices, and procedures for creating and maintaining safe and inclusive environments.
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Implement the NSF Accountability Framework via the NSF SAHPR Office to help ensure that individuals who commit sexual assault / sexual harassment are held accountable based on the most relevant organizational policies and legal standards. Extend the reach of NSF harassment prevention efforts to research activities at field sites and on research vessels through targeted outreach, proactive compliance efforts, and policy development.
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In the current phase of NSF's evaluation of the terms and conditions and conference proposal requirements, NSF evaluates community understanding, experiences with, and implementation of the terms and conditions and conference requirements through direct engagement with relevant stakeholders. Subject matter experts will interview stakeholders at various Minority Serving Institutions (MSI) and send a survey to all academic institutions that currently receive NSF funding. Findings will serve to improve understanding, experiences, and implementation over time. Monitoring changes in harassment claims to NSF Office of Equity and Civil Rights. The overall number of claims is anticipated to initially increase in response to communications and outreach relevant to establishing the new SAHPR Office and then stabilize over time. Marked deviations or " " spikes " " in the number or types of claims will inform future strategies. Increased usage of NSF SAHPR informational resources (via web metrics), NSF Antarctic Helpline, and USAP Victim Advocate services. The USAP Climate Survey on sexual harassment will serve as a baseline for measuring improved experience in the USAP over time. Number of grant applicants that submit a plan for creating and maintaining a safe and inclusive working environment as a part of pilots to assess and evaluate NSF's off - campus and off - site research proposal requirement that extends beyond self - certification. The recently enacted CHIPS and Science Act requires NSF to undertake a follow - on study to the 2018 NASEM study to examine the influence of sexual harassment in institutions of higher education on the career advancement of individuals in the STEM workforce and assess progress in implementing recommendations from the 2018 report.
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Measurable increase in NSF Awardee understanding and awareness of NSF policies as related to the baseline currently being developed via NSF's evaluation of the terms and conditions and conference proposal requirements. Measurable decrease in harassment claims across NSF - funded activities. Measurable decrease in the rate of STEM students leaving science. Positive qualitative change in NSF awardee policies on field safety and prevention of sexual harassment. Examples could include additional supportive resources, clarified reporting mechanisms, incorporating preventative strategies, and others.
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Continued outreach to federal and international partners on promising policies, practices, and procedures. The NSF SAHPR Office will participate in the next NSF Grant Conference to host community of practice sessions focused on safe and inclusive field research and sexual harassment prevention. The NSF SAHPR Office is traveling to all Antarctic Research Stations during the 2023 - 2024 Austral summer season to engage directly with the community, build trust and understanding, educate the participants on SAHPR reporting and resources, assess the current environment, evaluate existing services and resources, and strengthen the safety net of NSF supportive services.
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NSF and NSB evidence: National Science Board: Vision 2030 (nsf.gov); Diversity and STEM: Women, Minorities, and Persons with Disabilities 2023 NSF - National Science Foundation; and Reports, Studies and Analyses - Broadening Participation in STEM NSF - National Science Foundation - For example, the US National Science Board describes the gap in STEM talent that is needed for the US to remain a world leader in science and engineering, while biennial reports to Congress submitted by the Committee on Equal Opportunities in Science and Engineering (CEOSE) address challenges to broadening participation, inclusion, and access in STEM. The National Academies of Science, Engineering, and Medicine has produced multiple reports that address barriers and challenges such as Minority Serving Institutions: America's Underutilized Resource for Strengthening the STEM Workforce I The National Academies Press; Barriers and Opportunities for 2 - Year and 4 - Year STEM Degrees: Systemic Change to Support Students ' Diverse Pathways The National Academies Press; and Summary Call to Action for Science Education: Building Opportunity for the Future The National Academies Press.
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Broaden the STEM Ecosystem by expanding NSF's programmatic efforts and highlighting existing funding opportunities to under - resourced and underserved communities (K - 12, undergraduate, graduate, and post - doctoral students) using Dear Colleague Letters, Program Solicitations, and other funding mechanisms. Strengthen educational institutions through collaborative programs and partnerships by augmenting leadership development and advancement opportunities for faculty at minority - serving institutions and other emerging research institutions to foster PI and institutional success through initiatives such as Growing Research Access for Nationally Transformative Equity and Diversity (GRANTED) and other directorate - specific activities. Accelerate inclusion and access in NSF's research portfolio by increasing and strengthening institution and faculty engagement in NSF's many research programs and activities from those institutions not currently well represented in NSF's research programs via the GRANTED, EPSCoR, and other targeted program efforts.
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The National Science Foundation (NSF) and the Asian American Foundation collaborated to support the White House Initiative on Asian Americans, Native Hawaiians, and Pacific Islanders by introducing the " " Demystifying Federal Grants " " webinar series. This series was created to provide valuable knowledge and practical advice to assist community - based organizations in successfully applying for federal grants and accessing resources. NSF's chief diversity and inclusion officer (CDIO) has collaborated with a dedicated team of program directors (PDs) to leverage its review and awards process to ensure the Foundation's funded programs can reach the broad pool of untapped scientific talent. These discussions have yielded critical insights into how NSF can better support the inclusion of underrepresented scientists by emphasizing the importance of more general impact statements in grant applications, ensuring diversity within review panels, and increasing participation of researchers from Minority Serving Institutions (MSIs). Under the June 2022 Executive Order 14075, Advancing Equality for Lesbian, Gay, Bisexual, Transgender, Queer, and Intersex (LGBTQI +) Individuals, the Office of the Chief Statistician of the United States provided recommendations for Federal agencies on best practices to collect self - reported sexual orientation and gender identity (SOGI) data in federal statistical surveys. In an effort led by the CDIO, a dedicated team of individuals across the agency has developed a pilot survey to collect voluntary, non - personally identifiable SOGI data from within the NSF workforce. These efforts are taking place in concert with the National Council of Science and Engineering Statistics (NCSES) efforts to pilot the collection of SOGI data in their national surveys. D. Advancing Equity Through Key Legislation: NSF is committed to the principle that a diverse scientific workforce is vital to promoting advances in knowledge, innovation, and the global competitiveness of the U.S. scientific enterprise. Under the CHIPS and Science Act of 2022, NSF appointed its first CDIO in December. The office of the CDIO is responsible for guiding and leading the Foundation's strategic plans to promote diversity, equity, inclusion, and access (DEIA) in all NSF - funded activities. In addition to advocating for DEIA within the Foundation's workforce and funded programs, the CDIO is partnering with other agencies and thought leaders to advance the mission of broadening participation in the U.S. science and technology enterprise. The CDIO is guided by the principle that diversity, in all forms, enriches the scientific community, drives breakthroughs, and brings forth lasting solutions to urgent problems.
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Barriers to access Under - resourced individuals and institutions may be unable to afford the publications and research data from NSF - funded research accessed via subscriptions. Sharing of research data has historically been optional, presenting the risk that data is either not shared at all or only shared within established research networks. This limits the ability of researchers, including those with limited access to such networks, to reuse Federally supported data in new research or business applications or to replicate existing research. Barriers to timely impact Barriers for under - resourced researchers (principal investigators (PIs,) co - Pls, students, and other groups) and research institutions to pay unrestricted access fees charged by journals to make their research results available without a paywall and embargo. When researchers and institutions cannot pay these fees, their work may be subject to an optional 12 - month publication embargo for federally funded peer - reviewed research articles. This interim delay behind a paywall limits immediate access to work produced by under - resourced researchers and the potential impact of their research in the short term.
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research results greatly exceed costs " " and that " " any economic burden falling on individual researchers resulting from a zero - embargo publication policy would likely be offset by the greater benefits of increased visibility, consumption, and potential impact that their research would realize. " " The OSTP Economic Landscape report acknowledges that limited transparency on publication costs indicates that many cost implications are based on estimates. An article by then Acting OSTP Director and her colleagues (Nelson, A., Marcum, C., & Isler, J. (2022). Public Access to Advance Equity. Issues in Science and Technology, 39 (1), 33 - 35.) notes that " " eliminating the barriers to discovery and research outputs are critically important to realizing the commitment to equity [ and the ] commitment to providing research, innovation, cures, and improved health and well - being to the nation and the world. " " A report of the General Conference of the United Nations Educational, Scientific and Cultural Organization (UNESCO) November 2021 meeting in Paris explains the benefits of open science ecosystems related to the equity and sustainable development goals and formally recommends that member states " " collaborate in bilateral, regional, multilateral and global initiatives for the advancement of open science. " " The report recommends the creation of, encouraging or enabling policy environment, to which implementation of NSF's public access plan would contribute, and notes that " " a paywalled method of publication, where immediate access to scientific publications is only granted in exchange for payment, is not aligned with the present Recommendation. " " Input derived from NSF participation in the Subcommittee on Open Science (SOS) and deliverables from the subgroups of the SOS. In addition to recognizing the positive equity impact of public access policies, NSF recognizes potential equity challenges that could arise from public access implementation. The NSF Public Access and Open Science Working Group's Equity of Access subgroup addresses this issue by identifying potential inequities arising from public access guidelines at different implementation phases. The literature points to four specific areas of equity challenges: (1) challenges for researchers and institutions based on resources available for public access implementation; (2) challenges based on methodologies and disciplines based on variation in public access infrastructure; (3) challenges for historically marginalized groups for whom critical issues of reclamation of rights and data sovereignty exist; and (4) challenges for international collaborations due to variation in international regulations and practices in data sharing. To address these challenges, NSF has identified four priority areas to manifest the equity promises of public access policies and minimize challenges. Actions include: Consult with Pls and institutions to understand and respond to potential equity challenges. A key priority is focusing on under - represented and under - resourced institutions and the potential for increases in public access implementation costs. Understanding and measuring investment in public access compliance's financial and non - financial costs must improve. It remains unclear what the magnitude and distribution of costs
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Mitigating practices must have a measurable impact. Practices designed to broaden participation in STEM against the changes required for public access implementation must be carefully monitored for effectiveness. Evidence that measurement of impact does not have an iatrogenic effect (e.g., repeatedly polling the same cohort of URM researchers for feedback) is essential. Examination of equity barriers over time is critical. Some barriers, such as education on public access data storage repositories, may reflect transient initial barriers. Other barriers, such as Pls bearing the costs of public access implementation, may endure over the longer term and be more complex to address. Monitoring challenges over the long term over different implementation phases is a key priority.
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All NSF - funded research peer - reviewed scholarly publications will be made freely available and publicly accessible in the NSF Public Access Repository (NSF - PAR) without embargo, and associated scientific data will be made available via the journal publications and in appropriate disciplinary repositories. Critical metadata associated with peer - reviewed publications and data from NSF - funded research will be collected and made publicly available in NSF - PAR. Exceptions to the data - sharing requirements will be made based on legal, privacy, ethical, intellectual property, and national security considerations, ensuring that data that might be misused to undermine equitable treatment of marginalized groups, for example, is secured and not so used.
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External engagement of impacted communities. NSF is committed to addressing the unintended equity consequences of changing public access policies. Periodic engagement will, therefore, provide opportunities for researchers, publishers, universities, libraries, and the public to alert NSF to equity challenges that should be addressed during implementation. Gathering input from NSF staff to inform policy implementation. Within NSF, five active subgroups of the Public Access and Open Science Working Group have participation from approximately fifty people across NSF; this cross - agency participation will continue to implement the updated public access plan equitably. The subgroups are 1) Data Management and Sharing, 2) Equity, 3) the FAIR Open Science program, 4) Outreach, and 5) enhancing NSF's Public Access Repository (the access portal for NSF - funded publications). Possible development of targeted Dear Colleague Letters and solicitations (e.g., further development of the Open Knowledge Network, funding of Research Coordination Networks, or other aligned NSF funding activities). Such funding actions are expected to improve access to cyberinfrastructure supporting the knowledge economy, ensuring that the ability to comply with and benefit from updated Public Access policies does not rely on access to specialized knowledge about or ability to pay for supporting infrastructure. This funding will also ensure that the work of further opening the scientific scholarly system will include those that have too often been underrepresented and that underserved researchers have access to the funding NSF provides to make science more accessible to all. While funding opportunities will be varied, they will likely build on the success of existing programs such as: FAIROS RCN, which last year issued ten awards totaling $ 12.5M, to build and enhance national coordination among researchers and other stakeholders to advance FAIR (findable, accessible, interoperable, reusable) data principles and open - science practices, advancing the availability of supporting cyberinfrastructure that will enable equity in the ability to comply with new policies. Funding of The Minority - Serving Cyberinfrastructure Consortium to support cyberinfrastructure - centric research capacity at institutions historically underserved in this area
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Strategy # 1: Implement NSF's Revised Public Access Plan to Increase Equitable Access to NSF - Funded Research
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The metrics for the entire public access initiative are complex, and metrics for efficacy are unfolding. NSF is issuing a Request for Information (RFI) to solicit input from a broad set of communities to identify potential barriers to compliance with NSF Public Access policy. Issues brought to NSF's attention via public engagements, the RFI, and other input (e.g., via agency merit review panels and direct information from Pls) will be addressed, and revised guidance for NSF and the researcher community will be developed. This will ensure that policy implementation does not introduce new or further entrench existing inequities in the research publications / data access space. Following this work, the target date for implementing the first phase of policy changes is December 31st, 2025. By this date, new policies for depositing NSF - supported publications and data will be in effect.
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To enable future assessment of the impact of implementing the updated public access policy, engagement with NSF's evaluation unit is taking place, and consideration of third - party appraisals is also being evaluated.
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NSF is currently examining the possible assessment of (a) data used, (b) data sets collected and reposited by NSF - funded researchers, and (c) utilization of the NSF - Public Access Repository for deposition of publications and datasets to measure anticipated increases in usage. In the short term, a baseline of data currently being submitted to the Public Access Repository in one or more of these areas for future benchmarking will be required, with a targeted completion date by the end of 2024.
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If additional funding announcements related to this strategy are made, the communities expected to be impacted via the metrics collected will mirror those used for past engagements because metrics able to be collected will include the dollar amounts and researcher demographics for those awards.
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Since September 2022, NSF has obtained input from thousands of individuals on its open science and public access activities, including developing and implementing NSF's Public Access Plan. This includes feedback from webinars and listening sessions with nearly 700 unique individuals representing approximately 300 unique academic institutions (from schools representing 14 different Carnegie classifications), commercial businesses, Tribal governments, and other Federal agencies. In addition, NSF has met with scientific societies, publishers, Pls, and other entities; scores of outreach efforts at conferences; and numerous conversations with other international, national, and subnational research funding entities. Examples of selected engagements are presented on the Public Access Initiative's webpage. The reaction to NSF's goals has been variable, with many in the community applauding openness and NSF's commitment to equity as part of current and ongoing public access / open science activities and others expressing skepticism regarding how the costs will be covered.
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To gain insight into equity barriers, NSF plans to release a request for information (RFI) on equity in public access in the final months of 2023.
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The RFI aims to collect information from the public, NSF - funded researchers, and other parties that may be impacted by implementing the public access plan about specific challenges stemming from current inequities in the scholarly publishing and data - sharing spaces. Results from that request are expected to inform implementation options in 2024.
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Practical and robust market research provides a solid foundation for an outcome - oriented approach that efficiently meets NSF needs and enables mission success in a way that ensures a resilient vendor base, meets Small Business Administration (SBA) procurement goals, and complies with the Federal Acquisition Regulation. Early, frequent, and constructive engagement with prospective offerors, encouraged by the NSF Vendor Communication Plan, is critical in understanding the marketplace. NSF will require SAM.gov to post all engagement events, including industry days, small business outreach sessions, pre - solicitation conferences, and question - and - answer sessions.
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Strategy # 1: Implement NSF's Revised Public Access Plan to Increase Equitable Access to NSF - funded Research
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Domestic Policy Council Office of Management and Budget
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Create Opportunities Everywhere (COE) incorporates all NSF directorates and offices and surpasses prior efforts by striving to ensure equity in program delivery while building on the concept of the " " Missing Millions. " " The National Science Board (NSB) conceptualized the Missing Missions as the difference between the demographics of the research community and the nation's demographics. It charged NSF with reducing this talent gap across all demographic groups, including gender, race and ethnicity, and persons with disabilities. 1 COE strives for equity in program delivery and expanding access and inclusion in STEM to reduce the national talent gap and reach the missing millions. Strategy # 5 represents a subset of the NSF COE effort and will focus on creating opportunities for undergraduate, graduate, and post - doctoral students who are underrepresented and underserved in
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NSF collaborates with federal agencies through the Office of Science and Technology Policy (OSTP) and the National Science and Technology Council's (NSTC) committees focused on STEM education and research. NSF staff are also active members of the OSTP committees on Science, Technology, S & T Enterprise, Environment, and Homeland Security and associated subcommittees. 2 NSF collaborates with federal agencies on programs and initiatives such as:
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of institutions we support. In the 2012 - 2014 Biennial Report to Congress, the Committee on Equal Opportunities in Science and Engineering (CEOSE) describes the barriers to broadening participation in STEM as follows: " " Factors influencing participation rates are numerous, complex, and often interrelated, including differences in high school course - taking and K - 12 teacher preparation, school district resources, high school graduation rates, college graduation rates, historic and ongoing bias and exclusion, poverty and family income levels, education of parents, differing cultures within STEM fields, and differences in academic and institutional cultures within colleges / universities, among others. Research also indicates that overreliance on standardized test scores in admissions practices of many STEM graduate programs is a significant factor in the under - participation of minorities in STEM doctoral programs. " "
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COE is designed to address individual, institutional, and geographic barriers through programs and activities. For example, barriers to student success include but are not limited to those identified by CEOSE. Barriers to institutional success and capacity building and barriers to inclusion and access to the NSF research portfolio include a lack of awareness and institutional resources to develop and support federal funding.
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NSF created strategy teams to develop this strategy as part of the FY 2022 - 2023 APG. The teams focused on Policy, Data Analytics, External Engagement, and Internal Engagement / Capacity Building. The External Engagement strategy team conducted a series of listening sessions, while the others took on resource and data collection efforts and multiple leadership discussions. Also, input from directorate advisory committees, the National Science Board, and CEOSE contributed to the final development of the COE strategy and goals. Data gathered from listening sessions contributed to developing the APG Toolkit for Improving Representation to help NSF POs collaborate on outreach and engagement related to diversity programs. Historically, NSF invests over $ 1 billion annually in its Broadening Participation (BP) programs and projects at institutions nationwide. [ 6 ] Programs already underway, such as GRANTED, EPSCoR, and other programs and activities in the NSF Broadening Participation portfolio, provide funding opportunities to support the described K12, undergraduate, graduate, post - doctoral, and institutional barriers.
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Diversity and inclusion are core values of NSF. We continue to advocate that societal equity drives innovation and creates accessible opportunities for people of all backgrounds, benefiting humanity. This plan articulates our approach to championing racial equity and advancing equal opportunity for underserved communities, which includes increasing public access to NSF - funded research, promoting equity in procurement, enhancing equitable data practices, creating research and learning environments free from harassment, and further diversifying the research community.
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Broadening participation in science, technology, engineering, and mathematics (STEM) at scale remains a key priority. Historically, NSF invests over $ 1 billion each year in broadening participation programs and projects at institutions nationwide. Programs already underway - such as the Growing Research Access for Nationally Transformative Equity and Diversity program, the Established Program to Stimulate Competitive Research (EPSCoR), and other activities in the NSF Broadening Participation in STEM Portfolio - provide funding opportunities to support underrepresented students at all educational levels. We have taken additional steps in recent years to increase participation in STEM among populations that have been under - resourced and underserved. For example:
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In December, NSF created a new executive position of chief diversity and inclusion officer (CDIO), which was included in the " " CHIPS and Science Act of 2022. " " The primary responsibility of this position is to coordinate NSF's work to advance equity and lead the integration and sustainability of diversity, equity, inclusion, and accessibility (DEIA) into our culture, mission, and all aspects of agency operations and decision - making. Under the CDIO's leadership, we will ensure that equity and DEIA remain priorities, maintain organizational mechanisms for accountability, and advance new initiatives and legislation related to equity and DEIA in the NSF workplace and the STEM enterprise.
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NSF's Agency Equity Team (AET) is executing our plan to champion racial equity and advance equal opportunity for underserved communities in accordance with EO 14091. Ongoing activities and new initiatives include improving public access to NSF - funded research, increasing participation in Federal Acquisition Regulation - based solicitation and awards, optimizing demographic data collection in support of equity assessments, addressing sexual and other forms of harassment, and creating opportunities to diversify STEM. NSF has also established the Office of the Chief Diversity Officer and the position of the Chief Diversity Officer in accordance with the CHIPS and Science Act of 2022.
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Academic research and NSF working group findings, and years of public feedback to NSF officials, including program officers, NSF directors, and directly to NSF's Public Access and Open Science (PAOS) representatives indicate that paywalls and other publication restrictions limit the accessibility of NSF - supported research for those unable to pay for it. Access to publications is a privilege to those entities affiliated with institutions or organizations that will pay for it, have access to libraries that provide it, or have other means of accessibility (e.g., scientific society membership).
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Publication and access restrictions reduce researchers ' opportunities to publish their research, prevent access to outlets that charge authors per page or article, and therefore limit the ability of researchers to participate in the scientific research ecosystem fully.
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NSF's updated Public Access Plan (2023) is intended to ensure that the ability to publish or access NSF - funded studies to support research, education, and new economic activity will not be hindered by a researcher's ability to pay. Researchers can upload their publications without cost through NSF's Public Access Repository. Implementation of the updated NSF Public Access Plan will ensure that the research community and members of the public have immediate access to scientific publications. NSF will also require researchers to provide access to research data from NSF - funded studies. Research data must be uploaded to publicly accessible locations (links via publications in journals and repositories) to the extent possible, with restrictions allowed to address privacy, security concerns, or other recognized data access limitations. Implementing these policies will ensure equitable access to NSF - funded research and that all Americans, including scientists from underserved and under - resourced research institutions, can access NSF research products, publications, and data. These actions will facilitate equitable public access to research output and expand opportunities for data reuse from NSF - funded studies. New economic activity derived from these data will be independent of a researcher's ability to pay open - access publication fees.
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Strategy # 2: Increase Participation in Federal Acquisition Regulation (FAR) - based Solicitations and Awards to Promote an Inclusive Contracting Environment
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Under EO 13985, Advancing Racial Equity and Support for Underserved Communities Through the Federal Government, and other directives, NSF continues to remediate federal acquisition process complexity and lack of access to procurement and program staff. NSF will improve outreach efforts, market research, and acquisition planning to increase access and participation in FAR - based solicitations and awards for disadvantaged entities such as Minority Serving Institutions (MSIs) and other similar groups.
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NSF's Create Opportunities Everywhere (COE) is a comprehensive approach for inspiring, attracting, supporting, and advancing groups underrepresented in STEM. This strategy incorporates all NSF directorates and offices and encourages increased investment and advocacy for equity in program delivery while building on the concept of the " " Missing Millions. " " The National Science Board (NSB) conceptualizes the Missing Millions as the difference between the demographics of the research community and the Nation's demographics. The NSB has charged NSF with reducing this talent gap. Through COE, NSF will accelerate equitable access to NSF's research funding, foster collaborations and partnerships with educational institutions serving underrepresented groups, and support developing a diverse STEM education and workforce enterprise. Through this comprehensive approach, NSF intends to further integrate equity and DEIA into all program efforts to strengthen the US STEM infrastructure by drawing on the full extent of national talent and resources.
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Strategy # 1: Implement NSF's Revised Public Access Plan to Increase Equitable Access to NSF - funded Research
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By funding pertinent, novel, basic science resulting in valuable research data and publications (referred to as " " research products " "), NSF contributes to all Whole - of - Government Equity Objectives. Access to research products seeks to break down barriers that ensure institutions have access to the best and most recent scientific advances and the ability to make their research accessible immediately. These advantages often come with a cost - such as publication and subscription fees - which members of the broader public and less - resourced scientific communities may be unable to afford. Thus, each of the eight equity areas identified - Civil Rights, Criminal Justice, Economic Justice, Educational Equity, Environmental Justice, Global Equality, Health Equity, and Housing Justice and Community Investment - will have an opportunity to advance via the open science and public access efforts of NSF, as research in areas relevant to each become more accessible to all Americans.
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NSF co - chairs the National Science and Technology Council (NSTC) Office of Science and Technology Policy (OSTP) Subcommittee on Open Science (SOS). This body is the nexus for interagency discussion and interaction on federal public access policy, including NSF's Public Access Initiative. NSF routinely collaborates with other federal agencies through the SOS to the extent possible and as appropriate to Agency missions and priorities. This work will continue throughout the implementation of this strategy.
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Notably, the development, implementation, and management of NSF's Public Access Repository (NSF - PAR system) - initially created as a response to the OSTP 2013 Memorandum on Increasing Access to the Results of Federally Funded Research and currently being expanded as part of this strategy - is in partnership with the Department of Energy.
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Specific publishing models for federally funded data, publications, and other research require subscriptions or additional fees that present paywalls and hinder equitable access and use. The federal government's updated public access and open science guidelines are designed to allow federal funding agencies to reduce / eliminate access limitations due to barriers to accessing publications and data that currently exist for under - resourced researchers, institutions, and members of the public. As noted by Nelson et al., elite institutions and resourced individuals have access that is
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not impeded by resources. By making research products widely available, the barriers to equity will be on a path to reduction.
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Eliminating these access barriers levels the playing field, ensuring that the opportunity to utilize the knowledge and technology from NSF funding exists regardless of the ability of researchers to pay.
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These actions can help ensure researchers from less - resourced institutions can build upon the best available science, have their work enter the scientific ecosystem at the same time as that stemming from more - resourced institutions, and ensure researchers and students are building skills, credentials, and opportunities that position them to advance in scientific careers. This can reduce visibility gaps introduced because some scientists can pay costly direct access fees while others cannot. A centralized repository allows all federally funded research output to become available without delay.
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The 2022 OSTP guidance Ensuring Free, Immediate, and Equitable Access to Federally Funded Research (" " Nelson Memo " ") and the 2021 OSTP Public Access Congressional Report and Economic Landscape. Using available data, OSTP estimates that " " the societal and economic benefits of a change in federal policy toward immediate public access to federally funded
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of public access requirements are likely to be. Understanding who will bear these costs and the impact on engagement with NSF programs is critical.
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To gain insight into equity barriers, NSF plans to release a request for information on equity in public access in the final months of 2023. Results from that request are expected to inform implementation options in 2024.
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Implementation of NSF's revised Public Access Plan (June 2023) will continue over the next year, and ongoing implementation of the Plan will be the primary action of this strategy.
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The policies in the plan are intended to ensure that the ability to obtain funding, publish, and have NSF - funded research cited and used in furthering research, education, and new economic activity will not be dependent upon a researcher's ability to pay (often unreasonable) open access publication fees, and will be managed by processes that limit the additional burden on researchers. Specifically, the plan pledges that:
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These actions will ensure that all participants in the scientific research community have the broadest possible opportunity to use knowledge and data funded by the NSF, regardless of their ability to pay for such access. This action will also ensure that researchers at under - resourced institutions do not face inequity in having their research accessed by others to be utilized and built upon based on their ability to pay for the non - embargoed release of the work.
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Although implementation of the revised Public Access Plan will be the primary action in 2024, additional actions will include:
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(1) Message from the Agency Head 2 (2) Advancing Equity Through Agency Mission 3 (3) Executive Summary of Equity Action Plan 3 Continue Efforts to Expand Access and Use of Post - Audit Applicant Flow Data (AFD) Fostering a Diverse, Equitable, Inclusive, and Accessible Workforce Federal Employees Health Benefits (FEHB) Affordability Study FEHB Services that support high quality Maternal Health Care for Federal Employees Paid Parental Leave (PPL) Study 3 3 4 4 5 5 (4) Summary of Equity Progress and Early Accomplishments 2022 Equity Action Plan Update (pursuant to EO 13985) Environmental Justice Scorecard (pursuant to Section 223 of EO 14008) Additional Efforts to Advance Equity 5 6 (5) Strategies to Advance Equity in FY 2024 7 11 Strategy 1: Increase access and use of Applicant Flow Data (AFD) government - wide to inform agency strategic workforce planning and data - driven decisions 11
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All agencies and entities that make up a Federal agency have responsibilities under the Equal Employment Opportunity Commission (EEOC) issued Management Directive 715 (MD - 715). MD - 715 requires agencies to conduct periodic agency self - assessments and the identification and elimination of barriers that prevent equal employment opportunities in the workplace. Barrier analysis is a process used to identify, evaluate, and, where appropriate, remedy any policies, procedures, and / or practices that may lead to disparities in the hiring process for individuals seeking Federal employment. Preliminary analysis of AFD demonstrates that the Federal job applicant pool is highly diverse; however, agencies need to conduct barrier analysis to better understand if applicants experience barriers at any stages of an agency's hiring process. OPM's role is to ensure agencies have access to anonymized, post - audit AFD in order to support agency's barrier analyses and to collaborate with EEOC to provide tools and training for agencies on their use of post - audit AFD.
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Partner with EEOC to provide training and resources for Federal agencies on conducting barrier analysis and creating action plans. Partner with talent acquisition systems to develop and implement government - wide data standards and business rules for agency access and usage of Applicant Flow Data. Conduct a government - wide barrier analysis project that seeks to create resources to enable agencies to accelerate their ability to uncover, examine, and remove barriers to equal participation at all levels of the workplace. Develop initial guidance for agencies and talent acquisition systems for how AFD should be structured and made available to different roles in agencies.
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Near - to Medium - Term: Talent acquisition systems have adopted new government - wide data standards, providing a consistent AFD experience for all agencies. Longer - Term: Increase the percent of hiring managers who report they have access to and utilize AFD in the CHCO Hiring Manager Survey. In FY22, 43.1 % of hiring managers reported reviewing applicant flow trends.
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OPM has held roundtable events with agencies implementing the Bipartisan Infrastructure Law (BIL). The first roundtable served as an exchange of ideas and information on how agencies are utilizing data. In the second roundtable, OPM partnered with the EEOC to share more about conducting barrier analysis. OPM will engage 5 - 8 agencies in a government - wide barrier analysis project to better understand why agencies may or may not be able to uncover, examine, and remove barriers to equal participation at all levels of the workplace.
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According to a participant survey following the pilot " " Level Up to Public Service " " event, 63 % of the students expressed interest in pursuing a career in the Federal government before the event, and this figure rose to 78 % after the event. This 15 percentage - point increase in interest indicates that this event enhanced awareness of and fostered interest in careers within the public service sector among college students from underrepresented communities. Students who are aware of Federal job opportunities face challenges with the application process. OPM's ODEIA has partnered with institutions of higher education, including HBCUs and other MSIs, and have collected reports from student participants that have indicated there are challenges accessing and support in submitting applications for Federal internships and early career positions. Specifically, the following challenges have been reported to various Federal Chief Diversity Officers government - wide: Students have limited exposure to or awareness of public service opportunities; Students are experiencing challenges finding appropriate internships that support individual career goals; Students need specific training to complete the Federal application process; Students prefer internship opportunities that support their career goals, while also meeting their financial obligations. OPM, the Department of Labor, and OMB recently developed and launched a new portal on USAJOBS for prospective Federal interns. President Biden also expressed a strong commitment to paid internships as an equity issue in White House Executive Order 14035 and the Guidance on Promoting Internship and Other Student and Early Career Programs in the Federal Government. Additional actions that expose students and recent graduates from diverse backgrounds to Federal career opportunities and provide them with the necessary resources and support to apply for those positions are needed to build a robust pipeline of early career talent.
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Create an agency - facing microsite to support Federal agencies seeking to hire applicants from Minority Serving Institutions (MSIs), Persons with Disabilities, and Formerly Incarcerated Individuals. Conduct a survey for participants from institutions that OPM partners with, and community outreach events to better understand how people from partner institutions and organizations experience the Federal application process and timeline for Federal jobs. Launch a media campaign to engage and increase awareness of Federal job opportunities among underserved communities and drive traffic to the newly created Candidate Landing Page, a tailored USAJobs application page. Create government - wide technical assistance to support Federal agencies who are engaging with MSIs. FEBs are a forum for communication and collaboration among Federal agencies outside of Washington, DC. Approximately 85 percent of all Federal employees work outside the National Capital Region. By establishing an action plan to partner with institutions and community organizations from all 31 geographic FEB locations, OPM will ensure it has a roadmap in place to increase representation of the Federal workforce from every part of America. Encourage Federal agencies to increase their use of paid internships by making them more accessible to early career talent from underrepresented group. To further support this strategy, OPM will continue working towards the commitments that have been outlined in the Alternatives to Re - entry Strategic Plan including: Leveraging the Chief Diversity Officers Executive Council and Chief Human Capital Officers to work closely with other Federal agencies to prioritize and assist them with their efforts to recruit, hire, and retain qualified individuals from underserved communities; Ensure effective implementation of the Fair Chance Act Rule which was published in September 2023; and Promote Federal Hiring opportunities by, as appropriate, partnering with nonprofit service organizations that specialize in recruiting and supporting students from underrepresented groups with paid internship opportunities.
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Near - to Medium - Term: Increase outreach events with more MSIs. Increase representation of MSI candidates among USAJOBS profiles, internship and job applications. Improved perceptions of and satisfaction with Federal job opportunities and the Federal hiring process. OPM will measure participant perceptions of and satisfaction with events through a Level Up survey. OPM will survey different stakeholders including K - 12, post - secondary, and community organizations and will use the data to strengthen future events.
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As the Federal government's strategic partner for human resources policy, OPM is committed to a whole - of - government approach to advancing equity and supporting underserved communities. Through efforts such as future of work hiring initiatives, recruitment of early career talent, and identifying barriers to public service, we continue to build a Federal workforce that draws from the full diversity of the American people. OPM identified five high - impact priorities to address barriers underserved communities may face in the Federal government and outlines actions OPM will take to advance equity.
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Increase percentage of paid internship opportunities, by utilizing guidance and communications. Improve perceptions of and satisfaction with Federal job opportunities and the Federal hiring process. In 2024, OPM will hire FEB coordinators and create an action plan to engage and partner with institutions and community organizations from all 31 geographic FEB locations to increase awareness of an interest in Federal job opportunities. Longer - Term: Within 10 years, OPM will coordinate with institutions and community organizations from the geographic locations of all 31 FEBS.
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In analysis of the Current Population Survey, the Kaiser Family Foundation reports that those enrolled in employer - based health insurance with incomes at or below 199 % of the Federal Poverty Level (FPL) pay an average of 10.4 % of their family income on health insurance premiums and out - of - pocket costs compared to an overall average of four percent for all employer - based enrollees. Health care premiums as a percentage of Federal pay have outpaced wage increases; for example, in 2012, a self only premium in the most popular nationwide plan represented 4.8 % of a GS - 5, Step 5 salary; in 2016, that figure rose to 5.6 %; and, in 2022, it is 5.9 %. Those that fall in the 200 % to 399 % FPL range pay 6.9 % of family income for health insurance premiums and out - of - pocket costs. The number of Federal employees who decline FEHB coverage correlates closely with salary levels. The table below shows Federal employee enrollment status by salary level, drawn from OPM human resources data.
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Conduct a mixed methods study that will access and analyze data on FEHB enrollment and use patterns by health plan and enrollee demographics to explore demographic and geographic variation in FEHB enrollment and affordability. Review existing studies on methods for improving access to employer - based insurance coverage.
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Document findings that will help OPM understand the trends and the reasons behind employees not accessing FEHB. Resources that OPM will use to conduct this study include the Healthcare and Insurance FEHB Member Data, FEBS, literature on designing employer - based insurance to improve access for all employees, and assistance from an external health economist. Provide OPM with actionable insights and policy recommendations based on steps taken by other public and private sector employers to improve participation and reduce inequities in the program. Model coverage improvements based on proposed policy options, to the extent allowable by law. Identify participants and conduct focus groups to understand the root causes leading to non - participation in FEHB.
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Near - to Medium - Term: Findings based on an analysis of FEHB enrollment data, FEBS data, and qualitative data. Completed study with recommendations to improve equity. Policy proposals to address affordability issues experienced by those eligible for FEHB. Longer - Term: Reduced percent of employees citing affordability as a reason for declining FEHB.
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As stated in the White House Blueprint for Addressing the Maternal Health Crisis, Women in the US die from pregnancy - related causes at a higher rate than any other developed nation in the world. The maternal mortality rate is even worse for Black women, Native American women, and women who live in rural areas - all are significantly more likely to die due to pregnancy - related complications. This crisis has been worsened by the COVID - 19 pandemic, which has increased rural maternal healthcare deserts. Barriers OPM seeks to address are also identified by the White House Blueprint for Addressing the Maternal Health Crisis and maternal health literature include access to prenatal care (particularly for marginalized communities), inadequate reimbursement for services offered by appropriate providers (e.g. midwives and doulas), and providers insensitive to the needs of women of color regardless of income.
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Expanded Agency Access to and Use of Post - Audit Applicant Flow Data (AFD) OPM launched a new reporting capability (Power BI), which includes reporting capabilities and dashboards to support Federal agencies. The use of Power BI expands beyond improved access to AFD and includes broad access to talent acquisition data for agencies and the public, as well as other OPM data products. OPM has established connectivity between most agencies and OPM's Power BI environment. The primary impediment remains building connections between OPM and agencies that operate in the Azure Government Cloud (Department of Defense (DOD), Department of Justice (DOJ), and some elements of Treasury). OPM is currently developing initial guidance for agencies and talent acquisition systems for how AFD should be structured and made available to different roles in agencies, including hiring managers. The guidance aims to establish clear government - wide standards on AFD data structure, access, and use. When agencies adhere to these standards, individuals involved in agency hiring
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Strengthen coverage, benefits, and services around maternal healthcare, especially in support of prenatal and postpartum care, such as improving reimbursement and coverage of perinatal support visits and providing coverage of self - measured blood pressure cuffs and associated services to prevent hypertension. Adopt the Hear HerTM campaign to educate providers on how best to support pregnant people of color. Adopt in this action means to provide funding for this provider education campaign for the medical providers in the FEHB plan provider networks.
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Near - to Medium - Term: Improve perinatal care offered by FEHB plans, as measured by increased adoption of Hear Her campaign, increased coverage, and reimbursement for perinatal support services (including nurse midwives, birthing centers, and doulas), and increased contracting with Birthing Friendly hospitals. Continue work to make improvements in access to postpartum depression care and services offered by FEHB plans, as measured by reported increases in coverage of postpartum depression screening and treatment. OPM will continue to focus on these efforts in the coming years to address broader access, as appropriate. According to reported information from FEHB Carriers: 72 % of health plans have adopted the " " Hear Her " " campaign. 77 % of health plans cover certified nurse midwives. 62 % of health plans cover birth centers. 35 % of health plans cover doulas. 50 % of health plans cover nurse home visits. 75 % of health plans cover childbirth classes. 46 % of health plans offer incentives for prenatal care. 66 % of health plans contract with birthing friendly hospitals. Longer - Term: Increase in each contracted Carrier's percentage of enrollment with completed race and ethnicity fields. OPM will need to establish baseline levels and acceptable thresholds indicating incremental improvement.
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A poll on awareness of a state paid leave policy showed that individuals with a potentially greater need for paid parental leave, such as those with less education and people of color, may not have awareness of the benefits available to them. According to the U.S. Census Bureau's study of paid leave, first - time mothers who use paid parental leave are less likely to leave the workforce, but those who use the benefit are more likely to be older, white, married, and have a higher educational attainment. Multiple studies have shown that parents often do not take advantage of the full duration of their paid parental leave benefit, with men and people of color reporting less leave use. Research suggests that the longer the leave for mothers, the greater the
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Leverage existing data including payroll data (use of leaves and use of paid parental leave by type of qualifying event), employee personnel status data (for example, retention status and base pay), employee performance data (for example, award hours and award pay), FEVS and FEBS data, and employee demographic data (for example, gender, race and ethnicity, age, work schedule, and agency) to assess use and equity of use by demographics. For FY 2024, the focus of the evaluation for FY 2024 will be on identifying short - term outcomes for Federal employees for which there is sufficient, good quality data. Produce a report to help the Federal government understand where employees are not fully accessing PPL. Identify areas where agencies can provide more informational support on use of this benefit.
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processes will have expanded access to AFD while ensuring appropriate guidelines for responsible use are followed. These standards will also promote consistency between the different talent acquisition systems, further supporting the responsible use of AFD across the government. Build a New Federal Employees Health Benefits (FEHB) Program Decision Support Tool In 2022, OPM conducted six focus groups of Federal employees and completed a report on our findings. The findings helped us to identify key features and functionality that Federal employees desire in a Decision Support Tool and were shared to inform the user - research for the Decision Support Tool for Postal employees. In addition, OPM finalized a customer experience web survey and published the Paperwork Reduction Act (PRA) notice to implement the web surveys. OPM also drafted questions we plan to incorporate into the 2023 Federal Employee Benefits Survey to assess employee views on the current plan comparison tool. Additionally, OPM issued a Request for Proposals with Decision Support Tool requirements for the Postal Service Health Benefits Program. Provide tools to Benefits Officers Across Government to Advance Financial Security OPM's Retirement Services is continuing to drive initiatives that seek to improve retirement readiness and financial literacy for members of underserved communities within the Federal government. Our effort is targeted at examining disparities in financial security outcomes across the Federal government. OPM has collected data on existing financial literacy programs from relevant agencies across government and has conducted a rigorous literature review that focuses on summarizing evaluations of employer - based retirement and readiness for financial security. OPM is using this information to develop a financial literacy curriculum.
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Healthcare and Insurance Federal Employees Health Benefits Program (FEHBP) Call Letter: On March 1, 2023, OPM issued an annual Call Letter for 2024 FEHBP plans that serve 8.2 million Federal employees, annuitants, and their family members. Priorities for the coming year include requiring health plans to offer expanded fertility benefits, including artificial insemination and coverage of 3 cycles of In Vitro Fertilization (IVF) related drugs annually; encouraging closer coordination with Medicare Part D employer group waiver plans for annuitants with FEHB and Medicare; and leveraging reductions in cost sharing resulting from the Inflation Reduction Act. 2023 Employee Wellness Guidance and Ensuring Access to Mental Health Services: In May 2023, OPM issued Employee Wellness Guidance that is designed to foster the mental, emotional, and physical prosperity of Federal employees through workplace wellness tools and resources which can optimize both employee and organizational success. By reframing Employee Assistance Programs as wellness programs, OPM is striving to de - stigmatize the use of mental health services. We also have continued efforts to achieve mental health parity through access to mental health services offered by FEHB Carriers, by working with Carriers to ensure mental health services are reimbursed similarly to physical health services. Carrier Letter on Contraception: In August 2022, OPM issued a Carrier Letter on Contraception reminding Carriers of their responsibilities to offer contraceptive services with no enrollee cost - sharing and updating FEHB guidance to be consistent with guidance from the Departments of Health and Human Services (HHS), Treasury, and Labor on coverage of certain contraceptive services and products, including emergency contraceptives. In particular, the guidance required FEHB Carriers to implement " " exceptions processes " " that enable enrollees to petition for coverage of alternate forms of contraception than those listed in the plan brochure when warranted using expeditious and timely exception processes. In support of Executive Order " " Strengthening Access to Affordable, High - Quality Contraception and Family Planning " ", in the fourth quarter of 2023, OPM will share updated guidance on promoting access to affordable, high - quality contraception. Diversity, Equity, Inclusion, and Accessibility in the Federal Workforce DEIA National Engagement for Federal and Non - Federal Employees: OPM hosted a virtual DEIA National Engagement for Federal and Non - Federal employees. The focus of the national virtual event was to share publicly available documents as exemplars to both the private and public sectors that promote promising practices and DEIA in the workforce, as well as highlight the 2023 Gender Inclusion Guidance Document, the DEIA Annual Report, and the
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Employee Resource Group (ERG) and Affinity Group Summit: OPM convened the first - ever government - wide Employee Resource Group (ERG) and Affinity Group Summit in April 2022. It was held again in May 2023. This ongoing and annual event is designed to equip Federal employees in ERGs and affinity groups to better support agency efforts to strategically advance DEIA and increase participation in the OPM Federal Employee Viewpoint Survey (FEVS), an organizational climate survey that assesses how employees jointly experience the policies, practices, and procedures characteristic of their agency and its leadership. DEIA Summit: In December 2022, OPM convened a three - day national event, " " DEIA Summit 2022: A Whole - of - Government Approach to Disability Employment " " to discuss promising practices and strategies to improve employment for people with disabilities in the Federal workforce. DEIA Learning Community for all Federal Agencies: Since July 2021, OPM has led a DEIA Learning Community to support all Federal agencies with implementing promising practices, and worked with agencies as they self - assessed the strengths and challenges related to DEIA practices within their own organizations. Learning community offerings are open to all Federal employees and include webinars, newsletters, office hours, and 24 - hour access to online resources, videos, and templates. DEIA Annual Report: In February 2023, OPM released Government - wide DEIA: Our Progress and Path Forward to Building a Better Workforce for the American People, the inaugural annual report providing a government - wide perspective of DEIA progress. Chief Diversity Officers Executive Council: In September 2022, OPM established the Chief Diversity Officers Executive Council as a coordinated effort to embed DEIA principles across the Federal government. Support for Formerly Incarcerated Individuals: OPM supported formerly incarcerated individuals, justice - involved youth, and those with lived experiences by partnering with organizations to provide information sessions and existing resources on Federal application process and personnel vetting process. During Second Chance Month in April 2022, OPM posted a " " Guide to Federal Employment for Second Chance Applicants. " " LGBTQIA + Gender Identity Guidance: OPM published Gender Identity Guidance to all agencies on Transgender Day of Visibility on March 31, 2023. Equitable Healthcare Coverage: Through the FEHB Program, OPM continues to emphasize the importance of equitable healthcare coverage for LGBTQI + employees, beneficiaries and eligible dependents, including advancing comprehensive coverage of gender - affirming care and services.
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Early Career Talent Federal Internship Portal: In February 2023, OPM launched the Federal Internship Portal with a webinar featuring a panel discussion with former Federal interns from NASA, HHS, DOI, and EPA, and a live demo of the Portal. Over 1,880 individuals RSVP'd for the event and over 700 attended. The Federal Internship Portal aims to attract early career talent to join the Federal workforce. In rolling out the Portal, OPM conducted outreach to over 700 college and university counselors and academic coordinators to promote Federal internships and the intern experience program. Additionally, OPM focused outreach on minority - serving institutions and outside organizations, including 19 nonprofit organizations focused on promoting equitable access to jobs, higher education, or affinity groups. This has also been included in the OPM Gender Equity and Equality Action Strategic Plan. Guidance on Promoting Internships and Other Student and Early Career Programs in the Federal Government: In January 2023, OPM issued guidance on internships and similar programs including guidance to increase the availability of paid internships, and reduce the practice of hiring interns, fellows, and apprentices who are unpaid in accordance with EO 14035. Pathways Proposed Regulation: In August 2023, OPM proposed to modify the Pathways Program to better meet the Federal government's needs for recruiting and hiring interns and recent graduates. The Pathways Program consists of three programs: Pathways Internships, Recent Graduates, and the Presidential Management Fellowship. OPM is proposing changes to improve and enhance each of these programs, consistent with Executive Order 13562, and to strengthen the Federal government's efforts to recruit and retain early career talent. Federal Recruitment Engagements HBCU and FEB Recruitment Event: OPM convened an open dialogue and exchange of ideas on how Federal agencies can create or support pathways, pipelines, or curriculums to sustain Federal employment for students of HBCUs in partnership with the Atlanta Federal Executive Board (FEB) and the Atlanta University Center Consortium. The conversation included internship opportunities, best practices, challenges, and opportunities to improve recruitment for Federal jobs with the goal of gaining better insight on how Federal agencies can continue to establish, strengthen, and sustain partnerships between HBCUs and Federal agencies. OPM and Department of Commerce Roundtable on Equitable Recruitment and Hiring: In January 2022, OPM and the Department of Commerce hosted a roundtable Reinventing the Federal Workforce, A Roundtable Discussion on Making Government the Model Employer. The conversation included two HBCU Presidents and leaders from a Hispanic - serving and disability advocacy organization. The conversation focused on equitable recruiting and hiring,
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Tribal Development and delivery of training modules and uniform standards on Tribal Consultation: On April 17, 2023, OPM in partnership with the Department of Interior held a Tribal Consultation on the development and delivery of training modules on Tribal Consultation as called for in the President Memorandum on Uniform Standards for Tribal Consultation. OPM is working to incorporate the input from the consultation in these training modules to ensure that the Federal government is upholding its nation - to - nation obligations in every tribal consultation. Additionally, OPM played a critical role in developing the Uniform Standards for Tribal Consultation that were detailed in the presidential memorandum. American Indian Science and Engineering Society (AISES) Recruitment Event: For the first time, OPM hosted the American Indian Science and Engineering Society (AISES) Government Relations Council meeting to support recruitment of Native Science, Technology, Engineering, and Math (STEM) talent to the Federal workforce and strengthen the agency's relationship with Native communities. OPM covered topics such as the DEIA EO, USAJOBS, and internships. Additionally, OPM will participate at the 2023 AISES National Conference by hosting a session on USAJOBS and helping convene a principals - level roundtable. A Customer Experience Approach to Understanding Tribal Nations Experiences Accessing Federal Grants on Performance.gov: In partnership with OMB's Federal Customer Experience team and the U.S. Digital Service (USDS), OPM used human - centered design to understand Tribal Nations ' experiences in accessing Federal grants. Established in Executive Order 14058, this cross - agency effort aims to improve customer experience and the delivery of government services to Tribal Nations. Military Spouse and Veterans Minimum wage Federal agency Implementation Guidance: Release of the $ 15 minimum wage Federal agency implementation guidance, which applies to and brings economic support to veterans and military spouses serving in Federal positions (January 2022). Hiring Guidance for Certain Military Spouse: OPM issued updated hiring policy guidance (Non - Competitive Appointment for Certain Military Spouses) and enabling human resource tools to enhance military spouse access to Federal service (Fall 2022 - Spring 2023). Outreach to the Veteran and Military Community for Feds Hire Vets: OPM continues to facilitate ongoing outreach to the veteran and military community, including the hosting of Feds Hire Vets website, a centralized
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Pay Equity: In May 2023, OPM released proposed regulations that would prohibit the use of salary history when setting pay for Federal jobs - an important step to help address gender and racial pay gaps. Fair Chance to Compete for Jobs: On September 1, 2023, OPM published regulations pertaining to when, during the hiring process, a hiring agency can request information typically collected during a background investigation from an applicant for Federal employment. The regulations expand the positions covered by the Federal government's " " ban the box " " policy, which delays inquiries into an applicant's criminal history until a conditional offer has been made.
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Strategy 1: Increase access and use of Applicant Flow Data (AFD) government - wide to inform agency strategic workforce planning and data - driven decisions
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Strategy 3: FEHB Affordability Study - Advance the equitable participation of Federal employees in the FEHB Program by identifying barriers and potential solutions to accessing health benefits
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Strategy 4: Advance equitable access to and the quality of maternal health benefits by expanding the scope and availability of covered prenatal and postpartum FEHB services
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Continue Efforts to Expand Access and Use of Post - Audit Applicant Flow Data (AFD)
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Fostering a Diverse, Equitable, Inclusive, and Accessible Workforce
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OPM will conduct a study on non - enrollment patterns and employee perceptions of affordability to assess the extent and type of affordability issues. The study will also review strategies that other sectors have undertaken as well as potential policy solutions to address healthcare affordability. The study will develop a set of recommendations for OPM leadership to consider improving equitable participation in FEHB. These activities are aligned to OPM's Strategic Objective 1.2, which seeks to position the Federal government as a model employer, including with respect to competitive benefits.
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In this strategy, OPM will improve access to and quality of maternal health outcomes, especially for persons of color, by expanding the scope of covered prenatal and postpartum services, increasing reimbursement for targeted prenatal and postpartum supports, and including a broader range of service providers such as doulas and nurse midwives. This strategy is affiliated to the OPM Strategic Objective 1.1.
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Strategy 3: FEHB Affordability Study - Advance the equitable participation of Federal employees in the FEHB Program by identifying barriers and potential solutions to accessing health benefits
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Strategy 4: Advance equitable access to and the quality of maternal health benefits by expanding the scope and availability of covered prenatal and postpartum FEHB services
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As Director of the U.S. Office of Personnel Management (OPM), I am pleased to present OPM's Equity Action Plan in accordance with Executive Order 14091. As the Federal government's chief human resources agency and personnel policy manager, OPM is deeply committed to developing policies and services that advance equity and remove barriers for underserved communities across the Federal government.
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In 2021, OPM restored the Chief Human Capital Officers Council at OPM, established the Office of Diversity, Equity, Inclusion, and Accessibility (ODEIA), held focus groups with Federal employees to better understand the experiences of underserved communities with OPM programs, and finalized a series of policy actions that advance equity government - wide.
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In 2022, OPM advanced and embedded equity further into our programs by increasing access to post - audit Applicant Flow Data (AFD); engaging Federal employees to inform the design of a future Federal Employees Health Benefits (FEHB) Program Decisions Support Tool; finalizing a series of regulations and policy actions that deepen OPM's commitment to leading as a model employer; and implementing major functions to support diversity, equity, inclusion, and accessibility (DEIA) across the Federal government, including launching the first Chief Diversity Officers Council.
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In March 2023, OPM released updated guidance Advancing Gender Identity Inclusion in the Federal Workplace. The new guidance reflects several changes in law and executive policy that have occurred since this guidance was first written in 2015 and updated in 2017.
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OPM's Equity Action Plan emphasizes the use of data to better understand barriers and advance DEIA principles in the Federal workforce, including releasing a data collection strategy of sexual orientation and gender identity (SOGI) data, consistent with Executive Order 14035. The Biden - Harris Administration is leading a vital national effort to advance opportunity and equity for every American. OPM is proud to contribute to these actions to advance equity for all.
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To better support Federal agencies, OPM plans to continue to expand Federal agency access to anonymized and post - audit AFD and strengthen the capacity of Federal agencies to analyze, interpret, and utilize AFD in accordance with all applicable laws. AFD is the demographic information provided by applicants on a voluntary basis for Federal job opportunity announcements through the USAJOBS.gov website. After a job opportunity is closed and all certificates issued under the announcement are audited, Federal agencies may use anonymized, post - audit AFD as part of their efforts to determine the existence of any barriers affecting applicants, as well as to develop future recruitment efforts.
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OPM's role is to ensure agencies have access to anonymized, post - audit AFD and can collaborate with the Equal Employment Opportunity Commission (EEOC) to provide tools and training for agencies on the appropriate use of AFD. Additionally, OPM will partner with Talent Acquisition Systems to develop and implement government - wide data standards and business rules for the development and agency access of AFD. This will enable agencies to collect, access or use AFD from talent acquisition system provider (s) more easily.
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OPM is committed to identifying barriers facing those eligible to enroll in the FEHB Program (Federal employees, annuitants, and Tribal employees). Available evidence suggests that lower waged Federal employees and retirees experience difficulty affording their share of premiums, as well as health plan copayments and coinsurance. OPM is conducting an FEHB Affordability Study to understand the root causes leading to employees choosing not to enroll in FEHB Program. This study will analyze enrollment patterns, the Federal Employee Benefit Survey, and focus group feedback. This affordability study will support efforts in advancing equity for underserved communities by identifying barriers to accessing affordable health insurance coverage offered through the FEHB Program and examining ways of overcoming those barriers to seek to ensure all Federal employees have access to health benefits.
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Poor maternal health outcomes for Native Americans and African Americans far exceed those of other pregnant people, and these disparities persist at all income levels. OPM is committed to serving as a model employer by ensuring that all pregnant FEHB Program enrollees have access to high quality perinatal care, including more intensive services for high - risk pregnancies resulting from medical and / or social circumstances. OPM has strongly encouraged FEHB Program Carriers to expand coverage and services for prenatal and postpartum care that includes screening and treatment for postpartum depression; adopt the Hear Her Campaign enhancing communications between patients and healthcare providers; increase reimbursement and expand coverage for certified nurse midwives, birth centers, and perinatal support services such as doulas and nurse home visits; and contract with hospitals that have received HHS's " " Birthing - Friendly " " hospital designation. OPM will
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OPM is committed to identifying barriers and understanding how paid parental leave (PPL) affects Federal employees and agencies. Available evidence suggests that some eligible Federal employees are not taking the full PPL benefits that are available to them through the Federal Employee Paid Leave Act (FEPLA). FEPLA provides up to 12 weeks of PPL to eligible Federal employees in connection with the birth of an employee's child or placement of a child with an employee for adoption or foster care. On August 10, 2020, OPM issued interim regulations to implement the PPL law, which went into effect on October, 2020. This study will advance equity for Federal employees by assessing any gaps in use of leave by demographic group and examining any effects on women's participation in the labor force. This study is also included in the OPM commitments for the National Strategy on Gender Equity and Equality.
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removing application and hiring process barriers, and best practices specific for underserved communities, including people with disabilities, communities of color, and HBCUs and Minority Serving Institutions.
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online website dedicated to informing veterans on how best to navigate the Federal hiring process and providing education for the special entry paths available to them.
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This strategy connected to our commitments in the OPM Strategic Objective 1.1, which seeks to achieve a Federal workforce that is drawn from the diversity of America, exhibited at all levels of government, by supporting agencies in fostering diverse, equitable, inclusive, and accessible workplaces. OPM's strategic efforts over the last two years are around improving the data that agencies can access regarding hiring, and as outlined in OPM's 2022 Equity Action Plan, OPM will continue efforts to expand Federal agency access to post - audit AFD and strengthen the capacity of Federal agencies to analyze, interpret, and use anonymized, post - audit AFD.
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Since 1980, the number of banks has dropped from 14,400 to 4,600, leaving small businesses with fewer options to secure lending. 6 Studies have documented that underserved communities need better access to credit. For example, Black - owned startups are about three times less likely than the comparison group to report that their loan requests are always approved, even accounting for credit scores and net worth. In addition, loan requests are for smaller amounts. " " [ A ] larger share of veteran - owned businesses that applied for
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4 SBA Office of Advocacy, Minority - Owned Employer Businesses and their Credit Market Experiences in 2017 (July 5 Federal Reserve Banks, Small Business Credit Survey: 2021 Report on Firms Owned by People of Color (2021), Page 9, https: / / www.newyorkfed.org / medialibrary / FedSmallBusiness / files / 2021 / sbcs - report - on - firms - owned - by - people - of - color. 6 SBA Office of Advocacy, Effects of Small Loans on Bank and Small Business Growth (Mar 2021), Page 6, https: / / advocacy.sba.gov / wp - content / uploads / 2021 / 03 / De - Novo - Bank - Formation.pdf. 7 Fairle, Stanford Institute for Economic Policy Research, Financing Black - Owned Businesses (May 2017), https: / / siepr.stanford.edu / publications / policy - brief / financing - black - owned - businesses
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financing sought $ 100K or less compared to nonveteran - owned businesses. " " 8 For Black - and Hispanic - owned firms that applied for financing, one - quarter sought $ 25,000 or less. 9 Expanded access to loan programs could help a significant number of small business owners that are also justice - involved individuals. " " National estimates show that 3.8 percent of small business owners have a criminal record. This percentage corresponds to approximately 1.1 million small business owners. " " 10 These owners could benefit from a change in policy that expands eligibility for loan programs. Due to barriers to traditional employment such as exclusionary background checks, justice - involved individuals are more likely to seek pathways to entrepreneurship as a means to secure employment upon re - entry. Research shows that, " ".. justice - involved individuals are 50 percent more likely to become entrepreneurs than their counterparts who have never been incarcerated. " " ¹ Reducing barriers to federal loan programs for justice - involved individuals assists them in pursuing what is proven to be a more viable employment option.
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8 Federal Reserve Bank of New York and SBA, Financing Their Future: Veteran Entrepreneurs and Capital Access (Nov 2018), Page 14, https: / / www.newyorkfed.org / medialibrary / media / smallbusiness / 2017 / report - on - veteran - entrepreneurs - and - capital - access. 9 Federal Reserve Banks, Small Business Credit Survey: 2021 Report on Firms Owned by People of Color (2021), Page 23. 10 RAND Corporation, The Prevalence of Criminal Records Among Small Business Owners (2021), https: / / www.rand.org / pubs / research_briefs / RBA1295 - 1. html. 11 Hwang and Phillips, Columbia Business School, Entrepreneurship as a Response to Labor Market Discrimination for Formerly Incarcerated People (July 2020), Page 28, https: / / www.researchgate.net / profile / Kylie - dwang / publication / 340270406_Entrepreneurship_as_a_Response_to_Labor_Market_Discrimination_for_Form y_Incarcerated_People / links / 5e81410ba6fdcc139c13d52c / Entrepreneurship - as - a - Response - to - Labor - Market - Discrimination - for - Formerly - Incarcerated - People.pdf 12 The CA Pilot Program is a critical program that provides financing to low - income borrowers, borrowers from underserved communities, and SBA's Veteran - Owned Small Business Certification Program. CA was introduced as a pilot program in 2011, which allowed SBA to test the new program and ideas but limited the size and duration of the program. On April 12, 2023, SBA published a final rule which provides for grandfathering of current CA Pilot lenders to be licensed as CA SBLCs. Final Rule 2023 - 07181: https: / / www.govinfo.gov / content / pkg / FR - 2023 - 04 - 12 / pdf / 2023 - 07181. pdf
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licensing ensures that community - based, mission - driven lenders can continue to provide access to capital to underserved markets via small dollar loans. These loans can meet the financing needs of underserved borrowers, as well as provide a bridge to more traditional business financing that will allow underserved borrowers to grow and scale their businesses. 3. Expand justice - involved individuals ' access to business development and capital ¹ ³ On September 14, 2023, SBA published a Notice of Proposed Rulemaking that would revise regulations to remove certain criminal history questions from preliminary business loan applications. The notice provided a 60 - day period within which SBA received comments from the public and the lending industry regarding the proposal. SBA envisions that the proposed changes to the rule will increase access to capital for justice involved individuals, where previous regulations may have been a deterrent to entrepreneurs with justice involvement. The rule will apply to the 7 (a), 504, Microloan, and Disaster loan programs.
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The certification processes for small business contracting programs involves navigating multiple steps during separate online application processes and includes providing documentation for several qualification criteria. The process can be an initial barrier for small businesses owners, including small business owners of underserved communities ¹, to properly obtain and utilize the certification programs without significant application education and assistance. Consolidated buying practices - purchasing services or products in bulk from one or more suppliers to maximize efficiencies - reduce opportunities for small vendors, including SDBs, to compete for contracts. Contract bundling, a subset of consolidation, takes procurements previously dedicated to small businesses and transforms them into larger, more complex purchases that either expressly or practically exclude small firms. Given that the federal government has an overall 23 percent target goal for small business and socio - economic prime contracting and subcontracting participation, there is a challenge to find the right balance between efficiency and equity program objectives in federal procurement when considering how federal dollars are allocated. 15 An increased focus on efficiency via bundling leads to a reduction in the allocation of federal dollars to small firms and, ultimately, underserved communities.
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bridge [ barriers ], " " 16 such as navigating program application and documentation requirements. With a focus on transforming the customer experience and service delivery, the White House noted that in recent years, the annual paperwork burden imposed by federal executive departments and agencies on the public has been in excess of nine billion hours. 17 This lost time imposes a serious burden on [ applicants ] as they interact with the government. SBA monitors how contract bundling affects federal procurement opportunities for small businesses and is working with agencies to flag large dollars procurements early in their procurement process. 18 SBA has seen the benefit of engaging with federal partners to mitigate the impact of consolidated buying practices. For example, in FY 2021, SBA negotiated with the Department of the Air Force on a $ 7.7 billion bundled Enterprise - wide Information Technology requirement which created a historical, staggered small and socioeconomic prime contracting approach.
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Improve Access to Loan Capital by enrolling new lenders with a capacity to reach underserved markets, using SBA's simplified lending rules to increase existing lenders ' participation, and proposing new policy that encourages more lending to justice - involved entrepreneurs. Improve Access to Federal Government Procurement and Contracting Opportunities by leveraging resources to support Small Disadvantaged Businesses (SDBs) and working with federal agencies to advocate for and identify more contracting opportunities for SDBs. Improve Access to Disaster Assistance by modernizing technology, streamlining the application process, and increasing support for underserved disaster survivors navigating the application process. Improve Access to Business Counseling, Training, and Services by tailoring outreach, training, and educational resources to the specific needs of underserved communities. Improve Access to Investment Capital by implementing new rules for the Small Business Investment Company (SBIC) Program that increase diversity among participating fund managers, which can lead to more investment capital deployed to underserved entrepreneurs.
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1. Advance education programs and outreach to SDBs and small businesses in underserved communities through updates to the 7 (j) grant program. SBA will be able to target SDBs in the underserved communities and improve education and support of staff at SBA field offices and Resource Partners. This update to the grant program secures nationwide technical assistance, designed to provide one - on - one needs - based training and counseling to firms in these communities. These tailored services aim to elevate firms ' capabilities and readiness to improve their operations and sustainability in the federal marketplace. Further, SBA field offices and Resource Partners will provide a clear understanding to potential applicants of how to properly obtain and use the SBA certification set - aside programs (Women Owned Small Business (WOSB), 8 (a), HUBZone, and Veterans Certification). Achieving a better understanding of the various set - aside programs supports the development of a contract - ready pool of SDBs as potential contract awardees. 2. Leverage technology to modernize the application process (to apply for, maintain, and manage candidate SBA set - aside program certification and status) for its four certification programs. Modernize and harmonize the process firms use through automation and digitization. 3. Mitigate the impact of consolidated buying practices by proactively establishing line of sight best practices through portfolio management and early engagement
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SBA disaster assistance program materials and systems predominantly rely on English language proficiency. Disaster assistance services are not readily available to communities that are geographically remote. 19 Internet availability is required to access information and apply for SBA disaster loan programs. Limited access to financial preparedness counseling and strict minimum loan approval requirements can be barriers to accessing disaster loan products.
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As part of a comparative analysis of language translation during disaster, one study noted that the, " " Increasing cultural and linguistic diversity [ in the United States ] creates a demand for information to be available in multiple languages. This signifies a need for language translation to be a key element of disaster management. The Legal Aid Disaster Resource Center (LADRC) reported that " " many of the disaster management challenges in rural communities are related to the nature of the areas and the resources available to them. These challenges include longer travel distances for rural residents to reach commonly used community meeting spaces and access basic necessities. " " 21 The LADRC also cites research ² 22 that additional challenges for rural residents includes limited or lower quality online access. Rural residents are less likely than urban residents to have high - speed internet at home and to own a smartphone, tablet, or computer. " " 23 Per FEMA's 2020 National Household Survey, " " 91 percent of people who experienced a disaster reported they incurred a financial impact. Only 22 percent
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1. Fully deploy a new, streamlined online lending platform for disaster victims to ease and speed up the process of applying for and receiving an SBA disaster loan. 2. Continue to develop and disseminate multilingual education materials to support disaster recovery and explore additional options to provide translation services across all outreach and support initiatives to reach and communicate with disaster survivors who speak little or no English. 3. Expand the deployment of Portable Loan Outreach Centers (PLOCs) which bring onsite services to remote and underserved areas, offering localized support. This will include enhancing collaborations with local community groups, nonprofits, and institutions to provide targeted, on - site workshops, information sessions, and personal counseling. 4. Coordinate with partners to provide disaster survivors with digital connectivity for application intake and document upload when infrastructure is damaged or high - speed internet is not available. 5. Provide targeted intervention / technical assistance before determining an application's status by strengthening partnerships with SBA Resource Partners. Services provided by the Resource Partners will promote financial literacy and sustainable recovery. Examples include application assistance, reconsideration support, and credit repair counseling. These services can help survivors that experience financial disparities such as lower credit scores and unstable cash flows. Such challenges can cause an applicant to fail to meet underwriting criteria and hinder participation in disaster loan programs.
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Community Advantage Small Business Lending Companies (CA SBLCs): Effective April 12, 2023, SBA used its regulatory authority to create a new type of SBLC called a Community Advantage Small Business Lending Company, which provided for the conversion of Community Advantage Pilot lenders to fully licensed CA SBLCs with permanent 7 (a) lending authority. The move to CA SBLC included measures borrower application requirements and making the application mobile friendly. Borrower data became integrated automatically and a high - quality customer service support system was made available. From FY 2022 to FY 2023, Community Advantage lending to underserved borrowers increased by 11 percent by total loan count and 23 percent by total loan dollars. Small Business Lending Company (SBLC) Moratorium Rule: On June 1, 2023, SBA opened a window for new applications for SBLC licenses. The application window remained open until July 31, 2023. SBLCs are a category of lenders that are directly regulated by SBA to provide SBA 7 (a) loans nationally. The new SBLCs will help target critical market gaps in SBA lending to underserved small businesses. These institutions have historically lent to businesses that have less access to capital, including to Black, Latino, Native, and rural entrepreneurs, at higher rates. Affiliation and Lending Criteria Rule: On August 1,, 2023, SBA published simplified program rules to increase access and participation.
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Roughly one in five rural small business owners indicate that access to capital as one of the top three challenges to maintaining or growing their business in their community. 25 Lack of access to technical assistance and a supportive network is a significant barrier for people trying to start and grow businesses. This barrier is particularly
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1. Reach rural and other underserved entrepreneurs with relevant, tailored outreach and educational resources by leveraging SBA Resource Partners ' technical assistance and training and delivering targeted campaigns via traditional marketing and online educational platforms. 2. Strengthen small business services for underserved entrepreneurs by partnering with more HBCUs, Tribal Colleges and Universities (TCUs), and MSIs - through SBA Resource Partner grant agreements and Agency strategic alliances.
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26 Kauffman Foundation, Access to Capital for Entrepreneurs: Removing Barriers 2023 Update (June 2023), Page 45, https: / / www.kauffman.org / wp - content / uploads / 2023 / 06 / Access - to - Capital - for - Entrepreneurs - Report - 2 - June - 2023. pdf. 27 Hwang, The ANNALS of the American Academy of Political and Social Science (701 (1), 114 - 133), From Prison to Entrepreneurship: Can Entrepreneurship be a Reentry Strategy for Justice - Impacted Individuals (2022), citing Rieple (1998),, https: / / journals.sagepub.com / doi / full / 10.1177 / 00027162221115378? journalCode = anna 28 Small Business Majority, Examining the Unique Opportunities and Challenges Facing Rural Small Businesses (2019), Page 14. 29 ICMA, Engaging Marginalized Communities: Challenges and Best Practices (Sept 2021), https: / / icma.org / articles / pm - magazine / engaging - marginalized - communities - challenges - and - best - practices. 30 Finlay, Mueller - Smith, Street, Criminal Justice Involvement, Self - Employment, and Barriers in Recent Public Policy (2022), Page 31, https: / / kfinlay.github.io / pdf / FinlayMuellerSmithStreet2023. pdf.
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Small businesses and startups operating in underserved communities have historically faced barriers in accessing patient, equity, and growth - oriented debt investments. Diverse allocators invest in minority - owned small businesses at higher rates, and those allocators are gravitating toward longer duration, equity - oriented investment strategies. However, diverse allocators are underrepresented in the investment industry.
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As discussed in a National Bureau of Economic Research (NBER) working paper, " " The ratio of debt to total capital (i.e., the leverage ratio) for Black - owned startups is persistently below that observed for their counterparts. Alternative sources of capital such as loans from friends and family, personal equity and credit cards do little to attenuate these differences. Black - owned startups also have lower levels of all other major sources of funding than the [ comparison group ]. " " 33 In 2021, 76 percent of woman and minority - owned firms raised venture capital funds. Only 1.4 percent of total U.S. - based assets under management (AUM) is managed by diverse - owned firms as of September 2021. 35 Gender - diverse investing teams are two times more likely to invest in gender - diverse founding teams, 2.6 times more likely to invest in women - led entrepreneur teams, and more than three times more likely to invest in a female CEO. 36 A 2010 study by the Minority Business Development Agency found that,. investment disparities between minority and non - minority firms were
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32 Across asset classes, minority - and women - owned firms are underrepresented relative to other firms. Knight Foundation, Knight Diversity of Asset Managers Research Series: Industry (Dec 2021), Page 4, https: / / knightfoundation.org / wp - content / uploads / 2021 / 12 / KDAM_Industry_2021. pdf. 33 Fairlie, Robb, Robinson, NBER, Black and White: Access to Capital Among Minority - Owned Startups (2020), Page 3, https: / / www.nber.org / system / files / working_papers / w28154 / w28154. pdf. 34 Fairview Capital, Women and Minority - Owned Private Equity and Venture Capital Firms: Capital Market Review 2021 (2021), Page 3, https: / / fairview.cdn.prismic.io / fairview / 397ab706 - dc64 - 4c31 - 981b - 9ded2e43c788_FairviewCapital_2021_MarketReview.pdf 35 Knight Foundation, Knight Diversity of Asset Managers Research Series: Industry (Dec 2021), Page 3. 36 Stone, Forbes, Diversity As $ uperpower: The (Well - Known) Data Against Homogeneous Teams In Venture Capital (Sept 2020), https: / / www.forbes.com / sites / committeeof200 / 2020 / 09 / 22 / diversity - as - uperpower - the - well - nown - data - against - homogeneous - teams - in - venture - capital /.
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SBIC Growth and Diversification Rule: Finalized on August 17, 2023, this rule encouraged expanded participation by a more diverse range of fund managers across the nation by establishing a new fund - of - funds license, aligning terms to fit with patient and growth strategies, enabling smaller - sized funds to receive support; and by simplifying and streamlining licensing rules. Greater diversity in funds is proven to increase the diversity of underlying investments. In FY 2022, SBA's efforts led to SBIC financing to women - owned, minority - owned, and veteran - owned small business increasing by 29 percent compared to the previous year.
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1. Spur investment in underserved communities by licensing ' Reinvestor SBICs, ' investment funds that commit capital to other investment funds that deploy capital to underserved small businesses and start - ups. ' Reinvestor SBICs ' can receive up to twice the private capital that they raised in the form of a government - backed debt instrument, which shifts the risk - adjusted return profile to incentivize funds to allocate capital to other private funds that invest in underserved small businesses and startups that that they may view as riskier or more volatile. SBA leaves the definition of " " underserved " " for the Reinvestor SBIC program intentionally broad, enabling fund managers to make the case for why the underlying small businesses and startups that receive the investment capital are underserved. 2. Broaden the SBIC program portfolio to make it a better fit for longer duration and / or equity - oriented investment funds, which are the strategies that minority allocators are gravitating towards, via a new financial instrument called the " " Accrual Debenture. " " Funds that are licensed using this financial instrument will be called " " Accrual SBICs. " " Accrual SBICs will be eligible for 1.25 times the private capital that they have raised in the form of a government - backed debt capital. This will both make the program a better fit for earlier - stage, longer duration strategies and increase the total capital available for managers using these strategies. 3. Leverage new Investment Capital Advisory Committee (ICAC) comprised of private and non - profit leaders to create a more inclusive and accessible ecosystem for small businesses nationwide. The committee will help SBA promote, expand, and strengthen the ecosystem of private funds financing U.S. small businesses and
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Distributional Equity/Distributions
Dollars earned by SDBs increased from $ 62.4 billion in FY 2021 to a record $ 69.9 billion in FY 2022. (Data and methodology available at sba.gov / scorecard.) Number of Federal Government procurement and contracting opportunities reserved for small business increased from $ 89.5 billion in FY 2021 to $ 99.5 billion in FY 2022. (Data available on SBA Small Business Data HUB at datahub.certify.sba.gov.) SBA recruited additional Procurement Center Representatives to increase the tracking and set - aside of federal contracts to small businesses.
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2 Federal small business procurement goals are set by Congress, which requires that the Federal government shall direct a percentage of spending dollars to small business concerns and certain socioeconomic categories of small businesses. The Small Business Act (Section 15 (g), 15 U.S.C. 644 (g) (1)) includes the various small business procurement goals. 3 The CMLC oversees the category management program established by the Office of Management and Budget in Memorandum No. M - 19 - 13. In FY 2022, the category management program provided guidance for over $ 340 billion in Federal contracts designated as spend under management.
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Disaster Loan Program Modifications Rule: SBA completed rulemaking to increase the maximum allowable disaster loan amount to ensure the amount of disaster assistance is sufficient to help disaster victims complete a full recovery. Disaster Assistance for Rural Communities Act: SBA implemented statutory changes increasing the accessibility of disaster assistance for rural communities. SBA is actively piloting - and is preparing to fully adopt for all disasters - a new Unified Lending Platform that vastly reduces the amount of work for disaster victims and speeds up the process from application to approval. Leveraging a new " " Whole of SBA Approach, " " SBA is fostering an extensive network of partnerships to conduct deliberate customer service campaigns earlier in the disaster response cycle. These partners include local, state, and federal entities such as SBA Resource Partners like Small Business Development Centers (SBDCs), Women's Business Centers (WBCs), the business mentoring organization SCORE, and Veterans Business Outreach Centers (VBOCs), as well as Community Navigators, economic development agencies, and emergency managers. Additionally, SBA works with mayors, Voluntary Organizations Active in Disaster (VOAD), Minority Servicing Institutions (MSIs), Historically Black Colleges and Universities (HBCUs), and Native American Tribal Nations to optimize recovery resource delivery.
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Distributional Equity/Distributions
Nearly $ 45 million (32 percent of total) of funding allocated to SBDCs are now associated with investments at MSIs. In 2022, five new WBCs were selected to be operated at established MSIs, while 60 percent of WBCs are located in rural communities. In 2023, SBA created the Tribal College Small Business Achievement grant to support Native American economic development. The VBOC Program expanded by six centers (up to 28) and SBA hosted a Military Spouse Entrepreneur Virtual Summit. SBA hosted outreach events with various federal agencies, including the new Path to Prosperity series which served over 3,300 attendees from mostly rural areas. SBA signed a Strategic Alliance Memorandums (SAM) with the American Jewish Committee to combat antisemitism. SAMs were also signed with the National Pan Hellenic Council to promote SBA programs and services to Black entrepreneurs and with Operation HOPE to provide financial literacy and resources for their efforts to create one million Black businesses.
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SBA's efforts support environmental justice for underserved communities and the Justice40 Initiative through the SBA Disaster Loan Program, which provides financial assistance to businesses of all sizes, nonprofit organizations, homeowners, and renters following a disaster and helps small businesses prepare for disasters through mitigation loans. SBA is working to reduce barriers to access the Disaster Loan Program by modernizing the technology disaster survivors use to apply for disaster lending products and disaster assistance. The new platform will provide an enhanced user interface, faster damage verification, and quicker application reviews. SBA began piloting the new platform in August 2023 and plans to launch nationally in 2024. C. Advancing Equity Through Key Legislation: SBA was one of the lead agencies for American Rescue Plan (ARP) implementation of critical COVID - 19 relief and community support. For example, the Community Navigator Pilot Program (CNPP), established by ARP, has successfully attained participation rates for underserved small business owners at rates well beyond traditional SBA programming. Of CNPP clients providing information, at least 80 percent are considered socially and economically disadvantaged.
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Equity Action # 4: Improve Access to Disaster Assistance
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SBA will leverage its field offices to build local partnerships with new lenders and organizations whose mission involves helping justice - involved individuals. These efforts will be supported by SBA program offices focused on capital access and entrepreneurial development and will include the development of communication materials such as on - demand training videos, webinars, and presentations at partner conferences.
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Strategy # 2: Improve Access to Federal Government Procurement and Contracting Opportunities by leveraging resources to support Small Disadvantaged Businesses (SDBs) and working with federal agencies to advocate for and identify more contracting opportunities for SDBs.
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SBA's field team members will continue to engage with small businesses, including small business owners of underserved communities, seeking SBA certification for government contracting and business development programs. SBA will communicate developments and results with key stakeholders including the Small Business Procurement Advisory Council, federal procurement centers, local chambers of commerce and to the small business community through programs such as National Small Business Week events, and local / national procurement conferences.
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Strategy # 3: Improve Access to Disaster Assistance by modernizing technology, streamlining the application process, and increasing support for underserved disaster survivors navigating the application process.
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Survivors of a disaster, including members of underserved communities, may encounter a variety of challenges to access basic needs. These challenges can be exacerbated by barriers to applying and receiving disaster assistance such as:
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In alignment with the above Actions and with a continued focus on the overall life experience of a disaster survivor, SBA is developing an interagency plan in partnership with FEMA and HUD. The goal of this plan is to guarantee the accessibility and utilization of reliable information, which includes information needs, data sources, techniques, and tactics to overcome information obstacles. Ultimately, it will result in a more sensitive and responsive recovery experience for people impacted by disasters.
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Strategy # 1: Improve Access to Loan Capital by enrolling new lenders with a capacity to reach underserved markets, using SBA's simplified lending rules to increase existing lenders ' participation, and proposing new policy that encourages more lending to justice - involved entrepreneurs
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SBA conducts regular outreach with disaster survivors as part of the response and recovery process. For continued engagement and support from the entrepreneurial ecosystem, SBA field offices provide vital links between disaster operations and survivors. These connections strengthen the long - term recovery and overall resiliency of affected communities. SBA is also working with other federal agencies as part of a Life Experience Research Team to determine how to improve disaster response and recovery from the survivor's point of view. This work is documented at: Recovering from a disaster Performance.gov
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Strategy # 4: Improve Access to Business Counseling, Training, and Services by tailoring outreach, training, and educational resources to the specific needs of underserved communities.
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Strategy # 2: Improve Access to Federal Government Procurement and Contracting Opportunities by leveraging resources to support Small Disadvantaged Businesses (SDBs) and working with federal agencies to advocate for and identify more contracting opportunities for SDBs.
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Strategy # 5: Improve Access to Investment Capital by implementing new rules for the Small Business Investment Company (SBIC) Program that increase diversity among participating fund managers, which can lead to more investment capital deployed to underserved entrepreneurs.
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Strategy # 3: Improve Access to Disaster Assistance by modernizing technology, streamlining the application process, and increasing support for underserved disaster survivors navigating the application process.
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startups, to support funding entrepreneurs and small business owners from traditionally underserved communities.
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Strategy # 4: Improve Access to Business Counseling, Training, and Services by tailoring outreach, training, and educational resources to the specific needs of underserved communities.
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In addition to the Investment Capital Advisory Committee (ICAC), the SBA Administrator has also established the Invention, Innovation, and Entrepreneurship Advisory Committee (IIEAC). The IIEAC will be an independent source of information, advice, and recommendations to the Administrator on matters related to the U.S. startup and small business innovation ecosystem, including facilitating and enabling broad access to, and participation in, federal innovation support and funding programs.
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Strategy # 5: Improve Access to Investment Capital by implementing new rules for the Small Business Investment Company (SBIC) Program that increase diversity among participating fund managers, which can lead to more investment capital deployed to underserved entrepreneurs.
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Distributional Equity/Distributions, Procedural Equity
Delivering on SBA's 2022 Equity Action Plan, SBA modernized programs and leveraged networks and resources to expand access to the Agency's programs and services - especially for underserved entrepreneurs. SBA's 2023 Equity Action Plan update builds on the achievements of the 2022 Equity Action Plan with actionable steps including expanding access to capital and revenue growth opportunities, tailoring business counseling, training, and other services, and improving disaster assistance so it is better adapted to serve underserved communities.
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Our equity initiatives align SBA's strategic goals of being equitable and customer - centric, leveraging technology, building resilient small businesses and a sustainable economy, and strengthening stewardship of resources. As we continue to advance these goals, we anticipate continued growth and opportunity for America's small business owners to do what we know they do best: create good jobs, drive competition and innovation, and create a more equitable and sustainable economy that leaves no one behind.
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SBA helps Americans start and grow successful small businesses. Through our investments in equity across our capital, contracting, counseling, innovation, and disaster recovery programs, SBA will continue to ensure that entrepreneurs anywhere and everywhere - including entrepreneurs from underserved communities and diverse backgrounds - car access the funding, knowledge networks, mentors, and revenue growth opportunities they need to achieve their American Dream of business ownership.
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Since its founding, SBA has delivered millions of loans, loan guarantees, contracts, counseling sessions, and other forms of assistance to small businesses and innovative startups. Many of these businesses are owned by entrepreneurs who identify with communities that have been traditionally underserved and where federal policies have historically impeded equal opportunity. SBA's 2023 Equity Action Plan update outlines how SBA will mitigate barriers and improve access to small business resources for all Americans, including underserved communities.
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Procedural Equity, Structural Equity
SBA's regular engagement with the small business community and its stakeholders helped inform the Equity Action Plan. Through its nationwide network of field and program offices, SBA communicates directly with entrepreneurs via activities such as: training events, small business coaching sessions, office hour calls, and the regulation and policy notification process. SBA also gains insights from Resource Partners, small business trade associations, chambers of commerce and other entities similarly focused on aiding small business growth. SBA's Council on Underserved Communities (CUC) continues to consult directly with the Administrator and SBA executive leaders. The collaboration and input from all these sources are invaluable as SBA continues to formulate meaningful, equity - conscious policies, practices, and strategies that can create opportunities for underserved firms.
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Equity Action # 1: Improve Access to Capital
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SBA advanced significant reforms to its lending programs to improve equity in capital access.
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Equity Actions # 2 and # 3: Improve Access to Federal Government Procurement and Contracting Opportunities by Increasing Government Spending on Small Disadvantaged Businesses (SDB) and Increasing SDB Participation SBA used its authority to negotiate contracting goals with all 24 Chief Financial Officers Act agencies to drive more federal dollars to SDB owners2. These goals were set to meet the FY 2022 interim goal of 11 percent of contract awards to SDBs as a milestone toward 15 percent by FY 2025.
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SBA continues to work with the Office of Management and Budget's (OMB's) Office of Federal Procurement Policy (OFPP) to construct measures and goals to determine if small businesses are being encouraged to participate in federal contracting.
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Distributional Equity/Distributions
In 2023, SBA and OFPP rolled out new electronic tools to identify qualified businesses and measure the health of the industrial base, including the Small Business Data HUB (sba.gov) and GSA's Resources and Tools to Advance Equity in Procurement D2D (gsa.gov).
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SBA is developing a systematic and formal process with SBA Resource Partners to assist businesses with application completion, reconsiderations, credit repair, and managerial and technical services.
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In collaboration with local organizations, SBA's new Portable Loan Outreach Center (PLOC) initiative focused on providing support to underserved disaster survivors that might not otherwise have access to SBA assistance. In FY 2023, several rural areas have been served by PLOCs. For example, in Mississippi, 352 business contacts had 72 successful loan applications; in Florida, 248 contacts led to 132 accepted applications.
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Equity Action # 5: Improve Access to Business Counseling, Training, and Services All SBA offices continue to investigate approaches to strengthen the lines of communication with and support to underserved communities. Examples include:
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SBA is committed to helping all underserved small businesses start, grow, and compete in domestic and global markets. The following strategies highlight examples of barriers these businesses are facing and the respective actions that SBA is taking to provide quality and equitable access to loan and investment capital; federal procurement and contracting; counseling, training, and services; and disaster assistance.
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Strategy # 1: Improve Access to Loan Capital by enrolling new lenders with a capacity to reach underserved markets, using SBA's simplified lending rules to increase existing lenders ' participation, and proposing new policy that encourages more lending to justice - involved entrepreneurs.
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Entrepreneurs depend on financial capital to start and grow their business and often have difficulty accessing it. Those barriers disproportionately fall on certain groups. For example, Black - owned and Hispanic - owned firms are more likely to have been denied credit4 and Black, Asian, and Hispanic small business owners most likely have to use personal funds to sustain their business. 5
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I. Message from Commissioner O'Malley 2 II. Advancing Equity Through Agency Mission 3 III. Executive Summary of Equity Action Plan 3 IV. Equity Progress Update and Accomplishments 5 V. Strategies to Advance Equity in FY 2024 10 Strategy # 1: Improve Access to the Supplemental Security Income Program for Women, Families, Individuals from Underserved Communities, and Other People Facing Barriers. 10 Strategy # 2: Improve Equity in Access to Our Programs for Our Customers Who Communicate Primarily in Languages Other than English. 12 Strategy # 3: Reduce Pending SSI Underpayments to Improve Equity in the Delivery of Payments to Our Customers Disproportionately Affected by Poverty 15 Strategy # 4: Increase Awareness of Survivors Benefits Eligibility for Children and Families, Same - Sex Couples, and People Disproportionately Impacted by COVID - 19. 18 Strategy # 5: Increase Race and Ethnicity Data Collection to Further Identify, Monitor, and Address Service Inequities. 20 VI. Endnotes 22
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1) In FY 2022, we received a grade ' A ' on our Small Business Procurement Scorecard from the Small Business Administration. We are very proud to have achieved and exceeded our overall Small Business Goal along with three of the four socio - economic goals: Small Disadvantaged Business (SDB), Women Owned Small Business (WOSB), and Service - Disabled Veteran Owned Small Business. SSA has received an ' A ' on our scorecard every year since 2013. 2) In January 2023, we created a strategic outreach campaign using an agency - wide listserv of HBCUs, ISSCs, and professional organizations with diverse membership to encourage them to apply to our research funding opportunities. 3) In Spring 2023, we provided informational webinars to HBCUs and ISSCs about grants in advance of the Request for Application (RFA) publications. 4) In Summer 2023, we completed the Retirement and Disability Research Consortium (RDRC) recompetition for the five - year agreements (i.e., research grants) covering activities for FY 2024 - FY 2028. Six centers were selected to receive the awards. Five out of six centers include HBCUs or ISSCs as partners, with HBCU and ISSC staff leading the centers as directors or co - directors. 5) In September 2023, our OT participated in the " " The Future of Cyber Resilience - How HBCUs Can Change the Game " " panel. We discussed how HBCUs can strategically posture themselves to contribute to the Artificial Intelligence and Machine Learning space to increase cyber resilience.
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Distributional Equity/Distributions
1) In FY 2023, we participated in a General Services Administration (GSA) focus group on improving procurement forecasts Government - wide and standardizing forecasts presentations for SDBs. 2) In FY 2023, we worked with contracting personnel to set - aside procurements, conducted using GSA Advantage and Governmentwide Acquisition Contracts (GWACs), for SDBs.
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Structural Equity
1) Presented at multiple USCIS stakeholder and public meetings on the final rule of the " " Public Charge Ground of Inadmissibility ¹ 5. " " 2) Extended benefits normally reserved for refugees to certain qualifying Ukrainian and Afghan citizens. 3) Translated a key Social Security publication, Social Security Numbers for Noncitizens ¹ 6, into 18 languages. 4) Provided two videos with key information about Social Security programs in English and Spanish to be used during USCIS Welcome Seminars for newly naturalized citizens.
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Structural Equity
1) Coordinated five in - person engagements with the Acting Commissioner and Tribal Leaders and Benefit Coordinators in Tribal and surrounding communities in the following locations: Anchorage, Alaska; Kansas City, Missouri; Chicago, Illinois; San Francisco, California; and, Pine Ridge, South Dakota. These engagements created opportunities to build partnerships with community organizations and to offer support to claimants seeking retirement, disability, and survivor benefits. 2) Received feedback from Tribal communities on recommendations for locations to implement video equipment to bridge the distance between their Tribal communities and field offices. 3) Implemented a pilot program in which SSA employees were flown to three remote communities in Alaska and provided services to community members at local health facilities. 4) Received valuable feedback from Tribal Nations and Urban Indian Organizations highlighting a barrier to services and a business need for SSA to provide training support to new Tribal Benefit Coordinators working in Urban Indian Centers and Indian Health Services in underserved communities. These Coordinators, who are not SSA employees, require programmatic policy training to provide awareness of eligibility to our programs and support to Tribal members by accompanying them to field office appointments. 5) Actively supported the OMB Workgroup to finalize deliverables for the Native Language Memorandum of Agreement with 24 Federal agencies, a 10 - year action plan supporting an All of Government approach, scheduled for release in November 2023.
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Although 80 percent of successful SSI internet applications were submitted on a smartphone, the internet application was challenging to navigate on mobile devices. Stakeholders provided significant feedback on the complexity of the SSI application process through our " " Always On " " survey, focus groups with beneficiaries, and the Disability Journey Team data collection efforts. Compared to men SSI recipients, women SSI recipients are more likely to be heads of households and receiving disability benefits, over 65, or relying on SSI for over 50 percent of their total income. 17 In this sense, women are more heavily relying on assistance from SSA than men.
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Simplify the process for applying for SSI. Complete the Beyond Benefits Study, which explores the barriers to accessing community services to aid the return to self - sufficiency after disability benefits cease. Conduct SSI outreach including stakeholder listening sessions, marketing of program updates, and informing the public about policy updates that affect underserved communities. Centralize representative referral lists to ensure applicants have options to seek representation by an attorney or non - attorney representative. Continue to reach out to unrepresented claimants to prepare them for the hearing process and explain their right to representation. Using CX research practices, learn from our employees about their experiences with working with claimants as they apply to the disability programs. Develop, market, and assess effectiveness of informative materials, including priority language translations, to educate the public and other stakeholders on SSI eligibility and the application process. Complete our regulatory agenda 18 to simplify SSI, particularly our In - Kind Support and Maintenance (ISM) policies. Under current policy, ISM refers to reported or estimated assistance with food and / or shelter provided to SSI claimants from others within or outside their households. We determine claimants ' eligibility for and amount of SSI payments, partially based on the amount of ISM they receive. Simplifying ISM policies will make the SSI program easier for the public to understand and less burdensome for us to administer, and reduce the potential for improper payments. Omitting Food from ISM Calculation: Removes food from the calculation of ISM. Food assistance received from others will no longer impact claimants ' benefit eligibility and amount. (NPRM. Feb. 15, 2023. 88 FR 9779.) Expansion of the Rental Subsidy Policy for SSI Applicants and Recipients: Expands rental subsidy exemption currently applicable in seven States nationwide, exempting claimants from ISM from other household members if they pay at least one third of the SSI benefit on rent. (NPRM. Aug. 24, 2023. 88 FR 57910.) Expand the Definition of a Public Assistance (PA) Household: Adds Supplemental Nutrition Assistance Program to the list of means - tested programs included in our definition of PA households; if every household member receives at least one of the specified types of assistance, we would not reduce SSI benefits due to ISM or deeming from other household members. (NPRM. Sept. 29, 2023. 88 FR 67148.)
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Implement a mobile - friendly streamlined application process to improve self - service online. Decrease recontacting applicants to obtain required data to complete and process their applications.
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1) In June 2022, we resumed publication of statistics on OASDI benefits in current payment status by race as Appendix E in the Annual Statistical Supplement. In August 2023, the Annual Statistical Supplement included updated sets of the 12 tables analyzing payments by race and ethnicity in the body of the publication under Summary 5. A Expanded by Race. We also published Modeling Income in the Near Term (MINT) projections, MINT fact sheets, and Retirement and Disability Research Consortium working papers, providing updated projections, including by race and ethnicity, to inform agency and academic research. 2) In August 2022, we added race and ethnicity questions to the online SSN application process (OSSNAP) used to obtain an SSN card, resulting in an increase, from August 2022 to August 2023, for voluntary reporting of race information from 46 percent to 52 percent, and of ethnicity information from 54 percent to 59 percent. 3) In FY 2023, we created the Race and Ethnicity Voluntary Reporting Tracking Dashboard to inform our collection strategies. 4) In June 2023, we provided public information materials in English and Spanish to encourage voluntary reporting of race and ethnicity data during new and replacement SSN card applications in select Social Security Administration (SSA) field offices. 5) In August 2023, we made form SS - 5 (Application for a Social Security Card) instructions available in 15 languages other than English and Spanish in local SSA field offices and Card Centers. The non - English instructions will help applicants with LEP complete the English - language form SS - 5. 6) In September 2023, we added race and ethnicity questions to the internet SSN replacement application process (iSSNRC) used to obtain a replacement SSN card through the my Social Security (mySSA) portal.
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Limited knowledge of programs and benefits, Limited access to interpreter services, and Miscommunication between applicants / recipients and our staff.
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For FYs 2018 through 2022, we received over 4.5 million requests through the Telephone Interpreter Services (TIS) for 194 languages. During that time, about 80 percent of the language requests were for Spanish, Vietnamese, Mandarin, Cantonese, and Russian. For FYs 2018 through 2022, there were 20 languages that were often requested through our TIS that we were not able to provide. Nearly one in four American Indians and Alaska Natives have LEP or speak a language other than English at home. 19 For FYs 2018 through 2022, we received more requests for Navajo language than for German language assistance through the TIS. While two of our offices near the Navajo Reservation have employees who are proficient in Navajo language, we need TIS to provide service outside of this area. Through our Office of Native American Partnerships, we receive ongoing feedback from advocates in Tribal communities. Their recommendations to overcome complex applications and language barriers include: Assistance from Tribal Benefit Coordinators who understand the native language sufficiently to assist applicants. Assistance from a member from the Tribe, who understands the native language and Tribal health documentation sufficiently, in the absence of an Indian Health Service Coordinator to assist applicants. Outreach to inform Alaskan applicants that interpreter services may help them overcome barriers and improve application outcomes. This recommendation is based on research provided during the White House 10th Annual Native Language Summit in Albuquerque, NM. Through our LEP Steering Committee, we receive ongoing feedback and recommendations from advocates about ways to improve language access, analyze these recommendations, and take appropriate action, such as, reminding employees on how to use the TIS. As of July 2023, we have over 3,400 employees who were hired to work and communicate in more than one language.
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Improve language access by providing printed and online translated materials, language interpretation services, and culturally competent assistance throughout our administrative processes, for applicants to complete an application, file an appeal, and manage their benefits. Translate publications in multiple languages prioritized by need or population size. Improve stakeholder awareness of the process to request free interpreter services, in advance of an appointment (e.g., during a claim, scheduled hearing). Expand the Agency Language Access Plan to include more Native and other languages to provide a wider range of populations assistance with our administrative processes. Increase the usage our free TIS and language preference requests. Maintain ongoing communications with stakeholders and the advocate community to help us identify ways to improve access to our services for people with LEP. Train our employees and interpreters on how best to support our customers requesting interpreter services. Improve our use of relevant LEP data by language, location, and age to ensure we are aware of and can work to address any difficulties in supporting language access in specific regions or local field offices. Explore policy, processes, and procedures to collect, update, validate and analyze data regarding multilingual employees, and consider necessary long - term resource implications. Host advocate engagements to gather feedback and recommendations from the public.
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Near - to Medium - Term Create a system to track usage of translated online and field office resources and material (e.g., publications, fact sheets, field office signage, and form instructions) by the end of FY 2024. Establish benchmarking to determine resources and materials required to introduce new language publications to the Multi - Language Gateway by end of FY 2024. Currently, we offer translated publications in 18 languages. Establish benchmarking on the current use of free interpreter services and measure improvements in public awareness via increased usage of free interpreter services by end of FY 2024. Annually track the usage of language preference when requesting our free TIS. Annually track requests for publications in languages other than the current 18 languages in which SSA provides translated publications. Collect, track, and analyze the usage of updated publications (e.g., including cultural nuance, simplifying technical jargon) via website downloads by the end of FY 2024. Enhance our Multi - language Gateway resources, through benchmarking with other agencies, usability testing, and data analysis by end of FY 2024. Release a customer service survey to customers using our interpreter services to gauge the usage and effectiveness of our interpreter services by end of FY 2024.
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Evaluate the length of time and resources to translate training for Customer Representatives in another language. Use this methodology to increase training in new language (s) annually. Study whether changes in translated publications make a difference in accessing interpretation service. Track data on the usage of and engagement with the Multi - language Gateway site to improve website navigation, simplify content, and provide greater access to LEP communities. Track the number of multilingual employees and the languages spoken to evaluate whether we are meeting the needs of SSA customers. Survey and analyze customer service measures for our LEP and non - LEP customers.
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In initial claim situations, underpayments stem from benefits that are due back to the date of onset2 ², the first day a claimant meets the definition of disability or statutory blindness. Once an initial claim is approved, the person receiving SSI is paid back to the date of their application or the date of onset if they meet the definition of disability or statutory blindness after they submit their application. These past - due benefits are considered underpayments and may be subject to installments. In post - entitlement situations, underpayments are generally the result of reporting delays. For example, people receiving SSI payments are required to timely report any changes in their medical or non - medical (i.e., income, resources, or living arrangements) circumstances that may impact their payments. When a person receiving SSI payments does not timely report changes that will affect their payment amount, the field office will update the record noting a discrepancy, which may cause an underpayment. If an underpayment exceeds three times the Federal Benefit Rate, the payment due to the recipient is subject to installments. 23
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Improve the use of technology and management information to prevent underpayments, streamline the processing of underpayments, and support other enhancements to SSI case processing. Develop informative materials, including priority language translations, to educate community - based organizations on the SSI claims development process and how to assist with maintaining current customer contact information. Develop a new method to identify, monitor, and enforce the processing of aged and priority underpayments by September 30, 2024. Complete, by September 30, 2025, 98 percent of nearly 152,500 SSI underpayments that were pending for a year or more, or considered priority cases, at the beginning of FY 2024. Complete, by September 30, 2025, at least 77 percent of all SSI underpayments, an increase from 75 percent, which is the average completion rate for FYs 2019 - 2022.
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1) On August, 17, 2023, we published a Federal Register Notice to notify the public about the plan to add voluntary race and ethnicity data collection through the EAB process and gave the public an opportunity to comment. 2) In September 2023, we completed our campaign of letters to Governors to encourage the voluntary collection of race and ethnicity data from State natality records. The campaign resulted in nine States / territories agreeing to collect race and ethnicity data voluntarily through the EAB process and eight States expressing interest in discussing the initiative further. To date, one State is under contract to include race and ethnicity voluntary collection capability through EAB. 3) In November 1, 2023, we published a System of Records Notice to notify the public about the collection, use, maintenance, and dissemination of race and ethnicity data.
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By September 30, 2025, complete 98 percent of SSI underpayments that have been identified as priority cases or pending for a year or more at the beginning of FY 2024. Process remaining percent of the initial list of priority cases by September 30, 2025. Increased public awareness of SSI claims development process and improvement of current customer contact information. Beginning in FY 2026, maintain strategies to identify and process underpayments to reduce aged underpayments in SSI and OASDI programs.
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Lack of awareness of eligibility requirements by surviving spouses and divorced spouses. Lack of awareness of eligibility requirements by same - sex couples due to policy changes after Ely2 and Thornton 28 litigation. Lack of awareness of eligibility requirements when surviving children live with guardians. Lack of culturally relevant information for LEP communities. Delays in obtaining death reports for benefits that require proof of death.
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Disproportionately, White spouses with disabilities on average are more likely to receive survivor benefits compared to other racial groups, according to our data. 29, 30 For people who have disabilities and lost a spouse to death, and receive survivors benefits, about 60 to 80 percent are White, nine to 25 percent are Black, 10 to 20 percent are Other, and less than 10 percent are Unknown. We are working to understand the driving factors and how we can ensure equitable access to our programs. There are approximately 980,000 same - sex couple households in the United States. 31 We are conducting proactive outreach to help same - sex couples that were previously denied spousal survivor benefits. At the beginning of the pandemic, Black, Latino, and American Indian and Alaska Native people were disproportionately represented in COVID 19 - asssociated deaths. 32 For example, in the summer of 2021, the CDC found that American Indian and Alaska Native people died from COVID - 19 at a rate 2.8 times higher than same - age White people. 33
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Audit existing public information, including webpages, and revise materials using plain language to make the eligibility requirements clear and inclusive for women, same - sex couples and families; people from underserved communities; and others who access public benefits. Develop and enact a stakeholder outreach strategy to increase public understanding of survivors benefits, including among Black, Latino, and American Indian and Alaska Native communities that are disproportionately represented in higher mortality rates. Revise and publish online information on criteria for benefit entitlement to incorporate cultural nuance and reduce technical jargon. Design a culturally sensitive Tribal - focused Benefits Guide and training for the Indian Health Service (IHS) Tribal Benefit Coordinators. Provide a face - to - face presentation at the National Indian Council on Aging Elders Conference educating nearly 2,000 Tribal elders annually. Explore ways to simplify the process of accessing and applying for our benefits. Identify proactive ways to notify people about their entitlement to survivor benefits and provide them information to access our services in our initial communications.
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Increase voluntary data collection through the SSN Application (SS - 5) to further identify, monitor, and address service inequities to the populations we serve. Track the voluntary collection of race and ethnicity data in the Demographic Tracking Dashboard to inform collection strategies. Partner with States to increase collection of race and ethnicity data in the EAB process for research and statistical purposes. Update the SSN application (SS - 5) and other collection processes, to reflect the 2024 update of OMB's 1997 Statistical Policy Directive No. 15 (SPD 15): Standards for Maintaining, Collecting, and Presenting Federal Data on Race and Ethnicity.
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1 SSA. FY 23 Equity Action Plan. Available at, https: / / www.ssa.gov / open / materials / SSA - EO - 13985 - Equity - Action - Plan.pdf 2 LGBTQIA + is an abbreviation for lesbian, gay, bisexual, transgender, queer or questioning, intersex, asexual, and more. These terms are used to describe a person's sexual orientation or gender identity. Available at, https: / / gaycenter.org / community / lgbta / 3 SSA. Racial Equity Research, Statistics, and Data Resources. Available at, https: / / www.ssa.gov / policy / about / racial - equity - resources.html. 4 SSA (2023, November). SSI Monthly Statistics. Available at, https: / / www.ssa.gov / policy / docs / statcomps / ssi monthly / 2023 - 11 / table01. html. 5 CDC (2020). Health equity considerations and racial and ethnic minority groups. Atlanta, GA: US Department of Health and Human Services. Available at, https: / / stacks.cdc.gov / view / cdc / 91049. 6 Millett GA, Jones AT, Benkeser D, et al. Assessing differential impacts of COVID - 19 on black communities. Ann Epidemiol. Available at, https: / / www.sciencedirect.com / science / article / pii / S1047279720301769. 7 National Institutes of Health (2021). NCI study highlights pandemic's disproportionate impact on Black, American Indian / Alaska Native, and Latino adults. News Release. Available at, https: / / www.nih.gov / news - events / news - releases / nci - study - highlights - andemics - disproportionate - impact - black - american - indian - alaska - native - latino - adults. 8 Enumeration at Birth (EAB) process with States is an efficient way for parents to obtain an SSN for a newborn during the birth registration process. 9 We define " " underserved communities " " as ZIP codes with a 30 percent or more decline in SSI applications between FY 2019 and FY 2021 and either includes a majority of people of color and / or majority of people living at 150 percent or less of the Federal poverty threshold. 10 A protective filing date is the date that you initially notify the Social Security Administration (SSA) of an intention to apply for benefits. It can be the date you formally file the application, but it can also be established by a prior written or verbal contact by phone, by mail, in person or online. The protective filing date serves as the application filing date for purposes of paying benefits. See SSA Program Operations Manual System, https: / / secure.ssa.gov / poms.nsf / Inx / 0200204007. 11 SSA. What You Need To Know About Your Supplemental Security Income (SSI) When You Turn 18. Available at, https: / / www.ssa.gov / pubs / EN - 05 - 11005. pdf. 12 SSA Regulatory Agenda. Available at, https: / / www.reginfo.gov / public / do / eAgendaMain? operation = OPERATION, GET AGENCY RULE LIST & currentPub = true & agencyCo de = & showStage = active & agencyCd = 0960 & csrftoken = 658DD4794FA07AB6BC7441822FECE5065951E36836E75213B047ACB2F0F1 3DE8B13981D6794EF94B20891882FE03AE69B4C0. 13 National Center for Education Statistics (2007, November). Characteristics of Minority - Serving Institutions and Minority Undergraduates Enrolled in These Institution. Institutions were classified as minority - serving (MSIs) based on either one of two separate criteria: legislation or the percentage of minority student enrollment. SSA is moving away from using the term minority and will reference MSIs as Institutions Serving Students of Color. Available at, https: / / nces.ed.gov / pubs2008 / 2008156. pdf. 14 This action is also pursuant to EO 14031 (Advancing Equity, Justice, and Opportunity for Asian Americans, Native Hawaiians, and Pacific Islanders), EO 14041 (White House Initiative on Advancing Educational Equity, Excellence, and Economic Opportunity Through Historically Black Colleges and Universities), EO 14045 (White House Initiative on Advancing Educational Equity, Excellence, and Economic Opportunity for Hispanics, and EO 14050 (White House Initiative on Advancing Educational Equity, Excellence, and Economic Opportunity for Black Americans). Available athttps: / / www.federalregister.gov / documents / 2021 / 06 / 03 / 2021 - 1792 / advancing - equity - justice - and - opportunity - for - asian - americans - native - hawaiians - and - pacific - islanders, s: / / www.federalregister.gov / documents / 2021 / 09 / 09 / 2021 - 19579 / white - house - initiative - on - advancing - educational - equity -
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excellence - and - economic - opportunity - through https: / / www.federalregister.gov / documents / 2021 / 09 / 16 / 2021 - 20165 / white - house - initiative - on - advancing - educational - equity - excellence - and - economic - opportunity - for https: / / www.federalregister.gov / documents / 2021 / 10 / 22 / 2021 - 23224 / white - house - initiative - on - advancing - educational - equity kcellence - and - economic - opportunity - for - black, respectively. 15 U.S. Department of Homeland Security. Public Charge Ground of Inadmissibility. Available at, https: / / www.federalregister.gov / documents / 2022 / 09 / 09 / 2022 - 18867 / public - charge - ground - of - inadmissibility. 16 SSA. Social Security Numbers for Noncitizens. Available at, http: / / www.ssa.gov / pubs / EN - 05 - 10096. pdf 17 SSA. Characteristics of Noninstitutionalized DI, SSI, and OASI Program Participants, 2016 Update. Available at, https: / / www.ssa.gov / policy / docs / rsnotes / rsn2022 - 01. html 18 SSA Regulatory Agenda. Available at, https: / / www.reginfo.gov / public / do / eAgendaMain? operation = OPERATION_GET AGENCY RULE IST & currentPub = true & agencyCo de = & showStage = active & agencyCd = 0960 & csrftoken = 658DD4794FA07AB6BC7441822FECE5065951E36836E75213B047ACB2F0F1 3DE8B13981D6794EF94B20891882FE03AE69B4C0. 19 U.S. Department of Health and Human Services - The Office of Minority Health. Minority Population Profile: American Indian / Alaska Native. Available at, https: / / www.minorityhealth.hhs.gov / omh / browse.aspx? vl = 3 & lvlid = 62. 20 SSA (2023, November). SSI Monthly Statistics. Available at, https: / / www.ssa.gov / policy / docs / statcomps / ssi monthly / 2023 - 11 / table01. html. 21 SSA. Fiscal Year 2022 Title XVI Payment Accuracy Report. Available at, https: / / ogr.ba.ad.ssa.gov / files / ogr / reports / FY2: Title XVI Payment Accuracy Report 0. pdf. 22 See SSA Program Operations Manual System for an Overview of Onset Policy. Available at, http: / / policy.ssa.gov / poms.nsf / Inx / 0425501200. 23 See SSA Program Operations Manual System for SI 02101.020 Large Past - Due Supplemental Security Income Payments by Installments - Individual Alive. Available at, https: / / secure.ssa.gov / poms.nsf / Inx / 0502101020. 24 A dedicated account is a separate financial institution account that the representative payee of a disabled child under age 18 is required to open, when the child is eligible for large past - due payments (usually any payment covering more than six months at the current benefit rate). 25 SSA (2023, August). Fast Facts & Figures About Social Security, 2023. Available at, https: / / www.ssa.gov / policy / docs / chartbooks / fast facts / 2023 / fast facts23. pdf 26 SSA (2023, August). Fast Facts & Figures About Social Security, 2023. Available at, https: / / www.ssa.gov / policy / docs / chartbooks / fast facts / 2023 / fast facts23. pdf. 27 SSA. Notice of Class Action Order: Ely V. Saul. Available at, https: / / www.ssa.gov / ely / 28 SSA. Notice Of Class Action Order: Thornton V. Commissioner Of Social Security. Available at, https: / / www.ssa.gov / thornton / 29 The Social Security Administration recognizes the importance of identifying and addressing systemic inequities relating to race and ethnicity in the programs it administers. Reporting program - related statistics by race is a critical step toward fulfilling that objective. The tables in this expanded section respond to that imperative; however, the concerns about the collection of data by race still apply. Those concerns are summarized in " " Why Researchers Now Rely on Surveys for Race Data on OASDI and SSI Programs: A Comparison of Four Major Surveys. " " Available at, https: / / www.ssa.gov / policy / docs / rsnotes / rsn2016 - 01. html. 30 For people who either or both have disabilities and lost a spouse to death, and receive survivors benefits, about 60 to 80 percent are White, nine to 25 percent are Black, 10 to 20 percent are Other, and less than 10 percent are Unknown. Social Security Administration (2023, August). Annual Statistical Supplement, Summary Expanded by Race, 2023. Available at, https: / / www.ssa.gov / policy / docs / statcomps / supplement / 2023 / 5a - expanded.html.
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31 Walker, L., & Taylor, D. (2021). Same - Sex Couple Households: 2019. American Community Survey Briefs, U.S. Census Bureau (February 2021). Available at, https: / / www.census.gov / library / publications / 2021 / acs / acsbr - 005. html. 32 U.S. Government Accountability Office (2021). Racial and Ethnic Health Disparities - Before and During the Pandemic. Available at, https: / / www.gao.gov / blog / racial - and - ethnic - health - disparities - and - during - pandemic. 33 For people who either or both have disabilities and lost a spouse to death, and receive survivors benefits, about 60 to 80 percent are White, nine to 25 percent are Black, 10 to 20 percent are Other, and less than 10 percent are Unknown. Social Security Administration (2023, August). Annual Statistical Supplement, Summary Expanded by Race, 2023. Available at, https: / / www.ssa.gov / policy / docs / statcomps / supplement / 2023 / 5a - expanded.html. 34 SSA. SSA Equity Action Plan. Available at, https: / / www.ssa.gov / open / materials / SSA - EO - 13985 - Equity - Action - Plan.pdf. 35 SSA. Factors Underlying the Concerns About Race Data. Available at, https: / / www.ssa.gov / policy / docs / statcomps / supplement / 2022 / apne.html. 36 SSA. Why Researchers Now Rely on Surveys for Race Data on OASDI and SSI Programs: A Comparison of Four Major Surveys. Available at https: / / www.ssa.gov / policy / docs / rsnotes / rsn2016 - 01. html, 37 SSA. See Appendix E: Selected Statistics on OASDI Benefits in Current - Payment Status by Race. Available at, https: / / www.ssa.gov / policy / docs / statcomps / supplement / 2022 / apne.html.
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6) In May 2023, we established the Office of Transformation (OT), which includes our Customer Experience (CX) team. The OT's mission is to facilitate the most critical business enhancements that serve the public and support our frontline employees. The mission is underpinned by CX to ensure equitable access to SSA's programs. The OT is undertaking the SSI simplification equity strategy and plans to include accessibility expertise to ensure greater disability equity in our initiatives. 7) On August 21, 2023, we removed the signature requirement for all versions of form SSA - 455, Continuing Disability Review, making it less burdensome for the public to complete and submit. 8) In September 2023, we implemented the new Upload Documents portal. This portal allows respondents to submit evidence and some SSA forms electronically through an Internet portal. In addition, we also are allowing eSignature of some forms through the Upload Documents portal. This new portal reduces the need for respondents to call or travel to a field office to submit forms or evidence.
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1) In the Spring of 2023, we conducted community - based participatory research on barriers faced by people living in the U.S. with disabilities or impairments. We also formed a technical working group (TWG) consisting of people with disabilities who helped design the study, monitored the progress, and reviewed and provided comments on products. We compensated TWG participants while protecting participant eligibility in benefit programs, the first time a Federal agency has done this. Paying lived experience experts, per activity, fostered meaningful relationships with communities served by the Government, and offered unique opportunities for innovative improvements in policy and programming based on data rooted in and guided by lived experience. 2) In the Fall of 2023, we published a Regulatory Agenda ¹ 2 that prioritizes equity, including: a. SSI Simplification - Omitting Food from In - Kind Support and Maintenance Calculations b. SSI Simplification - Nationwide Expansion of the Rental Subsidy Policy for SSI Recipients C. SSI Simplification - Expand the Definition of a Public Assistance (PA) Household d. Intermediate Improvement to the Disability Adjudication Process: Including How We Consider Past Work e. Manner of Appearance at Hearings f. Use of Electronic Payroll Data to Improve Program Administration
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1) A claimant may appoint someone to represent them in matters before SSA, such as appealing the denial of an application for disability benefits. Effective November 30, 2022, we increased from $ 6,000 to $ 7,200 the maximum fee amount a representative may receive using the fee agreement process (one of two mutually exclusive fee authorization processes). This was the first increase in 13 years, with the intent to incentivize representatives to take on more SSI claimants as clients. 2) In FY 2023, we exceeded our FY 2023 goals for targeted review of sample cases with denial determinations to ensure effective and uniform administration of the disability program by completing 25,157 cases. 3) In FY 2023, we continued to reach out to unrepresented claimants to prepare them for the hearing process and explain their right to representation.
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1) In April 2023, we approved a workgroup proposal for a centralized Representative Referral List. The proposed online referral list will improve awareness of and access to representational services for individuals interested in obtaining representation. 2) In April 2023, we held a benchmarking session with the Department of Justice on their List of Pro Bono Legal Service Providers, providing us an exemplary online referral model for legal service providers.
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1) On September 23, 2022, we published sub - regulatory guidance on self - attestation for change of sex designation for the SSN card application process. 2) On April 20, 2023, we updated quality review instructions and subsequently updated 300 + policies with gender - neutral language in FY 2023.
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Focus Area # 3: Ensuring Equitable Service for Unrepresented Claimants in the Disability Application Process
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Strategy # 2: Improve Equity in Access to Our Programs for Our Customers Who Communicate Primarily in Languages Other than English.
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Improve Equity in Access to Our Programs for Our Customers Who Communicate Primarily in Languages Other than English.
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To improve service and support our SSN card business process:
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Strategy # 1: Improve Access to the Supplemental Security Income Program for Women, Families, Individuals from Underserved Communities, and Other People Facing Barriers.
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Barriers to Equity: Eligibility for the SSI program provides access to multiple Federal and State assistance programs. The complexity of our SSI program - driven in part by legislative, regulatory, and sub - regulatory requirements - can create burdens for program applicants and recipients, and our front - line employees who help claimants understand our programs and complete forms. Some of our customers cannot conduct business with us online due to limited access to technology, housing insecurity, lack of credit history, or difficulty understanding the procedures to establish an online account.
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We are incorporating CX research practices into SSI accessibility and simplification to address the barriers for the public caused by complexity. For example, our analysis of the initial disability journey included several discussions with advocates and interviews with people from a wide variety of backgrounds. Through this approach we obtained input on complexities and pain points experienced by the public, which often led to challenges for employees. We are using public and employee input on complexities and pain points to design solutions.
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Many barriers are interconnected for families and individuals with limited resources. For example, our research has indicated that:
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To better address the administrative burdens facing our applicants and employees, we are taking actions to reduce the length and complexity of the SSI application and the administrative process.
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To address barriers to accessing SSI, we will:
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Engaging with communities to provide opportunities for public participation and receive feedback is vital to our SSI accessibility efforts. As part of our human - centered design approach for the disability journey team, we will use survey and customer interviews to seek feedback from populations facing barriers, including people experiencing homelessness and non - English speakers. Additionally, to inform our research, we will conduct real - time observations of those applying for disability benefits online to determine pain points and solicit recommendations for improvement.
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Barriers to Equity: Navigating our processes can be economically, socially, and culturally challenging due to complexities in the application process. Many applicants with limited English proficiency, may have difficulty answering questions leading to incomplete applications and technical denials. Language barriers may also lead to miscommunication between people with limited English proficiency and our staff who serve them, reducing customer service quality, and decreasing customer satisfaction.
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For example, an American Indian or Alaska Native who may not speak English as a primary language may have a barrier to understanding the complex policy for Social Security or SSI benefits. There are many words in English that do not have precise translations in Native Languages, especially for legal or technical terms. This
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We work to remove barriers to services and benefits for individuals with LEP by identifying customers with LEP and taking appropriate action to provide meaningful access, in their preferred language, to understand and feel confident in how to apply for our programs and services. We will increase availability of translated materials and the number of languages in which those materials are offered, improve access to language interpretation services, and increase culturally attuned outreach to Native American and Alaska Native, LEP, and migrant communities. We will also introduce to agency employees SSA's first global Limited English Proficiency policy and revised Language Access Plan.
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To ensure language does not pose a barrier to apply for benefits and access our services, we will implement strategies that will support communities who need language access and translation services. We will engage in Tribal Consultations and Listening Sessions held in person and virtually to build partnerships with local Tribal community organizations. In addition, we will collaborate with the White House Task Force on New Americans, the White House Initiative on Asian Americans, Native Hawaiians, and Pacific Islanders, and the Multilingual Community of Practice, to learn from and understand the different needs in different communities. We will further publicize our interpreter services via fact sheets, blog posts, and media engagement. We will also survey our Regional Communications Directors for input on our language resources.
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Applying for survivors benefits is a straightforward process. However, barriers to survivors benefits for undeserved individuals usually involve:
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We must administer our programs equitably to ensure access for underserved people. To effectively serve the public, we acknowledge the racial, gender - based, and socioeconomic structural barriers people face, and learn from their lived experience to inform our practices and priorities. I adamantly believe people closest to the problem should participate in developing the solutions.
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To address barriers to accessing survivors benefits, we will:
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We committed our subject matter experts to reduce administrative burdens for underserved communities, including people of color, LGBTQIA + 2 communities, and people living with disabilities. The less complex we can make our business process and policies, the easier they are to understand and manage. We published long - awaited data by race and ethnicity that provide us, and the public, better estimates of who receives our benefits. Our published data ³ help us prepare strategies over the long - term to ensure that those who are eligible for our program benefits receive them. Along with rebuilding our workforce, we are prioritizing our IT investments to make us more efficient and help us reduce the wait times for our services.
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trust, we will meet with widowed spouses, survivors, and communities of color. Additionally, we plan to hold regular Tribal Listening sessions with Tribal community - based organizations throughout the year. We will work with our LGBTQIA + stakeholder network to continue outreach on our updates to survivors benefits policy for same - sex couples.
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Barriers to Equity: Incomplete demographic data in our records can hamper our ability to determine whether our programs are equitably serving our applicants and beneficiaries. 34 In 1987, we started the Enumeration at Birth (EAB) process with States as an efficient way for parents to obtain an SSN for a newborn during the birth registration process. This convenient option allows parents to obtain an SSN without having to visit a local Social Security field office or Card Center. However, unlike the standard SSN application, the current EAB process does not collect voluntarily race and ethnicity data. Today, almost all new SSNs are processed through EAB. In FY 2022, EAB accounted for 99 percent of SSNs issued for children under the age of one. The increase in assigning SSNs through EAB led to an unintended 30 plus year period of incomplete voluntary collection of race and ethnicity data in our records. 35
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Closing this data gap will help us determine whether different groups are underrepresented in our programs, provide insight into which programs are particularly important to different communities, and help us examine variability in program participation and benefit levels based on demographic makeup. Collecting and analyzing demographic data provides greater insight into developing potential solutions that will identify and correct potential inequities in access to our programs and improve service delivery to the diverse groups of people we serve.
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Our ability to improve service to the public largely depends on our administrative funding. I will keep fighting for the sustained and sufficient funding and staffing levels we need to meet the public's expectations for timely customer service. I rely on our dedicated staff to spearhead our equity initiatives to make a lasting difference and ensure equitable outcomes for the public.
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Specifically, for EAB, we will produce public information materials that could be used by healthcare workers involved in the EAB process to leverage these individuals as advocates for collection efforts. Lastly, we will create opportunities to work with States to better understand the efforts to collect demographic data at birth and support this initiative.
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Social Security provides a financial safety net for millions of people. Our mission is to ensure equity and accessibility in delivering Social Security services by improving the customer experience and addressing systemic barriers to participation in our programs. We recognize that our administrative system may pose barriers to people who need our programs the most, including people living with disabilities, populations who have limited English proficiency (LEP), and households that need additional income support due to disability or death of a loved one. We are committed to administering our programs in a way that promotes equity by eliminating barriers to participation in our programs, reaching out to people who may be underserved, and improving service delivery.
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Advancing equity involves removing unnecessary administrative burdens, ensuring access to quality services and program benefits regardless of an individual's ability to communicate in English, and increasing data collection to extend outreach and better serve people seeking our programs and services. To reduce systemic barriers, we will simplify the SSI application and processes; improve language access to better serve LEP communities; address our timely processing of SSI underpayments and assess root causes for improper payments; increase awareness of survivors benefits to children and families, same - sex couples, and people disproportionately impacted by COVID - 19; and increase opportunities for the voluntary collection of race and ethnicity data.
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Improve Access to the Supplemental Security Income Program for Women, Families, Individuals from Underserved Communities, and Other People Facing Barriers.
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The complexity of our SSI program - driven in part by legislative, regulatory, and sub - regulatory requirements - can create burdens for program applicants. Many of our customers may need help to complete the SSI application. Although we have more than 1,200 field offices across the country, some customers, especially those in rural areas or on Native American reservations, may not be able to get to a field office for in - person help. To meet our customers ' needs and advance equity, we are streamlining our regulations, simplifying the application process, and releasing digital tools for electronic form submission to improve an applicant's ability to complete the application process and receive the full benefits for which they are entitled.
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Navigating our processes can be economically, socially, and culturally challenging due to complexities in the application and in the policy. Many applicants with limited English proficiency may have difficulty answering questions, which can lead to incomplete applications and technical denials. We are increasing availability of translated materials and the number of languages in which those materials are offered, improving access to language interpretation services, and increasing culturally attuned outreach to Native American and Alaska Native, LEP, and migrant communities.
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We improved race and ethnicity data collection which helped us better understand how our programs work for different groups and took steps to better serve those groups. We also published many race and ethnicity research and statistical products on our Racial Equity Research, Statistics, and Data Resources website.
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Focus Area # 5: Increasing Access to Our Research Contract & Grant Opportunities to Historically Black Colleges and Universities (HBCU), Institutions Serving Students of Color (ISSC) ¹ ³, and Small and Disadvantaged Businesses (SDBs) 14
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Religious, ethnic, and racial minority communities are vulnerable to discriminatory laws, regulations, and practices in their host countries. They are often excluded from political participation and economic development, which make safe and sustainable access to and participation in diplomatic engagements and programs difficult. Department, U.S. government, and diplomatic partners lack a full understanding of what it means to protect the right to freedom of religion or belief, and the intersection between freedom of religion or belief and freedom of expression and other human rights and fundamental freedoms, which includes protection of members of marginalized and underserved non - belief communities. There is a lack of statistical hate crime reporting disaggregated by religious or other communities affected. Instability, lack of governance, and lack of U.S. subnational engagement impacts meaningful consultation with human rights defenders, religious actors, marginalized,
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There is an ongoing, insufficient understanding of antisemitism by the general public and diplomatic partners, including inadequate reporting of antisemitic acts or speech, and judicial mechanisms to address hate crimes. Additionally, societal normalization of antisemitism and mis - and disinformation that promote false narratives contribute to a challenging landscape for policy interventions. Democratic decline, including the rise in populist politics supported by authoritarian regimes, such as the governments of Russia and the People's Republic of China, contributes to ongoing distrust and intentional efforts to undermine international human rights institutions and instruments.
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Qualitative reporting from our embassies and consulates in cables and consultation with the subject matter experts informs policy advisors on the ongoing efforts by authoritarian regimes such as the governments of Russia and the People's Republic of China to undermine international human rights institutions and instruments. Reporting from U.S. Commission on International Religious Freedom on blasphemy laws, reporting from Humanist International and Freedom of Thought report from former United Nations Special Rapporteur on Freedom of Religion or Belief note the use of criminal anti - blasphemy laws often erode freedom of thought of religious or belief minorities, including humanists, atheists, and non - believers and criminalize and censor free expression on and off - line. Qualitative reporting detailed through the Department's Congressionally mandated annual Human Rights Report, Trafficking in Persons Reports, International Religious Freedom (IRF) Reports and other Department reporting mechanisms tracks trends in laws, governmental actions, and societal acts affecting the enjoyment of human rights and fundamental freedoms by members of marginalized and underrepresented populations. This reporting may be used in connection with designations under the Global Magnitsky sanctions program and other authorities or with the designation of Countries of Particular Concern or Special Watch List countries under the International Religious Freedom Act of 1998 and Frank R. Wolf International Religious Freedom Act.
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Amplify Summit for Democracy multilateral commitments that impact members of marginalized communities through Department senior leadership and initiatives, such as the Export Controls and Human Rights Initiative Code of Conduct. Work with partners to implement the suggested commitments of the youth democracy cohort of the Summit for Democracy to strengthen and support meaningful inclusion of youth at all government levels, strengthen transparent and inclusive electoral processes, and build capacity for youth in politics through civil society support and education and participation in the Youth Democracy Network. Promote the meaningful participation of youth from marginalized communities in peace building and conflict prevention, management, and resolution, as well as post - conflict relief and recovery efforts. Consult and partner with foreign governments, multilateral and regional organizations, and civil society through events, statements, and institutional mechanisms, like the Istanbul Process 16 / 18, to combat the rise in global antisemitism, Islamophobia, religiously, racially, and ethnically motivated violent extremism, homophobia and transphobia, and other regressive anti - rights movements. As the U.S. lead agency for coordinating efforts to combat global antisemitism, consult and partner with foreign governments, multilateral and regional organizations, and civil society to engage stakeholders to combat global antisemitism.
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U.S. government employees are trained annually on how to effectively conduct religious actor or other underrepresented civil society engagement in support of U.S. foreign policy goals, such as through the Office of International Religious Freedom mandatory training. Increased number of community consultations and public engagement activities (meetings, conferences, etc.) conducted with underrepresented or non - traditional religious or belief groups to engage them on U.S. foreign policy priorities.
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Greater capacity of human rights defenders, journalists, and religious actors to address transnational challenges, advance respect for the human rights of all, including the freedom of religion or belief, and promote the rule of law, as part of building a stronger and more resilient community of rights - respecting democracies. Increased support of likeminded and emerging democracies to be capable of contesting authoritarian attempts to reshape global norms, rules, and institutions that respect human rights and democracy under the pretext of addressing economic or national security challenges. Overall reduction in hate crimes with attention to global decrease of hate - fueled attacks and incidents and reduction of acts of transnational repression against human rights defenders and members of marginalized groups.
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Equity Infrastructure: Internal communication, investment in personnel, data capabilities, accessibility requirements, and other resources, as well as technical excellence for equity implementation. External Engagement: Bilateral and multilateral engagements with foreign governments and civil society to support comprehensive legislative, judicial, and regulatory frameworks; and community consultations and / or public engagement with members of marginalized communities to inform foreign policy, programs, and processes.
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Generations of discriminatory laws, regulations, and practices have built international, national, and local governance structures and community attitudes that compound systemic racism, discrimination, and xenophobia, which continue to have devastating outcomes for members of marginalized racial, ethnic, and Indigenous communities. These communities are often excluded from equitable access to political participation, employment, and education opportunities and can even face violent suppression and statelessness due to their race or ethnicity. U.S. foreign affairs efforts and national security interests are weakened by a lack of data, attention, and coordination with international partners to address the impact of systemic racism on institutional practices and entrenched norms that contribute to economic inequality, the climate crisis, rising authoritarianism, and other shared global challenges.
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Increased number of U.S. public statements, media outreach activities, and private / public diplomacy efforts in support of specific racial, ethnic, and Indigenous groups under increasing threat of racist violence, discrimination, and xenophobia globally. Increased number of targeted community consultations and public engagement activities on U.S. foreign policy priorities with members of marginalized racial, ethnic, and Indigenous communities.
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Continue to develop a nondiscrimination rule for all grants and contracts. The first year of the Equity Action Plan, we focused on development of a nondiscrimination rule for all grants and contracts. In 2024, the Department will implement the rule and socialize it with relevant stakeholders. Institutionalize advocacy by all officers in the Department for the human rights of LGBTQI + persons. This effort will focus on developing strategies, toolkits, one - pagers, training, talking points, and other policy documents for three specific advocacy areas: decriminalization of homosexual status or conduct; legal gender recognition; and ending violence against intersex persons.
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Implement an action plan to end so - called conversion therapy. In the first year of the Equity Action Plan, we focused on development of an action plan to end so - called conversion therapy, as directed by President Biden's executive order. The Department is currently focusing on designing output and outcome measures and monitoring implementation. Strengthen and provide resources to LGBTQI + advocacy groups around the world. We will push for funding for local LGBTQI + advocacy groups through participating in relevant grant panels and advocating through bureau resource requests, focusing on funding intended to build sustainable advocacy groups / networks.
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Embassy Hanoi: Braille Project Brings English Learning Materials to more than 600 Blind Students U.S. Mission to NATO: Women in International Security, Brussels (WIIS Brussels) podcast series, " " Mini - series 2: WIIS Talks Climate Security " " Embassy Dhaka: OES Climate Grant Empowers Marginalized Coastal Communities Pilot Nature - Based Sand Dunes Regeneration Project in Cox's Bazar Embassy Kyiv: PEPFAR Ukraine Expands Access to HIV Pre - Exposure Prophylaxis (PrEP) During Wartime U.S. Mission to the Netherlands: Engaging on Racial Equity and Justice During Dutch Slavery Memorial Year U.S. Mission to Canada: Hosting a U.S. - Canada Chinatown Solidarity conference Embassy Athens: Supporting a Women in Law Enforcement and Security Series Embassy London: Championing Science Technology Engineering Arts and Math (STEAM) Inclusion Embassy Kingston: Forging new links between Jamaican law enforcement and the LGBTQI + community and protecting U.S. citizens visiting the island Embassy Sofia: Empowering young Roma women and girls through summer leadership camp U.S. Mission to Poland: Leading as Likeminded Embassies Coordinator on LGBTQI + issues as ally embassies to combat hate and promote an inclusive environment
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Nondiscrimination rule is codified and standard in all grants and contracts for foreign assistance awards unless there is an applicable waiver. Number of action plans, strategies, toolkits, one - pagers, trainings, or policy documents to support each of the three priority advocacy areas. Number of targeted community consultations and public engagement activities on U.S. foreign policy priorities with LGBTQI + persons. Number of U.S. public statements, media outreach activities, and private / public diplomacy efforts in support of LGBTQI + persons.
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Inaccessibility of transportation, physical infrastructure of buildings, and digital infrastructure are tangible barriers for persons with disabilities seeking to access education, healthcare, public spaces, and employment. Governments and private sector cite a lack of capacity, technical expertise, and political will to make society more accessible and inclusive of persons with disabilities with very little mechanisms to hold such governments accountable. This is especially critical in moments of crisis. Social stigma and narratives in society surrounding persons with disabilities perpetuate attitudinal barriers about persons with disabilities ' abilities and roles in society. Traditional media and social media further perpetuate harmful social stigmas. Institutional barriers from rules, restrictions, requirements, routines, traditions, or habits within society that are seamlessly integrated into education, workplace, relational, and other subcultures are often unnoticed inhibitors to equity for persons with disabilities. Changing institutional barriers to provide greater equity is often met with resistance to change a tradition or habit with the excuse that it would harm the others for a few potential benefactors.
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Amplify Executive Order 14095 on Increasing Access to High - Quality Care and Supporting Caregivers outside the United States through initiatives led by the Special Advisor on International Disability Rights to ensure that persons with disabilities are included in the Care Agenda as receivers and givers of care. Draw attention internationally to the fact that gaps in care could occur that have a disproportionate impact on persons with disabilities. Strengthen and resource disability advocacy groups around the world by pushing for funding for local persons with disabilities advocacy groups through participating in relevant grant panels and advocating through bureau resource requests, focusing on funding intended to build sustainable advocacy groups / networks. Advocate for greater implementation of disability laws. As countries around the world ratify and implement the Convention on the Rights of Persons with Disabilities (CRPD), we must help ensure that they have the technical assistance and capacity to implement the CRPD and advance the livelihoods and promote independent living and self - sufficiency of persons with disabilities.
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Increased number of U.S. public statements, media outreach activities, and private / public diplomacy efforts to raise awareness, build capacity, promote disability - inclusive and accessible democratic frameworks that respect human rights, and promote accountability for violations and abuses of the rights of persons with disabilities. Increased number of dialogues led by the U.S. on accessibility, disability rights, and inclusion as a neutral foreign policy tool to navigate complex relationship dynamics and establish a strategic entry point for engagement on other human rights issues. Increased number of targeted community consultations and public engagement activities on U.S. foreign policy priorities with persons with disabilities.
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At least six states parties to the CRPD note that as a result of U.S. support, they were able to better implement CRPD - aligned legal frameworks that protect the rights of persons with disabilities. A dedicated disability - inclusive democracy working group is institutionalized within the Global Action on Disability Network while the United States serves as the group's cochair, and the United States takes significant action to drum up support for a G7 Inclusion Summit. Improvement in access and inclusion gaps for emergency planning and crisis preparedness to ensure that persons with disabilities are not left behind during moments of crisis. Further, persons with disabilities should be included in recovery and peacebuilding processes to lay the foundation for a more accessible society for everyone.
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There is overwhelming quantitative evidence that women and girls ' empowerment and gender equality are associated with peace and stability in society. Promoting gender equality demonstrates American values of democracy, respect for human rights, and inclusivity and improves the effectiveness of U.S. foreign policy. Democracy, a governing system based on the will and consent of the governed, is founded on institutions that are accountable to all citizens, adherence to the rule of law, and respect for all individuals ' human rights, which requires that women and girls are safe and empowered. Both democracy and gender equality, longstanding U.S. values, are effective and successful in delivering long - term stability and prosperity. Despite decades of progress and long - standing multilateral instruments on advancing the rights and empowerment of women and girls, gains in gender equality are stalled or regressing around the world. The United Nations estimates that, at the current rate, it will take an estimated 286 years to close gaps in legal protection and remove discriminatory laws; 140 years for women to be represented equally in positions of power and leadership in the workplace; and 300 years to end child, early, and forced marriage.
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Enhance strategic communications in partnership with civil society, including clear, consistent, and tailored messaging on gender equality as fundamental to the advancement of human rights and democracy. Pursue targeted diplomatic engagement on the rights and empowerment of women and girls and the wide - ranging benefits to societies as core democratic principles and build coalitions with government partners to share information and align narratives and approaches. Strengthen integration of gender equality in the Department's efforts to counter corruption and racially or ethnically - motivated violent extremism, address the misuse of technology and disinformation, invest in data and evidence - based policymaking, and reinforce gender equality as a core tenant of the multilateral system.
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Embassy Harare: Increasing Women with Disabilities ' Political Participation in Zimbabwe Embassy Stockholm: Community and law enforcement agencies can work together for racial justice Bureau for Education and Cultural Affairs: Protecting Arctic indigenous Cultural Heritage U.S. Mission to Germany: Combatting antisemitism and Holocaust distortion and denial Embassy Rome: Amplifying the lived experiences of Afro - Italians during Black History Month Mission Brazil: Advancing the U.S. - Brazil joint Action Plan to Elimination Racial and Ethnic Discrimination and Promote Equality (JAPER) Embassy Bogota: Secretary Blinken announced the U.S. as the first International Accompanier to the Ethnic Chapter of the 2016 Peace Accord
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Expand support to, and meaningful engagement with women leaders, including by establishing the Department's first Women's Leadership Network; a diverse range of civil society organizations; and journalists to better understand, safely identify, and counter pushback on gender equality, with guidance for Department personnel on inclusive consultations. Enhance Department personnel capacity, training, and understanding of how to advance gender equality through policy development, diplomatic engagement, and foreign assistance programming, including through new and strengthened courses at the Foreign Service Institute.
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Build the PD Infrastructure to Embed and Sustain Equity Principles in PD Programs and Activities: The Under Secretary for Public Diplomacy and Public Affairs ' Office of Policy, Planning, and Resources (R / PPR) is responsible for helping to build the capacity of the PD workforce to ensure PD practitioners have the knowledge, skills, and abilities to advance the equity agenda as they work to carry out their primary mandate - to inform, influence, and persuade foreign publics. R / PPR has established guidance, built the capacity of PD practitioners to help them plan and execute activities that incorporate intersectional equity principles, and leveraged data and technology to track equity in PD program participation. Enhance the Recruitment of Diverse Participants for PD Programs: The Bureau of Educational and Cultural Affairs (ECA) sponsored a third - party literature review assessment to increase understanding of the barriers underrepresented individuals experience in accessing exchange opportunities and better understand the context in which exchange programs are implemented. An ECA - wide programmatic strategic plan is being drafted to focus on embedding equity principles across the life - cycle stages of exchanges, including increasing and measuring underrepresented participant inclusion through the collection of demographic data across all ECA programs. Promoting Equity through Global Communications and Engagement Strategies: Global Public Affairs (GPA) has expanded its outreach and engagement with underserved communities to include providing live captioning services for deaf and hard of hearing and launching the inaugural Sign @ State Symposium and Minority Serving Institutions Conference. GPA has increased accessibility of U.S. government messaging on high - level policy priorities to underserved audiences worldwide by expanding the breadth of voices engaging with the media, deploying Regional Media Hub teams to more regional summits and events, and increasing translations of press releases and other informational products. GPA also continues to provide inclusive messaging guidance to PD practitioners throughout the Department. Finally, GPA issued guidance to Department communicators to increase access to information on the Department website for persons with disabilities.
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X Gender Marker in Travel Documents: The Department has been issuing gender X passport books to the general public since April 2022. In addition, the Department is updating other passport and citizenship forms to allow the selection of the X gender marker for passport cards, expedited passports, and Consular Reports of Birth Abroad. Diversity in Travel Documents: In FY 2022 and FY 2023, the Office of Passport Services held meetings with CA's Diversity, Equity, Inclusion, and Accessibility (DEIA) Council, the Secretary's Office of Diversity and Inclusion (S / ODI), and employee organizations to seek feedback on proposed artwork themes and imagery to ensure a better representation of our country's broad diversity in United States travel documents, including the U.S. passport. Communication on the Bureau of Consular Affairs ' Public Facing Website: CA established and filled a full - time Travel. State. Gov managerial position. This position will develop a detailed roadmap for implementing recommendations about how to strengthen communication with the travelling public.
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The Special Advisor for International Disability Rights helped develop the first Disability Rights cohort within President Biden's Summit for Democracy initiative. In recognition of the disparities that exist in access to finance for certain groups and individuals, the Department and U.S. International Development Finance Corporation (DFC) developed a standing certification from the Secretary of State that authorizes DFC to provide support in upper middle - income countries for projects that provide access to finance for members of marginalized, Indigenous, and underserved populations. In December 2022, the Secretary's Office of Global Women's Issues (S / GWI) released the 2022 U.S. Strategy to Prevent and Respond to Gender - Based Violence Globally; and in January 2023, S / GWI released the first - ever U.S. Strategy on Global Women's Economic Security, in collaboration with USAID and the White House Gender Policy Council. In July 2023, the Department submitted its Action Plan for the U.S. National Strategy on Gender Equity and Equality, pursuant to Executive Order 14020. In December 2022, the Bureau of Near Eastern Affairs updated their Notice of Funding Opportunity template in an effort to be more inclusive of a wider range of foreign assistance implementers, while at the same time working to ensure project proposals meaningfully consider and integrate equity, inclusion, and intersectionality. In 2022, the GPA Spokesperson and the Press Office began to provide live captioning services for deaf and hard of hearing individuals during the Daily Press Briefing to advance equitable access for all.
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The Special Representative for Racial Equity and Justice (SRREJ) joined the Secretary of State for the signing of the North American Partnership for Racial Equity and Inclusion at the 2023 North American Leaders ' Summit in Mexico City. SRREJ led the Department's international Indigenous issues with bilateral, multilateral, and civil society stakeholders and serves as liaison to the White House Council of Native American Affairs International Indigenous Issues Committee. The United States, represented by the U.S. Ambassador to the United Nations and the Special Envoy to Advance the Human Rights of LGBTQI + Persons, led a coalition of countries, along with the United Nations LGBTI Core Group, which called upon the United Nations Security Council to better integrate LGBTQI + human rights under its international peace and security mandate. President Biden rolled out the first - ever U.S. National Strategy to Counter Antisemitism at an event held at the White House for Jewish American Heritage Month. The strategy includes over 100 new actions the Administration will take to counter the recent spike in antisemitism. The Department is developing rules which would institute a comprehensive nondiscrimination policy in Department - funded foreign assistance contracts and grants. Additionally, the rules would ensure that employees paid with Department of State foreign assistance funds be hired following the same nondiscrimination policy.
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ROOT 1 - U.S. FOREIGN POLICY AND ASSISTANCE, AND DIPLOMATIC STATECRAFT
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Foreign Policy
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Procurement
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Policy and Training Initiatives
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Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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Global Equality: Promote equity and respect for human rights around the world through our foreign policy and foreign assistance.
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discrimination experienced by individuals from multiple and overlapping marginalized groups. Each Equity Principal's approach to implementing the Plan ensures authenticity and accountability through public participation, community engagement, and accessibility.
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Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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The cornerstone of equity in foreign policy is direct action through the Department's Equity Principals who traveled the world to listen to and amplify the voices of marginalized populations. The Department produces numerous public reports that have strengthened their specific focus on equity, such as Human Rights Report, Trafficking in Persons Report, International Religious Freedom Report, and several equity - related Congressional reports. The Department also established its first Equity Agency Priority Goal (APG), outlined in the 2022 Plan, to advance equity in U.S. foreign policies, programs, and processes. As an example of how the APG drove significant organizational change by identifying outcomes and measuring results, the United States negotiated more than 50 United Nations outcome and / or consensus documents that expanded inclusive language of historically marginalized and underserved groups. This included United Nations General Assembly resolutions on the rights of Indigenous peoples, people of African descent, and eliminating gender - based violence.
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The implementation of equity and inclusion into foreign assistance programs, policy, and practice is being led by the Office of Foreign Assistance, in coordination with the Bureau for Democracy, Human Rights, and Labor, and key bureaus and offices across the Department. Chief to this effort is global tracking of Department and U.S. Agency for International Development (USAID) foreign assistance programs addressing the specific needs of marginalized racial, ethnic, and other underserved communities. In Fiscal Year (FY) 2022, planned foreign assistance investments totaled $ 56.8 million, spread across all geographic regions. This complements existing tracking of programs and planned investments for other marginalized populations, such as Indigenous groups, LGBTQI + communities, women and girls, persons with disabilities, children in adversity, young and emerging leaders, and religious minorities. Additionally, the Department is creating a Social Inclusion Analysis Tool outlined in the 2022 Plan to help Department officials integrate and operationalize equity and inclusion into externally - facing foreign affairs areas: foreign policy implementation, foreign assistance program design, and diplomatic statecraft. Focus group beta - testing in 2022 was essential to the tool's drafting, which is still in progress and will be custom - tailored for Department needs.
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The highest priority of the Bureau of Consular Affairs (CA) is to protect the lives and serve the interests of U.S. citizens abroad. As such, the bureau is committed to providing more equitable and more accessible consular services to U.S. citizens.
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The Bureau of Administration Office of the Procurement Executive (A / OPE) and Office of Small Disadvantaged Business Utilization (OSDBU) work across the Department's five strategies to advance equity in order to ensure equity in contract and federal assistance programs advance equity for members of marginalized and underserved communities.
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Last year, I released the Department of State's first Equity Action Plan. Over the past two years, we increased our efforts to embed equity in our foreign affairs work through diplomatic engagements, high - level dialogues, multilateral efforts, foreign assistance, public diplomacy programs and messaging, and procurement and contracts. These efforts have raised the visibility of racial and other inequities globally and generated better - informed foreign policy to decrease barriers to equity and equality worldwide. But there is much more work to be done.
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OSDBU and A / OPE have a vested interest in increasing contracting opportunities for small business by monitoring and ensuring regulatory compliance with current policies and have issued specific new policies and training during FY 2023. To further bolster our policy goals, we also added a recognition program in support of key milestones for advancing equity in procurement initiatives. Implementation of the existing procurement policy has resulted in a
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The chart below provides a snapshot of the Department goals and achievements by socioeconomic categories as of July 5, 2023. The Department is committed to providing U.S. small businesses with maximum practical opportunity to win Department contracts and ensure equity in procurement. The Department's mission is, by definition, globally diverse and requires technical, managerial, and financial capabilities that are very often far in excess of those necessary to perform successfully on domestic federal contracts.
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Around the world, members of marginalized and underserved communities are on the frontlines of global challenges - from economic and social inequality to the climate crisis to threats to democracy, peace, and stability. The Department of State is committed to advancing equity for individuals who experience heightened or compounded discrimination, violence, and inequality from existing, emerging, and growing global challenges. When we seek to engage, inform, and understand the perspectives of all community members and address systematic exclusion, we will mitigate corruption, distrust, disinformation, economic migration, and authoritarianism. In so doing, we will safeguard democratic principles, inclusive security, and prosperity. We will lead with diplomacy that is rooted in America's most cherished democratic values: upholding and defending universal human rights and fundamental freedoms as well as dignity for all, championing opportunity for all, and respecting the rule of law. These values are the critical foundation for advancing U.S. national security, democracy, and global equality.
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Integrating equity into U.S. and Department foreign policy and assistance and diplomatic statecraft to safeguard national security; mitigate corruption, conflict, and authoritarianism; and to promote economic prosperity, democracy, universal values, human dignity, and fundamental freedoms.
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Ensuring the whole of U.S. foreign affairs is equitable, fosters learning and sharing of best practices, is appropriately staffed, and receives the necessary resources to create and sustain impact over time. Also advancing equitable, externally - focused processes and practices, both formal and informal, that further strengthen the conduct of foreign affairs.
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Engaging diverse communities and populations to advance equity principles in U.S. foreign policy and support social inclusion by promoting greater access to quality education and cultural programming, economic prosperity, environmental justice, health, information, and democratic values.
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Around the world, members of marginalized and underserved communities are on the frontlines of global challenges - from economic and social inequality to the climate crisis to threats to democracy, peace, and stability. Members of marginalized and underserved communities are often excluded from political participation and economic development and subjected to discriminatory laws, regulation, and practices in their countries, which erodes the rule of law and democratic governance. Often, these communities cannot safely and sustainably access and participate in U.S. diplomatic engagements and programs nor inform U.S. foreign policy. Yet in the face of inequality, members of marginalized communities are tackling challenges in their communities and global threats to peace and prosperity. Communities are waiting for us to see them, engage them, listen to them, and amplify their voices. When we work together to mitigate inequity, discrimination, and violence targeting members of marginalized communities and invest in advancing human rights and fundamental freedoms for all, societies as a whole will prosper and our work to advance U.S. national security priorities through foreign affairs will have lasting impact.
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The Department builds upon its previous Equity Action Plan by focusing on the technical leadership of its Equity Principals to lead the Plan's implementation and investment in equity as central to strengthening U.S. foreign affairs work globally. Each strategy focuses on the whole - of - government equity objective of global equality. Progress will be achieved through community engagement, outreach, and accessibility. Challenges for each strategy address specific equity needs and overlapping and intersecting discrimination, which compounds inequality for communities who are targets of oppression. Barriers to equity are evidenced in Department reporting, including public Department reports, embassy reporting, and program evaluations, as well as external sources to ensure strategies are community - driven and community - informed. Actions to deliver equitable outcomes are proposed by Equity Principals, bureaus, and embassy and mission - led initiatives tailored to meet the needs of marginalized communities around the world in the context of our bilateral relationships and multilateral efforts. Department investments are measured by existing and newly developed equity metrics.
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Protect inclusive democracy globally by combating hatred, discrimination, and violence through advancement of human rights and fundamental freedoms (expression, peaceful assembly, association, and religion or belief) and the rule of law.
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Global equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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Strategies to Advance Equity in FY 2024 Orienting Principles of Equity in State's Foreign Affairs Work
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Strategy # 5: Increase procurement with underrepresented businesses.
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2. Scale capital delivery and technical assistance to support small businesses and community assets. Treasury will provide underserved communities the access to capital they need to continue growing markets and building neighborhood essentials. 3. Improve financial health of underserved individuals and communities. Treasury will work to promote financial health for underserved individuals and communities by creating and implementing a National Strategy for Financial Inclusion, providing resources for creating new businesses, and facilitating other capital investments to boost household finances. 4. Ensure all Americans receive income - boosting tax credits for which they are eligible. Treasury will evaluate tax systems, processes, and strategies to make it clearer to all Americans how and when they can take advantage of tax credits. 5. Increase procurement with underrepresented businesses. Treasury will continue efforts to expand procurement opportunities for small and disadvantaged businesses that want to do business with the federal government. 6. Ensure environmental benefits of IRA reach underserved and Tribal communities. Treasury will continue working to ensure low - income and underserved communities take advantage of credits and opportunities to generate clean energy, while providing access to well - paying green energy jobs.
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Underserved small businesses often lack the access to capital they need to expand and grow the products and services they provide, often within the underserved communities they support. Businesses often need financial documentation, a business plan, accounting capacity, or a legal structure to apply for and receive commercial loans. These requirements are often beyond the capacity of underserved small businesses. Underserved communities lack financing for neighborhood essentials, such as schools, childcare, housing, and health - care clinics. As noted by the Urban Institute, CDFIs struggle to meet all needs for community development. While they can support some development needs, they look for additional resources to support the overall community ecosystem. CDFIs and MDIs that serve under - resourced stakeholders lack access to flexible capital to pass along to the communities they serve to not only help businesses grow but to also provide much needed services to their communities. The Congressional Research Service describes the challenges with data collection that limit our ability to measure CDFI effectiveness, which makes it difficult to demonstrate the value they provide to underserved communities.
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As described in this Urban Institute analysis, CDFIs have been successful at earning returns for investors while delivering access to capital and social benefits to underserved communities, yet CDFIs have struggled to keep up with demand for their services in ways that continue to benefit the underserved communities they aim to serve. While growth can sometimes help with efficiency, some CDFIs note those efficiencies don't always come with that growth. CDFIs often look to public - sector programs to help them balance the scale and size of their objectives, allowing them to originate smaller loans, for instance in hard - to - serve rural communities.
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Publish an updated CDFI certification application that will strengthen CDFIs ' focus on delivering high impact financial services in low - income and targeted communities. The CDFI fund will also establish a process for designating CDFIs as Minority Lending Institutions after reviewing public comments. Continue to approve plans for the SSBCI, which includes $ 2.5 billion in funding and incentives to support underserved small business owners, as well as technical assistance grants to help small businesses secure and maximize capital. Work with the ICIC to pilot the gathering and use of data from across ICIC agencies to better understand how federal investments flow into local communities in both urban and rural settings.
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Work with CDFIs and private sector investors to better understand how to measure market development, secondary market access, and the value of CDFIs among the communities they serve. Gather data and highlight how CDFIs and MDIs use resources from ECIP and the CDFI Equitable Recovery Program to open access to capital in financially underserved communities. Convene CDFIs and other relevant stakeholders to share information and best practices to facilitate capital flow and support to childcare providers. Treasury will continue to monitor progress across jurisdictions within each program to better understand how to reach underserved communities.
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Distributional Equity/Distributions
Change in number of robust and sustainable capital delivery networks that provide financing and resources to underserved businesses and neighborhoods Change in number of businesses that receive support, thrive, and scale, becoming economic multipliers in their communities Change in number of neighborhood infrastructure projects such as affordable housing, health clinics, and childcare centers that provide essential services that improve outcomes for local residents
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White House roundtable to discuss how to expand access to capital for small businesses. Meeting with private sector and philanthropic leaders to discuss economic opportunity and access to capital. Asian American, Native Hawaiian, and Pacific Islander Small Business roundtable to discuss access to capital.
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Treasury has established the Equity Hub within the Office of Diversity, Equity, Inclusion, and Accessibility to lead research and policy analysis that supports the Department in its effort to drive toward a more fair and equitable economy. In recognition of the sovereignty of, and our partnership with, Tribal Nations, Treasury's Office of Tribal and Native Affairs is responsible for advising on departmental issues related to Tribal governments and Native communities, including the administration of $ 30 billion in direct Tribal set - asides to the benefit of over 2.5 million Tribal citizens. The Office also conducts consultations with Tribes and coordinates outreach. As of June 2023, the Office has hosted over 45 formal consultations and 700 Tribal engagement sessions. Treasury has made significant efforts to engage with stakeholders and the public on topics related to equity. For instance, in December 2022, the Department held the first TACRE meeting, with subsequent meetings in March, June, and September 2023. Since their first convening, the Committee established cross - cutting principles and priorities and has submitted 13 recommendations to Treasury. Recommendations are currently under review and address issues such as data transparency, taxpayer access to Direct File, direct engagement with taxpayers who could benefit from tax credits and working with CDFIs to promote diversification through the certification and re - certification processes. The Department collaborated with 12 national Hispanic and Latino organizations to host the first Treasury Department summit on investing in the economic future of the Latino community in June 2023 to elevate challenges and opportunities facing that community. The Latino Economic Summit brought together nearly 100 leaders from the private, non - profit, and government sectors to identify opportunities to unleash the potential of the Latino community and the entire economy. Treasury's Office of Civil Rights and Equal Employment Opportunity (OCRE) continues to work with the White House to encourage the appointment of Latino staff and continues working with community lenders to unlock potential that had previously been sidelined. The result will be economic growth within the Latino community, as well as shared prosperity for everyone. Treasury launched a blog series detailing the origins of racial economic disparities and the implications for the national economy. OCRE has made significant efforts to increase civil rights compliance and equal opportunity throughout the Department with the implementation of a new external civil rights language access plan and complaint tracking system. OCRE also worked with the CDFI Fund to implement pre - award civil rights compliance reviews in their financial assistance award process. Specifically, the CDFI Fund began using a pre - award data collection form in August
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Historical exclusion from and lack of access to capital for individuals and communities of color, women, rural areas, and counties with persistent poverty, resulting in insufficient wealth to start businesses, purchase property, finance education or other investments that increase income, or to sustain economic downturns Historic exclusion from and lack of access to mainstream financial products and services, including affordable credit, savings tools, insurance products, and other financial products and services that facilitate full participation in the economy for individuals and communities of color, women, rural communities, and others Constraints of existing financial infrastructure in serving low - income consumers (for example, the digital divide inhibits access to financial products and services increasingly offered online; while real - time payments are growing more common, they are not universally accessible, etc.)
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Beyond un - and under - banked rates, there are disparities among different groups in access to and use of financial products and services including tax - advantaged retirement accounts, stock market investments, insurance, and small business loans. (See, for example: Treasury blog post describing disparities in non - housing investments.) A novel study of the Black - white wealth gap, Wealth of Two Nations: The U.S. Racial Wealth Gap, 1860 - 2020, demonstrates disparities in wealth across races and highlights growing inequality. According to data from the Federal Reserve Board's most recent Survey of Consumer Finances, home equity and net business equity were the primary drivers of recent modest increases in wealth for Black and Hispanic households. Access to the financial system, including sources of credit, is a prerequisite for most households to pursue homeownership or business development opportunities.
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Develop a National Financial Inclusion Strategy as a catalyst for reducing disparities and ensuring that consumers, in particular those from underserved populations, including low - income communities, communities of color, women and others, have equitable access to financial information, products, and services that support them in meeting their financial needs and goals, such as by building financial security and wealth, including building financial security and wealth. Engage external and USG stakeholders on specific efforts to promote access to safe, low - cost bank accounts and other financial services and products for financially excluded populations, including justice - involved individuals, New Americans, and Tribal and Native communities. Engage with regulatory agencies, financial sector participants, non - profit, and other non - governmental organizations to explore ways to ensure existing financial regulatory policies and bank practices are responsive to the financial needs of formerly incarcerated individuals and people with criminal convictions. Support the FLEC in efforts to promote information on emerging areas in consumer finance such as digital and crypto - assets, and to improve financial well - being through education and literacy Manage ECIP, which is providing up to $ 9 billion to encourage low - and moderate - income community financial institutions to augment their efforts to support small businesses and consumers in their communities. Provide place - based incentives for solar and wind facilities built in low - income communities through the Low - Income Communities Bonus Credit Program. Finalize the development of the Treasury Sexual Orientation and Gender Identity Action Plan to better identify the LGBTQIA + population and to ultimately better understand the impact of Treasury policies on this community.
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Public comment process for the ICIC Quarterly meetings of the TACRE Continued participation in IRS - sponsored Tax Forums Stakeholder roundtables and public Request for Information on key topics in financial inclusion to inform drafting of National Strategy Tri - annual public meetings of the interagency FLEC
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There is a lack of awareness of and access to the capital and resources needed to develop and initiate projects eligible for IRA green energy credits among historically marginalized and underserved communities. High costs associated with processing paper tax returns at the IRS compete with resources to improve services to taxpayers. Due to a highly complex tax system and the processes to support that complexity, it is difficult for taxpayers to file their taxes independently, without a third - party vendor or tax preparer. As a result, taxpayers spend too much time and money preparing and submitting their tax returns.
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Under the Consolidated Appropriations Act of 2021 and the American Rescue Plan Act of 2021, Treasury supported the economic recovery for communities and individuals impacted by COVID - 19 through the ARP. For example, the Department and the CDFI Fund have deployed historic amounts of capital to CDFIs and MDIs - institutions that have a demonstrated track record of reaching financially underserved borrowers. In addition, through the ECIP, Treasury has made close to $ 8.4 billion in investments in 170 community financial institutions, in addition to over $ 1.73 billion in grants through the CDFI ERP, and a historic $ 226 million investment in 68 Puerto Rican cooperativas, or cooperative community financial institutions. New ECIP reporting data made available in October 2023, reflecting lending in the final six months of 2022, showed that ECIP lenders originated a total of approximately $ 26 billion in loans, of which approximately 75 % went to low - and moderate - income borrowers, borrowers in rural communities and other categories of qualified lending. Approximately one third of their total originations, $ 8.6 billion, were " " deep impact " " loans, made to the hardest - to - serve borrowers, including those that are low - income, residents on Tribal lands and in US Territories and owners of very small businesses. Treasury leveraged the ERA program to create the first - ever nationwide infrastructure to prevent eviction, with more than 12.3 million household payments to families at risk of eviction as of June 30, 2023. This program has been particularly effective at reaching low - income and / or traditionally underserved renters, including Black and women - headed households. By reimagining how the IRS serves families, the IRS delivered half of the expanded Child Tax Credit (CTC) via monthly payments from July to December 2021. Treasury also collaborated with Code for America, a non - governmental non - profit, to build a streamlined, mobile - friendly portal in English and Spanish to make it easier for families to access the expanded CTC. New Census data released in 2022 showed that the expanded CTC was the leading driver behind a 46 percent decline in child poverty in 2021 - cutting the annual child poverty rate to its lowest - ever recorded level including record lows in Black, Hispanic, Native American, Asian, and white child poverty. Additionally, the permanent lifting of restrictions that prevented some Puerto Rican families from receiving the CTC led to 200,000 more Puerto Rican families receiving the credit when they filed taxes in 2022 compared to the year prior. As of September 2023, Treasury has approved 54 out of 56 state and territory applications for SSBCI Capital Programs totaling over $ 8.2 billion in allocations, and has announced approvals of up to $ 73 million corresponding to applications representing 39 Tribes. SSBCI
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Office of Tax Analysis study on Disparities in the Benefits of Tax Expenditures by Race and Ethnicity. While the IRS doesn't have access to race data, racial disparities in audit rates mean that Black taxpayers are audited at three to five times the rate of non - Black taxpayers. As described in a memo from the Commissioner of Internal Revenue Daniel Werfel to Senator Ronald Wyden, this disparate impact is believed to be driven by correspondence audits among taxpayers who claim the Earned Income Tax Credit (EITC). Filing of tax returns accounts for 63 % of the annual federal paperwork burden, including costs for preparing tax returns, as well as filing through software or third - party preparers. Americans often miss out on tax credits for which they are eligible, such as the estimated 5 million individuals who miss out on the EITC, which is roughly 80 percent of those eligible.
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Develop and execute a strategic plan for outreach and stakeholder engagement among target audiences (including consumers, state and local governments, Tribal leaders, small business owners, and labor), who are least likely to have an awareness of and access to the capital and resources to take advantage of the IRA - related provisions. Work with the IRS to ensure that with its critical, long - term funding from the IRA, the IRS will: Modernize its legacy systems and improve upon antiquated processes to administer the green credits and associated tax provisions of the IRA efficiently and effectively. Improve services to help taxpayers meet obligations and receive tax incentives for which they are eligible by making interactions with the IRS easier and more convenient, improving communications between the IRS and taxpayers, and providing taxpayers with the tools needed to interact with the agency via their preferred communication channels. Quickly resolve taxpayer issues when they arise.
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Make it easier for all Americans to understand and comply with their tax obligations and receive the benefits for which they are eligible. The IRS will use analytics to assess how many taxpayers don't take advantage of the credits and deductions for which they are eligible and publish those results. Pilot a free, voluntary, IRS - run electronic filing system (" " Direct File " ") for filing season 2024 that helps the IRS process tax returns and refunds more quickly and reduces IRS costs at the same time. Use data to help taxpayers understand and take advantage of the various incentives and programs for which they are eligible.
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Decrease IRS return processing costs Increase levels of service (e.g., phone wait times, phone coverage rates) for all taxpayers and comparable access to services across diverse taxpayer segments Tax credit utilization rates Participation in and lessons learned from the Direct File pilot
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Provided educational briefings at state and local annual summer conferences, such as the National Governor's Association and the National Association of Counties. Participated in Bloomberg Philanthropies webinar for Mayors and senior staff. Participated in Rewiring America Elective Pay briefing with National League of Cities and New York University Tax Law Center with participants from Climate Mayors, the Urban Sustainability Directors Network, C40 Cities and others. Organized Treasury - led train - the - trainer webinar for our interagency partners. Participated at the U.S. Black Chamber of Commerce Convention. Briefed Communities First Infrastructure Alliance, a group focused on centering communities for racial & climate justice.
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Small, minority - owned, and underserved businesses often do not know how to find suitable federal contracting opportunities. Significant portions of Treasury bureau contracting opportunities are unavailable for small businesses, including U.S. Mint metals and large transformation efforts at the IRS. Contractor onboarding process takes too long (over 90 days) and small businesses lack the infrastructure and equity to float employees in overhead waiting for onboarding. Procurement processes are often opaque and lack clear guidance on how to get started in Government contracting, resulting in difficulties for small and disadvantaged businesses navigating the application process.
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Procurement data in government - wide systems including the Federal Procurement Data System (FPDS) analyzed through Treasury tools (e.g., the Equity Heat Map) show that significant Treasury bureau contract needs are unavailable for small businesses. Stakeholder feedback via national conferences focusing on several underserved groups, as well as direct industry engagements with individual vendors, have communicated that underserved businesses often do not know how to find suitable federal contracting opportunities, do not understand Federal procurement processes, and that they often lack financial resources and infrastructure to comply with complex mandates. Program evaluations of acquisition processes have shown that the contractor onboarding process at Treasury takes too long. Office of Management and Budget M - 22 - 03 notes that the Federal Government, as the world's largest consumer of goods and services, has the purchasing power to advance equity and build generational wealth throughout the United States.
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Continue the work of the Treasury Procurement Equity Council and align with recommendations from the TACRE to identify and replicate actions that increase procurement equity across Treasury bureaus and lower barriers to entry for underserved communities. Incorporate equity considerations into acquisition planning oversight processes including the Major Acquisition Review process where bureaus refine acquisition strategy through discussions with Treasury leaders. Identify procurements that could be converted to small and socioeconomically challenged business awards using Treasury's Equity Heat Map and Socioeconomic Category Spend Tables. Improve Treasury's forecasting to assist underserved businesses in finding suitable federal contracting opportunities. Simplify and streamline procurement processes, including usage of the Periodic Table of Acquisition Innovations, which includes innovative acquisition techniques that have been demonstrated to reduce burden and facilitate access for small and under - resourced businesses. Improve information and awareness regarding procurement opportunities among Treasury programs. Increase engagement with vendors, while including Treasury's program / technical teams, to ensure vendors understand categorization of contract needs and opportunities available to them. Improve website content on how to do business with Treasury to provide accurate, business - friendly information to lower barriers to entry. Gather data and analyze the contractor fitness determination process for vetting Treasury contractors and implement actions to improve the timeliness of processing. For instance, the IRS has issued a physical security contract to help alleviate additional onboarding constraints impacting mission needs across the agency. Continue participation in conferences and initiatives focusing on minority groups and underrepresented businesses to discuss issues such as access to capital, how to respond to Requests for Information (RFIs) / Requests for Proposal (RFPs), access to procurement opportunities, and language barriers. In addition to providing information, Treasury is offering training on topics such as how to respond to RFIs / RFPs and how to do business with the federal government.
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The cost of transitioning to wind and solar energy can be cost prohibitive for many lower - income families and communities that might otherwise benefit from access to those energy sources. Private sector clean energy investments in local and regional areas may not benefit local residents, particularly workers in underemployed populations and underserved communities that need access to well - paying jobs, including green energy jobs.
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Increase access and education to IRA resources through ongoing stakeholder engagement and partnership building. Provide credits to minimize costs associated with renewable energy: Implement the Low - Income Communities Bonus Credit Program as one of the provisions in the IRA directly intended to increase the adoption of and access to renewable energy facilities in low - income and other communities harmed by pollution. Implement novel provisions in the IRA like " " Elective Pay " " which significantly expands the reach of the IRA's credits by allowing many states, local, Tribal, tax - exempt, and other specified entities to invest, claim, and monetize credits directly. This will significantly expand the range of actors undertaking clean energy investments, as well as the range of projects and communities receiving associated benefits through the tax code. Explore options to address the Federal tax status of Tribally chartered corporations, which has been pending for thirty years and impacts Tribal access to clean energy tax credits. Increase access to well - paying, green energy jobs: Implement prevailing wage and apprenticeship provisions for key tax credits. Implement the energy community bonus to increase credit amounts for eligible investments, which will drive investment in coal communities, historical energy communities, and communities that have borne the brunt of pollution.
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Number of deliverables completed timely for guidance issued on Prevailing Wage and Apprenticeships, Low - Income Communities Bonus Credit Program, Energy Community Bonus, and Elective PayEnergy Community Bonus, and Energy Community Bonus, and Energy Community Bonus, and Energy Community Bonus, and Energy Community Bonus, and Energy Community Bonus, and Energy Community Bonus Number of online processes completed timely for Low - income Communities Bonus Credit Program Allocations (or allocation awards depending on timing), and Elective Pay and Transferability
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Structural Equity
Organized and led Treasury / White House stakeholder webinars that reached over 5,000 participants, in addition to holding a Treasury Tribal Consultation on Elective Pay and a briefing for State and Local Recovery Program Office stakeholders Provided educational briefings at state and local annual summer conferences, such as the National Governor's Association and the National Association of Counties Participated in Bloomberg Philanthropies webinar for mayors and senior staff Participated in Rewiring America Elective Pay briefing with National League of Cities and NYU Tax Law Center with participants from Climate Mayors, the Urban Sustainability Directors Network, C40 Cities, and others Organized Treasury - led train - the - trainer webinar for our interagency partners Provided support for U.S. Department of Agriculture, Environmental Protection Agency, and other Administration - led conversations and briefings about Elective Pay, including presenting at a Department of Commerce non - profit summit Participation at the U.S. Black Chamber of Commerce Convention Briefing Communities First Infrastructure Alliance, a group focused on centering communities for racial and climate justice
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COVID - 19 disproportionately impacted women, individuals of color, and communities of color in terms of their economic resilience, risk of foreclosure and housing stability, and access to capital. Individuals and communities of color, rural areas, and counties with persistent poverty have historically lacked investment in programs such as broadband access, necessary to jumpstart economic development and growth. This lack of access leads to higher costs among certain communities, and challenges in aspects of daily living, such as remote work, education, and telehealth.
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Economic effects from the pandemic led to a 400 percent increase in the number of housing loans that were seriously delinquent, and threatened to undo increases in homeownership among women, Black, and Hispanic households over the decade prior. Treasury used data from public comment processes, stakeholder engagement sessions, beneficiary roundtables, process evaluations, and conferences to design Homeowner Assistance Fund programs. For instance, by incorporating feedback on how the states took on policy issues such as housing counseling, legal services, etc., the states can learn what programs were most effective. By studying the ways to most effectively reach homeowners, the program encouraged outreach resources to be used for more effective methods that aimed to increase uptake by underserved homeowners. Research on past economic downturns found that state and local government budget cuts were a drag on the overall economy during the Great Recession and that
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Procedural Equity
Approve additional state plans for the CPF, which is providing high - speed reliable broadband to communities currently lacking high - speed internet access, digital connectivity projects, and multi - purpose community facility projects; this will help to address the lack of high speed internet for the millions of households, small businesses, and communities with unreliable internet access. CPF also requires each sate to participate in the Federal Communication Commission's Affordable Connectivity Program, which provide discounts of up to $ 30 per month (or up to $ 75 per eligible household on Tribal lands) for internet access. Assist state governments in targeting their Homeowner Assistance Funds for eligible homeowners, in particular meeting the needs of low - income homeowners. Taken together with program features that permit payments for a wide range of expenses (including utilities and homeowners association fees), allow for a variety of supports for homeowners (legal services and housing counseling), and encourage culturally competent outreach strategies, this focus on assisting the most in - need homeowners makes addressing barriers to equitable access a key consideration in the program's implementation. Deploy any remaining unobligated SLFRF funds in ways that are aligned with Treasury's Equity and Outcomes Resource Guide to allow for greater investment in underserved communities who were disproportionately impacted by the pandemic. Reach the most vulnerable renters via the ERA program, including people of color, women, and families with children. The Department has developed an OCA Learning Agenda, which outlines the important equity - focused evaluation questions the Department is interested in pursuing to understand the impact of economic recovery programs and learn lessons for future similar efforts. Evaluation priorities include understanding the impact of recovery funds on low - income Americans, the long - term impact on housing stability for tenants and homeowners, and how the CPF is closing gaps in broadband access.
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Increase in percentage of low - income and / or socially disadvantaged homeowners receiving assistance to prevent foreclosure Number of governments using SLFRF funding to support affordable housing, which the Administration has identified as a core priority that promotes equity Number of ERA payments to households (output) and percent of eviction filings since moratorium expiration compared to historical averages (outcome)
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Strategy # 1: Repair economic damage of COVID - 19 and ensure all communities have access to the high - quality modern infrastructure needed to access critical services
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Treasury will continue hosting and participating in roundtables, conferences, and stakeholder meetings with underserved communities about the ways the Department has provided access to capital. Some recent examples of these types of events include:
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disability. For those unable to access the financial products and services they need, managing day - to - day finances can be difficult and expensive.
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Strategy # 5: Increase procurement with underrepresented businesses.
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Promoting economic growth and prosperity that benefits all Americans is a core goal of the Department of the Treasury (Treasury). During my tenure as Treasury Secretary, Treasury has taken significant steps to build a fairer economy, recognizing that advancing equity for underserved people and places benefits our entire country. This Equity Action Plan reflects Treasury's ongoing efforts to drive one of the most equitable recoveries on record and highlights implementation of new resources and policies to reinforce and build upon the progress already made.
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When President Biden took office in January 2021, the COVID - 19 pandemic was causing immense economic hardship in communities across the country, particularly for women, rural communities, and communities of color. On March 11, 2021, the President signed the American Rescue Plan (ARP) Act of 2021 (H.R. 1319) into law to help communities recover and put our economy back on the path to stable growth. The ARP tasked the Treasury Department with implementing major initiatives, such as the Child Tax Credit, Emergency Rental Assistance (ERA) program, State and Local Fiscal Recovery Funds (SLFRF), Capital Projects Fund (CPF), and Homeowner Assistance Fund. These initiatives have delivered much needed resources to vulnerable families and historically marginalized communities, including those in rural areas, Tribal communities, communities of color, and children living in poverty.
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Treasury has hosted multiple roundtables with community - based organizations, Tribal representatives, small businesses, housing developers, and environmental justice advocates, among other stakeholders to inform the Low - Income Communities Bonus Credit Program and IRA implementation to understand access to capital issues and the need for technical assistance to support mission - driven stakeholders who can participate in the clean energy economy.
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Treasury has also worked to expand capital access for small businesses and community infrastructure such as housing, childcare centers, and health clinics, which drives improvements in household well - being, economic mobility, and equitable access to the workforce. The State Small Business Credit Initiative (SSBCI), reauthorized and expanded by the ARP, reserves $ 2.5 billion specifically for funding and incentives to support underserved businesses and jurisdictions that successfully reach those businesses, representing a key part of the Administration's strategy to strengthen small businesses. Through the Emergency Capital
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These are meaningful milestones that demonstrate Treasury's commitment to bolstering economic opportunity across the country. Our economic recovery from the pandemic was just the beginning of this work. Treasury is now deeply engaged in efforts to foster inclusive, equitable growth through government investments that unleash the economic potential of historically marginalized and under - resourced people and places. For instance, Treasury is delivering on President Biden's goal of closing the digital divide. In the rural South and dense urban areas alike, Black Americans are about twice as likely as their white counterparts to lack high - speed internet access. Treasury has awarded over $ 8 billion for broadband projects to connect millions of Americans across the country to high - speed internet. As another example, as of September 2023, Treasury has approved 54 out of 56 state and territory applications for SSBCI, representing plans totaling over $ 8 billion to support the boom in small business creation.
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Treasury is also taking concerted steps to ensure that the economic opportunities created by the Inflation Reduction Act (IRA) and the transition to the clean energy economy are shared by all Americans, including communities of color, rural areas, and communities harmed by pollution. For example, the investment tax credit for solar and wind projects includes a substantial bonus for facilities built in low - income communities. According to outside estimates, the IRA will support new clean energy jobs, as well as incentivize the use of registered apprenticeships and the payment of prevailing wages to strengthen America's energy and economic security. And Internal Revenue Service (IRS) transformation will improve customer service, help taxpayers access credits and expenditures that enhance financial security, and promote fairer tax enforcement, all while strengthening the revenue generation that supports the essential work of government.
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There are deep commonalities in the challenges facing underserved populations and communities - including women, many rural Americans, as well as many communities of color who struggle to access economic opportunity. Taking action to serve one vulnerable community can create benefits that spill across the economy and uplift others. By investing in communities and populations that have for too long been left on the sidelines and unable to fully participate
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The Department's mission is to maintain a strong economy by promoting conditions that enable equitable and sustainable economic growth at home and abroad, combating threats to, and protecting the integrity of the financial system, and managing the U.S. government's finances and resources effectively.
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When all Americans have the tools and resources needed to fully participate in our nation's investments in manufacturing, infrastructure development, and climate transition, economic growth is more broadly shared and our entire economy benefits. The Department is working to deliver capital, tax incentives, housing and workforce support, and community investments that bolster economic opportunity for underserved families, businesses, and neighborhoods with the goal of addressing historical and persistent racial wealth gaps, gender inequity, and other barriers. The Investing in America Agenda, including the American Rescue Plan and other legislation, offers a unique opportunity to address the structural and systemic barriers in our economy that sideline the talent and undermine the productivity of Black, Hispanic, Asian American, Native Hawaiian, Pacific Islander, and Native communities, as well as others that have experienced limits on their economic opportunity such as women, the LGBTQIA + community, and rural areas. When we address these barriers, we can unlock the economic potential of communities that have been held back for far too long and build a stronger economy for everyone.
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1. Repair economic damage of COVID - 19 and ensure all communities have access to the high - quality modern infrastructure needed to access critical services. Treasury is committed to continuing the most equitable recovery in recent history.
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Cutting across each of these strategies is a commitment to enforce applicable civil rights laws to ensure Treasury's programs are accessible and serve all Americans.
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The Deputy Secretary serves as the Executive Sponsor and provides oversight of the Department's implementation of the Equity Action Plan. The Counselor for Racial Equity leads a Steering Committee consisting of Treasury's senior leaders to drive a comprehensive agenda that mitigates barriers and creates meaningful opportunities for historically marginalized groups to fully participate in and benefit from Treasury's policies and programs. In addition, the Counselor facilitates the Treasury Advisory Committee for Racial Equity (TACRE), which is made up of leaders in the financial services industry. Their mission is to provide advice and recommendations toward advancing racial equity and addressing acute disparities for communities of color who have been historically underserved, marginalized, and adversely impacted by persistent poverty. This work is further bolstered by the Office of Diversity, Equity, Inclusion, and Accessibility (ODEIA), which drives the Department's DEIA policy, workforce, procurement, and civil rights enforcement efforts.
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Finally, Treasury's FY 2022 - 2026 Strategic Plan includes specific goals and objectives for advancing equity across mission areas and in Treasury's operations. By elevating equity in the Strategic Plan, Treasury is emphasizing the organizational importance of this work and holding itself accountable through the regular Strategic Plan progress reporting process, including quarterly and annual organizational performance review sessions with its major operating units.
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2022 Equity Action Plan Update (pursuant to EO 13985): Since the first Equity Action Plan launched in April 2022, Treasury has made significant progress toward fostering an equitable recovery from the pandemic; ensuring the flow of mission - driven capital to those who need it most; improving the tax system to make it easier for all Americans to receive the benefits for which they are eligible; reforming debt collection practices to reduce burdens on underserved communities; and expanding opportunity for small businesses through procurement and contracting. For instance, Treasury's Office of Procurement created an Equity Heat Map to identify upcoming opportunities more easily for small, socioeconomically disadvantaged, or underserved businesses to compete for contracts. Treasury researchers developed a method for imputing race and ethnicity data in tax data, which has enabled multiple ongoing and completed studies, including one on audit disparities between Black and non - Black taxpayers and one on the distribution of tax expenditures by race and ethnicity. In addition, a collaborative effort among Treasury, the IRS, and the Census Bureau allowed for evaluation of the demographics of the recipients of the first round of Economic Impact Payments in 2020.
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Treasury's Office of Capital Access (OCA), formerly known as the Office of Recovery Programs, continues to implement economic recovery programs with a focus on equitable recovery. As detailed in the White House report on Advancing Equity Through The American Rescue Plan, OCA incorporated numerous equity features into its design of recovery programs. These innovative and equity focused features include streamlining application processes for tenants as part of the ERA program and permitting a wider array of services in disproportionally impacted communities as part of the SLFRF, among other areas. To measure impact and identify opportunities for continuous improvement OCA has conducted extensive research with the General Services Administration's Office of Evaluation Sciences (OES) focused on the efficiency, effectiveness, and equity of its programs. This includes studies evaluating the experience of low - capacity governments with SLFRF reporting and effective ways of communicating to recipients, as well as examining the result of these engagement efforts through studies such as Equity in the Distribution of the Emergency Rental Assistance Program.
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has also been issuing awards for formula technical assistance grants to jurisdictions that participate in the SSBCI Capital Program, which will be used to provide legal, accounting, and financial advisory services to underserved and very small businesses. As of August 2023, $ 57 million had been approved for 12 states under the SSBCI Technical Assistance Grant Program. In addition, $ 125 million was transferred to the Minority Business Development Agency for the Capital Readiness Program, which builds a nationwide network of 43 technical assistance providers to support underserved entrepreneurs in launching or scaling businesses and accessing SSBCI and other government capital programs for small businesses. In October 2023, Treasury announced the availability of an additional $ 75 million in competitive grant funding through the Investing in America Small Business Opportunity Program, available to SSBCI jurisdictions with a more specific focus on reaching very small and underserved businesses aligned with federal legislation such as infrastructure, manufacturing, and clean energy. Of the nearly $ 10 billion program, $ 2.5 billion in Capital Program funds is reserved to support underserved businesses and incentivize jurisdictions to reach underserved businesses. SSBCI investments are a key part of the Administration's efforts to fuel the small business boom by providing small businesses and entrepreneurs the resources they need to succeed.
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Working with key collaborators is an essential component of a successful equity action plan. This means identifying ways to cross - pollinate the exchange of knowledge, data, ideas, and best practices across agencies to break down silos that inhibit swift and measurable success. We recognize that working in partnership with collaborating agencies is a key driver that will enable us to successfully attain our goals. For example, the Interagency Community Investment Committee (ICIC) is a collaboration between the Department of Agriculture, Department of Commerce, Department of Housing and Urban Development, Department of Treasury, Department of Transportation, the Small Business Administration, Department of Energy, and the Environmental Protection Agency to strengthen capital delivery systems for communities and support the flow of community development capital and resources to underserved communities. The ICIC partners work with corporate and philanthropic organizations to align resources in a way that will magnify the impact of public investments.
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Strategy # 1: Repair economic damage of COVID - 19 and ensure all communities have access to the high - quality modern infrastructure needed to access critical services.
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Housing Justice and Community Investment: Invest in communities and populations where Federal policies have historically impeded equal opportunity - both rural and urban - in ways that mitigate economic displacement, expand access to capital, preserve housing and neighborhood affordability, root out discrimination in the housing market, and build community wealth.
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At least 40 % of new partners registered in the Partner Directory have also taken the Pre - Engagement Assessment on WorkwithUSAID. USAID believes the more prospective partners who take the assessment, the more will understand their eligibility and take time to build their organizational capacity to be able to compete for Agency funding. Measure on a quarterly basis based on feedback from post - transactional survey respondents on: The rate of the Pre - Engagement Assessment helping participants better understand their organization's readiness to partner with USAID. The rate of users who have noted that resources on WorkwithUSAID have
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Utilize the annual Partner Experience Survey for insights from partners who have and have not received an award from USAID to evaluate the following metrics via specific questions asked that directly correlate to each one: The degree to which partners understand how to apply for USAID funding. The degree of satisfaction of an entity's partnering experience with USAID. The degree of satisfaction for USAID's partnering processes being more streamlined (made simpler, more efficient, or more effective). Translate WorkwithUSAID.g gov into Arabic, Spanish, and French by the end of 2024. Launch the pilot of an automated portal for the unsolicited proposal / application process by the end of 2024. Overall trend of partnerships with small and local partners.
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Civil Rights: Protect the civil and constitutional rights of all persons, including the right to vote, language access, and prohibitions on discrimination on the bases of race, sex, disability, etc. Promote equity in science to root out bias in the design and use of new technologies, such as artificial intelligence. Economic Justice: Build a strong, fair, and inclusive workforce and economy. Ensure equitable procurement practices, including through small disadvantaged businesses contracting and the Buy Indian Act (25 U.S.C. 47). Build prosperity in rural communities. Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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Conduct a soft launch of a SEE - AM insert timing that allows program participants to notify USAID of adverse social, economic, or environmental impacts caused by USAID - funded activities. USAID will select at least two Missions from two Regions and finish the draft standard operating procedures based on internal and external consultations. USAID will use the soft launch period to test the efficacy of the draft standard operating procedures and a draft operational policy before finalizing them in advance of a formal launch scheduled for summer 2024. Advance efforts to implement new award terms through the rulemaking process requiring implementing partners to prevent, report on, and address harms against program participants to USAID (e.g., sexual exploitation and abuse, child abuse and neglect; trafficking in persons; social harms, including discrimination, economic, and environmental harms). Continue to train staff and implementing partners in the United States and across all Missions on USAID nondiscrimination provisions. Develop and disseminate the " " Know Your Protections " " document to strategically communicate existing protections to program participants. Revise USAID's operational policy to include a new Social Impact Risk Initial Screening which will assist in identifying where new activity designs could benefit from additional assessments to better understand their social impact and mitigate risks. Strengthen award requirements on nondiscrimination protections for employees of implementing partners (subject to applicable U.S. law) through the rulemaking process. Strengthen technical coordination across relevant portfolios to enable USAID to put in place risk mitigation measures and improve collection of grievances across all complaint types filed by program participants. Sufficiently staff and fund the Agency's External Civil Rights Program to ensure full compliance with requirements of Title VI of the Civil Rights Act of 1964.
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The workforce and implementing partners at all Missions are trained on USAID's " " Nondiscrimination for Beneficiaries ¹ Policy " " (Target: 100 % of agency workforce have received training) The release and widespread dissemination of the " " Know Your Protections " " document (Target: 100 % of USAID Missions and Bureaus have received the document).
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Increase in early risk identification and mitigation in new activities. Increase in the number of cases received that are successfully resolved through the SEE - AM and USAID uses its learnings from the SEE - AM to improve programs and inform our approach to ' do no harm. ' Increased awareness of the ' Know Your Protections document ' through robust communication strategies and rollout, as well as translating the document into 20 languages to reach all USAID Missions, partners, and program participants. Establish new award requirements on nondiscrimination protections for employees of implementing partners established (subject to applicable U.S. law). Percentage of discrimination complaints processed and resolved efficiently by the External Civil Rights Program in accordance with federal regulations and Department of Justice guidelines.
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The External Civil Rights Program's public - facing website will launch in FY 2024 with information on USAID's nondiscrimination policies and contact information for program participants to file complaints or receive additional information on their rights. The External Civil Rights Program and The Bureau for Inclusive Growth will offer and provide training on Nondiscrimination to Implementing Partners. The SEE - AM will launch a public - facing website with information on how to submit a complaint and how the complaint management process works.
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Adapt A & A training, tools, and resources and enhance messaging that reminds staff to refrain from adding burdensome requirements that exceed the minimum required by regulation. For example, USAID recently issued reminders to staff to limit requests for partner reporting under assistance to what is strictly required under 2 CFR. Strengthen and encourage A & A workforce communication with prospective partners by providing updated guidance on the type of communication that is possible with all firms and organizations. Reduce barriers that discourage local partners from working with USAID. For example, (1) expand USAID Mission efforts to translate assistance solicitations into local languages (as a courtesy, with English versions controlling) and accepting local language concept notes and translating final applications; and (2) increase co - design implementing mechanisms that strengthen organizational capacity for new and local organizations; Explore reducing regulatory barriers to improve access to procurement opportunities and create a broader pool of potential partners. Continue progress to integrate small businesses, including SDBs, more widely into agency policies for planning and programming (ADS 200 series). Offer established training for Agency planners on how to conduct meaningful market research to identify qualified SDBs on a recurring basis. Continue Agency outreach and engagement with
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Overall trend of percentage of direct funding to local prime partners. Increase in the percentage of prime and subcontract awards made to SDBs, targets are negotiated annually with the Small Business Administration. Overall trend of percentage of obligations to new and underutilized partners via direct awards.
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Continue reducing barriers to the USAID partnership process through the WorkwithUSAID platform; Enhance nondiscrimination protections for our program participants and partners in foreign assistance programs overseas; Grow our partnerships with US based and / or U.S. - owned small and disadvantaged businesses and Minority - Serving Institutions; Meaningfully integrate inclusive development principles, with an emphasis on effectively serving women and girls and other historically marginalized populations, across all our work; and Strengthen USAID's support for underserved communities in policy, programming, and learning.
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Increased satisfaction scores in the annual Partner Experience Survey from partners who have and have not received an award from USAID on the Agency's streamlined procurement processes. Improved scoring on the USAID Small Business Procurement Scorecard on overall small business inclusion and participation in contracting.
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Economic Justice: Build a strong, fair, and inclusive workforce and economy. Ensure equitable procurement practices, including through small disadvantaged businesses contracting and the Buy Indian Act (25 U.S.C. 47). Build prosperity in rural communities. Civil Rights: Protect the civil and constitutional rights of all persons, including the right to vote, language access, and prohibitions on discrimination on the basis of race, sex, disability, etc. Promote equity in science to root out bias in the design and use of new technologies, such as artificial intelligence. Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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Hire additional staff and manage, fund, and expand at least two new support mechanisms to assist Missions and OUs to effectively advance gender equality and inclusive development objectives through informed, evidence - based programming. Increase Gender Advisor LOE, inline with ADS 205 requirements and encourage use of Standard Position Descriptions. Launch a new flagship mechanism including the Gender Leadership, Equity, and Advancement for Development (LEAD), to provide support to Missions and Bureaus on gender integration across the program cycle including gender analysis technical assistance and sector - specific technical assistance. Expand USAID's ability to use internal resources to support direct technical assistance to missions. Roll out new tools to support OUs in integrating gender equality into programming including USAID's first - ever gender equality marker and activity - level gender analysis toolkit.
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Increase the number of new permanent staff hired and onboarded in USAID / Washington to advance inclusive development and gender equality. Increase the number of positions identified / created / filled at USAID Missions devoted to advancing inclusive development and gender equality, including both FSOs and FSNs. Increase the number of Inclusive Development Advisors at USAID Missions. Implement at least two new program support mechanisms operating to advance gender equality and inclusion of marginalized groups in USAID programming. All USAID staff have completed the mandatory Gender 101 online course within one year of the release of USAID's 2023 Gender Equality and Women's Empowerment Policy, and new hires within a year of their start date. All gender advisors have completed two additional gender equality trainings beyond Gender 101.
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Develop new technical guidance on how to advance racial and ethnic equity among underserved communities in the policy and the program cycle. Scale up implementation of Inclusive Development Assessments (IDAs). An IDA is an assessment tool that guides in - country interviews and research to help identify in a particular country those populations that are marginalized and excluded from access to public services such as health, education, transportation, and or economic opportunities. Through the IDA we are able to analyze the country's social, economic, political, and cultural factors that lead to marginalization, determine access to assets, resources, opportunities, and services. IDA concludes with a summary of the context and provides specific recommendations for USAID to increase inclusion of marginalized groups in their development programmes and policies. Analyze up to 10 Performance Plan and Report (PPR) Key Issue Narratives and identify new opportunities for advancing racial and ethnic equity and support for underserved communities in programming. Establish targets for increased budgetary attributions during the Operational Plan process against all of the following Key Issues: Racial and Ethnic Equity, Indigenous Peoples, LGBTQI +, and Disability. Develop and expand training and technical assistance to build staff capacity to advance racial and ethnic equity and other knowledge gaps. In collaboration with FSC Indigenous Foundation (FSCIF), Alianza Mesoamericana de Pueblos Bosques (AMPB) and Asociación de Mujeres Artesanas de Ipeti Embera (AMARIE) USAID will complete a pilot intervention that promotes cultural rights, preservation of Indigenous language, and the development of ancestral knowledge as part of the intangible cultural heritage of the Indigenous Peoples. Strengthen USAID's ability to incorporate local and Indigenous knowledge, particularly from racial and ethnic underserved communities, into evidence collection and use. A new four - year, $ 5.1 million Local Evaluation and Evidence Support mechanism will provide technical and advisory services to strengthen the organizational and evaluation capacity of local evaluation and research organizations, starting with selected countries in Africa. Through this process, local and indigenous knowledge will be incorporated into evaluations. Provide technical assistance and co - funding to establish seven Indigenous Peoples Advisors at Missions.
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Develop Technical Guide to support the Agency to more effectively target racial and ethnic equity in policy, programming and learning released Conduct Inclusive development assessments (IDAs) to inform strategy and activity design in 20 Missions and OUs Disseminate FY2022 and FY2023 PPR Key Issue on Racial Equity findings within USAID and State Department. Launch Three new online training modules to increase the knowledge and skills of USAID staff in conducting social inclusion assessments, designing development efforts, and incorporating best practices into internal operations. Promote Cultural rights and application of ancestral knowledge through a pilot intervention in Panama with FSC Indigenous Foundation. Establish Seven Indigenous Peoples Advisors at USAID / Missions. Launch Local evaluation and evidence support project. This project will strengthen the capacity of local evidence institutions globally, beginning in the Africa region, increasing their ability to perform rigorous evaluations and other evidence activities. In addition to increasing the use of local knowledge in evaluation and research, this project will further USAID's goal of reducing barriers for new, nontraditional and local partners. Develop guidance for strengthening local evaluation capacity to ensure inclusive representation, including marginalized and underrepresented groups, on evaluation teams.
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a) 2022 Equity Action Plan Update (pursuant to EO 13985) Since the launch of WorkwithUSAID.gov in November 2021, USAID has approved more than 4,700 partner profiles in the platform's Partner Directory, and of those partners, more than 1,600 have completed the pre - engagement assessment. By registering in the Partner Directory and taking the Pre - Engagement Assessment, potential partners are able to increase the visibility of their work, connect with others in the development community, and assess whether or not they are ready to respond to a USAID solicitation. The team has translated the top 20 resources on the platform into French, Spanish, and Arabic for use in host countries where USAID works. These resources are helping to bridge the gap for local entities that are not fluent in English as USAID continues to develop additional documentation in foreign languages. USAID's Inclusive Development e - learning module is now mandatory for all of the workforce. As of June 2023, 86 percent (11,200 out of approximately 13,000) of USAID's workforce have received the training on Inclusive Development. USAID held three external and three internal consultations with stakeholders, delivered two informational webinars for USAID staff, held consultations with program participants across USAID Missions and briefed all Bureaus and Independent Offices (B / IOs) on the development of the ' Know Your Protections ' (KYP) document (formerly known as the ' Beneficiaries Bill of Rights ' - BBoR). This document aims to summarize and highlight existing protections for USAID program participants, making them accessible and easily understandable. The document has been revised and is currently undergoing clearance at the agency. USAID developed the Social, Economic, and Environmental Accountability Mechanism (SEE - AM), which advances program participant protections. The mechanism provides a channel for program participants and affected communities to inform the Agency of harm experienced in relation to USAID's programs and projects overseas. USAID secured program funds for and onboarded a full - time Accountability Mechanism Official to manage SEE - AM design and implementation, and coordination of complaints processing. USAID launched the updated Acquisition and Assistance (A & A) Strategy and Implementation Plan in FY 2023, incorporating DEIA principles, such as: USAID simplified and reduced its onerous pre - award risk survey for local organizations seeking USAID funding. Agency lowered the barrier to entry by promoting more opportunities where applicants submit an initial concept paper (about five pages) before they are invited to submit a full application (typically 30 pages or more). This makes the initial step less costly for applicants. Issued a Renewal Award Guide and Template to train A & A staff to use a mechanism that leverages practices from collaborating, learning and adapting, and responds to adjustments in dynamic operating environments. The Senior Procurement Executive (SPE) sent a notice to remind prime contractors about the requirement of reporting data against their small business subcontracting plan and to improve the accuracy of data they submit.
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The Agency identified and created a cadre of training, tools, and resources to streamline proposal and evaluation processes. M Bureau provides staff a platform to share innovative practices and systems to streamline procurement processes through the A & A Innovation Community of Practice. USAID updated its Youth Policy and released the new Gender Equality and Women's Empowerment Policy in March 2023. USAID released its new LGBTQI + Inclusive Development Policy in August 2023 and Strategic Religious Engagement Policy in September 2023. These policies reiterate the importance of and clarify approaches to inclusion and equity in USAID's programs, for USAID staff and stakeholders. USAID recently announced the launch of the Racial and Ethnic Equity Initiative, and teams are conducting assessments and collecting data from USAID Missions overseas to build a knowledge base of operational practices and best practices that have successfully advanced social inclusion and racial equity in foreign assistance programming. Exposure to these best practices and technical guidance will encourage the adoption of quality equity programs on a broader scale. USAID Missions and Bureaus are now required to report on a new key issue narrative in their annual reports capturing racial and ethnic equity. They also must annually report on the percentage of completed evaluations with at least one local expert on the evaluation team. USAID released the Agency's highest level policy document, the Policy Framework, in March 2023. The Policy Framework emphasizes a commitment to embed DEIA principles across our programs, people, processes, policies, and practices so that development gains are more locally - led and benefit people of all backgrounds and identities. b) Environmental Justice Scorecard (pursuant to section 223 of EO 14008) USAID is not required to complete the Environmental Justice Scorecard. USAID promotes environmental equity and monitors progress through the Global Action for Climate Equity. c) Additional Efforts to Advance Equity Fourteen country - level Inclusive Development Assessments (IDAs), which aim to map the context and needs of marginalized groups through an intersectional lens to improve equity in programming, have been performed across the Agency. The ID Hub's Inclusive Development Activity for Mission Support (IDAMS) has begun work on three additional IDAs and is poised to to scale up these activities in FY 2024. The Office of Civil Rights established the External Civil Rights Division covering Title VI and other relevant civil rights authorities to ensure USAID complies with Title VI requirements under the Civil Rights Act of 1964. The Division receives and addresses complaints of discrimination in programs and activities receiving federal financial assistance The External Civil Rights Division's internal website launched in June 2023, which educates USAID staff on the Title VI legal requirements and statutes and how they apply to USAID programs and partners. In addition to the significant progress made in awarding more funds directly to local entities - which, in FY2022 reached the highest level ($ 1.6 billion) and percent (10.2 percent) in over a decade - USAID has developed a new method to track the extent to which the Agency's programming is locally led. Through a series of consultations, USAID
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Economic Justice: Ensure equitable procurement practices, including through small disadvantaged businesses contracting. Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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Knowing where and how to start the USAID partnership process Locating USAID - specific funding opportunities Responding to solicitations with complex application processes Registering in the System for Award Management (SAM.gov) Connecting with current USAID prime partners for sub - opportunities Navigating USAID's processes in English
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Regular website demonstrations for prospective and current USAID partners, as well as Agency staff, including partnering with USAID staff to present in local languages, to ensure all relevant stakeholders are aware of its resources and features. These webinars have been lauded by the community for helping prospective partners better understand how to navigate the Agency's complex partnership process. Monthly newsletter (current distribution list has more than 129,000 people) highlighting tips for partners as well as new enhancements on the Work with USAID website. This piece of distribution organizes all of the latest website features, upcoming events, and resource blogs for potential partners, into one place to make it more user friendly.
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and Grants.gov into one place on WorkwithUSAID. With information posted on Grants.gov, SAM.go and other locations, identifying appropriate funding opportunities has been noted highly as a barrier for new entrants as the platforms are not user - friendly and difficult to navigate. They have an overwhelming amount of opportunities listed from other USG Agencies for awards, Justifications and Approvals, Personal Services Contractor job postings, and more, mixed in with USAID funding announcements. This feed will make it much easier for prospective partners to find relevant opportunities. Translate the top 20 resources on WorkwithUSAID into French, Arabic, and Spanish for users. Provide courtesy copies of solicitations in French, Arabic, and Spanish, and support the translation of organizations ' final applications into English. Transition website from WorkwithUSAID.org to WorkwithUSAID.gov to foster more credibility as well as longevity and sustainability of the platform under direct US government maintenance and control. Working with USAID's CIO for assessment documentation and re - build on USAID's network.
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Develop a Partnerships Pathway Tool to help new and prospective partners better understand which funding path may be most appropriate for their entity. Analyze quiz results to determine if new partners have a full insight on USAID's opportunities. Automate and streamline partnering processes such as the unsolicited proposal / application process, making it easier to submit ideas to the Agency. Measure the number of new applications fully submitted. Fully automating USAID's unsolicited proposal / application process will be successful once there is a seamless system in place for prospective partners to submit proposals / applications and USAID staff to manage responses. This will provide greater transparency to our partners with quicker response times as the current process is email - based and not uniform across the Agency. Translate the entire WorkwithUSAID platform into French, Spanish, and Arabic - allowing for greater access and understanding of USAID's partnership opportunities and processes by local entities. By reducing the language barrier, USAID will be able to expand its outreach to new, local organizations. Success will be achieved when foreign speakers are able to better prepare to respond to USAID solicitations and opportunities as a result of this improvement.
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Current USAID policy regarding nondiscrimination protections for employees of contractors or recipients contains only hortatory (" " strongly encourages " ") language and does not create any mandatory requirements for our implementing partners. There are multiple civil rights statutes and USAID - specific regulations, however, which do require recipients subject to U.S. law to not discriminate against program participants on the bases of race, color, national origin, religion, sex, and disability status. Approximately 70 % of USAID - funded recipients are US - based, and therefore required to comply with federal civil rights statutes and regulations. For the remaining 30 % of recipients and partners, however, USAID's nondiscrimination policies do not create mandatory requirements. USAID's " " Know Your Protections " " document, when established, will inform all employees, contractors, grant recipients and program participants of the Agency's inondiscrimination policies of any foreign aid constituent or program participant.
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USAID does not currently have a mandatory social impact assessment tool to facilitate mitigation of potential harms to program participants, nor a centralized, accessible mechanism to receive and investigate grievances or explore providing protection and redress to program participants (or their authorized representatives) who have experienced social, economic or environmental, harm they believe was caused by a USAID project or activity, or who think they could potentially experience such harm.
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USAID is in the process of establishing the ' Know Your Protections " " document, the Social, Economic and Environmental Accountability Mechanism and a Social Impact Assessment mechanism. Since these programs are still being developed, there is no data or evidence to report at this time beyond the legal mandates to establish these initiatives. Once established and operational, USAID will gather and analyze relevant data to further equity objectives. The legal mandates include Federal civil rights statutes and regulations [ specifically, 22 CFR 209 (USAID's nondiscrimination regulation requiring establishment of the External Civil Rights Division and its complaint investigation and reconciliation processes), EO 13985 (Advancing Racial Equity and Support for Underserved Communities Through the Federal Government), and EO 12250 (Leadership and Coordination of Nondiscrimination Laws managed by DOJ) ].
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Pursuant to the Joint Explanatory Statement accompanying Division K of Public Law 116 - 260, and the 2021 Department of State Foreign Operations, and Related Programs Appropriations Act, USAID is required to establish a Social, Economic, and Environmental Accountability Mechanism (SEE - AM) which advances program participant protections.
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Economic Justice: Build a strong, fair, and inclusive workforce and economy. Ensure equitable procurement practices, including through small disadvantaged businesses contracting and the Buy Indian Act (25 U.S.C. 47). Build prosperity in rural communities.
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While WorkWithUSAID, described in Strategy One, lowers certain barriers to the USAID partnership process by providing a user - friendly entry point for pursuing USAID funding,
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multiple approaches are necessary to tackle a wider range of burdens that constrain the ability of many partners to work with USAID. Some of USAID's acquisition and assistance processes are cost - prohibitive and onerous, especially for organizations with limited operational capacity. These include small, new, and local non - profit and commercial organizations / firms. In the course of conducting focus group consultations with external stakeholders, a crucial insight emerged: numerous organizations including many servicing historically marginalized communities are grappling with constrained operating budgets. This financial limitation significantly hampers their ability to effectively engage with arduous and prolonged solicitations and funding opportunities. Many of these organizations are staffed by smaller teams, which poses a challenge when responding to these opportunities. This predicament persists even once they secure an award, as the ensuing administrative and reporting requirements can prove overwhelming for some contending with limited operational capacity.
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These formidable barriers have dissuaded several small, local and / or historically underrepresented organizations, two key categories of which are discussed below, from actively pursuing acquisition and assistance opportunities with USAID. Addressing these barriers is crucial to foster inclusivity and to ensure equitable access to these opportunities for all eligible entities. It will also allow the Agency to make way for a more diverse partner landscape, further enriching the impact of USAID's initiatives.
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US Small Businesses: To enhance the consideration given to small business concerns within the Agency's policy framework, it is crucial to also recognize the distinct challenges Small Disadvantaged Businesses (SDBs) face in the federal contracting process. Navigating the proposal process can be time - consuming and may deter SBDs from pursuing contract opportunities when the opportunities seem to be targeted to larger organizations. Additionally, some SDBs might face challenges in accessing networks and expertise needed to comprehensively navigate federal regulations, policies, and compliance standards. As such, SDBs have been historically underrepresented in USAID contracting.
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Local organizations: Local organizations, based in the countries and regions where USAID works, 9share many of the same barriers SDBs encounter and face additional barriers, as well, including a lack of familiarity with U.S. regulations and accounting standards, including challenges navigating English language systems and guidance along with requirements for documents to be submitted in English. USAID has made progress expanding direct funding to local partners; in FY 2022, over 10 percent of the Agency's acquisitions and assistance funding was channeled directly through local partners, the highest percentage in at least a decade, up from 7 percent in FY 2021 and an average of 5 percent between FY 2012 through FY 2020. But with an Agency wide target of 25 percent direct local funding, expanded efforts to tackle barriers to partnership are required. To underpin future progress toward the Agency's local partnership goals, USAID is taking a number of actions to achieve greater equity which are detailed below. The Agency is also integrating localization into its guidance, training, and resources to ensure staff have the information and skills necessary to operationalize locally led development throughout all stages of the Agency's acquisition and assistance processes and the Program Cycle. To motivate the adoption of approaches that reduce barriers to local organizations, USAID adopted an Agency - wide target to channel 25 percent of USAID funding to local organizations. Centroamerica Local, which comes with a congressional directive to allocate
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As part of the agency's equity 2021 assessment in response to Executive Order 13985, qualitative and quantitative data was collected from internal and external stakeholders, agency policies, and Agency reports. Further, the first annual USAID Partnering Experience Survey was released in 2022 with the aim to better understand the challenges encountered by partners seeking to work with the agency. Insights from the agency's 2021 assessment, combined with feedback from the 2022 partner survey, highlighted how some of the USG's excessively burdensome procurement processes create barriers for small and historically underrepresented organizations, impeding their competitive pursuit of award opportunities.
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In addition, evidence from various small business forums, trainings, and focus sessions yields that the overall SDB community lacks access, information, and opportunities to work with USAID. There is a perception that localization takes priority over SDBs. The Agency's customer service survey revealed a lack of internal training, guidance, and information on the Agency's small business program and its purpose.
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Provide greater consideration for SDBs in the procurement planning process to include greater consideration for setting aside opportunities specifically for this socio - economic group as is authorized by existing federal policy.
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Implement the Minority - Serving Institution (MSI) Partnership Initiative: The aim of the MSI Partnership Initiative is to match interested institutions with USAID Bureaus, Missions, and Independent Offices to increase MSI community members ' access to programs and initiatives in that particular Bureau or Office. Through this initiative USAID seeks to increase MSI engagement in the following ways: 1) Demonstrate commitment to inclusivity and affirmatively advancing equity, civil rights, racial justice, and equal opportunity; 2) Increase MSI knowledge of, and access to, USAID programs and initiatives; 3) Identify opportunities for students and faculty to engage in U.S. Foreign Assistance; 4) Share career and internship opportunities; 5) Increase student engagement with USAID; and 6) Support increased participation of MSIs in USAID's research initiatives. This initiative diversifies the partnership base, expanding partnerships beyond traditional actors.
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At USAID, we are guided by the core principle that every human being deserves respect, opportunity, and dignity, regardless of identity or background - and we are committed to making this principle a reality for both our global workforce and in our work with communities around the world. In service of this commitment, we are making important progress on advancing diversity, equity, inclusion, and accessibility (DEIA) within the field of international development and foreign assistance.
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To advance these priorities, USAID's Office of Small & Disadvantaged Business Utilization (OSDBU) plans to increase Agency outreach and engagement with SDB associations and resource partners to educate on how to work with USAID. OSDBU will also work with Agency planners to increase industry days targeted at specific procurement opportunities that will inform SDBs of actual business opportunities. The Agency will also co - design implementing mechanisms that provide organizational capacity strengthening for new and local organizations to enhance their readiness to work with USAID.
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Currently, only 14 countries in the world offer full equal legal rights for women. 2 At the current rate of change, it will take 131 years to reach gender parity globally, 3 and only 4 % of global bilateral aid is dedicated to gender equality as a principal objective. 4 USAID and the State Department are working to scale up aid for gender equality, by committing to double the amount of gender equality aid from the previous fiscal year, with plans to continue to scale up funding in future years.
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Since the launch of USAID's first Equity Action Plan in April 2022, we have continued to develop our WorkwithUSAID.gov platform, a hub that reduces barriers by providing a user - friendly entry point for pursuing USAID funding, demystifying bureaucratic processes, and empowering new partners with the knowledge and networks they need to work with USAID. The platform has increased our partnership engagement and expanded our outreach, attracting millions of pageviews and bringing in 4,600 profiles in our Partner Directory - 80 percent of which are new to USAID.
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2 World Bank Women, Business, and the Law 2023 Report.
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In alignment with US government policy priorities, USAID promotes a nondiscriminatory, inclusive, and integrated development approach that seeks to ensure that all people, including those who face discrimination and thus may have limited access to a country's benefits, legal protections, or social participation, are fully included and can actively participate in and benefit from development processes. While USAID Missions continue to identify opportunities to integrate gender equality and inclusive development in policy and programming, attention to these priorities are not yet fully integrated in U.S. foreign policy and development assistance - despite gender - related legislative9 and policy mandates. 10
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USAID Missions and Bureaus often lack the specific expertise and resources required to ensure programming fully incorporates gender equality and inclusive development policies and guidance. Most Missions do not have dedicated advisors for the full inclusive development portfolio, which entails having technical knowledge and expertise related to the challenges and barriers faced by numerous marginalized groups in the local context. In addition, a recent staffing survey identified gaps in the number of Gender Advisors at Missions and their level of effort dedicated to this role. Many Missions do not yet meet the new Gender Advisor level of effort requirement included in the 2023 Gender Equality and Women's Empowerment Policy; they have three years to address this gap. Some Mission Gender Advisors are focused solely on gender equality issues, some on gender equality and inclusive development issues, and some gender advisors also cover other areas such as Monitoring, Evaluation, and Learning (MEL) or serve as technical office's AOR / CORs. When additional functions like MEL are added to the Gender Advisors role, they report too broad a workload, which may limit their ability to effectively incorporate gender equality and inclusive development in programming.
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9 Women's Entrepreneurship and Economic Empowerment Act of 2018; Women, Peace, and Security Act of 2017; Evidence - based Foreign Policy Act of 2018.
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10 Executive Order 14020 (Mar 2021); U.S. National Strategy on Gender Equity and Equality (Oct 2021); USAID Gender Equality and Women's Empowerment Policy; ADS 205; U.S. Strategy on Global Women's Economic Security (Jan 2023); U.S. Strategy to Prevent and Respond to Gender - Based Violence Globally (Dec 2022); U.S. Strategy on Women, Peace, and Security (Jun 2019).
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Advisor did not have adequate level of effort to meet the updated requirements in USAID's Gender Equality and Women's Empowerment Policy. An evaluation of USAID's Gender Equality policy found that, " " Mission staff have limited capacity to integrate gender and tailored training and tools are desired, particularly related to monitoring and evaluation to measure progress toward gender equality the mandate for and demands on Regional Bureau and Mission Gender Advisors and POCs are high, yet their capacity to respond to these demands varies. " " 11 Based on these findings, building staff capacity is needed to ensure that activities integrate gender and have improved gender equality outcomes.
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We have also released a range of new and updated policies that reflect the central role DEIA plays in advancing development objectives, including our Youth Policy, Strategic Religious Engagement Policy, Gender Equality and Women's Empowerment Policy, and our first - ever LGBTQI + Inclusive Development Policy. Additionally, we launched USAID's Racial and Ethnic Equity Initiative for advancing equity and inclusion in our development programs. We continue to advance our outreach with Minority Serving Institutions to cultivate more partnerships and engagement with students and faculty to leverage their expertise in our development programs.
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Public input was obtained while designing and procuring new awards for gender equity and inclusive development. USAID sought feedback and insight for the update to its Gender Equality and Women's Empowerment Policy, including consultations and a public comment period.
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e) Strategy Five: Strengthen USAID's approaches to policy, programming, and learning to more effectively advance racial and ethnic equity and support for underserved communities in partner countries.
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Global Equality: Promote equity and human rights around the world through our foreign policy and foreign assistance.
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Over the past several years, USAID has championed equity across policy, programming, and learning through an inclusive development approach that incorporates considerations relevant to gender equality, social inclusion (e.g. inclusion of underserved populations such as LGBTQI +, persons with disabilities, Indigenous Peoples), and strategic religious engagement throughout policy and the program cycle. Despite these robust efforts, USAID must update policy, guidance, training, and the way evidence is collected to ensure USAID staff possess the tools and skills needed to effectively address inequities faced by historically marginalized racial and ethnic communities impacted by USAID programming. Intersecting identities of underserved groups (i.e. LGBTQI + person of color, or, individual with disabilities who also belongs to a religious minority) makes the importance of understanding these dynamics and social structures all the more crucial.
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Internal Program Assessments and an agency policy review identified gaps in USAID's ability to address racial and ethnic inequity due to a lack of institutionalized policies, guidance, and tools. Findings from the report indicated that local knowledge does not adequately inform USAID planning, programming, and learning. This not only reduces the participation of marginalized groups in programming opportunities, but also means that program investments may not be
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well aligned with the groups and communities most affected by USAID programs. Data collected through Key Issues Narratives (a required part of the agency's Performance Plan and Reporting process) on Disability, Racial and Ethnic Equity, LGBTQI +, and Indigenous Peoples corroborate this finding, and reveal the need for approaches that account for and address the intersection of inequities among different underrepresented groups. And while in recent years the Agency has implemented an inclusive development approach to guide programming toward more inclusive and equitable outcomes, there remains a lack of comprehensive guidance on programming to support racial and ethnic equity specifically, which may be necessary given the complex systems that have been built over centuries to marginalize racial and ethnic communities.
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As the world's leading international development agency, USAID is dedicated to saving lives; reducing poverty, hunger, and malnutrition; strengthening democratic governance; defending human rights; and building resilience. USAID envisions a world where all people are valued, have equitable access to opportunities, and are included, respected, and safe in their societies. Through our commitment to DEIA, we work to address the specific challenges faced by historically marginalized groups, and focus on who benefits from - and who may be left out of or even harmed by - our policies and programs. USAID's efforts to embed and advance equity are essential to fostering more respectful, inclusive, and safe environments across our workplaces and programming.
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USAID conducted a robust external facing equity assessment, which laid the foundation for the 2022 EAP. Building on progress made on the 2022 EAP, the AET developed 2023 Update EAP that includes five strategies: 1) Reduce barriers to the USAID Partnership process through the WorkwithUSAID platform; 2) Enhance accountability measures and nondiscrimination protections for program participants and employees of contractors and recipients 3) Reduce barriers for USAID awards, including acquisition and assistance burdens that negatively affect partners ' ability to work with USAID. 4) Advance effective and equitable U.S. foreign assistance that meaningfully integrates inclusive development and the perspectives and experiences of women and girls in all their diversity, and improve outcomes in gender equality and for marginalized populations; and 5) Strengthen USAID's approaches to policy, programming, and learning to more effectively advance racial and ethnic equity and support for underserved communities in partner countries.
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Several barriers stand in the way of advancing on these ambitious priorities. For instance, as an Agency we often lack certain expertise and dedicated resources needed to develop programs that fully incorporate gender equality and inclusive development policies and guidance. Additionally, we are still building our capacity to apply certain local and Indigenous knowledge to a range of USAID programming, particularly from historically marginalized racial and ethnic communities. The limited resources and capacity is linked to not having dedicated advisors with the full inclusive development portfolio, which includes having technical knowledge and expertise related to the challenges and barriers faced by numerous marginalized groups locally.
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Partnering with USAID can be challenging for these groups due to the reasons mentioned. U.S. Government rules, regulations, and processes can be difficult to understand and navigate. Advancing diversity, equity, inclusion, and accessibility is at the heart of USAID's work, including in how and with whom the Agency partners. Local leadership and ownership are essential for fostering sustainable results across our work. The Agency is working to lower barriers so that all qualified entities can more easily compete for USAID funding.
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The five priority action items take these barriers into account and provide a set of steps USAID will take to address them, including developing new guidance to advance equity among racial and ethnic underserved communities and implementing policy requirements to have agency Gender Advisors with the experience and expertise needed to integrate gender equality and women's empowerment across USAID programming. These barriers also highlight the importance of meaningfully engaging the public as part of USAID's commitment to advancing equity. Several offices and teams within USAID prioritizes a relationship with the public to decrease these barriers. For example, USAID's Office of Small & Disadvantaged Business Utilization (OSDBU) undertakes critical Agency outreach and engagement with small, disadvantaged business (SDB) associations and resource partners to educate on how to work with USAID. OSDBU also leads the agency's efforts to integrate the Federal Small Business Program into agency - wide policy and acquisition planning, expand agency and U.S. small business interaction through training and outreach, and partner with other federal agencies to learn and share best practices.
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Together, these strategies, priorities, and actions help USAID partners more comprehensively involve local actors in decisions and programs that impact their countries and communities; integrate equity into Agency policies, strategies, and practices; enhance the ability of non - traditional partners to pursue USAID procurement opportunities; prevent discrimination in Agency programs; and strengthen Agency capacity to advance inclusive development in our global programming. Further, to ensure the Agency adheres to these plans, the five priorities that comprise this Equity Action Plan will also serve as the basis by which USAID measures its success in a new Agency Priority Goal for DEIA in Programs that is included in the FY 2022 - FY 2026 State - USAID Joint Strategic Plan (JSP).
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a) Strategy One: Reducing barriers to the USAID partnership process through the WorkwithUSAID platform
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Organizations often struggle to navigate the complex federal financial and administrative requirements for pursuing and managing Agency funding. These challenges have made it more difficult for USAID to partner with small or local organizations, many of which represent underserved and historically marginalized populations around the world. This also represents a missed opportunity for the Agency to engage with partners that have the local experience, knowledge, and networks to ensure the best and most sustainable development outcomes in host countries.
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Feedback is collected through a variety of channels. Several customer experience and partnership experience surveys have provided insight into these barriers to equity. The first round of surveys were conducted in 2022 with a second survey during August 2023. The team also regularly polls its audiences across its ' Work with USAID ' social media channels (LinkedIn, Twitter, and Facebook) to gather informal feedback. And finally, staff develop content for the WorkwithUSAID platform by interviewing partners to learn more about what resources helped them and what barriers they faced during their successful partnership process, to help others learn and succeed.
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In 2022 USAID conducted its first - ever Partnering Experience survey which provided feedback from various organizations on their partnership experience with USAID as well as their experience using the WorkwithUSAID platform. Almost 1,500 people responded, of which 66 % were " " new " " or prospective partners. Results showed 44 % of prospective partners do not understand how to apply for funding, while an additional 24 % who have applied unsuccessfully expressed confusion around the Agency's processes. Data from the surveys provided the team with more insight into the barriers and opportunities that potential partners face in pursuing
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partnership with USAID. The insights gained into the needs of different types of partners in terms of readiness and capacity to partner with the Agency will help us better target our outreach efforts. The information about which resources partners find most helpful provides actionable insights into how partners digest and make use of information and resources. USAID launched the 2023 Partnering Experience survey in August 2023 and will use the results to further inform its efforts. The team has also developed two " " post - transaction surveys " " for WorkwithUSAID users: 1) after six months of registering in the Partner Directory, users are asked to fill out a short questionnaire with information about their organization and about the usefulness of the directory; and, 2) after completion of the Pre - Engagement Assessment, users are asked to take a short survey on the tool's helpfulness, documenting information about their organization and their experience.
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The Pre - Engagement Assessment is a self - paced questionnaire that allows potential partners to self - evaluate their readiness and eligibility to be able to compete for USAID funding. Upon completion, they receive a customized report that provides tools and resources to address specific needs to boost organizational capacity. From the regular post - transaction survey related to this feature on the website, one user noted " " The design of the assessment form is impressive. Since English is my third foreign language, the document contains no complex jargon or overly ambiguous sentences. Overall, it is a well - designed form suitable for the international community. " "
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Launch a live - feed of USAID - specific funding opportunities pulled directly from SAM.gov
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It's about keeping businesses alive in small towns. It's about school children having access to healthy food grown in their own communities. It's about protecting our planet from droughts and wildfires and natural disasters. It's about America leading the way in what it means to be a sustainable, inclusive, resilient place.
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RD will promote tenant rights, via education, communication, regulation RD will contribute to the government - wide effort to bring more equity to property appraisals.
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Regional Food Business Centers: 11 Regional Food Business Centers and Nation - al Intertribal Food Business Center will build out locally - focused and appropriate training, technical assistance, and capacity building support focused on underserved producers and food businesses to promote a more resilient, equitable and competi - tive regional food system. Meat and Poultry Processing Capacity - Technical Assistance (MPPTA) Pro - gram: USDA will ensure participants in USDA's Meat and Poultry Supply Chain programs and initiatives have full - range access to technical assistance to support their project development and success, including one - on - one advising on project and proposal reviews, assistance with navigating USDA grant application processes, and webinars and other helpful resources.
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Local Food for Schools Cooperative Agreement Program: USDA will continue to strengthen the food system for schools and promoting a fairer, more competitive, and more resilient local food chain by providing funding for purchase of local foods with an emphasis on smaller and historically underserved producers and processors. Local Food Purchase Assistance Cooperative Agreement Program: USDA will expand funding agreements with state, territorial and tribal governments to pur - chase local foods for distribution through emergency food assistance networks with an emphasis on buying from historically underserved farmers, ranchers, and fishers in order to increase opportunities in local and regional markets and build more com - petitive and resilient food systems.
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Total RD investments in underserved communities, measured by the investment amount and the number of communities. Percentage of total RD investment in distressed communities. Percentage of non - federal funding leveraged in socially vulnerable and distressed communities. Number of households connected to high - speed internet. Number of outreach and technical assistance sessions for high - speed internet. Number of producers and processors in underserved communities receiving localized assistance to access local / regional supply chains.
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Through RD's Creating Opportunity through Rural Engagement (CORE) program, state field staff will engage with the community to learn about need and connect people and business with resources within RD and throughout USDA. RD will continue conducting webinars for stakeholders and the public to learn about new programs and to learn about processes to access new and existing federal resources. These webinars are sometimes conducted in conjunction with other USDA agencies as well as other federal partners. Rural Partners Network community networks are selected through a process contingent on public participation and community engagement. RPN is also con - ducting a series of community forums where communities share their vision and project plans while federal agencies and external stakeholders present on oppor - tunities. And USDA is using lessons learned from RPN communities to inform systemic policy development and create whole - of - government rural economic development resources to help all rural communities identify and access federal funds, including through Rural.gov.
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A. FNS will partner with program operators and stakeholders to address food and nutrition security equity and reach underserved communities. Implement the permanent Summer Food Service Program rural non - congregate option and Summer EBT, nationwide. Conduct a national outreach campaign to increase enrollment and retention in WIC, while reducing disparities in program access and delivery. Conduct a multi - pronged MyPlate nutrition education campaign that expands
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Provide resources to TEFAP state agencies on identifying and offering kosher and halal appropriate foods to observant communities; creates a webpage to provide information to stakeholders. Strengthen employment and training programs for SNAP participants through rulemaking, grants, and technical assistance to assist state agencies in using outcome reporting measures to support program equity efforts. B. FNS will ensure equitable and consistent access and participation opportunity for eligible populations. Through a new SNAP EBT Modernization Technical Assistance Center, provide technical assistance to retailers interested in offering online purchasing for SNAP participants. And, for WIC, expand online shopping by updating WIC regulations to remove regulatory barriers to online shopping and support a modern food delivery experience. Help close the summer hunger gap for children eligible for free and reduced - price school meals through the implementation of the new rural non - congregate summer nutrition option and Summer EBT. Bridge language barriers to FNS nutrition programs by expanding translation and interpreter access, training FNS and state agency staff, and promoting strategies to address these barriers. Continue to work with Puerto Rico to explore the feasibility of a potential transition from the current capped NAP Federal nutrition block grant to SNAP, in order to meet the needs of the island's population. C. FNS will strengthen program participants ' ability to embrace healthy eating patterns: Update the nutrition standards for School Meals and WIC food packages to reflect the Dietary Guidelines for Americans and in consideration of cultural and traditional foods consumed by program participants. Support school meal operators in improving the nutritional quality of meals through the Healthy Meals Incentive Initiative and other investments. Engage with tribal stakeholders to enhance the food package for the FDPIR. Facilitate fresh fruit and vegetable consumption by participants in several FNS programs. Develop the 2025 - 2030 Dietary Guidelines for Americans jointly with the Department of Health and Human Services to provide science - based advice on what to eat and drink to promote health, reduce the risk of chronic disease, and meet nutrient needs. Conduct research to ensure that the 2026 Thrifty Food Plan re - evaluation reflects current food prices, food composition data, consumption patterns, and dietary guidance, as directed by the 2018 Farm Bill.
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Number of retail chains / independent stores participating in online SNAP. Number of materials / resources published for audiences with limited English proficiency. Number of new partnership agreements to expand the reach of MyPlate messages. Number of states and ITOs participating in Summer EBT. Number of congregate and non - congregate meals served in each state's peak summer month as a percentage of non - congregate free and reduced - price meals served during an average month during school year 2024 - 2025 (September through May).
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FNS will engage with stakeholders and program operators through a variety of venues and formats, such as conferences, meetings, and virtual forums, public comment opportunities, and process updates shared online and via GovDelivery, in the implementation of new regulations and the development and sharing of resources and strategies. FNS will conduct and implement feedback from tribal consultations to increase access to USDA nutrition assistance programs and culturally competent nutrition education. FNS will expand and activate its partnership network to increase the reach of MyPlate messages and meet consumers in the spaces in which they live, learn, work, and play. Actions include identifying synergies, linkages, and channels and implementing new strategies that support partnership engagement - particularly among stakeholder organizations that serve historically underserved communities.
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1. Ensure agricultural resources and assistance are broadly accessible, while creating new, more, and better market opportunities SO USDA policies and programs advance agriculture for all who want to participate, not just a few. 2. Promote rural prosperity and economic security by connecting business owners to new markets, empowering people with modern infrastructure, and supporting community - driven opportunities and solutions to build brighter futures nrural America. 3. Promote nutrition security and health equity through USDA nutrition assistance programs to ensure all Americans have access to the nutrition they need. 4. Ensure equitable access to forest resources, funding opportunities, and outdoor experiences; and target wildfire prevention and conservation investments where they are most needed. 5. Advance equity in federal procurement by providing underserved and disadvantaged businesses tools and resources to increase access to funding opportunities, and by helping promote safe and secure provision of services and supplies. 6. Empower tribal sovereignty and uphold treaty responsibilities to Indian tribes, removing barriers to access USDA programs and incorporating indigenous values and perspectives in program design and delivery. 7. Commit unwaveringly to civil rights by improving tools, skills, capacity, and processes to more effectively and efficiently enforce them.
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Implement research, matching requirements, project - selection, training, mapping resources, barrier analysis, personnel to facilitate robust investment in wildfire protection in underserved communities. Enter into co - stewardship agreements with tribes across the country to reduce wildfire risk. Leverage Community Wildfire Defense Grants to support tribes, low - income and underserved communities facing high or very high wildfire risk.
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Integrate equity into proposal analysis, outreach, scoring, and guidance related to federal investments, including master participating agreements with non - profit organizations (multi - million and multi - year agreements that will leverage BIL and IRA funds to tackle the wildfire and climate crises at scale). Address the barriers to participation posed by cooperator matching requirements by institutionalizing national waivers of policy match requirements for tribes and agreements that will serve disadvantaged communities and designing a process for approving reduction of policy match requirements based on partner capacity. Improve engagement and communication with underserved communities through engagement sessions and the nascent community navigator program, funding robustly networked partners to help hard - to - reach communities identify funding opportunities and navigate grant and agreement processes.
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Conduct analysis to identify where underserved groups experience the greatest barriers to accessing recreation special use permits on Forest Service lands; promote responsive social science research; and update directives and policy, refining current competitive processes for permits. Develop an external facing online permitting application for special use permits on federal lands to better connect to underserved communities. Enhance partnerships and community engagement through collaboration; develop equity - centered communication strategies, including new inclusive recreation printed materials.
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Forest Service Law Enforcement and Investigations (LEI) will require every officer and agent to attend Crisis Intervention Training (CIT) by Spring 2024 and incorporate this into annual performance measures. CIT is an intensive program that provides officers / agents with the tools to recognize some signs associated with individuals in crisis or who may have underlying mental illness that contributes to their behavior. This will train officers to make mental health referrals as opposed to an arrest in appropriate situations. Evaluate regulatory changes to allow an officer / agent encountering an individual in possession of a controlled substance to write a violation notice with an assigned fine that may be paid in lieu of an appearance in court for criminal charges. Increase the diversity and inclusiveness of the Collaborative Forest Landscape Restoration Program Advisory Committee (CFLRP).
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Increase in funding allocated to wildfire risk reduction projects within and / or in proximity to socially vulnerable and disadvantaged communities through implementation of the Wildfire Crisis Strategy. Increase in proportion of benefits to socially vulnerable and disadvantaged communities,
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A. USDA will expand and improve the Forecast of Business Opportunities website, including implementing real - time display of changes in contracting opportunities. The tool was designed to be easily accessible to any contractor or potential contractor who is interested; it is keyword searchable and does not require knowledge of NAICs codes, contract types, or USDA mission areas and agency details. B. USDA will continue no - cost business development series, " " Path to Prosperity, " " to provide un - banked and under - banked small businesses, communities, and individuals with useful information, tools, resources, and opportunities. C. USDA will help protect children and others from exploitative and illegal labor practices, continuing to meet and collaborate with agricultural stakeholders; developing and implementing contractual language providing USDA and the Department of Labor visibility into the supply chain to promote the safe and secure provision of services and supplies by responsible companies that have adequate experience, staffing, production capability, and technical ability to achieve successful contract performance without exploitation.
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A. USDA will remove barriers for indigenous and tribal access to USDA programs and services. FDIPR tribal bison and seafood procurement pilots. FNS and AMS have created a pilot project using FDPIR procurement processes - which solely serve tribal communities - to test the flexibilities of existing procurement authorities to better incorporate bison, a key tribally identified indigenous food. After initial implementation, which began July 2023, we hope to replicate the process with seafood procurement. Support indigenous meat processing capacity expansion. USDA will pursue development and expansion of indigenous animal processing capacity, in support of the government - to - government relationship with Indian tribes and their self - governance goals of maintaining and improving food and agriculture supply chain resiliency. Identify and address USDA program requirements for alignment with BIA agricultural leases. Dedicated USDA staff will streamline access for Native producers and land managers by collaborating with the Bureau of Indian Affairs (BIA) with the goal to align DOI lease requirements with the Farm Service Agency agricultural financing program options and Natural Resources Conservation Service planning and practice standards. Equity review of Forest Service grazing leasing process: USDA will review leasing rules to promote for more equitable opportunities, including ensuring tribal applicants and tribal lands are eligible to compete for forest and grasslands leases. Institutionalize eligibility of tribal owned entities for Rural Development programs: RD has identified several programs for consideration of how best to mitigate barriers to tribal economic development entities such as wholly - owned tribal corporations.
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USDA currently makes most of the food purchases for the FDPIR program, crowding out self - determination and economic development opportunities for the affected tribal entities. Going forward, USDA will support ongoing tribal self - determination demonstration projects for the Food and Nutrition Service and Forest Service, expanding tribal self - determination policies to enable greater self - governance and decision - making A dedicated Office of Tribal Relations Tribal Empowerment Team will increase awareness about Forest Service, RD, and NRCS Inflation Reduction Act opportunities that promote tribal self - determination principles.
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Directing USDA programs to those who need them the most. Reducing administrative, economic, historical, and other barriers to program access, and ensuring our programs include processes to assess, understand, and remove or mitigate such barriers. Partnering with trusted technical assistance providers to ensure that underserved producers and communities have the support they need to access USDA programs. Operating transparently and accountably, providing the information on Department programs that Congress, stakeholders, and the general public need to hold us to account on our equity agenda, and working systematically to collect and incorporate public feedback, including input from underserved communities.
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FNS will increase the availability of indigenous food options in the NSLP to better recognize cultural practice and the needs of traditional diets. NRCS will add program flexibility in circumstances where conservation practices and programs do not align with tribal priorities relating to resources and land stewardship.
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Issue Departmental Manual 4330 - 001 (DM - 4330 - 001), Procedures for Processing Program Discrimination Complaints, to establish the process and procedures for administrative complaints of discrimination and set guidance for mission areas and agency offices handling administrative civil rights complaints. Implement streamlined and refined complaint processing mechanisms to meet ambitious quality standards and timeliness targets (225 days) for program complaint processing. Implement a fast - track emergency intervention program complaint process to address critical cases in time to make a difference.
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Use a new Program Complaints Task Force to complete adjudication of existing aged case backlog. Complete improvements responsive to Office of Inspector General (OIG) audit, including (1) updating guidance to improve complaint resolution timeliness, (2) reviewing information technology guidance and plans to ensure OASCR can meet federal and departmental requirements, (3) reviewing processes to ensure sufficient documentation and support, (4) assessing compliance with USDA civil rights regulations and policies, and (5) updating the strategic plan. B. OASCR and agency civil rights offices will improve USDA's civil rights infrastructure through evaluation of agency programs. Establish and implement an agency - head civil rights tool and performance evaluation process. Provide oversight for Civil Rights Performance Assessment to ensure mission area and agency leadership compliance with civil rights laws and regulations In FY 2024 OASCR will introduce an annual assessment for mission areas, under secretaries, agency heads, and select staff office directors (Office of Chief Information Officer (OCIO), Office of Chief Financial Officer (OCFO), and Departmental Administration). Improve Civil Rights Impact Analysis (CRIA) capabilities, including by developing and implementing agency - wide technical training. Build a feedback loop from complaints to prospective civil rights improvements, analyzing complaints to shed light on USDA programs, policies, and procedures and inform training, improvements, and communications. Build dashboards to track and monitor program complaints data, civil rights impact analyses, and workforce reporting requirements. C. USDA will foster civil rights community across USDA by bringing together department, mission area, and agency civil rights leaders to establish a community of practice to share processes, resources, and innovation. Conduct coordinated monthly Civil Rights Directors meetings to provide guidance and information sharing. Conduct quarterly listening sessions with individual Civil Rights Directors on resource needs and challenges. D. USDA will develop a comprehensive language access program by establishing and implementing a Department - wide plan that provides resources, transparency, accountability, goals, and objectives for mission areas and offices. Develop Departmental Language Access Plan to cover both federally conducted and federally assisted activities.
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Require each USDA agency to prepare its agency - specific language access plan covering federally conducted and federally assisted programs and activities. Establish a governance structure, including a coordinating committee, to assist mission areas and offices with implementation - including developing and periodically updating policies, procedures, and processes, with an appropriate internal reporting cadence and method. Create a process for ongoing exploration of emerging technology - artificial intelligence / machine learning, remote interpretation, and other similar technologies - that may allow more effective and more efficient language access strategies.
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Percent of program complaints received since 2023 that meet maximum process - ing time of 225 days. (Goal is 100 % by end of FY 2024) Proportion of USDA agencies with language access plans. Availability and frequency of use of remote interpretation services. Number of translated products. Number of Civil Rights Performance Assessments. Number of Civil Rights Impact Analyses.
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A. FSA will align farm credit and assistance with priorities and values. FSA will continue to modify and improve farm loan programs to further reduce application processing times and enhance customer experience, and will prioritize its County Committees as key contributors for outreach and mentorship. B. USDA will identify statutory barriers that prevent USDA from serving a broader set or producers or that disproportionately harm certain producers. Some hurdles and harmful policies - for example, the allocation of safety net programs by crop and historical plantings " " base acres " " or inflexible limits or life - time ineligibility for farm loans - are enshrined in statute and cannot be remedied through administrative action. As these barriers are identified, USDA will continue to explore opportunities to address them legislatively. Eight such legislative proposals were included for farm loans in the President's FY 2024 Budget. C. USDA will identify weaknesses in farm safety - net program design that may be contributing to inequitable support, and remove hurdles and tailor programs to all types of producers, production and business models. The Farm Production and Conservation mission area will improve Noninsured Crop Disaster Assistance Program (NAP); Emergency Relief Program (ERP); Conservation Reserve Program (CRP); RMA products for specialty crops and value added producers; and RMA training and recruitment of crop insurance agents, adjusters, and outreach educators. (Links include information on ongoing improvement efforts.)
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D. USDA will create new, more, and better market opportunities for producers, which creates a fairer playing field for small - and mid - size farmers. USDA is investing in developing new market opportunities and fairer markets SO that producers have more power in the marketplace and greater opportunities to generate income and make a living in agriculture. Ongoing efforts involve investments in new market opportunities, amelioration of supply chain bottlenecks, and improvements in fair competition. E. USDA will expand reach to all producers by leveraging partnerships with trusted technical advisors. Across the Department - FSA, NRCS, RMA, NIFA, and the Office of Partnerships and Public Engagement (OPPE) - USDA will continue and expand grant and cooperative agreement programs that support delivery of conservation assistance, risk management education, farming and production - related education, and technical assistance to underserved farmers (including beginning, limited resource, socially disadvantaged, and veteran farmers). F. USDA will target direct assistance and technical support based on degree of need. USDA is implementing support for support for underserved producers; progressive payment factoring; and whole - farm revenue approaches particularly suited to smaller operations. Where USDA has discretion, as in the ad - hoc disaster programs, the Department has been pursuing these strategies administratively. Other permanent programs would need legislative action; USDA is providing technical assistance to Congress on these areas. G. USDA will institutionalize access for broader stakeholder viewpoints. USDA is making a concerted effort to bring new voices to the table and to expand its stakeholder base. To that end, a large group of both longstanding and new formal committees are providing valuable input, including: the USDA Equity Commission; NRCS state technical committees; FSA County Committees, including urban county committees; and other new and continuing Federal Advisory Committees (Urban Agriculture, Tribal, Minority Farmers, New and Beginning Farmers).
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A. RD will target investments into rural areas through a data - driven approach paired with stakeholder engagement. Rural Partners Network: place - based staff serve as navigators of federal development resources and assist communities in building smart plans and strong applications.
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RD engagement strategy: State teams are engaging with 10 previously non - par - ticipating communities per state, in three phases. The teams identify and docu - ment community assets and barriers to participation, listen to the concerns of local leaders, analyze aggregate data, and connect communities with appropriate assistance by leveraging partners and existing networks. RD priority points framework: gives points (for scoring competitive projects) to projects in communities that experience barriers to accessing RD programs.
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D. Forest Service will promote access to recreation and outdoor experiences within underserved communities.
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Expanding Equitable Access to USDA Nutrition Assistance Programs
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Advancing Equity in Federal Procurement
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Improving accountability. A 2021 Office of Inspector General (OIG) audit evaluated USDA's civil rights office's oversight of the customer civil rights complaints process, and issued 21 recommendations for improvements. The Office of the Assistant Secretary for Civil Rights (OASCR) has fully implemented 18 of the 21; progress continues on the three remaining.
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Improving processes. USDA has updated key civil rights directives, including Departmental Regulation 4330 - 0002, Nondiscrimination in Programs and Activities Receiving Federal Financial Assistance from USDA.
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USDA has expanded its dedicated Equity Commission by adding a Rural Community Economic Development Subcommittee, and has moved towards implementing the Commission's recommendations. USDA's Equity Commission is an independent body, now with 41 Commission and Subcommittee members charged with evaluating USDA programs and services and developing recommendations on how the Department can reduce barriers. The Department's implementation will ensure everyone has a fair shot at resources, begin closing the racial wealth gap, and address longstanding inequities in agriculture. In February 2023, the Commission issued 32 interim recommendations, and in October 2023, finalized its work by voting on a total of 66 recommendations that will be included in the Final Report to be published in 2024.
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The new Rural Data Gateway strengthens USDA Rural Development's partnerships with rural people, entrepreneurs, government officials and Congress by making RD's data readily available. Its dashboards significantly expand access to RD financial data with an easy - to - use interface encompassing more than 65 RD programs.
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In June 2023, USDA's National Institute of Food and Agriculture (NIFA) released two new public web resources allowing users unprecedented ability to access high - level data about agricultural research funding investments and giving applicants the ability to track the status of their grant applications. The NIFA Grant Funding Dashboard allows users to pull information on funding investments by research program and grant type, congressional district, recipient type (including land - grant, minority - serving institutions, tribal, Hispanic - serving institutions, and extension), and other focused searches. It al - lows users to search for information related to requirements, waivers, and the amount of match funding provided by recipient type and award. Users can also explore a funding map to find NIFA funding obligations by states and congressional districts. The second re - source, the NIFA Application Status Dashboard, enables users to quickly check the status
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of their application using their assigned Grants.gov tracking number. This new look - up tool offers an easy, convenient way for prospective grantees to view the status of their applications for any NIFA funding opportunities.
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Many of the items identified elsewhere in this Plan are particularly relevant to women and reflect USDA's commitments under the National Strategy on Gender Equity and Equality, under Executive Order 14020, which is fully included in the Department's equity action planning. This is true, for example, of the Department's work promoting robust health and safety standards in the agricultural workforce. And because women are particularly vulnerable to food insecurity, the nutrition assistance improvements discussed are likewise vital contributors to gender equity. The work highlighted in this plan increasing small - business access to USDA contracts also includes a focus on women - owned business. In FY 2022, the Department's contracting goal of 5 % for women - owned small businesses (with a future proposed goal of 7 %) was met and surpassed by the year - end result of 9.99 %.
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Each of the Biden - Harris Administration's landmark statutes - the American Rescue Plan Act (ARPA), the Bipartisan Infrastructure Law (BIL), and the Inflation Reduction Act (IRA) - given USDA deep opportunities to advance equity across the Department and all the communities we touch. To highlight just some of the progress:
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In partnership with the Department of the Interior, in November 2022 the NRCS Watershed and Flood Prevention Operations Program (WFPO) allocated $ 40 million from the Bipartisan Infrastructure Law to assist relocation of Alaskan Native villages due to climate change, erosion, and flooding. Seven villages have been chosen from a set of the highest - risk villages. The funding is covering feasibility studies, watershed planning and National Environmental Policy Act (NEPA) compliance and move design.
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Increasing land, capital, and market access for underserved producers. In June 2023, the Department announced the investment of approximately $ 300 million to fund 50 innovative projects to improve access to land, capital, and markets for underserved farmers, ranchers, and forest landowners. Thanks to the ARPA and the IRA, the Increasing Land, Capital, and Market Access (Increasing and Access) Program promotes access to farm ownership; strengthens results for those with heirs ' property or fractionated land; increases access to markets and capital that affect the ability to access land; and improves land ownership, land succession, and agricultural business planning.
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June 2023, USDA announced a $ 262.5 million investment to support 33 projects, across U.S. institutions of higher education, designed to train the next generation of diverse agricultural professionals. The projects are led by 1890 land - grant institutions (historically Black land - grant universities), 1994 land - grant institutions (tribal colleges and universities), Alaska native - serving institutions and native Hawaiian - serving institutions, Hispanic - serving institutions, and institutions of higher education located in the Insular Areas. Most projects involve collaboration with other minority - serving institutions and a myriad of other partners, including other academic institutions, non - profit and private - sector organizations, and state and USDA agencies. Resourced by the ARPA, as amended by the IRA, the From Learning to Leading: Cultivating the Next Generation of Diverse Food and Agriculture Professionals (NextGen) Program is enabling minority - serving institutions to engage, recruit, retain, train, and support students to build and sustain the next generation of the food, agriculture, natural resources, and human sciences workforce, including the future USDA workforce. It is administered by NIFA, which is also partnering with The Extension Foundation to increase the capacity of the funded institutions. The Extension Foundation will provide free grant proposal development as well as technical assistance to all grantees to support project management. Additionally, NIFA is working with the Intercultural Development Research Association (IDRA) to determine the overall effectiveness of the NextGen program; IDRA will track program outcomes, report impact, and evaluate individual and program - wide activities. This historic investment will provide training and support to more than 20,000 future food and agricultural leaders through 33 projects executed by more than 60 institutions across 24 U.S. states and Insular Areas.
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Helping financially distressed farm loan borrowers. USDA has helped more than 30,000 farmers and ranchers who were in financial distress stay on their farms and farming, thanks to resources provided through Section 22006 of the Inflation Reduction Act. The Inflation Reduction Act allocated $ 3.1 billion for USDA to provide relief
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for distressed borrowers with certain direct and guaranteed loans, and to expedite assistance for those whose agricultural operations are at financial risk due to factors outside their control, such as the COVID - 19 pandemic. Since the law was signed in August 2022, USDA's Farm Service Agency (FSA) has provided over $ 1.9 billion and counting in immediate assistance (as of December 31, 2023).
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Supporting farmworker health and safety. In coordination with other Federal agencies, in June 2022, USDA announced the Farm Labor Stabilization Pilot program (FLSP), providing up to $ 65 million in American Rescue Plan funding to support agricultural employers in implementing robust health and safety standards. The program will promote a safe, healthy work environment for both U.S. workers and workers hired from Northern Central American countries under the seasonal H - 2A visa program, while safeguarding domestic food security by addressing current agricultural labor shortages. FSA conducted three listening sessions in September 2022 to receive input from agricultural employer organizations, labor unions, farmworker advocates, farmworkers, and other relevant stakeholders, as it works to develop and implement this pilot program.
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Connecting more families to WIC's proven benefits. Through a cooperative agreement with the Food Research & Action Center (FRAC), FNS has awarded $ 16 million in funding from the American Rescue Plan Act to 36 projects aimed at testing innovative outreach strategies to increase participation and equity in WIC. The WIC Community Innovation and Outreach Project, (WIC CIAO), subgrantees include WIC state and local agencies and community - based organizations, including four subgrants led by tribal nations or entities.
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Forest Service's Urban and Community Forestry Program is now supporting projects across the country through $ 1 billion in grants made available the IRA to expand access to urban nature, combat the climate crisis, and advance environmental justice. In addition to the grant funding, the Forest Service is providing up to $ 250 million to states and territories to further local efforts to support urban communities through equitable access to trees and the benefits they provide. Advance release of these funds to states occurred in April 2023, specifically for support to disadvantaged communities. The Forest Service established a new agreement with the African American Mayors Association (AAMA) to provide communications and stakeholder engagement support
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of underserved communities. As a result, the Urban and Community Forestry IRA Public Notice of Funding appeared in the May 2023 AAMA newsletter, increasing visibility and outreach of program opportunities.
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Regional Conservation Partnership Program. In May 2023, NRCS announced $ 500 million in Inflation Reduction Act funding to advance partner - driven solutions to conservation on agricultural land through the Regional Conservation Partnership Program (RCPP), including up to $ 50 million targeted for tribal governments to implement tribally led projects. NRCS is working to improve and streamline the program, including offering consistent guidance and training for partners, and simplifying the agreement and partner reimbursement processes and the technical assistance structure.
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Clean energy for rural America. Rural Development rolled out two programs made possible by the Inflation Reduction Act, providing $ 11 billion in grants and loan opportunities that will help rural energy and utility providers bring affordable, reliable clean energy to their communities across the country, support new jobs and healthier communities. This represents the single largest investment in rural electrification since President Franklin D. Roosevelt signed the Rural Electrification Act into law in 1936. Also, through the passage of the Inflation Reduction Act, the Rural Energy for America Program (REAP) has been provided over $ 2 billion for renewable energy systems and energy efficiency improvement grants for agricultural producers and rural small business owners.
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Ensure agricultural resources and assistance for producers are broadly accessible, while creating new, more, and better market opportunities SO USDA policies and programs advance agriculture for all who want to participate, not just a few.
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Amy Surburg, the owner of Berry Goods Farm in Morristown, Indiana, (right) talks with Sydney Lockett, district conservationist for USDA's Natural Resources Conservation Service, about the high tunnel NRCS helped Surburg build using assistance from the Environmental Quality Incentives Program (EQIP).
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Barriers to Equity: Agricultural production is a capital - intensive business, with high startup costs, which has created a barrier to entry for many who want to farm, and has made it overly difficult for mid - sized farmers to succeed. Compounding this, over the course of decades, flawed policy and program design - for example, undue complexity and inflexibility - joined with over - emphasis on efficiency, lack of fair and competitive markets, and individual acts of discrimination, have cost smaller
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and underserved producers equipment, land, farm operations, and opportunities to accumulate the generational wealth that has benefited others. For example, crop insurance programs have often excluded smaller producers, specialty crops, and less - resourced growers. In other safety net programs, statutory requirements cover only a small number of crops or a historical snapshot of production. Market concentration has meant that smaller growers have had little market power. In some cases, due to lack of access to credit and fair markets, or because of discrimination, producers have lost their farms, family homes, and valued links to their culture, history, community, and identity.
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Evidence Base to Support Strategy: This strategy is responsive to the USDA Equity Commission's interim recommendations and USDA's response; hundreds of historical recommendations by commissions, committees, external and internal watchdogs; the 2021 congressional hearing on the state of Black farmers; multiple listening sessions, including the 2021 Request for Information (RFI), and 2022 REI relating to IRA Section 22007; and abundant academic works examining difficulties faced by new, disadvantaged farmers, and barriers to their access to USDA programs. 1
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1 To cite just two of the many sources, see, e.g., Callahan & D. Hellerstein, " " Access to Farmland by Beginning and Socially Disadvantaged Farmers: Issues and Opportunities, " " U.S. Department of Agriculture, Economic Research Service, Report AP - 096 (2022). C.S. Colmore, R. Fraser, B.S. Herbert, Scott, " " Training of Small Farmers and Minority Agroforestry Landowners in Southeastern U.S. An Evolving Model, " " Advances in Social Sciences Research Journal 9, no. (2022): 359 - 375.
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Expanding Equitable Access to USDA Nutrition Assistance Programs
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Barriers to Equity: Rural communities and the enterprises within them sometimes struggle to get financial or technical assistance from highly competitive federal programs whose funding formulas favor larger, urban areas. These programs often have burdensome and unrealistic requirements, including complicated processes, inconsistent rule implementation, and delays, which are significant barriers to access. Another barrier to equity in rural communities is insufficient outreach in some communities, which can exclude people who lack awareness of or experience with federal programs. In turn, communities lose their trust in and willingness to engage with the federal government. Still other barriers relate to inadequate infrastructure, such as broadband access, which prevents businesses and individuals from fully competing and participating in the digital age.
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Evidence Base to Support Strategy: Academic and policy papers have demonstrated the need for governmental place - based policies and targeted investment in rural communities. They explain that the private sector and philanthropy underinvest in rural areas, failing to appreciate the positive consequences that would follow from capacity building there. 3
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2 Timothy J. Bartik, " " Who Benefits from Economic Development Incentives? How Incentive Effects on Local Incomes and the Income Distribution Vary with Different Assumptions about Incentive Policy and the Local Economy, " " Technical Report 18 - 934, Upjohn Institute, Kalamazoo, MI (2018). David Neumark & Helen Simpson, " " Place - Based Policies, in Handbook of Regional and Urban Economics, vol. 5, ed. Giles Duranton, Vernon Henderson, & William Strange (2015), 1197 - 287.; Benjamin A. Austin, Edward L. Glaeser, & Lawrence H. Summers, " " Jobs for the Heartland: Place - based Policies in 21st Century America, " " NBER Working Paper No. w24548 (2018). 3 See, Federal Reserve Bank of St. Louis & Board of Governors of the Federal Reserve, Investing in Rural Prosperity (2022) (featuring contributions from 79 authors that explore capacity gaps and barriers to accessing federal resources and outline a framework for how to approach rural development successfully).
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B. RD will continue to work towards 100 % connectivity through the ReConnect Loan and Grant Program, SO all rural communities have the same access to high - speed af - fordable internet as their urban counterparts. To speed progress, RD has added funding categories for full grant funding (not loan and grant combinations), for Alaska Native Corporations, Tribal Governments, Colonias, Persistent Poverty Areas, and Socially Vul - nerable Communities, as well as for projects where 90 % of households lack sufficient access to broadband.
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C. RD will further support rural clean energy: Once - in - a - generation funding opportunities for rural electric cooperatives, farmers, and rural businesses are augmenting access to clean energy for rural communities - particularly those disproportionately affected by high energy costs and climate change. RD will continue to implement its new technical assistance program for Rural Energy for America Program (REAP), allowing nonprofits to assist agricultural producers and rural small businesses to apply for REAP. This includes helping with filing for SAM and UEI registrations, application completion, planning activities, completion of environmental reports, and other activities that help underserved rural areas access funding opportunities.
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Advancing Equity in Federal Procurement
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Promote nutrition security and health equity through USDA nutrition assistance programs to ensure all Americans have access to the nutrition they need.
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Barriers to Equity: A complex web of factors causes food insecurity and contributes to diet - related diseases and health disparities. Poverty, or limited income or financial resources; education and job opportunities; access to health care, safe housing, and transportation; and neighborhood design all affect the ability to obtain food, make healthy choices, and remain physically active. A key barrier to healthy eating is lack of access to nutritious food. The food environment (e.g., proximity to stores, food prices, available food options) influences a person's food choices and diet quality. Disparities in food insecurity and diet - related diseases exist partly because of persistent structural inequities, such as lack of access to health care, safe housing, and transportation.
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Actions to Achieve Equity: USDA is expanding equitable access to USDA nutrition assistance programs to ensure that those who qualify are able to participate, those who participate get benefits that are meaningful, and those who receive those benefits can use them conveniently and in ways that promote improvements in their health and well - being.
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the reach of MyPlate resources among historically underserved communities.
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Ensure equitable access to forest resources, funding opportunities, and outdoor experiences; and target wildfire prevention and conservation investments where they are most needed.
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Barriers to Equity: The Forest Service strives to ensure all people - regardless of race, ability, or income - have equal access to and equitable benefits from agency programs and services. Indeed, communities with fewer resources frequently need services the most. Underserved and socially vulnerable populations face significant barriers - financial, political, or related to access to knowledge and information - to applying for, benefiting from, and participating in programs and services. Agency practices can add to these, for example, by imposing match requirements, or by failing to communicate and engage effectively with underserved communities.
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6 S.E. Anderson, A.J. Plantinga, & M. Wibbenmeyer, " " Inequality in Agency Response: Evidence from Salient Wildfire Events. " " Journal of Politics 85, no. 2 (2023): 625 - 639. S.E. Anderson, A.J. Plantinga, & M. Wibbenmeyer, " " Unequal Treatments: Federal Wildfire Fuels Projects and Socioeconomic Status of Nearby Communities, " " Environmental and Energy Policy and the Economy 4, no. 1 (2023): 177 - 201. D. Flores, G. Falco, N.S. Roberts, F.P. Valenzuela III, " " Recreation Equity: Is the Forest Service Serving its Diverse Publics?, " " Journal of Forestry 116, no. 3 (2018): 266 - 272.
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B. Forest Service will expand equitable access to grants, agreements, and contracts.
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C. Forest Service will expand the benefits of urban forestry, which helps combat extreme heat and climate change and improves access to nature in cities, towns, and suburbs. Increase access for disadvantaged communities, provide education to the public, and promote use of vulnerability - and equity - based data tools when making grants and targeting investments under the Forest Service's Urban and Community Forestry program, Community Forest and Open Space program, and other similar efforts.
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F. Forest Service will improve its law enforcement cadre's interactions with individuals with mental illness, promoting equitable outdoor experiences and advancing the work of the interagency Alternatives and Reentry Committee (ARC)
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Advance equity in federal procurement by providing underserved and disadvantaged businesses tools and resources to increase access to funding opportunities, and by helping promote safe and secure provision of services and supplies.
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Barriers to Equity: Underserved and disadvantaged businesses are often unfamiliar with contracting and the tools and resources that promote funding opportunities; information is difficult to find and understand.
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Evidence Base to Support Strategy: USDA has received comprehensive feedback from small and disadvantaged businesses. For example, the Forecast of Business Opportunities tool and the Path to Prosperity program respond to a series of listening sessions with hundreds of small - disadvantaged businesses nationwide. There were three key takeaways from this listening: (1) small disadvantaged businesses who have not previously done business with the government, find many of the processes hard to understand and intimidating; (2) small disadvantaged businesses need more time to prepare for upcoming contracting opportunities and (3) for new entrants in particular, they do not know where to start or how to take full advantage of all of government resources. In addition, USDA experience with attempted interventions is a key source of insight.
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Public Participation and Community Engagement: Through the Path to Prosperity event series as well as other publicly available gatherings across the country, the Department will be engaging with thousands of small disadvantaged businesses and tracking their progress through the contracting pipeline. Registration and after - event survey data from participants in the Path to Prosperity events will allow the Department to track and learn from small disadvantaged businesses through the entire span of their experience with the USDA, from event participation to possibly winning a government contract. In addition, the Department is hosting an event early in FY 2024 focused on new entrants which will provide them with support and access to government officials to both ask questions and provide feedback on their experiences.
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Empower tribal sovereignty and uphold treaty responsibilities to Indian tribes, removing barriers to access to USDA programs and incorporating indigenous values and perspectives in program design and delivery.
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Barriers to Equity: The unique legal status of tribes, tribal jurisdiction, and tribal land holdings has significantly hindered access to USDA programs for tribes and Native Americans. For example: Tribal corporations are currently ineligible for RD programs. Many indigenous plants and animals are excluded from FNS federal nutrition programs and AMS procurement opportunities. And tribal commercial activity is deemed disqualifying for some RD programs, even though - because they lack a robust tax base - tribal nations often systematically participate in commercial markets to accrue revenue necessary to provide their nation, and often neighboring communities, with (public) goods and services. These kinds of barriers, sometimes the results of legislation and other times caused by poorly drafted departmental documents, have obstructed Indian Country access to USDA programs, in turn complicating economic development and tribal self - determination.
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Evidence Base to Support Strategy: USDA has received feedback on the shortcomings of program delivery and other program inequities affecting tribal nations from internal reflections on barriers and numerous formal tribal consultations. Feedback included the annual USDA - wide Tribal Consultation on Equity and Barriers, most recently in May 2023. Tribal leaders identified the needs and barriers - confirmed upon internal review and by external evidence - listed above. Actions also rest on program data and historical knowledge about discrimination and civil rights cases. From these inputs we categorized the USDAs priority take - aways into three policy actions: 1) Remove the barriers for indigenous and tribal access to USDA programs and services, 2) Promote tribal self - determination principles, and 3) Adapt USDA's programs to include tribal values and indigenous perspectives.
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B. USDA will promote tribal self - determination principles.
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Barriers to Equity: Over the decades, intentional discrimination and agency policies, procedures, and practices that limited access to USDA programs and resources for underserved producers have imposed grievous harm on USDA customers and decreased their opportunities to accumulate generational wealth. Many of these barriers are built into organizational structures and embedded in day - to - day agency operations. In addition, longstanding administrative inadequacies - for example, unduly lengthy times for complaint processing - have undermined civil rights remediation.
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A. OASCR will transform USDA's program complaint process.
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Strategy # 1: Ensure agricultural resources and assistance for producers are broadly accessible, while creating new, more, and better market opportunities so USDA policies and programs advance agriculture for all who want to participate, not just a few 19
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Public Participation and Community Engagement: USDA's Equity Commission will continue to provide important public engagement opportunities and feedback on civil rights topics. Since its launch in February 2022, the Equity Commission, composed of independent members from diverse backgrounds who have a personal or profession - al interest in USDA's mission and services, has been working to identify how changes to USDA programs, policies, systems and practices can help lift barriers to inclusion or access and address systemic discrimination or racial, economic, health and social dis - parities. This feedback will be supplemented by inputs from engagements pursuant to USDA's new equity outreach strategy. In accordance with federal civil rights law and U.S. Department of Agriculture (USDA) civil rights regulations and policies, this institution is prohibited from discriminating on the basis of race, color, national origin, sex (including gender identity and sexual orientation), disability, age, or reprisal or retaliation for prior civil rights activity.
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In accordance with Federal civil rights law and U.S. Department of Agriculture (USDA) civil rights regulations and policies, the USDA, its Agencies, offices, and employees, and institutions participating in or administering USDA programs are prohibited from discriminating based on race, color, national origin, religion, sex, gender identity (including gender expression), sexual orientation, disability, age, marital status, family / parental status, income derived from a public assistance program, political beliefs, or reprisal or retaliation for prior civil rights activity, in any program or activity conducted or funded by USDA (not all bases apply to all programs). Remedies and complaint filing deadlines vary by program or incident.
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Strategy # 3: Promote nutrition security and health equity through USDA nutrition assistance programs to ensure all Americans have access to the nutrition they need
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Strategy # 4: Ensure equitable access to forest resources, funding opportunities, and outdoor experiences; and target wildfire prevention and conservation investments where they are most needed 29
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Strategy # 5: Advance equity in federal procurement by providing underserved and disadvantaged businesses tools and resources to increase access to funding opportunities, and by helping promote safe and secure provision of services and supplies
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Strategy # 6: Empower tribal sovereignty and uphold treaty responsibilities to Indian tribes, removing barriers to access to USDA programs and incorporating indigenous values and perspectives in program design and delivery
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At the United States Department of Agriculture (USDA), we recognize that our pursuit of equity isn't just the right thing to do. Equity is essential for building our Nation's economy from the bottom up and the middle out. When we create opportunity for all - regardless of zip code or background - farmers, farmworkers, ranchers, landowners, communities, families, and business owners get access to the tools they need to thrive in the communities they love. On day one of the Biden - Harris Administration, President Biden issued Executive Order 13985, Advancing Racial Equity and Support for Underserved Communities Through the Federal Government. The Executive Order recognized that although equal opportunity is a bedrock ideal of American democracy, it is too often thwarted by entrenched disparities in our laws, public policies, and institutional structures and processes. The Order kicked off an ambitious whole - of - government equity agenda, initiating a learning process in pursuit of a more perfect union.
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Committed to living up to its name as the " " People's Department, " " USDA embraced the Administration's equity agenda. We took immediate action, listening to internal and external stakeholders to understand where barriers to accessing USDA programs and services exist, and assessing data to identify opportunities to advance equity. USDA mission areas and staff offices were directed to develop comprehensive plans to incorporate equity into farm, family, community, and food programs that touch every American's life, every day. Since that beginning, we've continued meaningful steps to fortify equity and racial justice within our organization and across the communities we serve. To make good on the President's commitment
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Centering equity in everything we do is crucial to the future prosperity of children and families throughout the country and to rural and agricultural America. USDA's 2022 Equity Action Plan described a subset of the hundreds of actions we are taking, spotlighting those with high potential impact for underserved farmers and ranchers, families, children, and rural communities. This 2023 update builds on that strong foundation and follows the lead of President Biden's Executive Order 14091, which regularizes equity action planning and insists that federal agencies use all the policy levers we have to make progress. President Biden has emphasized that equity is a generational commitment, not a one - year project. I emphatically agree. Success depends on the institutionalization this year's plan reflects. At USDA, we have embedded equity in the work we do across the Department, and we are moving forward together, based on the insight that our country is stronger when everyone has a seat at the table and everyone has food on their plate. It is our moral imperative to do the challenging but achievable work of building a more inclusive future. Under this Administration, equity is more than a catchphrase. It's a promise.
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USDA's mission is: " " To serve all Americans by providing effective, innovative, science - based public policy leadership in agriculture, food and nutrition, natural resource protection and management, rural development, and related issues with a commitment to delivering equitable and climate - smart opportunities that inspire and help America thrive. " " To accomplish this mission, we must, together, build and maintain public trust and confidence among USDA stakeholders that this truly is, in the words of President Lincoln, the " " People's Department " ". We must: (1) identify and root out systemic discrimination in USDA programs; (2) ensure equitable access to USDA programs and services for all communities, including by removing barriers to access and working to repair past mistakes that have resulted in economic, social, and racial disparities; and (3) promote nutrition security, a healthy environment, and the opportunity for a good life for every person, in every community in America.
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WIC modernization. USDA is investing in outreach, innovation, and modernization to ensure that the Special Supplemental Nutrition Program for Women, Infants, and Children (WIC) program serves more eligible families and better meets their needs. WIC modernization is focused on enrolling and keeping enrolled all eligible families; making shopping simple and convenient; continuing to leverage technology to make applying for the program, scheduling appointments, receiving nutrition services, and interacting with WIC between appointments easy; and making WIC equitable and accessible for all. While evaluations of the modernization effort are not yet complete, preliminary data shows that WIC participation is rising in most states, with 6.7 million moms, babies, and young kids benefiting from the program as of July 2023.
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Simplified direct farm loan application process. Approximately 26,000 producers submit direct loan applications to Farm Service Agency (FSA) annually, but there is a high rate of incomplete or withdrawn applications, due in part to a challenging and lengthy paper - based application process. In response, FSA implemented a simplified direct farm loan application process in February 2023, drastically reducing the burden and time spent on its forms, which shrank from 10 different forms with 29 pages of paperwork
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to a single 13 - page document (including a cover page and checklist for the applicant's information). The new form is estimated to save nearly half the time needed for completion. FSA has also rolled out a loan assistance tool that helps farmers and ranchers better navigate the farm loan application process.
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No - match access to broadband. Rural Development's (RD) ReConnect Program provides loans, grants, and loan - grant combinations to bring high - speed internet to rural areas that lack sufficient access to broadband. In Fiscal Year (FY) 2022, in the program's third round of funding, RD authorized 100 % grants (without matching requirements) for Alaska Native Corporations, tribal governments, colonias, persistent poverty areas, and socially vulnerable communities. For the fourth round, an additional no - match funding category was added in August 2022 for projects where 90 % of households lack sufficient access to broadband.
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Increasing access to NAP. The Farm Service Agency (FSA) has long heard about the challenges underserved farmers have faced in navigating the Noninsured Crop Disaster Assistance Program (NAP). In January 2023, FSA announced program updates to reduce the paperwork burden on these producers to access free basic NAP coverage with a NAP service - fee waiver. Specifically, the requirement for a separate application for coverage prior to the loss event was eliminated for anyone already certified as an underserved producer - that is, for beginning, veteran, limited resource, women, or minority farmers. This eliminated otherwise annual application requirements; participation instead requires only loss notifications and applications for payment. The result has been substantial growth in producer participation.
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Language access. USDA is working across the Department to increase language access for customers and potential customers whose English proficiency is limited. The Department has announced a new Language Access Plan to guide Department - wide and agency plans and implementation. USDA agencies have already made signification progress in increasing the availability of non - English resources. For example, in FY 2022, USDA's Farm Production and Conservation (FPAC) mission area translated more than 730 products spanning 30 languages and created 200 new Spanish - language webpages on farmers.gov. Webpages translated into Spanish include the farm loan discovery and service center locator tools and pages highlighting priority programs, deadlines, and opportunities. FPAC also established a centralized and streamlined intake process to ensure customer - facing employees have easy access to timely language access services while maximizing efficiencies and minimizing costs.
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Leading whole - of - government rural partnerships. Rural Development is leading the Rural Partners Network (RPN), an all - of - government place - based program that brings together 20 federal agencies and regional commissions to help rural communities access resources and funding to create jobs, build infrastructure, and support long - term economic stability on their own terms. Federal agencies and commissions are collaborating to improve how we provide resources to help rural people build the futures they envision. The RPN was launched in April 2022 and expanded in November 2022, to now include 36 community networks across 10 states and Puerto Rico. In May 2023, $ 394 million in awards were announced to provide loans and grants to support 52 projects to support long - term visions for strong, local economies.
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US Department of Agriculture Secretary Tom Vilsack Domestic Policy Council Director Susan Rice, Congressman Bennie Thompson, and City of Greenwood Mayor Carolyn McAdams, hold a press conference outside the Greenwood Leflore Hospital in Greenwood, MS.
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American Rescue Plan technical assistance cooperators. Underserved farmers, ranchers, and foresters have historically lacked equitable access to information that could aid them in accessing and navigating USDA programs. USDA is helping ensure access to tools, programs, and support needed to succeed in agriculture by investing over $ 100 million in American Rescue Plan Act (ARPA) funding in over 30 organizations to provide technical assistance connecting underserved producers with USDA programs and services. So far two cohorts of organizations have been selected for their proven track records working with underserved producer communities, such as veterans, new farmers, limited resource producers, and producers living in high - poverty areas. They are providing targeted support for producers to mitigate losing lands, develop sound business plans, expand revenues and their markets, and unlock access to capital.
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Conservation partners. In FY 2022, USDA's Natural Resources Conservation Service (NRCS) invested $ 50 million in Racial Justice and Equity Conservation Cooperative Agreements. 118 partners were selected for two - year projects that support underserved farmers and ranchers with climate - smart agriculture and forestry by expanding the delivery of conservation assistance. In February 2023, NRCS opened up a second round of cooperative agreement funding, of up to $ 70 million, seeking applications for two - year projects that encourage participation in NRCS programs, especially in underserved communities and among urban and small - scale producers.
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USDA's Risk Management Agency (RMA) reinstated its cooperative agreement program, to ensure access for underserved communities, RMA also began an innovative new service to assist underserved organizations with formulating proposals for grant applications and with project management to ensure they meet all obligations. Assistance is available to agriculture - related non - profits and Minority Serving Institutions of higher education.
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Broadband technical assistance. For too long, too many people in rural America and on tribal lands have been left out of the digital economy. Long distances between customers and difficult terrain make building broadband networks in rural areas difficult, and provision of broadband services more expensive. To further support rural communities in need of high - speed internet, Congress has directed USDA to implement a broadband technical assistance strategy. In response, RD is making funding available to rural communities, technical assistance providers, and cooperatives through a new Broadband Technical Assistance (BTA) program, which promotes broadband expansion in rural areas with support for project planning and community engagement, financial sustainability, environmental compliance, construction planning and engineering, accessing federal resources, and data collection and reporting. $ 20 million is available to help rural communities access broadband technical assistance resources and to support the development / expansion of broadband cooperatives. This funding is part of President Biden's historic Bipartisan Infrastructure Law and underscores the Biden - Harris Administration's commitment to investing in rural infrastructure and affordable high - speed internet for every American.
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Rural investments where they are most needed. In 2022, informed by its new systems to better direct investments where they are needed most, RD invested over $ 5 billion in underserved rural communities for projects such as expanding access to housing, water infrastructure, and high - speed internet.
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communities across the country. This historic funding will support projects throughout the U.S. to improve public health, increase access to nature, build climate resilience, and deliver tangible economic and ecological benefits. This funding supplements $ 250 million previously awarded to state and territory forestry agencies in April 2023.
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Expanding access to healthy school meals. In September 2023, USDA finalized a regulation expanding the availability of the school lunch program Community Eligibility Provision, commonly known as CEP, which gives about 3,000 more school districts in high - need areas the option to serve breakfast and lunch to all students at no cost. USDA is also supporting expanded access to healthy school meals by offering ex - tensive financial support for schools including providing 50 cents more per lunch and 18 cents more per breakfast for school year 2023 - 24, compared to last school year's base reimbursement rates, through annual inflation adjustments and Supply Chain Assistance funds; $ 30 million in Healthy Meals Incentives grants to 264 small and rural school dis - tricts nationwide; $ 30 million in FY 2023 Equipment Grants for states an school districts operating school lunch programs; and nearly $ 11 million in FY 2023 Farm to School Grants, serving 1.2 million children.
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Supporting emergency food operations. USDA awarded nearly $ 100 million in Reach & Resiliency grants to 42 state agencies to expand The Emergency Food Assistance Program (TEFAP) operations in underserved areas, including remote, rural, and tribal communities. USDA also announced a second round of nearly $ 1 billion in funding through USDA's Commodity Credit Corporation for states to order commodities from USDA vendors for emergency food providers, including food banks and community kitchens, as they face high demand and supply chain disruptions. The investment is part of USDA's continued efforts to make nutritious food grown by American producers more accessible for families and students nationwide.
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Increasing access to summer nutrition assistance. Starting in summer 2023, USDA's Food and Nutrition Service (FNS) is allowing certain rural areas to distribute summer meals to kids outside of the typically required group (congregate) settings through the Summer Food Service Program and National School Lunch Program Seamless Summer Option. This action will help close the summer hunger gap and ensure equitable access to nutritious food for children in all parts of the country during the summer months. FNS is also partnering with states and stakeholders to stand up a permanent Summer Electronic Benefit Transfer (EBT) program starting in summer 2024, which will provide benefits to purchase groceries over the summer to families with children who qualify for free or reduced - price school meals.
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As Secretary Vilsack has emphasized, " " most of the work of building and supporting the economy is done by small business owners " " - but small businesses have long faced obstacles to participating in federal procurement. USDA is committed to removing those barriers, and has made significant progress implementing initiatives like USDA's Procurement Forecast webpage, which allows small businesses to easily search and filter USDA procurement forecasts, identify the opportunities most relevant to them, and download the results for easy reference. Agency - level initiatives are key as well and are described at https: / / www.usda.gov / equity / activities.
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policies. It focuses on strengthening relationships between Indian tribes and the Forest Service and enhancing co - stewardship of forests and grasslands. With this tool in hand, the Forest Service's management of federal lands and waters can seek to incorporate treaty, religious, spiritual, subsistence, economic, and cultural interests of federally recognized tribes consistent with USDA authorities. A March 2023 announcement committed $ 12 million from the Bipartisan Infrastructure Law to be invested in FY 2023 to complete projects in support of the Tribal Forest Protection Act (TFPA). Funded projects will focus on improving relationships, co - stewardship, restoring traditionally significant plants, and reducing hazardous fuels, while incorporating indigenous knowledge in decisions processes, creating job opportunities for tribal crews, and increasing youth engagement.
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Engagement with Veterans and their communities, including underserved communities; Policy and operational changes such as grantmaking programs, research and training programs; and Executing historic legislation, including the Sergeant First Class Heath Robinson Honoring our Promise to Address Comprehensive Toxics (PACT) Act of 2022 (P.L. 117 - 168).
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Veterans, their families, caregivers and survivors from historically underserved demographic groups are most likely to experience systemic barriers that negatively impact them in benefit outcomes and access to VA services. Some areas of concern and identified barriers where VA will immediately focus are as follows: The lack of authoritative information sources and aggregate data pertaining to VBA benefit utilization by socio - demographic groups. On July 26, 2023, Government Accountability Office (GAO) released its report: VA Disability Benefits: Actions Needed to Further Examine Racial and Ethnic Disparities in Compensation (GAO - 23 - 106097) that recommended VA develop a documented detailed plan to address limitations related to its race and ethnicity data for Veterans. The lack of objectivity in potential areas of high risk in the adjudication and promulgation of disability compensation benefits, as shown through data that might be indicative of bias in the evidence - gathering process (i.e., diagnostic exams / mental health) and / or consistency of disability ratings evaluations. The lack of outreach, education and awareness related to disability compensation benefits that may have resulted in Veterans being unaware of benefits or that potentially inhibit Veterans from seeking VA benefits and care.
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To address these barriers, VA will staff the newly established VBA Office of Equity Assurance to: Establish initiatives and track actions to ensure equity action plans and goals are achieved. Assess the impact of ethnicity, socio - economic status, rural location, gender identification, tribal or native American affiliation and era of military service, on women Veterans ' opportunity to access VA benefits. Review prior studies and reports that identify and explore gaps in and barriers to benefits for underrepresented groups as well as engage in new studies that further refine and identify gaps and barriers experienced by underrepresented groups. Review each VBA benefit program to determine if there are systemic issues that create disparities within underrepresented groups and - where disparities are found - work to eliminate them through specific action plans that could include improved policies, procedures, training, quality control, data, outreach, customer experience and outcomes. Develop a VBA data strategy that leads to programmatic action to improve disability benefit outcomes. Conduct a systemic data analysis using available socio - demographic data to assess VBA's benefit utilization populations, identify potential disparities and understand the root cause (s) of any identified disparities using demographic data approved by the Data Governance Council. Develop strategic partnerships with VA stakeholders to address matters of equity for members of underrepresented groups.
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Expand strategic partnerships with external partners (VSO, local / state government, civic / non - profit partners and others) and improve outreach to Veterans, their families, caregivers and survivors, including those in underserved populations, to ensure they are aware of benefits available to them and provide them assistance on how to navigate the disability claims process. Conduct VBA studies and data analyses to address racial and ethnic disparities in the disability compensation process. This would include completing a FY 2023 study to address findings from previously conducted study in FY 2022, Barrier Analysis for Mental Health in Compensation Benefits, that identified some disparities based on race and ethnicity, and a new study to address the recommendations of GAO in its report, VA Disability Benefits: Actions Needed to Further Examine Disparities in Compensation (GAO - 23 - 106097). As root cause analyses are completed, VBA will develop and implement plans to address actionable issues. Identify and implement program changes that improve benefit outcomes for Veterans that will reduce or eliminate identified gaps. Assess and evaluate VBA equity data trends and their root causes and create strategies with actions to reduce or eliminate disparities.
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Engagement with VA clinicians and staff, Veterans and operational partners. Population health metrics (e.g., analyzing existing quality measures by demographic characteristics such as race / ethnicity using existing tools such as the Primary Care Equity Dashboard and the National Veteran Health Equity Report and manually looking for disparities on other clinical data platforms). For example, the National Veteran Health Equity Report provides information regarding disparities in patient experiences and health care quality for Veterans who obtain health care services through VHA. Data on disparities are presented by race / ethnicity, gender, age group, rurality of residence, socio - economic status and service - connected disability rating, and by cardiovascular risk factors of hypertension, hyperlipidemia and diabetes. VA leaders and staff can use these findings to inform and tailor quality improvement approaches for both Veteran patient experience and health care outcomes. Primary Care Equity Dashboard (e.g., allows VA staff to identify disparities in specific health process and outcome measures by race / ethnicity, sex / gender, geography and neighborhood poverty level for select chronic disease - related quality measures). Updated daily, VA staff can use this dashboard to see potential health outcomes disparities at the facility - level and plan quality improvement interventions to reduce inequities by race / ethnicity, sex / gender, geography and neighborhood poverty level, such as those related to high blood pressure, diabetes control and cancer screening. Medical literature and research (e.g., Prevalence of and Interventions to Reduce Health Disparities in Vulnerable Veteran Populations; addressing disparities in blood pressure control among Veterans with severe hypertension; and identifying and addressing Veteran social needs.
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The Joint Commission Equity Standards (Leadership Standard 04.03.08; National Patient Safety Goal 16.01.01) and Centers for Medicare and Medicaid Equity Standards (i.e., regulatory requirements to improve health care equity, screen for health - related social needs and address social determinants of health). Assessing Circumstances and Offering Resources for Needs (ACORN), a growing initiative to systematically identify and address social needs among Veterans receiving care under VA, has demonstrated that Veterans continue to have unmet social needs (e.g., digital access / digital literacy, transportation, legal). The ACORN initiative consists of the following two core components: 1) a standardized screening tool to identify unmet social needs at the point of care and; 2) the provision of relevant resources and referrals to help address Veterans ' unmet social needs. The nine domains covered in the screening tool are housing, food, utilities, transportation, education, employment, legal, social isolation / loneliness and digital access / digital literacy. Veterans who express unmet social needs on the ACORN screener are offered referrals to relevant services (e.g., Social Work, Mental Health), support navigating resources and / or geographically tailored resource guides with information about VA and community services.
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VA established an Outside the Continental United States (OCONUS) and Freely Associated States (FAS) workstream that conducted enterprise - wide feasibility assessments to improve care and benefits for these underserved and marginalized Veteran populations. The assessments resulted in recommendations for improvement to VA benefits and care in the OCONUS / FAS areas. Conducted Veterans Experience Action Center (VEAC) events in Michigan, Texas, Montana, Colorado, California, Kentucky, Hawaii, American Samoa and Guam that address and solve issues about access to VA care and benefits enrollment for Veterans, their families, caregivers and survivors. VEAC events provide peer - to peer connections, resources and immediate help for Veterans at - risk for homelessness. Additional progress includes the following: Targeted emails and flyers to African American Chambers of Commerce, VSOs, local businesses and local governments which resulted in a doubling of minority Veteran participation in VEAC's. Served 4,583 Veterans, their family members, caregivers and survivors in FY 2023, including 837 women and 582 Veterans at - risk of homelessness. Targeted email communications were sent through the # VetResources newsletter to subscribers in rural areas and women subscribers. Measured demographic information and obtained self - identified demographics through post - event exit surveys. Of the 2,145 VEAC exit survey responses in FY 2023, 873 respondents identified as either American Indian or Alaska Native, Asian, Black or African American, Native Hawaiian or Other Pacific Islander, and / or Hispanic or Latino - an increase of 41 % over FY 2022. Launched first Pacific region VEAC with a special emphasis on women Veterans, resulting in almost 30 % increase in women Veteran engagement when compared to previous participation rates.
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Increasing and standardizing the collection and use of equity data (age, race, ethnicity, sex, gender identity, religion, disability, sexual orientation, geographic location, language preference and other factors across VHA programs) in VA health records to support tracking disparities in health care outcomes among Veterans receiving care through VA at the national and local levels. Increasing technical assistance and resources to VA medical centers (VAMC) to address Veterans ' unmet social needs (food insecurity, housing instability, utilities, legal, transportation, social isolation / loneliness, employment, education and digital), the root causes of many identified disparities. Expanding the use of equity to guide quality improvement approaches and integrating equity into existing VA quality improvement and performance monitoring processes, thereby creating more efficient and streamlined pathways for addressing health care disparities.
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Engage with Veterans to systematically identify and address unmet social needs among Veterans to improve health and advance health equity. Collaborate with community - based organizations to develop geographically tailored resource guides based on needs identified through ACORN. Hold interviews and listening sessions with Veterans, Veteran - advocate and community - based organizations should further changes be made to the ACORN screening tool. Leverage ACORN to help VA identify gaps in service delivery, inform future resource allocation and help to identify new opportunities for community engagement. Leverage ACORN data to better understand Veterans with unmet legal needs. This information can then be used to educate law enforcement about interacting with Veterans with mental health and
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Veterans, their families, caregivers and survivors who are individuals with disabilities, have limited English proficiency, or are in rural areas, FAS and parts of underserved communities have experienced limited access to tools, resources, VA facilities and burial grounds. Women Veterans are more likely to face inequitable access and utilization due to some of the following barriers:
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VA will improve access to VA's programs, benefits, health care and other activities by: Completing and reviewing results from a CWV survey of women Veterans who are not connected to VA, to discover why they do not use VA benefits and / or care. Conducting VEACs using a marketing approach to maximize participation by underserved Veteran populations, including women, racial and ethnic minorities and other underserved groups, with particular attention towards increasing trust as well as engaging Veterans who are not connected to VA. Launching the " " LAM Campaign " " in collaboration with internal and external stakeholders to increase women Veterans self - identifying as Veterans through empowerment and build a welcoming environment in VA.
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Launching the refined Women Veterans Survey to continue tracking and identifying trends on barriers for why women Veterans do not use VA. Making the Women Veterans Community Support Forum a permanent semiannual event, bringing together traditional Veteran organizations and nontraditional organizations across society to convene, inform, update and create connections that will help increase awareness of the services and eligibilities for women Veterans through the organizations ' reach. Issuing VA guidance for providing language access for Veterans, their families, caregivers, survivors and members of the public who have limited English proficiency. Collaborating with the VA Office of Congressional and Legislative Affairs, OMB and the White House as well as VSOs, Veterans, family, survivors and caregivers to support passage of H.R. 4325 - Historically Underserved Veterans Inclusion Act of 2023 (introduced on June 23, 2023, by Representative Sheila Cherfilus - McCormick and 14 co - sponsors). This legislation will broaden the scope of the CMV and ACMV to ensure equitable access for historically underserved Veterans. Restructuring and publishing VA Directive 0801, Minority Veterans Program, to identify and strengthen the role of Minority Veterans Program Coordinators (MVPC) in local communities. This restructuring will create additional access points. Improving access to care and benefits for underserved Veteran populations by leveraging existing human - centered design (HCD) insights on bright spots, pain points and " " moments that matter. " " Measuring trust of underserved Veteran populations by specific VA service line or outreach event. Establishing a Center for Native Hawaiian and Pacific Islander Health as appropriated in FY 2023. Continuing to improve access to burial services by working towards establishing cemeteries in rural areas. Building Veteran and employee awareness of the role and responsibilities of the MVPC. Standing up an Advisory Committee for US Outlying Areas and Freely Associated States (FAS) and holding first meeting in the first quarter of FY 2024 with members from each covered location, providing information and recommendations to better serve Veterans, their families, caregivers, survivors in those remote areas.
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Satisfaction results from Veterans, their families, caregivers, survivors and others who access translated documents at VA. Usage rates and trust score for Veterans in the Pacific region. Percentage of Veterans with a burial option in a national, state or territory Veterans ' cemetery within 75 miles of their residence. Rate of enrollment in VA benefits and care among Veterans, including Women and minority Veterans, transitioning out of the military. Trend over time of Veterans, including Women and minority Veterans ' Trust Scores.
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VA operates a large and complex acquisition program. This inherently favors firms who already understand the program or have the resources necessary to learn it. The perceived difficulty of learning the system may act as a barrier to new entrants and disadvantaged businesses with limited resources. Overcoming this information gap will be essential to the success of underserved firms. Reducing costs and administrative burdens are in tension with the need for additional contracts. Also, VA's mission and statutory mandate require VA to be Veterans First in all efforts surrounding procurement. The Veterans First statutory mandate is implemented through the VA Rule of Two. The statute requires the Department to set - aside contracts first for Service - Disabled Veteran - owned Small Businesses (SDVOSB) and Veteran - owned Small Businesses (VOSB) before other socio - economic categories, after it is determined that the Veteran firm can meet all other required acquisition regulatory and legislative criteria. Thus, by law, WOSB, HUBZone and SDB companies not owned by Veterans are considered only after a determination is made that an SDVOSB or VOSB set - aside is unfeasible. These competing objectives can pose a barrier if the VA staff is not properly trained to follow established acquisition regulatory guidance and other legislative requirements.
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OMB illustrates that VA contracting is increasingly dominated by established vendors rather than new entrants. As VA has reduced its total vendor base from 11,964 in FY 2020 to 10,887 in FY 2022, the share of established vendors (not recent or new entrants) has increased. In FY 2020, 61.7 % of VA's vendors were established vendors. In FY 2022, the share of established vendors increased to 66.6 %. This suggests the reduction in total vendors is occurring at the expense of new or recent entrants. An analysis of VA - funded contract actions from the Federal Procurement Data System demonstrates how the Veterans First procurement hierarchy reduces the number of contract opportunities for non - Veteran disadvantaged firms. In FY 2022, out of $ 6.3 billion in contract dollars awarded through some type of set - aside, VA awarded $ 5.7 billion (91 %) specifically using the SDVOSB set - aside. Since the SDVOSB set - aside is first on VA's procurement hierarchy, this result is predictable. However, the second tier on VA's procurement hierarchy (VOSB set - aside) was used to award only $ 59 million, a dramatically lower figure. Awards through the HUBZone and 8 (a) Business Development Program set asides were even lower. Alternatively, the last tier on VA's set - aside hierarchy received the second highest volume of dollars; $ 461 million were awarded through the general small business set - aside. These data illustrate two factors. First, the procurement hierarchy tends to screen out contracting opportunities for programs lower on the hierarchy. Second, the intermediate tiers such as HUBZone,
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Increasing collaborative outreach, education and networking opportunities to reach SDB, Women, LGBTQ +, 8 (a) and HUBZone firms. VA will identify and work with industry associations, other Federal agencies, SBA and APEX accelerators to co - host virtual and in - person education seminars. This will allow VA to reach underserved populations across socio - economic categories. By investing in business development education, training and networking, VA will continue to assist SDBs, WOSBs and HUBZone firms to overcome the information barrier, enhance their chances of success at contracting with VA. Offering outreach programs in which VA's buyer organizations brief industry on their initiatives, challenges and requirements to create access to opportunities in VA contracting for underserved communities. Implementing a more robust, data - rich Forecast of Contracting Opportunities to provide small and underserved businesses with advanced information to market their capabilities to relevant program offices. Monitoring and enforcing VA's agency - wide compliance to publish projected needs in the Forecast of Contracting Opportunities in advance of acquisition planning. Issuing guidance to VA contracting personnel with the authority to make procurement decisions on how to improve opportunities to award SDB, WOSB and HUBZones. Continuing to identify and measure new entrants for VA contract awards using VA Pathfinder, OMB and the Budget Procurement Equity Portal. Seeking Congressional approval of an order of preference that includes WOSB within the third category following SDVOSBs and VOSBs. Continuing internal training for VA's buyers to ensure they understand the policy imperatives of small business utilization and know how to conduct market research to maximize small and underserved business participation. Publishing procurement policies on improving opportunities to make awards to SDB, WOSB and HUBZone companies (on VA's Acquisition Knowledge Portal, the site for procurement policy).
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Facilitate networking opportunities, such as in - person and virtual business opportunity sessions, to help SDBs, WOSBs, 8 (a) companies and HUBZone firms establish valuable connections with procurement decision makers. Team with prime contractors to provide disadvantaged companies access to procurement prospects they otherwise would not have. Host networking sessions to enable businesses to showcase their capabilities, build relationships and gain insights about the products or services needed by potential VA buyers.
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Inconsistent demographic data collection for Veterans served and sparse information on Veterans VA does not serve does not allow consistent measured outcomes based on demographics. Inability of VA Administrations and systems to access demographic data in meaningful ways hinders the ability to inform / achieve equitable outcomes in key business and health processes. Historical lack of consistent collection and analysis of demographic data hampers evidence - based decision - making.
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VA augmented its PACT Act Performance Dashboard to include a quarterly demographic supplement that includes demographics analyses for key metrics beginning with gender, race / ethnicity and age, that will provide insights to help ensure VA's implementation of the law serves all Veterans. In October 2021, VA enhanced the quarterly VA - Wide Trust Survey to capture voluntary, self - reported expanded demographic options for race, ethnicity, gender identity and sexual orientation to identify trust scores for underserved populations. These metrics are reported each quarter as part of VA's I * DEA agency priority goal (APG) for the FY 2022 - 2023 cycle and from quarter 1 of FY 2022 through quarter 3 of FY 2023, statistically significant increases in trust occurred across 10 of the 26 enhanced demographic domains. When comparing quarter 3 of FY 2022 trust scores with quarter 3 of FY 2023 trust scores, VA saw statistically significant increases across 19 of the 26 domains. See Appendix, VA - Wide Trust Scores: I * DEA APG, quarter 1 of FY 2022 through quarter 3 of FY 2023. The Veterans Benefits Administration (VBA) hosted 12 symposia to enhance outreach to rural communities, minority Veterans and women Veterans. The information shared at these symposia included resources to overcome transportation challenges, information on the roles of Minority Program Coordinators, fraud prevention and PACT Act awareness. VBA's Customer Outreach Survey indicated an overall score of 4.4 out of 5 for the symposia.
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To improve data collection and ensure VA's process and actions are data - informed, VA will start by tasking the Data Governance Council to: Issue guidance on an enterprise standard for the collection of demographic data (e.g., race, ethnicity, sexual orientation, gender identity, sex, age, disability, national origin, Veteran status, income, location, religion and tribal enrollment) across VA and continue with the development of a VA - Wide Demographic Data Strategy that aligns with OMB guidance, other Federal policies and best practices. Continue deployment and collection of self - reported expanded demographic options and self - identification through VA health systems, surveys, VA forms and community engagements. Develop a baseline and maintain measurement of enterprise data quality scores for all demographic data currently collected in VA. Implement improved data collection and sharing across all Administrations to develop key performance metrics and enable equity assessments. Collaborate with stakeholders across VA, establishing a collective veteran authoritative dataset (CVAD) - a single, validated source of shared Veteran data (including demographic data) to be leveraged for analytics enterprise - wide. Publish internal provenance of data elements included in the CVAD. Obtain access to income data on Veterans (only element not collected by VA).
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In partnership with the Departments of Housing and Urban Development and Health and Human Services and the National Coalition for Homeless Veterans, VA hosted the Here for Hope Education and Resources Symposium. This symposium shared information about women's health transition training; an overview of women's health; Vet Center services for women Veterans; fraud prevention; how to apply for benefits; an update on the PACT Act; and information on benefits and support unique to the Women Veteran Special Emphasis Program. Completed an in - person listening session for Native Hawaiian and Pacific Islander Veterans in Hawaii and California to gain further insights on experiences and perceptions as gathered in the Pacific journey map. Executed the first Women Veterans Community Support Forum, bringing VSOs and other traditional Veteran organizations together with non - traditional organizations to exchange information and connect women Veterans to their VA benefits and care. The Women Veterans Community Support Forum will be a semi - annual forum to deepen stakeholder engagement.
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VA integrated environmental justice into its mission and will continue to encourage and facilitate meaningful involvement of affected stakeholders and communities (Veterans Affairs Environmental Justice Scorecard). In FY 2023, VA's energy performance contracting program began considering environmental justice as an evaluation criterion for new project starts. Established VA's National Environmental Protection Act Interim Guidance for Project parameters to consider environmental justice (EJ) as part of the process. In 2022, VA published an updated Directive 0065, Climate Change Adaptation and Resilience Planning, that incorporated pursuing climate mitigation efforts that advance environmental justice as a core policy. This policy update was not directly related to the VA's EJ Strategic Plan, but rather part of larger planning in which environmental justice was prioritized. In response to Executive Order 14057 VA established a senior level Sustainability Task Force with environmental justice as a cross - cutting priority among all climate and environmental areas.
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VA proposed modifications to the regulatory framework for eligibility determinations involving Veterans ' military discharges that may be considered " " dishonorable " " for VA benefit eligibility purposes. The proposed revision of 38 C.F.R. § 3.12, Update and Clarify Regulatory Bars to Benefits Based on Character of Discharge, addresses disparities related to Veteran status and eligibility determination that are a major issue for homeless Veterans as well as LGBTQ + and other minority Veterans. While rulemaking is still ongoing, VA highlights the following public - facing efforts to hear concerns from underrepresented groups: July 2020: Published a proposed rule in the Federal Register to amend 38 C.F.R. § 3.12 (85 FR 41471) Update and Clarify Regulatory Bars to Benefits Based on Character of Discharge; September 2021: Published a Request for Information (RFI) to the Federal Register for additional public commentary on aspects of the proposed regulation (86 FR 50513) Discharge; and Held listening sessions in October 2021. VA published a request for information (RFI) on June 20, 2023, for the public to provide data and information on minority and historically underserved Veterans. Historically underserved Veterans includes racial and ethnic minorities (Asian American; Black or African American; Hispanic / Latino; Native American, including American Indian, Alaskan Native and Native Hawaiian; or Pacific - Islander American); LGBTQ + individuals; those determined to be underserved based on their religious beliefs and practices; those with language barriers or without citizenship status; and those in rural areas and on tribal lands. The Center for Minority Veterans (CMV) will use this input to improve outreach, education, engagement, enrollment, advocacy and access programs for minority and underserved Veterans.
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Procedural Equity, Structural Equity
The PACT Act is the largest health care and benefit expansion in VA history. This law helps provide generations of Veterans (Vietnam era, Gulf War era and Post 9 / 11 era) with benefits and health care for exposure to burn pits, Agent Orange and other toxic substances. To provide insights to help ensure that implementation of the law leads to equitable outcomes for all Veterans, VA has: Supplemented its PACT Act performance dashboard to include demographics such as gender, race / ethnicity and age; Translated PACT ACT fact sheets into 13 languages, with additional languages in process, improving access for Veterans, their families, caregivers and survivors with preferred languages other than English; Launched VA.gov / PACT, a comprehensive public - facing resource for Veterans and their families, caregivers and survivors; Trained employees on the new law, resulting in being able to reach more Veterans; and Used PACT Act authorities to improve national rural recruitment and hiring for the Veterans Health Administration (VHA); enhance the ability of VA to hire and retain staff, including health care providers, recent graduates and housekeeping aides; offer higher salaries, awards and bonuses to critical staff; and increase the amount of student loan repayment employees can receive. These new authorities resulted in nearly a 12,000 net increase of VA employees - over 7,600 of which were clinical occupations. These additional staff assisted in providing services to nearly 122,000 new enrollees and processing of over 900,000 claims.
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Procedural Equity
Strategy 3: Access
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Distributional Equity/Distributions
VA will address Procurement Equity by:
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Procedural Equity
Strategy 3: Access
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Procedural Equity
Improved access, advanced outcomes
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Procedural Equity
Advance health equity by reducing health disparities, ensuring access to high - quality care for every eligible Veteran and using equity - informed approaches to better reach underserved Veterans.
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Procedural Equity
Strategy 3: Access
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Distributional Equity/Distributions, Procedural Equity
Enhance access and utilization of VA benefits and care by streamlining processes and increasing availability of tools, resources and facilities.
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Distributional Equity/Distributions
Advance economic security by ensuring procurement practices reach underserved communities via increasing opportunities for Small Disadvantaged Businesses (SDB), Women Owned Small Businesses (WOSB) and Historically Underutilized Business Zones (HUBZone).
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Structural Equity
8 (a) and WOSBs may be receiving insufficient consideration before application of the set - aside for all small businesses. While VA makes no apology for putting Veterans first, as consistent with VA's mission, this illustrates that requirements have effects, even if unintended, on other policy objectives.
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Procedural Equity
As part of our effort, VA established the Inclusion, Diversity, Equity and Access (I * DEA) Council, which serves as the Agency Equity Team (pursuant to President Biden's Executive Order (EO) 14091). The I * DEA Council will address inclusion, diversity, equity and access at VA and will deliver a comprehensive equity strategy that will embed robust equity practices into VA culture, policies, programs, training and decision - making processes. The I * DEA Council has been empowered to lead efforts to ensure that all Veterans are treated fairly and provided their full earned benefits and world - class health care to enable them to enjoy a full, healthy life.
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Procedural Equity
Increase evidence - based decision making by improving the collection, quality and accessibility of demographic and related data to ensure equity in the delivery of care and benefits to Veterans, their families, caregivers and survivors.
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Procedural Equity
VA recognizes that Veterans face the same systemic inequities that are reflected in the general American population. As a Federal steward to nearly 19 million Veterans, VA must lead by example, exhibiting a more inclusive environment in which all who rely on our services feel safe, welcome and also receive the benefits and care they have earned. This includes ensuring all Veterans, including Veterans from underserved communities, have improved service delivery and customized services at each phase of the Veteran's journey to meet every Veteran where they are. It also includes creating opportunities to enhance access, outcomes and experiences while eliminating barriers to care and benefits.
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Procedural Equity
VA continues to focus on ensuring equitable outcomes for all Veterans. As a part of this focus, VA has taken significant action to cultivate and sustain access to care and benefits through the following:
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Distributional Equity/Distributions, Procedural Equity
In fiscal year (FY) 2024, VA will make progress through executing five strategies that will address systemic barriers experienced when applying for disability compensation; address difficulties achieving equitable health care outcomes; and providing equitable access to VA care and benefits. VA will create and expand opportunities in procurement that will target underrepresented communities and contribute to economic improvements. VA will continue its efforts in Veteran - centered data collection and evidence - based decision - making to inform and improve the overall health, well - being and trust of those we serve.
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Procedural Equity
Advance health equity by reducing health disparities, ensuring access to high - quality care for every eligible Veteran, and using equity - informed approaches to better reach underserved Veterans.
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Distributional Equity/Distributions, Procedural Equity
Enhance access and use of VA benefits and care by streamlining processes and increasing availability of tools, resources and facilities.
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Distributional Equity/Distributions
Advance economic security by ensuring procurement practices reach underserved communities via increasing opportunities for Small Disadvantaged Businesses (SDB), Women Owned Small Businesses (WOSB) and Historically Underutilized Business Zones (HUBZone).
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Procedural Equity
Increase evidence - based decision - making by improving the collection, quality and accessibility of demographic and related data to ensure equity in the delivery of care and benefits to Veterans, their families, caregivers and survivors.
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Structural Equity
To fulfill the requirements of EO 13985, (Advancing Racial Equity and Support for Underserved Communities through the Federal Government, released in January 2021), VA took immediate steps to advance and sustain equity through policy and operational changes; grantmaking and research and development; and the continued use of the Veterans ' voice as our North Star for increasing trust and transparency by offering more stakeholder engagements to underserved communities. Below are some of VA's equity progress updates and accomplishments to date.